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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>SMARTERCARE Workshop, November</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Personalized arterovenous fistula management through utility maximization with Influence Diagram</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alessandro Bregoli</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luca Neri</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Max Botler</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Erik Schumacher</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ricardo Peralta</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pedro Ponce</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefano Stuard</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francesco Bellocchio</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Informatics</institution>
          ,
          <addr-line>Systems and Communication</addr-line>
          ,
          <institution>University of Milan-Bicocca</institution>
          ,
          <addr-line>Milan</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Fresenius Medical Care AG &amp; Co. KGaA</institution>
          ,
          <addr-line>Bad Homburg</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>29</volume>
      <issue>2021</issue>
      <fpage>61</fpage>
      <lpage>66</lpage>
      <abstract>
        <p>In this paper we propose an early stage decision support system for personalized arteriovenous fistula (AVF) management. The goal of the model is to identify an optimal strategy to recognize the onset of a stenosis and intervene to prevent the failure of the AVF. We used an Influence Diagram (ID) that combines a risk model, clinical tests, angioplasty and searches a series of policies that optimizes the cost of treatment.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Chronic Kidney Disease</kwd>
        <kwd>Arteriovenous Fistula</kwd>
        <kwd>Influence Diagram</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>2. Background</title>
      <sec id="sec-2-1">
        <title>2.1. Arteriovenous Fistula</title>
        <p>
          Accordingly to [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] an AVF is a vascular access commonly used during the hemodialysis. An AVF
is created through surgery connecting a vein and an artery. The creation of a well-functioning
AVF is a delicate task and require several weeks to be ready for use.
        </p>
        <p>
          One of the complications related to AVF is the stenosis. A stenosis is a reduction of the
vascular lumen that determines a decrease of the blood flow and increases the chances of AVF
failure. Early detection of a stenosis facilitates correction through angioplasty which increases
the survival rate of the AVF. In order to identify a stenosis several methods have been developed
[
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. In this paper we will consider: Physical Examination (PE), Access blood flow (Qa) and
Angiography. We also use a risk model [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] developed by Fresenius Medical Care based on
XGBoost that exploits data recorded in routine clinical practice such as: biochemical parameters,
vital signs, dialysis treatment parameters, AVF-related parameters. The goal of this model is to
evaluate the risk of failure within three months.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Bayesian Networks and Influence Diagrams</title>
        <p>
          Bayesian Networks (BNs) are probabilistic network models [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] capable of representing
probabilistic knowledge. A BN is composed of a qualitative element and a quantitative one. The
qualitative element is a Directed Acyclic Graph (DAG) encoding a set of conditional dependences
and independences among a set of random variables. The quantitative element describes the
relationships among random variables with probability theory [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Formally a BN is defined
as follows: ℬ = ( ,  ,  ) . Where  is the set of random variables,  = ( , ) is a DAG
representing conditional independences among variables in  and  is a set of conditional
probability distributions.
        </p>
        <p>
          The construction of a BN requires to learn both the qualitative component  and the
quantitative component  . The learning phase can be carried out using data, expert knowledge or a
mixed strategy. The latter approach can be efectively applied in healthcare where the domain
expert knowledge can be integrated with data [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
        </p>
        <p>BNs can be used as the basis for performing inference and analysis of the domain. Decision
options and utilities associated with these option can be integrated into a BN: the resulting
model is ID. ID is an efective model for representation and analysis of decision-making under
uncertainty. Similarly to Bayesian networks an ID is formally described as follows: ℐ  =
( ,  ,  ,  ) . Where  is the set of random variables and decision variables,  is a DAG, 
is a set of conditional probability distributions and  is a set of utility functions. The DAG
 = ( , ) , contains nodes  representing random variables, decision variables and utility
functions.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Model</title>
      <p>Recognizing a stenosis as early as possible, increases the probability of an efective intervention
in order to reestablish the patency and prolong the AVF life. For this reason, diferent diagnostic
Stenosis
techniques have been developed, including PE, Qa, angiography and risk models. Our goal is to
develop an ID and combine all the detection techniques in one tool capable of defining a set of
optimal policies for the stenosis identification.</p>
      <sec id="sec-3-1">
        <title>3.1. Structure identification</title>
        <p>The structure identification of an ID is a critical task. In fact, if the structure doesn’t represent
the underling process, the model is not able to find an efective policy. For this reason we
decided to involve into the structure identification process a domain expert. We introduced
some simplifications to maintain the model governable and interpretable: 1. The model imposes
an order in the decision-making sequence, 2. The model uses only a subset of the possible tests
for stenosis identification. 3. The model is based only on the current state of the patient. We
depicted the resulting model in Figure 1 using the three types of nodes made available from the
ID model: Decision variables: ModelRisk, PE, Qa, Angioplasty. Random variables: Stenosis:
binary variable representing the presence or absence of the stenosis. ModelRisk_result: variable
representing the result of the model if we decided to use the ModelRisk. Otherwise, it is set
to none. PE_AVF_patency: variable representing the result of the PE if it has been performed.
