<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>International Journal of Man-Machine Studies</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Mamdani-Assilian rules: with or without continuity?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Antonín Dvořák</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Martin Štěpnička</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CE IT4Innovations - IRAFM, University of Ostrava</institution>
          ,
          <addr-line>30. dubna 22, Ostrava, 70103</addr-line>
          ,
          <country country="CZ">Czech Republic</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>12</volume>
      <issue>1980</issue>
      <fpage>20</fpage>
      <lpage>22</lpage>
      <abstract>
        <p>Fuzzy rules and fuzzy inference systems have become the central point of fuzzy modeling since the early beginnings of fuzzy systems. Hence, distinct desirable properties of the rules, their models, and the whole systems are studied. The non-conflictness of rules and/or the preservation of modus ponens seem to be considered the most crucial one(s). However, under the standard setting, such properties are semantically equivalent to the continuity of the modeled dependency. A natural question arises whether such a requirement is consistent with semantics of fuzzy rules. While the answer is positive in the case of implicative rules, in the case of the more often used Mamdani-Assilian rules, we may consider another perspective. This article foreshadows another perspective that could lead to the investigation of a desirable property of the Mamdani-Assilian model that is diferent from continuity.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Fuzzy rules</kwd>
        <kwd>Mamdani-Assilian rules</kwd>
        <kwd>inference mechanism</kwd>
        <kwd>modus ponens</kwd>
        <kwd>functionality</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Preliminaries</title>
      <sec id="sec-1-1">
        <title>1.1. Basic concepts</title>
        <sec id="sec-1-1-1">
          <title>Since we assume that all readers are familiar with the basic concepts of fuzzy sets, we only</title>
          <p>
            briefly recall them. A fuzzy set  is defined as a mapping from non-empty universe  to the
unit interval, i.e.,  :  → [
            <xref ref-type="bibr" rid="ref1">0, 1</xref>
            ]. Let us also recall the denotation of the set of all fuzzy sets on
a given universe: ℱ ( ) = { |  :  → [
            <xref ref-type="bibr" rid="ref1">0, 1</xref>
            ]}. A fuzzy relation is a fuzzy set on a Cartesian
product of universes, e.g., a binary fuzzy relation  can be an element of ℱ ( ×  ). Let us
recall the definition of two fundamental properties of a fuzzy set.
          </p>
          <p>Definition 1.</p>
          <p>Fuzzy set  ∈ ℱ ( ) is called
• normal if there exists  ∈  such that () = 1 ;
• bounded if there exists  ∈  such that () = 0 .</p>
        </sec>
        <sec id="sec-1-1-2">
          <title>The operations on fuzzy sets can be approached from distinct perspectives; however, prob</title>
          <p>
            ably the most often accepted setting stems from a residuated lattice ⟨[
            <xref ref-type="bibr" rid="ref1">0, 1</xref>
            ], ∧, ∨, ⊗ , →, 0, 1⟩;
therefore, we adopt it too. Thus, any operations on fuzzy sets appearing in this article come
from the above-mentioned algebraic structure, where ⊗ is a left-continuous t-norm [
            <xref ref-type="bibr" rid="ref1">1</xref>
            ] and →
is its adjoint fuzzy implication [
            <xref ref-type="bibr" rid="ref2">2</xref>
            ].
          </p>
        </sec>
      </sec>
      <sec id="sec-1-2">
        <title>1.2. Fuzzy rules</title>
        <sec id="sec-1-2-1">
          <title>If we omit the diference between the syntactical (linguistic) level and the semantic level, fuzzy rules can be viewed as conditional sentences:</title>
          <p>IF  is  THEN  is  ,  = 1, . . . , 
(1)
where  ∈ ℱ () and  ∈ ℱ ( ) are antecedent and consequent fuzzy sets, respectively.</p>
          <p>If a fuzzy relational inference is considered, fuzzy rule base (1) is modeled by a single fuzzy
relation on the Cartesian product of both universes  ×  . These fuzzy relations are either
formed as the conjunction of implications (so-called implicative model):
or as the disjunction of conjunctions (so-called Mamdani-Assilian model):</p>
          <p>ˆ(, ) = ⋀︁ (() → ()) ,
=1</p>
          <p>ˇ(, ) = ⋁︁ (() ⊗ ()) .</p>
          <p>=1</p>
        </sec>
        <sec id="sec-1-2-2">
          <title>Fuzzy relational models of a fuzzy rule base constitute one of the major blocks in the block</title>
          <p>
            structure of fuzzy relational inference systems. Another crucial block is the inference mechanism.
