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  <front>
    <journal-meta />
    <article-meta>
      <article-id pub-id-type="doi">10.3390/su12208724</article-id>
      <title-group>
        <article-title>Multipath-assisted Radio Sensing and Occupancy Detection for Smart In-house Parking in ITS</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jonas Ninnemann</string-name>
          <email>Jonas.Ninnemann@tu-dresden.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paul Schwarzbach</string-name>
          <email>Paul.Schwarzbach@tu-dresden.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oliver Michler</string-name>
          <email>Oliver.Michler@tu-dresden.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Chair of Transport Systems Information Technology, Institute of Trafic Telematics, Technische Universität Dresden</institution>
          ,
          <addr-line>01062 Dresden</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2012</year>
      </pub-date>
      <volume>2</volume>
      <fpage>429</fpage>
      <lpage>455</lpage>
      <abstract>
        <p>Joint, radio-based communication, localization and sensing is a rapidly emerging research field with various application potentials. Greatly benefiting from these capabilities, smart city, mobility, and logistic concepts are key components for maximizing the eficiency of modern transportation systems. In urban environments, both the search for parking space and freight transport are time- and space-consuming and present the bottlenecks for these transportation chains. Providing location information for these heterogeneous requirement profiles (both active and passive localization of objects), can be realized by using retrofittable wireless sensor networks, which are typically only deployed for active localization. An additional passive detection of objects can be achieved by assessing signal reflections and multipath properties of the transmission channel stored within the Channel Impulse Response (CIR). In this work, a proof-of-concept realization and preliminary experimental results of a CIR-based occupancy detection for parking lots are presented. As the time resolution is dependent on available bandwidth, the CIR of Ultra-wideband transceivers are used. For this, the CIR is smoothed and time-variant changes within it are detected by performing a background subtraction. Finally, the reflecting objects are mapped to individual parking lots. The developed method is tested in an in-house parking garage. The work provided is a foundation for passive occupancy detection, whose capabilities can prospectively be enhanced by exploiting additional physical layers, such as 5G or even 6G.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Channel Impulse Response</kwd>
        <kwd>Intelligent Transport Systems (ITS)</kwd>
        <kwd>Multipath</kwd>
        <kwd>Occupancy Detection</kwd>
        <kwd>Passive Localization</kwd>
        <kwd>Smart Parking</kwd>
        <kwd>Trafic Telematics</kwd>
        <kwd>Ultra-wideband (UWB)</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Intelligent transportation systems profit from the interconnection and localization of vehicles,
objects, and trafic participants. In this context, location-aware communication is an essential
integral part for increasing the eficiency, safety and environmental friendliness of transportation
and supply chains. With the rapidly increasing urbanization and growing logistical volumes,
intelligent and future-oriented mobility solutions, based on the advancing digitization and
technological progress, have to be provided. For this task, concepts for smart cities are studied
and discussed [1], where mobility demands are a major challenge. Especially for motorized
individual trafic in urban environments, the search for parking space is time-consuming, thus
hindering the capabilities of eficient trafic flow management.</p>
      <p>In this context, smart parking systems [2] provide sensor-based and networked solutions to
detect parking lot occupancy rates and dispense available capacities in order to minimize parking
lot searches. While online smart parking systems ofer great potential for compensating the
aforementioned issues of urban parking [3, 4], sensory perception of the real-time occupancy
rate of available parking space is essential for the performance of smart parking systems.
