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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using epistemic information to improve learning gains in a computer-supported collaborative learning context</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Max Dieckmann</string-name>
          <email>max.dieckmann@upf.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Davinia Hernández-Leo</string-name>
          <email>Davinia.hernandez-leo@upf.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universitat Pompeu Fabra (UPF)</institution>
          ,
          <addr-line>Plaça de la Mercè, 10-12, 08002 Barcelona</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>Computer-supported collaborative learning (CSCL) is a method in education where the students work together on a task while the teacher takes on the role of a coach who --- aided by information technology --- scaffolds their progress and allows them to discover a solution on their own. CSCL exercises are often run following a script, which breaks the activity in a set number of steps to facilitate productive collaboration. This makes it easier for the teacher to orchestrate the exercise --- controlling the flow of the activity and attending to the students' needs as they arise. Teacher-facing dashboards are often used to enable orchestration by providing information about and controls to manipulate the state of the activity. Our research is centered on analyzing whether teachers and students can benefit from visualizing epistemic information, i.e. learning analytics data derived from examining the content of students' input. We expect that giving teachers access to epistemic information will facilitate orchestration, reduce the cognitive load required to oversee a CSCL activity, and create the opportunity for teacher-led debriefing --- a technique used by educators to make students reflect on the activity they engaged in and thus help them get a deeper understanding of the content that was covered. We also expect that this will ultimately have a positive impact on students' learning gains. We will extend the dashboard of “PyramidApp” --- a software tool that implements the CSCL “Pyramid” script --- with epistemic information to test our hypothesis. Subsequently, we will analyze how our findings transfer to other CSCL scripts and tools. We thus hope to contribute to the existing knowledge of how learning analytics data can successfully be employed in a CSCL context. We will follow the design-based research method which emphasizes cooperation with teachers and aims to test and apply interventions in realistic scenarios.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Computer-supported collaborative learning</kwd>
        <kwd>orchestration</kwd>
        <kwd>teacher-led debriefing</kwd>
        <kwd>epistemic information</kwd>
        <kwd>design-based research</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>The idea of using computers in education
dates back to the 1960s [1]. What was initially
a fringe approach has become more and more
common and shows no signs of slowing down
[2]. Using this technology for teaching and
learning has great appeal for both educational
institutions and researchers. Subsequently, the
field of technology enhanced learning (TEL)
emerged and with it a plethora of studies. This
is particularly evident since the beginning of the
Corona-crisis, as many institutions were forced
to conduct at least part of their lessons online
[3]. While the actual impact of using
technology for education has been criticized,
the endeavor is still viewed as promising [4].
Another frequent criticism is that the results
from the lab don't translate to the reality of the
classroom --- or that they never make it there in
the first place [5]. However, with further
development comes further progress: Many
researchers place an emphasis on developing
and testing their interventions in realistic
scenarios and are adding to the growing amount
of evidence that enhancing learning through
technology is not only possible, but
worthwhile.</p>
      <p>Learning analytics is a fast-growing area of
TEL and is defined as “the measurement,
collection, analysis and reporting of data about
learners and their contexts, for purposes of
understanding and optimizing learning and the
environments in which it occurs” [6].
Typically, learning analytics data is
automatically collected and processed by
machines. One benefit of this approach is that
large amounts of data can be handled and made
use of --- potentially in real time.</p>
      <p>Another relatively modern trend in
education is collaborative learning [7]. This
means that the students will work together on a
task and try to find a solution, rather than being
directly told how to get there. The role of the
teacher becomes that of a coach, who scaffolds
the students’ progress rather than giving them
the correct answers / techniques outright. This
is also referred to as “guided participation”.