It deals with a fuzzy set  ∈ ℱ () as an input, and with a direct use of a fuzzy relational
model of the given fuzzy rule base, maps it to the output fuzzy set  ∈ ℱ ( ). Mathematically,
it is defined as an image of a fuzzy set under a fuzzy relation—a concept derived from fuzzy
relational compositions/products [
            <xref ref-type="bibr" rid="ref3">3, 4</xref>
            ].
          </p>
          <p>The more common one is known under the name Compositional rule of inference (CRI) [5],
and for an input  ∈ ℱ () and a relational model of a fuzzy rule base  ∈ ℱ ( ×  ) it is
defined as follows:
( ∘ )() = ⋁︁ (() ⊗ (, )) . (4)</p>
          <p>∈</p>
          <p>Another alternative stems from the composition called Bandler-Kohout subproduct [6, 7], and
carries the same name. It is defined by the following formula:
( ◁ )() = ⋀︁ (() → (, )) ,</p>
          <p>∈
and it is worth mentioning that it has been firstly proposed as an alternative to CRI already in
[8] and later on it has been shown to be an equally appropriate inference mechanism [9].</p>
          <p>Note that if we consider a crisp input ′ ∈  represented by a singleton, i.e., by ′ ∈
ℱ () such that ′(′) = 1 and ′() = 0 elsewhere, both inferences degenerate to a simple
and practical substitution that makes the choice between inference mechanisms redundant:
(′ ∘ )() = ( ◁ )() = (′, ).</p>
          <p>There are numerous research studies focusing on the preservation of desirable properties
of fuzzy rules or whole inference systems [10, 11, 12, 13]. Vast majority of them include the
preservation of modus ponens or consistency of fuzzy rules. In the rfist case, we consider the
(2)
(3)
(5)
input  to be equal to one of the antecedents , and investigate whether the inferred output
 is equal to , which leads to the solvability of fuzzy relational equations [14, 15, 16]. In
the latter case, most works consider concepts that define the conflict as the existence of two
rules with equal or very similar antecedents but dissimilar consequents. Let us recall, e.g., the
coherence.</p>
          <p>Definition 2. [17] Fuzzy relation ˆ ∈ ℱ ( ×  ) is called coherent if for any  ∈  there
exists  ∈  such that ˆ(, ) = 1.</p>
          <p>Clearly, the coherence of a fuzzy relation can be defined for an arbitrary fuzzy relation, not
only restrictively as a property of the implicative model ˆ of fuzzy rules; however, we avoid
doing so by purpose as the definition was intended for ˆ. Using it for other fuzzy relations,
e.g., for ˇ, would be meaningless. An analogous approach for the Mamdani-Assilian model
stemming from the fact that conflicting rules in this model do not lower membership degrees,
but generate non-convex results, was investigated in [18].</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. What are the desirable properties?</title>
      <sec id="sec-2-1">
        <title>2.1. Preservation of modus ponens</title>
        <sec id="sec-2-1-1">
          <title>The preservation of modus ponens leads to the solvability of fuzzy relational equations. We recall the most fundamental results that can be found in the literature cited above.</title>
          <p>Theorem 1. Let us consider the following systems of fuzzy relational equations
 ∘ (◁) =  ,  = 1, . . . ,  .
(6)
Then the system is solvable if and only if ˆ ( ˇ) is its solution.</p>
          <p>Theorem 1 states that ˆ has the primary position for the CRI inference while ˇ keeps the
same position for the Bandler-Kohout subproduct inference. Although we may find conditions
under which the opposite combinations also preserve modus ponens [19, 20], they usually bring
other disadvantages as long as we do not accept additional restrictions, e.g., on the choice of the
algebra, see [21]. Therefore, we avoid going into a deeper discussion on assumptions for these
combinations, and we simply consider ˆ to be the predetermined model for the inference ∘ and
vice-versa, and analogously we assume that ˇ and ◁ constitute such a pair too. Note that the
latter pair does not constitute a logical inference; however, Mamdani-Assilian rules have their
meaningful logical models that have been successfully studied by logical tools [22, 23].</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Preservation of modus ponens as a sort of functionality or continuity</title>
        <sec id="sec-2-2-1">
          <title>In this section, we show that both the preservation of modus ponens and consistency are closely related to each other and also to the set-theoretic definition of a function, and, consequently, also to (the Lipschitz-type of) the continuity.</title>
        </sec>
        <sec id="sec-2-2-2">
          <title>If there are inconsistent rules in (1), then there does not exist any fuzzy relation that would solve the related system of fuzzy relational equations. Thus, modus ponens cannot be preserved.</title>
        </sec>
        <sec id="sec-2-2-3">
          <title>The equivalence of the solvability with (a sort of Lipschitz-like) continuity of the related fuzzy</title>
          <p>mapping has been demonstrated in [24].</p>
          <p>In principle, for two identical inputs (antecedents), considering two diferent outputs