For this task, manifold approaches for providing eficient and reliable occupancy detection
of parking space exist, including visual sensor networks with camera via image recognition
[5, 6], communication-based via vehicular ad hoc networks [7], crowd sensing by taxis and
map/location information [8] or camera-based drone surveillance [9]. More conventional
systems typically require parking space selective infrastructure, such as magnetic or infrared
[10], or more recently radio-based sensors [11].</p>
      <p>Additionally, Wireless Sensor Networks (WSN) provide cheap, long-lasting, and eficient
technological solutions for various applications [12], based on the interconnection of devices,
while also providing active localization capabilities. Recently, radio-based localization and
networking systems focusing on indoor parking have been developed [13], in order to provide
cheap and retrofittable solutions for vehicular guidance, occupancy rate and digital billing.</p>
      <p>Concurrently to increasing demands on parking space distribution, concepts of further using
parking space for logistic applications have been formulated [14]. These provide the idea of
additionally using in-house parking lots as so-called mini-hubs for logistical applications to
further increase the eficiency of spatial resources by occupying parking space with freight
trailers or other storage capabilities.</p>
      <p>While this approach leads to increasing capacity optimization, it also changes the demands
for localization systems as a basis for occupancy state detection. For the detection of vehicles,
active transponders (either the connected vehicle itself, a smartphone, or a connected device
at the entrance) are typically required. However, freight trailers or other storage objects are
not equipped with these. This hybridization of both active and passive objects within the
environment requires additional surveillance capabilities.</p>
      <p>In this context, the recently emerging field of joint communication and sensing [ 15, 16]
provides technologically advantageous approaches for this task, as it allows the re-use of radio
signals for radar-like applications, e.g. bistatic or multistatic radars [17], and environmental
sensing [18], both of which is also referred to as device-free passive localization [19].</p>
      <p>This paper focuses on the merging of an already established active localization framework
for in-house parking based on Ultra-wideband (UWB), which was presented in [13], and the
consecutive use of the transmitted signals by analyzing the Channel Impulse Response (CIR) of
the transmission channel. The information on multipath propagation stored in the CIR indicate
the presence of reflecting objects, in this special case parking vehicles or trailers, which allow
conclusions on the occupancy state of the area (cf. Fig. 1). Furthermore, the UWB CIR can also
be used for passive localization of reflecting objects [20, 21].</p>
      <p>In order to detect the occupancy of parking space, we use an exponentially weighted moving
average (EWMA) filter to smooth the CIR and then perform a background subtraction to detect
diferences between a static and non-occupied CIR and a potentially occupied measurement
input. Subsequently, the detected changes within the CIR are mapped to the environment using
an elliptical model and a heatmap representation.
0.40
0.35
0.30
0.10
0.05
0.00</p>
      <p>The developed approach is empirically examined in a demanding real-world, in-house parking
scenario using a set of UWB transceivers and a minibus, which could potentially represent both
parking vehicles and freight trailers. In this context, this paper focuses on the recognizability
of the occupation solely derived from the measured CIR and discusses the challenges and
limitations of diferent constellations as well as the examined UWB physical layer.</p>
      <p>The rest of the paper is structured as follows: After the introduction in Sec. 1, Sec. 2 presents
the passive, radio-based occupancy detection approach as well as necessary inputs and
processing steps. Subsequently, Sec. 3 introduce the in-house parking measurement environment and
the deployed UWB sensors. The surveyed measurements are presented and discussed in Sec. 4.
The paper concludes with a summary and proposals for future work in Sec. 5.
2. Multipath-assisted Passive Occupancy Detection
This section presents the proposed passive occupancy detection approach, for which all
processing steps are depicted in Fig. 2. These will be briefly discussed in the following.</p>
      <p>CIR</p>
      <sec id="sec-1-1">
        <title>EWMA</title>
      </sec>
      <sec id="sec-1-2">
        <title>Filter</title>
      </sec>
      <sec id="sec-1-3">
        <title>Subtraction</title>
      </sec>
      <sec id="sec-1-4">
        <title>Elliptical</title>
      </sec>
      <sec id="sec-1-5">
        <title>Model</title>
      </sec>
      <sec id="sec-1-6">
        <title>Heatmap</title>
      </sec>
      <sec id="sec-1-7">
        <title>Occupancy</title>
      </sec>
      <sec id="sec-1-8">
        <title>Detection</title>
        <p>2.1. Multipath Propagation
The foundation for the proposed passive occupancy detection approach is the multipath
propagation phenomenon, where a wireless radio signals reaches the receiver’s antenna via multiple
paths. In the past, multipath propagation was tried to be mitigated in order to improve the
quality of the communication or, for localization tasks, the distance measurements between
sensors. However, additional information can be derived by assessing the transfer function of
the transmission channel, as reflections are caused by static or dynamic objects within the
propagation environment. This leads to the time-delayed reception of additional signal components.
Measuring and identifying multipath propagation can be achieved by using large bandwidths.
