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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using an adaptive neuro-fuzzy inference system for the classification of hypertension</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Gabriella Casalino</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giovanna Castellano</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gianluca Zaza</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, University of Bari Aldo Moro</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this work, neuro-fuzzy systems are compared to standard machine learning algorithms to predict the hypertension risk level. Hypertension is a cardiovascular disease, which should be continuously monitored to avoid the worsening of its symptoms. Automatic techniques are useful to support the clinicians in this task, however, most of the machine learning techniques behave like black boxes, thus they are not able to explain how their results have been obtained. In the medical domain, this is a critical factor, and explainability is demanded. Neuro-fuzzy systems, that combine Neural Networks (NNs) and Fuzzy Inference Systems (FISs), are used to obtain explainable results. Moreover, to enhance the explanation, a feature selection method has been used to reduce the number of relevant features and thus the overall number of fuzzy rules. Qualitative analyses have shown comparable results between the machine learning methods and the neuro-fuzzy systems. However, the neuro-fuzzy systems are able to explain the hypertension risk level with only nine fuzzy rules, which are easy to interpret since they use linguistic terms.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Neuro-Fuzzy model</kwd>
        <kwd>Hypertension classification</kwd>
        <kwd>Decision Support System</kwd>
        <kwd>Machine learning algorithm</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Hypertension is cardiovascular disease, consisting of a rise in blood pressure, that increases
the risk for cerebral, cardiac, and renal events. Antihypertensive drugs are used to lower blood
pressure, thus reducing cardiovascular risk. However, despite the availability of several efective
drugs, hypertension and its concomitant risk factors remain uncontrolled in most patients,
whilst continuous monitoring would help in preventing major cardiovascular events [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The
World Health Organization (WHO), mentions cardiovascular diseases (CVDs) among the first
causes of death 1. Hypertension programs have shown to be efective at the primary care level,
to reduce coronary heart disease and stroke. However, these programs are expensive in terms
of human costs, since they involve clinicians and other medical staf, and in terms of facilities
that need to be managed.
      </p>
      <p>
        As an alternative, machine learning methods, have been shown to be efective tools to support
medical decisions [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], particularly for hypertension diagnostics [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Moreover, low-cost sensors,
and fast network connections have led to a new discipline called the Internet of Medical Things
(IoMT), where smart devices are continuously connected and they are used for several purposes
such as monitoring the status of patients [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] or for diagnosing a disease [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] Machine learning
techniques, together with smart sensors, are combined in intelligent systems which are used
for m-health, telemedicine, ambient assisted living, etc. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        In this context, photoplethysmography (PPG) is a great ally for continuous monitoring of
vital signs parameters [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], and particularly, it is widely used for hearth rate monitoring [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. It
uses the light reflectance due to blood variations in vessels, for measurements.
      </p>
      <p>
        In this work, a dataset of photoplethysmographic signals was collected to perform a quality
assessment study of them and explore the intrinsic relationship between PPG waveform and
cardiovascular disease [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        Specifically, interpretability for hypertension prediction is studied, since the results returned
by automatic processing need to be understood by physicians [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Fuzzy logic has shown to be
efective in the medical domain since it uses linguistic terms and represents expert knowledge
and reasoning [
        <xref ref-type="bibr" rid="ref11 ref12">11, 12</xref>
        ]. Usually, when expert knowledge is available, fuzzy rules are defined
by hand. However, when it is missing or partially available, neuro-fuzzy networks are able
to automatically learn the parameters of the fuzzy rules from the data. Indeed, they form an
adaptive fuzzy system exploiting the similarities between fuzzy systems and some types of
neural networks [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
      </p>
      <p>
        A feed-forward network or a set of interpretable fuzzy rules are suitable to represent the
reasoning behind a classification model learned from a neuro-fuzzy network. This leads to the
use of neuro-fuzzy networks suitable for classification tasks where the interpretability of the
model, as well as the accuracy, are desirable. A neuro-fuzzy system has been compared with
standard machine learning techniques since it combines the accuracy of neural networks with
the interpretability characteristic of fuzzy inference systems [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>The paper is organized as follows. Section 2 describes the data and the algorithms that have
been used to assess the hypertension stage. Section 3 reports the results of experiments aimed
to compare the derived neuro-fuzzy model with other machine learning methods, in terms of
classification performance and interpretability. In section 4 we draw conclusions and outline
future works.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Materials and methods</title>
      <p>
        The goal of the work is to compare black-box machine learning algorithms with neuro-fuzzy
systems to verify whether the use of the latter approach is more efective than classical machine
learning algorithms, in terms of accuracy and interpretability. Indeed, neuro-fuzzy systems
generate IF-THEN rules that constitute a model that is comprehensible to the user.