(consequents) is in contradiction with the definition of a function in set theory. And if we consider
it in a bit weaker form, i.e., two close inputs cannot lead to two outputs located far from each
other, we come to the Lipschitz continuity. And taking into account that the consistency means
the nonexistence of conflicting rules, i.e, rules that at the same time impose diferent outputs
for the same inputs, the connection of the preservation of modus ponens and the continuity is
straightforward.</p>
          <p>The same view is mirrored in the definition of the coherence. Indeed,  →  = 1 if and only
if  ≤  for any residual implication. Hence, the requirement of the existence of  ∈  such
that ˆ(, ) = 1 actually means that for all rules and for arbitrary  ∈ , there has to be a 
such that () ≤ (). Therefore, for any input, there is an element in the output universe
that belongs to any consequent in a degree higher than or equal to the degree enforced by the
respective antecedent. Suppose that there are two rules with identical and normal antecedents
1 and 2 but completely diferent consequents. Then, obviously, for an input  such that
1() = 2() = 1, such  cannot be found.</p>
        </sec>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Another view</title>
        <p>If we consider the argumentation mentioned above, it corresponds to the semantics expressed
in the conditional form of (1) that is mirrored in the implicative model ˆ given by (2). However,
the Mamdani-Assilian model ˇ actually expresses rather the semantics “ is  AND  is ”,
with the disjunctive aggregation by the connective OR, see [11, 25]. And then, one can doubt
what is wrong with having two identical or close inputs and two diferent outputs. If rules
specify “options” or possibilities (see [11]) a decision-maker has, then there seems to be nothing
wrong with rules with similar or even equal antecedents but contradictory consequents.</p>
        <sec id="sec-2-3-1">
          <title>Consider, for example, the following rules for going around an obstacle:</title>
          <p>IF  is   THEN  is  ,
IF  is   THEN  is ℎ.</p>
        </sec>
        <sec id="sec-2-3-2">
          <title>Clearly, if we consider the implicative interpretation of these rules, that is, if they are supposed</title>
          <p>to hold simultaneously (connected by the AND connective), we observe that it is impossible to
fulfill their requirement to change the direction of our vehicle to the left and to the right at the
same time, and we obtain inconsistency. However, if we consider the disjunctive interpretation
of these rules:
 is   AND  is  ,
OR
 is   AND  is ℎ,
we see that we are given two options for going around, and it is up to us which one we choose.
However, what is important, these rules implicitly exclude the direction forward causing the
equally represented.
an inclusion  ∘  ⊆</p>
          <p>ˆ
information, fulfils the inclusion.
crash with the obstacle. Note also that, provided that there are three possible directions (left, right
and forward), if there were also the third rule “ is   AND  is  ”,
these three rules together would bear no information, since all possible directions would be</p>
        </sec>
        <sec id="sec-2-3-3">
          <title>From the logical inference point of view, it is not necessary to expect the equality in (6), but</title>
          <p>would be suficient. However, this inclusion is ensured automatically,
but the problem is that even an empty fuzzy set on the output of the system, which carries no</p>
        </sec>
        <sec id="sec-2-3-4">
          <title>Taking this into account and adding the coherence as an additional property to the assumptions, we may obtain the following proposition ensuring that we do not get a meaningless or even empty fuzzy set on the output.</title>
          <p>Proposition 1. Let  be normal and let ˆ be coherent. Then ( ∘ ˆ) ∈ ℱ ( ) is normal.</p>
          <p>Proof: Let ′ ∈  be a point of normality of . Then,
( ∘ ˆ)() = ⋁︁ (︁
∈</p>
          <p>︁)
() ⊗ ˆ(, ) ≥ (′) ⊗ ˆ(′, ) = ˆ(′, )
not be satisfied by trivial outputs.
and, as ˆ is coherent, for the given ′ there has to exist some ′ such that ˆ(′, ′) = 1.</p>
          <p>Consequently, if some antecedent  is the input, we automatically obtain the desirable
inclusion  ∘  ⊆</p>
          <p>ˆ
of ˆ, we have ensured that the output will be meaningful. Thus, the inclusion  ∘  ⊆  will
ˆ
, and, jointly with the assumption on the normality of  and coherence</p>
        </sec>
        <sec id="sec-2-3-5">
          <title>The remarks above as well as Proposition 1 are still closely related to the functionality/continuity.</title>
          <p>However, as we know, the situation between ∘ and ˆ on the one side and ◁ and ˇ on the
other side is dual [26]. We obtain, for example, an automatic preservation of the following
inclusion:  ◁ ˇ ⊇</p>
          <p>, and, with respect to the inference ◁ that is based on an implication,
brings us to defining a concept for ˇ that would be dual to the coherence for ˆ.
the meaningless output would be a fuzzy set equal to 1 on the whole universe  . This naturally
Definition 3.
