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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>A new resource on artificial intelligence powered computer automated detection software
products for tuberculosis programmes and implementers. Tuberculosis</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1109/TBME.2010.2057509</article-id>
      <title-group>
        <article-title>A Deep Learning Approach for Tuberculosis Diagnosis from chest X-Rays: A Survey</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Raghav Sharma</string-name>
          <email>raghav97.rs@gmail.com</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Preeti Gupta</string-name>
          <email>preeti.uiet@gmail.com</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Harvinder Kaur</string-name>
          <email>harvinderkang29@gmail.com</email>
        </contrib>
      </contrib-group>
      <pub-date>
        <year>2010</year>
      </pub-date>
      <volume>127</volume>
      <issue>102049</issue>
      <abstract>
        <p>Deep Learning has been on the rise for various applications that includes but not limited to autonomous driving, industries and medical imaging. Medical Imaging is one of the best data sources having ability to assist in diagnosis of diseases, rehabilitation as well as in treatment. The power of deep learning is that it can automatically learn from data and classify the images with good accuracy that has led to path-breaking applications. The clear view and a structured approach of applying deep learning in the health domain in order to assist in diagnosis and treatment of diseases in accurate and precise manner is the beneficial aspect of technology. The various aspects to utilize deep learning for diagnosis of Tuberculosis (TB) are important in building of appropriate Computer Aided Diagnosis (CAD) system. In this paper, a comprehensive overview of deep learning based Convolutional Neural Network (CNN) models implemented specifically on Tuberculosis (TB) diseases. The chest X-rays are the most economical and commonly used imaging technique, is the dataset considered in review. The transfer learning utilization for detection of disease is explored with classification performance analysis. The future challenges with the application of deep learning models and the new directions of research needed in this field to achieve the practical performance requirements, are discussed.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Deep Learning</kwd>
        <kwd>tuberculosis</kwd>
        <kwd>chest X-rays</kwd>
        <kwd>transfer learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Deep learning is inspired by the human brain’s deep structure and its algorithms use computational
methods to learn features of data. Deep learning makes use of neural networks to extract important
feature representations directly from data. Deep learning approach based Convolutional Neural
Network (CNN) algorithms that can learn from data images automatically, is reckoned effective on
medical images [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Tuberculosis (TB) is among top infectious diseases as reported by W.H.O and is
the major cause of deaths worldwide. Detection at an early stage of this infectious disease is highly
needed. The Chest X-Rays are commonly utilized in detection of TB as it is economically viable but
its manifestations rely on texture and geometric features so the accurate diagnosis requires highly
experienced medical staff [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Therefore, there is a high need for an automated screening system to
assist medical staff in the decision making process. Artificial intelligence helps indevelopment of such
high impact automated screening systems. The automated TB screening can be achieved by CNN
models as they give higher accuracy as compared to other methods [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The CNNs are made up of
various layers, i.e., convolution, pooling and fully connected layers A CNN takes a picture and runs it
through the network layers, producing a final class. These network layers learn the features of the
image.
Filters at various resolutions are implemented on image and convolution with previous image is done
and output is fed to the next layer [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The simple and complex features are learned efficiently by
layers. The max pooling layer functions to convolve the features of the last layer. The last layers are
fully connected andsoft max layers. Feature extraction is a simple task with deep learning and learned
features helps to traina classifier [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The several approaches for training a deep learning network are
used: such as training from scratch, transfer learning and semantic segmentation [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The transfer
learning approach is mainly utilized. The training parameters tuning is also important to get the better
results [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Data augmentation helps in improving the performance with smaller datasets. Dropout
regularization is highly impactful in improving the performance of CNNs. Batch normalization makes
the training of the network more efficient. CNNs consist of various parameters which are adjusted
throughout the training phase, with the help of large amount of calculations. The Graphical Processing
Unit(GPU) is suitable for parallel processing and helps to speed up calculations during the training
phase. MATLAB and Python programming languages are generally used to implement deep learning.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Deep Learning: An Overview</title>
      <p>
        There are various approaches to train the deep learning network are training from scratch, transfer
learning and semantic segmentation to pre-train the network [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. The training composed of accessing
data and preprocessing data next is configuring network layers, training the network and tuning the
parameters to achieve good performance of the system. The workflow is shown in figure 1.
      </p>
    </sec>
    <sec id="sec-3">
      <title>Convolutional Neural Network</title>
      <p>
        CNN is a feed-forward network and consists of various layers which are given below.
● Convolution layer: This layers outputs a feature map by convolving the input image with a
convolution filter. The convolution is controlled by stride. The operation learns the features
which are further utilized in classification.
● Pooling layer: This layer performs the pooling operations like average, sum to the spatial
dimension of the input. According to its function it is also known as a down sampling layer.