There are many forms of collaborative learning,
but the most effective approaches seem to be
those that put a focus on intrinsic incentives
(e.g. the student’s natural search for knowledge,
competence, and stimulating communication)
and frame the task in a way that emphasizes
collaboration rather than competition. The
positive effects of this method are most notable
when looking at conceptual insights that are
acquired by the students --- something that is
notoriously difficult to teach. However,
collaborative learning is no more successful
than direct instruction when teaching formulas,
procedures, or the application of an existing
model.</p>
      <p>
        Computer supported collaborative learning
(CSCL) is the combination of collaborative
learning and technology enhanced learning [
        <xref ref-type="bibr" rid="ref11 ref13 ref14 ref16 ref18 ref22 ref27 ref29 ref3 ref31 ref34 ref36 ref39 ref41 ref43 ref45 ref5 ref53 ref54 ref56 ref60 ref63 ref66 ref7 ref72 ref9">2,
8, 9, 10</xref>
        ]. It has the potential to solve some of
the problems that arise when implementing a
collaborative learning task and has seen a lot of
activity in the last decades. Unlike in direct
instruction, the teacher's attention is split
among several groups, which will likely work
at different paces and struggle at different
times. In order to manage this demand, a CSCL
activity will often be run following to a CSCL
script which scaffolds [
        <xref ref-type="bibr" rid="ref67">11</xref>
        ] the students and
provides a clear pattern to follow [12]. One of
the main benefits of using computer technology
in a CSCL context is that the scripted activity
can be automated, reducing organizational
overhead and in many cases making it possible
to implement an exercise that would not be
possible otherwise. There are indications that
this is beneficial to students by increasing their
motivation, shaping their expectations and
freeing up time to focus on the task.
      </p>
      <p>
        While a CSCL script gives the task a clear
structure --- with all the upsides that such a
guide brings ---, technology can help make its
implementation more flexible to its specific
context. This is described by the notion of
orchestration: The teacher needs to respond to
the students' needs as they arise and adapt the
exercise to the current situation [
        <xref ref-type="bibr" rid="ref12">13, 14</xref>
        ].
Computer technology can provide the teacher
with data that they can use to better orchestrate
the activity or gain valuable information they
can use to prepare future lectures. This is often
done in the form of a teacher-facing dashboard,
where the teacher can control the state of the
exercise. Common use cases are pausing the
activity to clear up misconceptions or motivate
non-participating students, skipping
unnecessary waiting time when moving on to
the next stage, and identifying and scaffolding
struggling groups.
      </p>
      <p>There have been several implementations of
teacher-facing dashboards that visualize
learning analytics data. Our focus will be on the
visualization of epistemic information derived
from analyzing the content of the students'
inputs (answers, chat messages etc.). We expect
that visualizing synthesized epistemic
information can reduce teacher cognitive load
as it drastically reduces the amount of text a
teacher has to read to follow the students'
progress. Additionally, we expect this to have a
positive impact on orchestration by making it
easier to identify when and where to intervene,
as well as to facilitate teacher-led debriefing by
highlighting the most relevant student
contribution for further discussion.</p>
      <p>
        In teacher-led debriefing lectures, students'
answers are put into perspective and addressed
in the light of new course content. Students are
required to justify their beliefs, receive
feedback on their performance and thus get to
structure their newly acquired knowledge
before integrating it into a theoretical
framework [
        <xref ref-type="bibr" rid="ref12 ref30">13, 15</xref>
        ]. Similar techniques have
already been successfully applied in
simulation-based medical education, where it is
considered to be an important component of the
learning experience [
        <xref ref-type="bibr" rid="ref20">16, 17</xref>
        ].
      </p>
      <p>We are basing the assumptions on the
impact of our intervention in part on a study
similar to our own, in which content analysis
data was added to a teacher-facing dashboard to
support the CSCL activity EthicApp [18]. The
data visualizations were derived using natural
language processing (NLP) techniques on
student data, rank ordering comments by
relevance and comparing the work groups by
how homogeneous their members opinions are.
Results were promising: Experts judged about
80% of the selected comments as viable, which
indicates that this approach could be useful in
reducing the number of comments teachers
have to consider when monitoring an activity
and thus reducing cognitive load.</p>
      <p>The approach to use NLP technology to
analyze students' artefacts and utterances for
learning analytics is not without precedence
and there are several techniques that seem
promising [19, 20, 21]. One such technique is
the analysis of text to gain a measure on the
level of confusion and precision in the students'
answers [22, 23]. Other studies showed the
potential to investigate semantic similarity,
sentiment, and point-of-view --- going as far as
being able to gauge the degree of collaboration
within a group that is working on a CSCL task
[21, 24, 25].</p>
      <p>Ultimately, we expect that the effects of our
intervention will extend from the teachers to the
students and have a positive impact on their
learning gains.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Research context</title>
      <p>An example of a CSCL script is the
“Pyramid” (sometimes referred to as
“Snowball”), which is structured as follows
[26]:</p>
      <p>The teacher will initially give a task to the
students, usually to answer an open question. In
the first stage, the students will each
individually think about and write down their
answer. In the second stage, they are presented
with a selection of answers from their peers and
rate these answers by what they think are the
most correct and complete. In the third stage,
the collaboration truly begins, as the students
are assigned to groups where they discuss the
previously rated answers and synthesize an
answer for the group. Finally, the group
answers are rated by all students and thus the
class agrees on one final answer. Depending on
the size of the class, stages 2 and 3 will be
repeated with larger and larger groups, until a
final consensus is reached.</p>
      <p>Another example of a CSCL script is the
“Jigsaw”: First, students work on their own on
one of several topics. Then, expert groups get
formed by grouping the students by the topic
that they worked on. In these groups, the
students help each other understand their topic
in depth and prepare to present it to
nonexperts. In the last phase, groups are formed
heterogeneous by mixing students in a way that
each group has at least one expert of each topic.