2.1. Data
A dataset composed of 219 subjects, aged between 21 and 86 years (mean age 58), has been
used. The dataset collects the photoplethysmographic signals (PPG) together with the related
physiological signals of the patients, to study the presence of possible correlations between them
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. To the aim of this work, only physiological signals have been considered, and particularly
a subset of seven features has been selected, as summarised in Table 1 2
      </p>
      <p>Moreover, while four diseases are described in the dataset, namely hypertension, diabetes,
cerebral infarction, and cerebrovascular disease, this work focuses on hypertension disease.
Four output classes Normal, Prehypertension, Stage 1, and Stage 2 have been defined for the
prediction task. As Table 1 shows, the dataset is quite unbalanced, indeed, patients belonging to
the two last classes (i.e. serious disease symptoms) are lower than those belonging to the first
two classes (i.e. healthy subjects, and patients with low symptoms).
2.2. Classification algorithms
To solve the decision task, classification algorithms have been used. In particular, two variants of
neuro-fuzzy systems (with Gaussian and Triangular membership functions) have been compared
with standard machine learning algorithms.</p>
      <p>
        A neuro-fuzzy network, i.e. a neural network encoding a set of fuzzy IF-THEN rules in its
structure, was trained to learn fuzzy rules for assessing the level of hypertension from data. In
particular, the form of fuzzy rules adheres to a zero-order Takagi-Sugeno (TS) fuzzy model [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]
in which the antecedent of each rule is represented by fuzzy sets while the consequent part is
defined by fuzzy singletons.
      </p>
      <p>Given the collection of rules, the fuzzy model provides certainty degrees for each output
class (risk level) by inference of fuzzy rules. The fuzzy knowledge base will contain fuzzy rules
with the following structure:
IF (1 is 1) AND ... AND ( is ) THEN (1 is 1) AND .... AND ( is )
for  = 1, .., , where  is the number of rules,  are fuzzy sets defined over the  input
variables ( = 1, ..., ) and  are fuzzy singletons expressing the certainty degree of the 
output class  ,  = 1.... Gaussian and Triangular membership functions have been used to
design the fuzzy sets in the two variants of the system.</p>
      <p>
        The neuro-fuzzy architecture is inspired by ANFIS (Adaptive-Network-Based Fuzzy Inference
System) [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] which consists of a four-layer feed-forward neural network that reflects the fuzzy
rules in its architecture, as shown in Fig. 1. The network performs the inference of fuzzy rules
by computing for each layer: 1) the membership degree of input values to fuzzy sets, 2) the
2Three features have been removed (Num and Subject_ID ) since not useful for the classification task, and Sex
since we are modeling continuous features only.
activation strength of each fuzzy rule, 3) the normalized activation strengths and 4) the certainty
degree for output classes.