 ∈  such that ˇ(, ) = 0.</p>
          <p>Fuzzy relation ˇ ∈ ℱ ( ×  ) is called concise if for any  ∈  there exists
□
□</p>
        </sec>
        <sec id="sec-2-3-6">
          <title>As the concept of coherence is related to the concept of normality, the concept of a concise</title>
          <p>fuzzy relation ˇ is closely related to boundedness. This immediately leads to the following
proposition.</p>
          <p>Proposition 2. Let  be normal and let ˇ be concise. Then ( ◁ ˇ) ∈ ℱ ( ) is bounded.</p>
          <p>Proof: Let ′ ∈  be a point of normality of . Then
( ◁ ˇ)() = ⋀︁ (︀ () → ˇ(, ))︀ ≤ (′) → ˇ(′, ) = ˇ(′, )</p>
          <p>∈
and, as ˇ is concise, for the given ′ there has to exist some ′ such that ˇ(′, ′) = 0.</p>
          <p>And again, if some antecedent  is the input, we automatically obtain the desirable inclusion
 ◁ ˇ ⊇ , and, jointly with the assumption on the normality of  and conciseness of ˇ,
we have ensured that the output will be meaningful. Thus, the inclusion will not be satisfied by
trivial outputs.</p>
        </sec>
        <sec id="sec-2-3-7">
          <title>Propositions 1 and 2 state an analogous knowledge that could be expressed as follows: “if</title>
          <p>the input is significant and the fuzzy rule base model is correct (coherent or concise), then the
output also brings a significant information”. We only have to carefully distinguish between
two diferent models and inferences, which influence what is a ‘significant information’ .</p>
        </sec>
      </sec>
      <sec id="sec-2-4">
        <title>2.4. Is functionality always desirable?</title>
        <sec id="sec-2-4-1">
          <title>Let us move a bit forward in our thoughts on the intuitively expected properties of fuzzy rules,</title>
          <p>especially the Mamdani-Assilian ones. Consider their crisp variant. Thus, let all antecedents
and consequents be classical sets  ⊂ ,  ⊂  , e.g., intervals. Let the antecedents meet the
ifnitary condition, that is, let for each antecedent  there is a point  such that  ∈  but
 ̸∈  for any  ̸= . Then it is easy to prove that  ∘ ˆ =  and  ◁ ˇ =  for all .</p>
          <p>Now, let us consider that the rule base (still in the crisp case) describes the driving example
of avoiding the obstacle introduced above. There, we have two rules such that  =  and
 ̸=  , and they are even disjoint. In the case of implicative rules, this amounts to a clear
conflict, incoherence, or inconsistency. Indeed, if the rules were viewed as special axioms of
some theory, such a theory would be contradictory. However, if we do not view the rules as
special axioms in the conditional form but consider the Mamdani-Assilian form that determines
possibilities, we do not observe any contradiction. Then, for the rule base containing two rules
with  =  and disjoint  ̸=  , we obtain  ◁ ˇ =  ∪  .</p>
        </sec>
        <sec id="sec-2-4-2">
          <title>This result is not contradicting anything, nor our intuition. If we have two rules, one of them</title>
          <p>giving us an option to avoid an obstacle located in front of us by going to the left, the other one
giving an option to go to the right, and the observation is that there is an obstacle in front of us,
we should deduce the conclusion that we may go either to the left or to the right.</p>
          <p>The principal problem is that this view rather fits decision-making situations, not control
situations with expected functional dependency, where a defuzzification is employed. Consequently,
most of the defuzzifications such as COG or COA would “average” the output which would lead
to a frontal collision with the obstacle. However, the problem does not lie in the rules nor in the
union of disjoint intervals on the output but in an inappropriately chosen combination of the
tool (Mamdani-Assilian interpretation of rules) and the modeled functional dependency. Let us
shortly come back to the solvability of systems of fuzzy relational equations. In [27] and then
independently in [28], so called finitary (originally boundary) condition has been defined.