They then take turns explaining what they are
now proficient in to the non-experts until the
whole group understands the entire range of
topics.</p>
      <p>PyramidApp is a software that implements
the “Pyramid” script, making it easy to integrate
it into a classroom lesson or online course [27,
28]. Figure 1 shows the group stage of a
“Pyramid” script in PyramidApp. PyramidApp
also comes with a teacher-facing dashboard,
which provides information about the state of
the activity and gives the teacher controls for
orchestration (see Figure 2) [14].</p>
      <p>We will initially focus on the “Pyramid”
script and PyramidApp, but we are hoping to
extend the research by analyzing to what extent
the interventions that will be designed and
evaluated are transferable to other CSCL scripts
such as “Jigsaw” or “ArgueGraph” [29, 30].</p>
    </sec>
    <sec id="sec-3">
      <title>3. Research questions</title>
      <p>To sum up, the research questions that we
want to answer are the following:
1. How can teacher-oriented
dashboards with learning analytics
(LA) indicators based on epistemic
information facilitate teacher-led
debriefing in CSCL scripts?
2. How can teacher-oriented
dashboards with LA indicators
based on epistemic information
facilitate real-time orchestration in</p>
      <p>CSCL scripts?
3. Do teacher interventions informed
by LA indicators related to
epistemic information improve
learning gains?</p>
      <p>Section 1 covers the background and
motivation of our questions, section 2
introduces a concrete implementation of a
CSCL script that we will build upon to test our
questions, section 4 lays out the methodology
we will use to attempt to answer our questions,
and section 5 concludes with describing what
we expect the impact answering our questions
will have.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Methodology &amp; methods</title>
      <p>
        Design-based research is a paradigm that
aims to bring educational research back to
where it has the most impact [
        <xref ref-type="bibr" rid="ref64">5, 31</xref>
        ]. Instead of
separating the laboratory and the classroom, the
researchers are collaborating with all
stakeholders to make the research realistic and
applicable. Interventions go through several
design cycles, where the initial experiment will
be refined and the results integrated into the
underlying theory.
      </p>
      <p>We are going to explore several approaches
to gather and present epistemic information in
the PyramidApp dashboard and implement the
interventions in practice. We will use existing
data from previous experiments with
PyramidApp to analyze the feasibility of the
different presentation approaches and
codesign prototypes in cooperation with the
stakeholders.</p>
      <p>Following the design-based research
methodology, the project will go through
several cycles. Figure 3 shows the typical
phases of each cycle (taken from [32]).
4.1.</p>
    </sec>
    <sec id="sec-5">
      <title>Analysis</title>
      <p>In the analysis stage, we conducted a
literature review and identified that providing
epistemic information to the teacher during a
CSCL activity could lead to improved
orchestration and debriefing. We then gathered
several ideas for possible ways in which
epistemic information could be gathered (see
Table 1) and integrated (see Table 2) into the
PyramidApp dashboard. It should be mentioned
that they are not mutually exclusive and we
hope to be able to implement several of them
simultaneously.</p>
      <p>Before moving to the second stage
(development), we will need to identify which
of these options are the most promising in terms
of feasibility and impact. To achieve this, we
will analyze existing PyramidApp data that we
have access to. This data comes from previous
applications of PyramidApp in real classroom
scenarios. It consists of all inputs made in the
application, both from teachers (e.g.
interactions with the dashboard) and students
(e.g. answers and chat messages), as well as
metadata such as timestamps. Some of the
students’ answers have also been rated by
teachers, giving us additional information that
could help to automatically identify the quality
of a student-submitted text. In some cases, we
might also develop low-fidelity prototypes to
gauge the technical feasibility of our ideas.
Finally, we will create mock-up visualizations
and seek feedback from teachers. This
preliminary work should allow us to identify
the most promising approaches and might lead
us to discard or add ideas.