      </p>
      <p>A Backpropagation learning procedure implementing the gradient descent on fuzzy rules
parameters was used for the training of the neuro-fuzzy network.</p>
      <p>
        Four standard classification algorithms have been used for comparison, namely Random
Forest (RF), Multilayer Perceptron (MP), Multiclass support vector machine (SVC), XGBoost
(XGB) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Python’s Scikit-Learn classification algorithms 3, with default parameters, have been
used.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <p>Two sets of experiments have been conducted to compare the efectiveness of the
neurofuzzy models, with the other classifiers, in terms of classification performance. Moreover, the
interpretability of NFSs has been studied.</p>
      <p>In the first one, all the features have been considered, while in the second one, a feature
selection technique, based on ANOVA F-values 4, has been used.</p>
      <p>This second experiment aimed to reduce the number of features, thus leading to more
simple models, that is with a lower number of fuzzy rules. Of course, while increasing the
interpretability of the neuro-fuzzy models, classification performance should be preserved or
increased.</p>
      <p>Since the dataset is unbalanced, to study the robustness of the diferent algorithms, in learning
accurate models, three experimental setups have been considered, by using diferent splits for
the training and test sets (60-40, 70-30, and 80-20).</p>
      <p>Moreover, to evaluate which membership function is more suitable for the given problem,
both Gaussian (NFG) and Triangular (NFT) membership functions have been compared.</p>
      <p>Standard classification measures have been used to quantitatively evaluate the model
performances, whilst both quantitative and qualitative evaluations have been discussed to evaluate
the interpretability of the neuro-fuzzy systems.</p>
      <p>Table 2 shows the qualitative evaluation of the neuro-fuzzy systems and the standard
classiifers, without and with feature selection, varying the splits. Looking at the neuro-fuzzy models
3Python’s Scikit-Learn library: https://scikit-learn.org/
4f_classif : https://scikit-learn.org/stable/modules/generated/sklearn.feature_selection.f_classif.html
80-20
70-30
60-40</p>
      <p>NFT
NFG
MLP
RF
SVC
XGBC
NFT
NFG
MLP
RF
SVC
XGBC
NFT
NFG
MLP
RF
SVC
XGBC
(NFT and NFG), without feature selection, the Gaussian membership function returns better
results than the Triangular one. Particularly, no significant diferences are observed varying the
splits.</p>
      <p>This is also confirmed by the confusion matrices in Figure 2. Heatmap representation has been
used to easily identify misclassifications. It can be seen that by using the Gaussian membership
function the results are more accurate and a low number of false positives and negatives are
returned. As it could be expected, the first two classes are easier to predict, since more samples
are available. For the same reason, the more are the data in the training set (e.g. 80%), the better
are the classification results. However, we can observe that whilst the neuro-fuzzy systems
with Gaussian membership function have a low misclassification rate, and it confuses adjacent
classes, that, in the medical domain, means subsequent stages of the disease. On the contrary, a
higher number of errors is returned by the Triangular membership function, as suggested by the
dark colors in the cells outside the principal diagonal. Moreover, in some cases, non-adjacent
classes are confused. This is the case of Stage 2 that is predicted as Stage 1 or Normal (Fig. 3f),
which is a very serious error, since suggesting that the patient is healthy while he is not.</p>
      <p>Looking at the other classifiers, without feature selection, we can observe that, again, the
best results are obtained with more data in the training set (split 80-20). In all configurations,
the model that performs worse is SVC. Then there is MLP, followed by the RF. Finally, the best
results are returned by XGBC, for all the splits.</p>
      <p>In this first part of the experiments the black-box machine learning models (RF, MLP, and
(d) 80-20-Triangular
XGBT), except for SVC, performed better than the neuro-fuzzy models, reaching in some cases
an accuracy of 1.0 on the test set. However, as already said, they are not able to explain how
predictions are derived. On the contrary, neuro-fuzzy models showed quite good results (the
best accuracy achieved was 0.80), but they have the characteristic of being explainable and
therefore a low decrease of accuracy could be preferred with an increase of explainability.</p>
      <p>However, when using all the features, 2187 rules were returned by the neuro-fuzzy systems.
This makes the system complex to understand, thus a feature selection process has been applied
to reduce the number of rules and observe its influence on the classification performance.</p>
      <p>Only two variables were selected as the most relevant by the feature selection process, namely
SBD (Systolic Blood Pressure) and DBP (Diastolic Blood Pressure). The third section of Table 2
shows the qualitative results obtained by using these two features to learn the models.</p>
      <p>The neuro-fuzzy models strongly improved their performance for all the splits.
