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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Matcher Results for OAEI 2021</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>SAP SE</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Walldorf</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Germany</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>daniel.tobias.kossack</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>niklas.borg</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>leon.knorr</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>jan.portischg@sap.com</string-name>
          <email>jan@informatik.uni-mannheim.de</email>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Data and Web Science Group, University of Mannheim</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <abstract>
        <p>This paper presents the matching system TOM together with its results in the Ontology Alignment Evaluation Initiative 2021 (OAEI 2021). This is the rst participation of TOM in the OAEI. Very recently, transformers achieved remarkable results in the natural language processing community on a variety of tasks. The TOM matching system exploits a zero-shot transformer-based language model to calculate con dences for each instance. The matcher uses the pre-trained transformer model paraphrase-TinyBERT-L6-v2.3</p>
      </abstract>
      <kwd-group>
        <kwd>Ontology Matching</kwd>
        <kwd>Ontology Alignment</kwd>
        <kwd>Language Models</kwd>
        <kwd>Transformers</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>1.1</p>
    </sec>
    <sec id="sec-2">
      <title>Presentation of the System</title>
      <sec id="sec-2-1">
        <title>State, purpose, general statement</title>
        <p>
          Transformers for Ontology Matching (TOM) is a matching system that uses a
transformer-based language model to calculate a con dence for a pair of entities.
The matcher is implemented as a pipeline of subsequent steps using pre-de ned
matching modules of the Matching EvaLuation Toolkit (MELT) [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ], a framework
for ontology matching and evaluation. Particularly, the new transformer
extension of MELT [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] is used in the implementation of this matcher. The matcher
was implemented and packaged as a Docker image implementing the new Web
Interface4.
1.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Speci c Techniques Used</title>
      </sec>
      <sec id="sec-2-3">
        <title>Transformer-based language models Transformers are types of arti cial</title>
        <p>
          neural networks that have a speci c architecture [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Especially in the domain
of natural language processing, transformers achieved good results on a variety
3 Copyright © 2021 for this paper by its authors. Use permitted under Creative
        </p>
        <p>Commons License Attribution 4.0 International (CC BY 4.0).
4 https://dwslab.github.io/melt/matcher-packaging/web#</p>
        <p>
          web-interface-http-matching-interface
of tasks [
          <xref ref-type="bibr" rid="ref13 ref4">13,4</xref>
          ]. The tasks a transformer is capable of carrying out depend on its
architecture and the task it was trained on.
        </p>
        <p>To perform well, transformers need to be trained on large amounts of data.
Many researchers and organizations train their transformers on textual data
from various domains. After training the model (so called pre-training ), the
transformer models can be ne-tuned for speci c tasks or domains. Typically,
the ne-tuning process is computationally cheap compared to training the main
model. However, training data is required.</p>
        <p>
          The TOM research project explored the capabilities of such pre-trained
models for ontology matching. TOM does not use ne-tuned models, but there is a
ne-tuned version of TOM, which is named Fine-TOM (F-TOM) [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ].
        </p>
        <p>
          There are several python libraries, like the transformers library by
huggingface5 [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] and the sentence-transformers library by the Ubiquitous Knowledge
Processing Lab6 [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] that provide access to a variety of pre-trained transformers.
We evaluated the performance of several pre-trained models, inter alia,
GPT2 [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ], BERT [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], and di erent Sentence-BERT models [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] on the Anatomy,
Conference, and Knowledge Graph track. Based on this evaluation, we decided
to use the Sentence-BERT model paraphrase-TinyBERT-L6-v2 [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] for our
submitted matcher since it achieved the best results.
        </p>
        <p>TOM Pipeline TOM consists of ve components that are arranged in a
pipeline which is shown in Figure 1. The arrows indicate how the ontologies
and alignments are passed between the components. Each component can be
conceptually regarded as a matcher. This design pattern is proposed by MELT.
For chaining the components, class MatcherYAAAJena was used.</p>
        <p>First, the ontologies are aligned in with string matching methods. Since these
are typically of high precision, the resulting alignment of this step is directly
added to the nal alignment.</p>
        <p>
          The transformer component in MELT is, by default, implemented as a lter.
Therefore, candidates have to be generated which are then ltered by the
transformer. In this case, a string overlap metric is used. The transformer component
adds a con dence to each candidate. After the transformer matcher calculated
the con dence for each candidate pair, the alignment is ltered by a threshold.
Based on an evaluation on di erent OAEI tracks, we decided to set the threshold
to 0.8. Since most OAEI datasets are typically of one-to-one parity, we use an
e cient implementation of the Hungarian method, known as Maximum Weight
Bipartite Matching (MWBM) [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. The motivation behind the matching
components and their details are described in the sections below.