The Pooling and convolution layers are used in tandem in the development of network
architecture.
● Fully-connected layer: In this every neuron of the current layer is connected to each neuron in
the previous layer. The number of classes is determined by the total number of fully
connected neurons in the final layer. All neurons are connected, having a specific weight assigned
to each connection.This layer establishes a weighted sum of all the outputs from the previous
layer to determine aspecific target output.
● Rectified Linear Unit (ReLU): ReLU is an activation function implemented next to the
convolution layer. This layer entails mapping the output to the input set and projecting the
nonlinearity onto the network. [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
●
      </p>
      <p>Batch normalization: It is done amidst the layers of network to create normalized activation
maps for each training batch. It maintains the regularization of the network and increases
training efficiency.</p>
    </sec>
    <sec id="sec-4">
      <title>2.1.1. Transfer Learning</title>
      <p>
        Transfer learning is the process in which a pre-trained network's layers are transferred to other
networks for fine-tuning and feature extraction. The CNN training is done with large dataset initially
and after that small dataset is utilized to train the pre-trained model with fine tuning for efficient
performance of CNN model [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Transfer learning gives better results than training from scratch. The
performance further can be enhanced with optimization of hyper-parameters.
2.2.
      </p>
    </sec>
    <sec id="sec-5">
      <title>Classifiers</title>
      <p>●
●</p>
      <p>
        Support vector machine (SVM): The SVM process is based on the separation of two classes by
determining a hyper plane which maximizes the margin size by optimization and minimizes the
miss-classification errors simultaneously [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
      </p>
      <p>Soft max classifier: Softmax utilizes logistic regression to deal with multiple class outputs.</p>
      <p>
        Each class in the problem is given decimal probabilities[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
2.3.
      </p>
    </sec>
    <sec id="sec-6">
      <title>Training of the Convolutional Neural Network</title>
      <p>
        Before training the training options are selected like learning rate, max epoch, mini-batch, depth,
layers, regularization etc. During training the CNN learns the features directly from the image. The
layers weights are learned during the training. The network is run and training is monitored. In case of
inappropriate results the parameters tuning and Bayesian optimization [21] can be implemented. The
learning rate is the most important hyper-parameter which controls the speed of the training. Several
optimizers such as RMS prop, Stochastic Gradient Descent(SGD) and Adaptive Moment Estimation
(Adam)[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] are there which work to adjust parameters within CNNs. The learning process consists of
feeding input data to CNNs, updation of parameters within CNNs and iteration with units of
minibatch. When whole of the training data is used once it is called one epoch. Data is generally shuffled
and allocated to different groups for each epoch when using mini-batch learning.
2.4.
      </p>
    </sec>
    <sec id="sec-7">
      <title>Performance Metrics</title>
      <p>
        CNN models can be evaluated efficiently and directly with statistical methods. Classification
accuracy of the model is calculated. The confusion matrix can be utilized to know the performance of
the created model. On the test datasets, Receiver-Operating-Characteristics(ROC) curve [
        <xref ref-type="bibr" rid="ref6">6, 27</xref>
        ] and
Area-under-Curve(AUC) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] are determined. Contingency tables, sensitivity and specificity [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]
measured for performance analysis of the model. The recall, F1-score which combine precision and
recall [23] w.r.t positive class metrics measures of the baseline model determined for comparison of
different architectures.
      </p>
    </sec>
    <sec id="sec-8">
      <title>3. Related Work</title>
      <p>
        In [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] researcher proposed the CNN-based TB screening system utilizing pre-trained CNN AlexNet.
One extra convolution layer added to deal with high resolution medical images. The resized images
used in training to increase the performance efficiency. The parameter learning rate is tuned in decayed
mode with stochastic gradient optimization. The entire training process, from feature extraction to
classification is presented. The AUCs for three real-world datasets for the automatic TB screening
CAD system based on deep CNN were calculated. The initial layers learn low level features and high
level features were learned by higher layers during training. Data augmentation and transfer learning
is utilized to improve the performance measures. The performances on KIT, Montgomery and
Shenzhen datasets are compared. In [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] author demonstrated the three different proposals for TB
detection utilizing pre-trained networks such as Resnet and Googlenet as features extractors and then
support vector machine(SVM) classifier is trained with the extracted features of images. In the first
proposal resized images and in the second sub-regions of image are considered for extracting features.