Particularly, the best improvements are obtained by the Triangular membership functions that return
comparable results with the Gaussian membership function (the best accuracy is 0.93).</p>
      <p>Figure 3 shows the confusion matrices of the neuro-fuzzy models. Almost all models are able
to classify the normal hypertension class. As regards the classification of the other classes, also
in this case the neuro-fuzzy models occasionally committed errors by confusing the adjacent
class. The model with the most errors in classification has been the configuration with the
Triangular membership function and with the split of the dataset into 60% for the training set
and 40% for the test set (figure 3f).</p>
      <p>Whilst the model based on neuro-fuzzy systems improved their performance, and a high
reduction of accuracy is observed for MLP, the other classifiers were not afected by the feature
selection.</p>
      <p>However, it is worth pointing out that a strong reduction in the number of fuzzy rules
has been obtained after the feature selection phase. Indeed, with 7 features 2187 fuzzy rules
were returned (described by 3 membership functions each). With 2 features (again, with 3
membership functions each), the number of fuzzy rules has been drastically reduced to 9, as
(d) 80-20-Triangular
shown in figure 4. The antecedents of the rules contain the two fuzzy variables returned by the
feature selection (SBD and DBP) with all the configurations of the three fuzzy terms emerged by
the neuro-fuzzy computation (low, medium, and high), as shown in figure 5. The consequents
contain the four risk levels with the relative memberships. Thus, from the first four rules it is
easy to understand that, the hypertension risk is Normal, if: SBD is low, and DBP is low, or SBD
is low and DBP is medium, or SBD is low and DBP is high, or SBD is medium and DBP is low.</p>
      <p>Overall, whilst qualitative results are comparable to those obtained by the best machine
learning models, the neuro-fuzzy systems are able to return interpretable results, that help
clinicians in understanding and trusting the process behind the algorithms.
(a) SBP-Post training
(b) DBP-Post training</p>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion</title>
      <p>Four machine learning algorithms have been compared with two neuro-fuzzy systems (based on
Gaussian and Triangular membership functions) for hypertension assessment. The experiments
aimed to evaluate if the qualitative performance of the two NFS models were higher, or at least
comparable, with those given by the ML methods, with the added value of the explainability
that fuzzy logic allows.</p>
      <p>Since the dataset is unbalanced, three diferent experimental settings have been used.
Moreover, further experiments, with a reduced number of features, have been conducted, to enhance
the explainability of the neuro-fuzzy systems.</p>
      <p>Results have shown that, without feature selection, the Gaussian membership function obtains
higher performance than the Triangular one, but still lower than the machine learning methods.
However, by considering all the seven features in data, the number of rules is too high to be
understandable. Thus, the two most relevant features have been selected, leading to a significant
reduction of the number of rules (from 2187 to 9). Feature selection has also improved the
performance of the neuro-fuzzy systems, while machine learning methods have preserved their
quantitative values, or as for MLP they have been reduced.</p>
      <p>Overall, experiments have shown that NFSs are useful support tools for hypertension risk
assessment since while returning accurate results, they are also able to explain with linguistic
terms how these results have been obtained. In the medical domain, this is crucial, since both
patients and medical staf need to understand and trust the automatic tools. Future work will
be devoted to better studying the model explainability. To this aim, diferent algorithms will be
compared and domain experts will be involved in evaluating the explanations.</p>
    </sec>
    <sec id="sec-5">
      <title>ACKNOWLEDGMENT</title>
      <p>This work was partially supported by INdAM GNCS within the research project “Computational
Intelligence methods for Digital Health”. All authors are members of the INdAM GNCS research
group. G. Casalino and G. Castellano are with the CITEL - Centro Interdipartimentale di
Telemedicina, University of Bari Aldo Moro.</p>
    </sec>
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