4.2.</p>
    </sec>
    <sec id="sec-6">
      <title>Development</title>
      <p>In the development stage, we will now be
able to make an informed decision on which
and how many of the visualizations we want to
implement and will begin by creating a
lowfidelity, “proof-of-concept” prototype. We will
seek feedback from colleagues and teachers and
improve it until we have a first version that is
sophisticated enough for a realistic test.
4.3.</p>
    </sec>
    <sec id="sec-7">
      <title>Testing</title>
      <p>We will then enter the testing stage, where
we intent to conduct multiple within-subjects
experiments running a PyramidApp activity
with and without epistemic information in a
realistic classroom or Massive Open Online
Course (MOOC) setting. This is the phase
where we collect our data: we will use the
PyramidApp software to automatically log all
inputs of both students and teachers during the
activity (the data we analyzed in stage one was
collected in the same way in the past). We will
also need to keep track of what was displayed
in the dashboard at any time, ask experts to rate
the students' answers, and have teachers and
students answer questionnaires. We will
consider using a dual-task method to directly
measure teacher cognitive load [35]. If
necessary, we will fix errors, improve the
software and conduct additional tests until we
have preliminary results.
4.4.</p>
    </sec>
    <sec id="sec-8">
      <title>Reflection</title>
      <p>This data will then be analyzed in the
reflection stage. We will attempt to integrate the
findings into our understanding of the
underlying theory and identify where things
went well and where there were problems. We
will reflect on the impact that our intervention
had by comparing it to the activities where
teachers did not have access to epistemic
information. We expect to see a positive impact
in the form of a measurable reduction in
cognitive load, increase in the ease of
orchestration, facilitation of teacher-led
debriefing, and student learning gains.</p>
      <p>When considering learning gains, it has to
be kept in mind that giving a correct answer
does not necessarily mean that one knows what
they are doing, but measuring --- or even
defining --- understanding is challenging [36].
We will focus on tangible expert scores for the
time being, but might incorporate alternative
measurements in the future.</p>
      <p>We will then use all the insights that we've
gained to begin the second design-based
research cycle. We will ask ourselves whether
the data we gather and analyzed was sufficient
to confirm or deny our expectations and answer
our research questions. We will consider what
would be necessary to extend our results to
other CSCL scripts. Our considerations will let
us decide whether we need to run additional
experiments, formulate new research questions,
or further develop our epistemic data
visualizations.</p>
      <p>Figure 4 summarizes how the first
designbased research cycle looks like for this project.</p>
    </sec>
    <sec id="sec-9">
      <title>5. Conclusions</title>
      <p>Following the design-based research
philosophy, the ultimate goal of our research is
the application of the findings in real teaching
situations in a way that improves learning gains
and / or reduces the workload of the people
involved.</p>
      <p>Our expected contribution is the
development of visualizations of learning
analytics data based on epistemic information
to reduce cognitive load, support orchestration,
and facilitate debriefing of CSCL scripts. We
expect that this will improve learning gains and
we will directly implement and validate it for
the “Pyramid” script as well as critically
examine and discuss its value for other types of
CSCL scripts such as “Jigsaw” or
“ArgueGraph”.</p>
      <p>The indirect influence of the research would
be through the insights gained. The theory of
the science of learning could be extended by
getting valuable information on the effects and
effectiveness of debriefing and orchestration in
a CSCL context. Proving -- or disproving -- its
impact can inform the direction of further
research and lead to the development of
successful interventions in the future.</p>
      <p>It should not be forgotten that even a
“negative” result would be significant, as it
could suggest that a specific type of
intervention is inferior and the time of
educators is better spent elsewhere.</p>
      <p>In this way, we hope to make a contribution
to the further improvement of educational
practice.</p>
    </sec>
    <sec id="sec-10">
      <title>6. Acknowledgements</title>
      <p>Thanks to Ishari Amarasinghe for providing
me with ideas for ways in which epistemic
information could be gathered and integrated
into the PyramidApp dashboard.</p>
    </sec>
    <sec id="sec-11">
      <title>7. References</title>
      <p>[1] G. Paquette, Technology-based
instructional design: Evolution and major
trends, Handbook of Research on
Educational Communications and
Technology: Fourth Edition (2014) 661–
671. doi:10.1007/978-1-4614-3185-5_53.
[2] H. Jeong, C. E. Hmelo-Silver, K. Jo, Ten
years of computer-supported collaborative</p>
    </sec>
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