The last model ensembles the trained classifiers. The findings show that ResNet gives stable
accuracies as compared to other CNNs. In [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] the author proposed the Deep CNN (DCNN) approach
based on automated TB disease classification. In this, the ensemble model of AlexNet and GoogleNet
is utilized to increase the performance measures. The both post processing and preprocessing data
augmentation techniques such as random cropping, mirror images, mean subtraction, rotations are
applied to the dataset. The Stochastic Gradient Descent Optimizer is considered during tuning of the
training parameters. Ensemble approach is utilized which is based on the implementation of different
weighted averages of the probability scores provided by the classifiers of both the CNNs. In [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] the
author presented the automatic TB detection system with region of interestfeatures learning approach
and CNN VGG-Net is considered and accuracy about 80% was achieved. In[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] researcher presented the
method of classification of TB disease using CNN AlexNet and GoogleNet.The focus is mainly on the
optimization techniques for improve the performance of the network. The decay learning rate with
iterations and weights of dropout and ReLU layers are implemented to avoid over-fitting during
training. The improvement in accuracy from 53.02 to 85.68% was achieved using shuffle sampling
technique. In [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] the author developed a generalized model for medical image classification based on
decision tree approach. The accuracy of 81.25% and AUC of 0.99 with VGG- Net was achieved
utilizing the data augmentation, Adam optimizer, sigmoid activation function and SVM classifiers. In
[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] demonstrated the transfer learning on medical imaging for TB detection using improvement in
training weights. The impact of varying weights on learning is evaluated by performance metrics and
AUC 0.99 with ResNet-50 is achieved on Shenzhen dataset. In [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] the author applied data
augmentation on region of interest on image and HAAR and LBP features are utilized on ResNet
CNN. In [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] the author emphasized on modality specific learning for generalization utilizing large
Xrays dataset. The various CNN such as VGG-16, InceptionV3, ResNet and DenseNet-121 for TB
detection is used. The evaluation reveals that DenseNet-121 gives the best result with AUC 0.92 and
accuracy 0.897. In [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] the significance of using ReLU activation for the purpose of object
recognition as compared to the binary units and the several aspects of deep learning and recent clinical
studies are demonstrated. In [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] authors emphasized that better generalization performance can be
achieved on initializing with transfer weights after considerable fine tuning on a new task. In [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] author
demonstrated pre-trained deep CNN model and support vector machine for feature extraction and
classification for good results. In [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] author demonstrated the several aspects of deep learning and
recent clinical studies. In [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] author presented the performance of the model improved with larger
dataset and fine tuning of hyper-parameters. In [16] demonstrated pre-trained deep CNN model for
extraction of feature of input gives good results. In [17] the feasibility of CNN utilizing larger dataset
with learning set of low-level features including Scale Invariant Feature Transform (SIFT), GIST,
PHOG and SSIM. In [18] the ResNet CNN model by transfer learning the pre-training weights
extracted from the ImageNet to detect tuberculosis manifestations. In [19] author utilized textural
features as descriptors to categorize into TB or non-TB cases and able to detect this disease with
statistical features in the image histogram. In [20] author presented a statistical interpretation method
for detecting tuberculosis. In [21] author demonstrated the Bayesian classification for detection of TB.
In [22] author provided a textural and geometric feature-based classification of tuberculosis
manifestations. In [23] author proposed thetwo- stage classification method and achieved boost up in
the recall value. To perform identification and detection different sub-models are implemented. The
performance analysis demonstrated that resizing the dataset, normalization of data leads to faster
convergence. In [26] author demonstrated the various deep learning based CAD tools for detection of
TB diseases available commercially such as T- x net, CAD4TB etc. Considering the above literature
review, the several techniques utilized and CNN algorithm used for TB disease detection with the
performance achieved are summarized. Table 1 belowshows the datasets used by authors in research
papers of review and Table 2 shows the summary of works carried out for TB Detection using deep
learning with CXRs.
      </p>
      <sec id="sec-8-1">
        <title>Montgomery [24]</title>
      </sec>
      <sec id="sec-8-2">
        <title>Shenzhen</title>
        <p>
          [24]
KIT [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]
JSRT [25]
4020*4892
NA
        </p>
        <p>NA</p>
        <p>Author’s name</p>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>4. Conclusion</title>
      <p>This paper reviews deep learning methods used in several papers on TB screening, based onchest
X-Ray Imaging. The performances of several CNN algorithms are analyzed and observed that
performance of CNNs are highly reliable for detection and classification of TB disease. It is observed
that deep learning success depends on labelled public datasets. It is also seen that the speed and accuracy
of the network improves by data augmentation and optimization. The fine practical settings also aid in
improvement of the model performance. A comprehensive review helps the researchers in choice of
the suitable algorithm and to setup the appropriate framework for their research. Although these
researches provide good accuracy, still the new directions in standardized framework specifically for
medical images and computer vision is needed. The study of literature describes the deep learning
methods surpassing the state of art in medical image domains. Finally, on the basis of tuning
parameters we suggest that optimization usage is most helpful in improving the performance easily. In
future, the deep learning based diagnosis tool available worldwide for TB disease will leads to more
efficient, very low cost and fast results having the techniques within the deep learning software for
image visualizations.</p>
      <p>.
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