Otherwise, it is set to none. Qa_AVF_patency: variable representing the result of the Qa if it has
been performed. Otherwise, it is set to none. Failure: binary variable representing the failure of
the AVF. Cost Function: PE_cost: costs related to the physical examination. Qa_cost: costs
related to the Qa test. Cost: combined costs of angiography, angioplasty, failure of the AVF.</p>
        <p>The predictive variables used for the ModelRisk could influence our a priori knowledge on
the efectiveness of Qa and PE tests. However, we preferred to exclude these variables from the
decision model as we have no data to estimate their influence on the probability distribution of
the tests. For this reason we decided not to insert the predictive variables of the ModelRisk in
our influence diagram.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Parameters learning</title>
        <p>
          For the parameters learning task we combined expert knowledge and medical literature ([
          <xref ref-type="bibr" rid="ref3">3</xref>
          ],
[
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]). The sensitivity and specificity of the risk model, PE and Qa have been used to fill the
conditional probability distribution of ModelRisk_result, PE_AVF_patency and Qa_AVF_patency
respectively (Table 1).
Stenosis
        </p>
        <p>Yes
No</p>
        <p>The probability distribution of the Stenosis node and the Failure node (Table 2) have been
retrieved from the literature .</p>
        <p>The costs of the tests and the angioplasty can vary a lot among the diferent clinics. We
decided to use plausible values suggested by a domain expert (Table 3). However, these values
intended to be used only for the evaluation of the model.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Policies</title>
        <p>The main goal of our model is to generate a set of policies to improve diagnostic efectiveness
through the minimization of the overall cost function. It should be noted that the cost function
can incorporate some measures about patient health outcomes and quality of life index.</p>
        <p>
          We used the pyAgrum tool [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] to evaluate the ID and discover the best policies (Table 4). The
outcome of our analysis has highlighted some interesting results. The ModelRisk result has a
strong impact on the other decisions. If the patient has a ModelRisk_result equal to Low no
further tests will be performed. As the risk level rises the model is more inclined to suggest
angioplasty even if PE and Qa get discordant results.
        </p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Sensitivity analysis</title>
        <p>The elicitation of utilities and probabilities is a delicate task. During the development of our ID
we have encountered particular dificulties in specifying the costs of the treatments. Since the
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes</p>
        <p>Low
Middle
Middle
Middle
High</p>
        <p>High
VeryHigh
VeryHigh
VeryHigh</p>
        <p>PE
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes</p>
        <p>
          Yes
cost of a treatment and its availability can widely change among diferent clinics we decided to
conduct a one-way sensitivity analysis [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. This study allow us to define an interval in which
the cost of a single treatment can change without changing the set of optimal policies.
        </p>
        <p>The results reported in Table 5 show that the intervals in which the parameters can vary
without afecting the optimal policies are quite large. Furthermore, the current values of the
Qa_cost, PE_cost and Cost are centered with respect to these intervals.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion</title>
      <p>In this exploratory paper we introduced an ID for the early detection of stenosis in patients with
an AVF. The decision support system combines a Model Risk with two clinical tests (PE and
Qa) to quantify the risk of stenosis and evaluate the possibility of proceeding with angioplasty.
The model is in an early stage, and it has many simplifications. First the strong order among
the decision variables is not realistic especially for PE and Qa. Furthermore, the model doesn’t
take into account any measure specifically designed to evaluate the health and the quality of
life of the patient or the long therm efects of the angioplasty; we simply minimize the cost
of the decision sequence. Despite this the model seems to suggest a reasonable policy. In the
future we would like to address these limits and expand the model by introducing new tests.
After a comparison with domain experts we realized that another simplification of the model is
the possibility of carrying out each test only once. In clinical practice tests are often repeated
before submitting the patient to angioplasty.</p>
      <p>No
Yes
No
No
Yes
No
Yes
Yes
No</p>
      <p>In conclusion, we are aware of the large limitations of such a simple model. However, we are
convinced that this paper can be a starting point for the development of a collaboration with
doctors and nurses that could make the model a valid tool for personalized AVF management.</p>
    </sec>
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