Definition 4. Let  = {1, . . . , } be the index set and let  be normal for  ∈ . Then  are
said to meet the finitary condition if for any  ∈  there exists an  ∈  such that () = 1
and  () = 0 for any  ̸= .</p>
        </sec>
        <sec id="sec-2-4-3">
          <title>The finitary condition has been proved to be suficient for the solvability of both systems.</title>
        </sec>
        <sec id="sec-2-4-4">
          <title>For distinct proofs and formulations of the problem, we refer to [27, 28, 29]. Let us recall the version devoted to the Bandler-Kohout subproduct.</title>
          <p>Theorem 2. [28] Let  meet the finitary condition. Then,
 ◁ ˇ =  ,  = 1, . . . ,  .</p>
          <p>◁ ˇ ⊇  ∪  .</p>
          <p>∈</p>
        </sec>
        <sec id="sec-2-4-5">
          <title>Theorem 2 might be viewed as violating the functionality or continuity idea as it imposes</title>
          <p>no assumptions on the closeness of the consequents ; however, it is simply due to the fact
that finitarity has to be understood as “suficient disjointness” of the input (fuzzy) nodes. And if
input nodes are far from each other, the respective output nodes can be arbitrary, and none of
the above-mentioned properties is harmed.</p>
        </sec>
        <sec id="sec-2-4-6">
          <title>As discussed above, preservation of modus ponens is a natural expectation; however, only</title>
          <p>when a functional relationship is assumed, which is often not the case in decision-making
situations, where two or more (disjoint) choices are possible and natural. For such cases,
Mamdani-Assilian rules seem to perfectly fit the goal with their semantics. However, it does
not mean that we should not expect any reasonable behavior of the system or no reasonable
properties should be preserved. Analogously to the case of crisp inputs, where the conciseness
of the fuzzy relation ˇ played the “good property” role, we should be willing to obtain not too
general outputs of the system. The following sequence of propositions will provide us with a
knowledge showing that Mamdani-Assilian systems can give us natural and reasonable outputs
no matter the fact that we are harming the modus ponens.</p>
          <p>Proposition 3. Let  = {1, . . . , } be the index set and let ,  ∈  be such that  =  . Then,
(7)
(8)
□
(9)</p>
        </sec>
        <sec id="sec-2-4-7">
          <title>Note that Proposition 3 does not assume anything, no finitarity or normality is needed. The result is intuitive, but we still do not know whether not ‘too much’ would be produced by the inference system and what is needed to prevent that the output is trivial, that is, the universal fuzzy set. Therefore, let us add the finitarity.</title>
          <p>the set { |  ∈  ∖ {}} meet the finitary condition. Then,
Proposition 4. Let  = {1, . . . , } be the index set and let ,  ∈  be such that  =  . Let
 ◁ ˇ =  ∪  .
we get</p>
          <p>Proof: Using the isotonicity of → in the second argument and the property  → ( ⊗ ) ≥ ,
( ◁ ˇ)() = ⋀︁
⋁︁ (() ⊗ ())</p>
          <p>)︃
∈
∈</p>
          <p>︃(
≥ () ∨  () .
≥
⋀︁ ((() → (() ⊗ ())) ∨ (() → ( () ⊗  ())))
)︃ (︃</p>
          <p>⋁︁
∈∖{,}
∈
⎞
︃(
⎛
∈</p>
          <p>∈</p>
          <p>Proof: Let ′ ∈  be such that (′) = 1 and (′) = 0 for any  ̸= , . Then we get
⋁︁ (() ⊗ ()) ≤
(′) →</p>
          <p>⋁︁ ((′) ⊗ ())
⋁︁
∈∖{,}
= 1 → ⎝(1 ⊗ ()) ∨ (1 ⊗  ()) ∨
((′) ⊗ ())⎠
= () ∨  () ∨</p>
          <p>(0 ⊗ ()) = () ∨  () .</p>
        </sec>
        <sec id="sec-2-4-8">
          <title>Proposition 4 provides us with a valuable result, i.e., that the output of the system is the desirable union of both consequents of the fully fired rules. Thus, the system does not build a confusing fog of information around the necessary one we want to be given.</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Conclusions</title>
      <p>We have recalled the basic components of fuzzy inference systems and the most frequently
discussed desirable properties, namely, the consistency of rules that is also mirrored in the
preservation of modus ponens. We showed that under the standard setting this property leads to
the functionality or continuity of the model. However, taking into account the semantic meaning
of the Mamdani-Assilian rules, this requirement does not seem that natural. An alternative
approach to investigating the “correct” behavior of Mamdani-Assilian rules is foreshadowed.
)︃
□</p>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgments References</title>
      <sec id="sec-4-1">
        <title>The authors announce the support of the Czech Science Foundation through the grant 20-07851S.</title>
      </sec>
      <sec id="sec-4-2">
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