        </p>
        <p>String Matcher The string matcher is used to nd very obvious
correspondences. To do that it compares the inputs word by word. It assigns a con dence
of 1:0 to the obvious correspondences. Therefore, the resource-consuming
transformer matcher does not have to evaluate those pairs of elements again. We
5 https://huggingface.co
6 https://www.sbert.net
use the default string matcher implementation of MELT (class
SimpleStringMatcher).</p>
        <p>Candidate Generator The Candidate Generator is used to generate an input
alignment for the transformer matcher. It creates a cross product of both
ontologies, so that the alignment consists of all possible pairs of elements. For large
ontologies, the alignment would be too large to be proceeded by the transformer
matcher within an appropriate time frame. Therefore, the Candidate Generator
excludes the correspondences that are found by the string matcher and obvious
non-correspondences.</p>
        <p>Those are found through broad string operations. The candidate generator
class splits the labels and saves single words in a set. Then the sets are compared
and if over 50 percent of the words are equal, the correspondence is further
processed by the transformer matcher. If less than 50 percent of the words are
equal, it is not necessary to calculate a similarity for this pair. Finally, the
alignment is passed to the transformer matcher.</p>
        <p>
          Transformer Matcher The transformer matcher iterates over the alignment
and passes each pair of elements to the sentence-bert library [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. For each pair,
it receives a similarity value s 2 [0; 1] which is used as the assigned con dence
that this pair is a match. The transformer matcher does not change the size of
the alignment but only adds additional con dences. To access a transformer via
the sentence-BERT library, the transformer matcher starts a python server in the
background since the transformer libraries are implemented in Python while the
matching pipeline is implemented in Java. The communication between the Java
project and the python server works via an HTTP Application Programming
Interface (API) that is represented by the horizontal arrows in Figure 1. After
the python server received the pairs of elements and calculated the similarity
values with the cosine similarity function of scikit-learn7 [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ], it returns the
con dence list back to the class Transformer Matcher. Then, the transformer
matcher replaces the con dences in the current alignment.
        </p>
        <p>Threshold Filter The threshold lter uses the alignment and cuts o all
correspondences with a low con dence. To do that, the lter uses a threshold between
zero an one. All correspondences with a con dence lower than the threshold are
excluded from the alignment. The submitted matcher has a threshold t = 0:8
which yielded good results for all evaluated tracks. We use the default string
matcher implementation of MELT (class ThresholdFilter).</p>
        <p>Max Weight Bipartite Extractor Up to this step in the pipeline, we could
have multiple correspondences for an ontological element in the alignment.
Therefore, the max weight bipartite extractor converts the current state to a one-to-one
alignment. We use the default class MaxWeightBipartiteExtractor of MELT.
2</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>
        This section discusses the results of TOM for the tracks of OAEI 2021 on which
the matcher was able to produce results. These include the Anatomy [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ],
Conference [
        <xref ref-type="bibr" rid="ref15 ref2">2,15</xref>
        ], and Knowledge Graph track [
        <xref ref-type="bibr" rid="ref5 ref8">8,5</xref>
        ].
2.1
      </p>
      <sec id="sec-3-1">
        <title>Anatomy Track</title>
        <p>TOM could achieve a higher F-measure than the OAEI Baseline (0.866 vs. 0.766).
It was noticeable that the recall was improved by TOM (0.808 vs 0.622) but the
precision is lower than with only the OAEI Baseline (0.997 vs 0.933). So there
are non-obvious matches that cannot be found with string based matching but
by TOM. Examples for these would be the matches Parietal Lobe of the Brain
&amp; parietal cortex with a con dence of 0:8202 and great vein of heart &amp; Great
Cardiac Vein with a con dence of 0:8794. Those are found because of the ability
of transformers to detect semantic similarities between two phrases or words
such as heart and cardiac, even though they are spelled di erently.
2.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Conference Track</title>
        <p>Also on the Conference track, TOM is able to nd more correspondences than
the OAEI Baseline. So the recall is higher (0.48 vs 0.41) and also the F-measure
is higher (0.57 vs 0.53). The precision is a bit lower (0.69 vs 0.76).
7 https://github.com/scikit-learn/scikit-learn/blob/844b4be24/sklearn/
metrics/pairwise.py#L1211l</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>General Comments</title>
      <p>We thank the OAEI organizers for their support and commitment.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>In this paper, we presented the TOM matching system and its results in the
OAEI 2021. We can conclude that transformer-based language models are able
to improve performance in the task and process of ontology matching.</p>
      <p>The developed matching system achieves an overall better F-measure than
the baseline matchers and it improves the recall. It is important to note that
the highest possible recall is set by the Candidate Generator's alignment. The
Transformer Matcher works only with this alignment and so it is not possible to
achieve a higher recall.</p>
      <p>The research also showed that the presented architecture and the
implementation in Java and Python are appropriate approaches to use transformers for
ontology matching. Most of the used matching components are available via the
MELT framework to allow other developers to re-use them. The docker
packaging allows to submit any implementation without set-up e orts on the organizer
side which is also bene cial for matcher developers who do not have to worry
about the execution of their system.</p>
      <p>This is the rst OAEI participation of TOM and the system can be greatly
improved in the future, for example by using ne-tuned models or by improving
the candidate generation pipeline. The reported results motivate further research
in the area of transformer-based ontology matching.</p>
    </sec>
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