Currently, UWB is a reasonable technological candidate for this task, as pulses with a very short
duration are used. The measured multipath components (MPC) are stored within the CIR.</p>
        <p>For heavy-multipath environments, such as an in-house parking area, multiple dominant
reflection sources are present, e.g. parking vehicles or concrete. A typical multipath propagation
in this scenario is given in Fig. 3, which shows the multipath richness of this environment.</p>
        <sec id="sec-1-8-1">
          <title>2.2. Channel Impulse Response</title>
          <p>
            The CIR represents the time delays caused by the multipath propagation of radio signals. In
general, the output () of a wireless communication system in form of the CIR ℎ() with
respect to the input signal () at time  can be described as
() = ℎ() * () + () =
∫︁
ℎ( )( −  ) + (),
(
            <xref ref-type="bibr" rid="ref1">1</xref>
            )
where () is the additive noise of the signal [22]. Given an impulse input signal, the CIR
consists of complex numbers representing the in-phase and quadrature components of the
received radio signals. Each value  is a specific time-shifted impulse  ( −  ), with  (· )
representing the delta function. The CIR is defined in (
            <xref ref-type="bibr" rid="ref2">2</xref>
            ), where   and   denote the impulse
amplitudes and reception time delays [23].
          </p>
          <p>ℎ() = ∑︁   ( −  )</p>
          <p>=1</p>
          <p>Furthermore, the magnitude of the CIR can be calculated from the obtained complex CIR raw
data.</p>
        </sec>
        <sec id="sec-1-8-2">
          <title>2.3. Exponential Weighted Moving Average Filter</title>
          <p>In order to reduce the influence of outliers, the CIR is filtered over multiple measurement
epochs by applying an EWMA filter. Additionally, EWMA filter can be used to extract static
backgrounds in dynamic scenarios [24].</p>
          <p>
            The averaged CIR  at time  is computed using the previous one − 1 and the newly received
CIR ℎ. The parameter  in (
            <xref ref-type="bibr" rid="ref3">3</xref>
            ) represents a constant scalar weighting factor [25], which for
the described use case was set to  = 0.3. Due to the static environment the  = 300 CIR
measurements per scenario are averaged with a small window size of  = 5 by the EWMA
iflter.
          </p>
          <p>
            = ℎ  + (1 −  )− 1
(
            <xref ref-type="bibr" rid="ref3">3</xref>
            )
          </p>
        </sec>
        <sec id="sec-1-8-3">
          <title>2.4. Background Subtraction</title>
          <p>In complex, real-world scenarios an identification of reflecting sources can be spatially
ambiguous if no prior information is available. For this reason, we follow a background subtraction
 approach for each measurement epoch , which aims at removing static components of the
compared CIRs [24, 26]. This can be achieved by comparing the filtered CIR 1 with a previously
surveyed reference CIR 0, which represents a non-occupied scene.</p>
          <p>
            = |1 − 0|
(
            <xref ref-type="bibr" rid="ref4">4</xref>
            )
          </p>
          <p>In order to provide a correct overlaying of the compared CIRs, they are synchronized via the
direct path and the corresponding index. Therefore, they are synced at the leading edge, which
is located in the flank of the peak of the direct signal path. In addition, the amplitude values of
the filtered CIRs are normalized for a better comparability. Fig. 5 illustrates the subtraction of
the CIRs, where both the direct path and an estimation of the reflection path at a target object
are also marked. The estimation of the reflection path is obtained as the maximum of .
0.40
0.35
0.30</p>
        </sec>
        <sec id="sec-1-8-4">
          <title>2.5. Elliptical Model and Mapping</title>
          <p>
            For the detection of the target vehicle, the time/distance information from the CIR are mapped
into a plane. Fig. 6 depicts a graphical overview of the corresponding processing steps. The
mapping is realized with an elliptical model, which geometrically represents the positional line
of the reflection source, given a bistatic setup and the measured path length from the subtracted
CIR . The position of the transmitter XT = (T, T)⊺ and the receiver XR = (R, R)⊺
within the communication network have to be known in order to detect the target vehicle
X = (, )⊺. Eq. (
            <xref ref-type="bibr" rid="ref5">5</xref>
            ) represents the length of the reflection path or the bistatic range r.
 = ‖T − ‖2 + ‖R − ‖2
(
            <xref ref-type="bibr" rid="ref5">5</xref>
            )
          </p>
          <p>The bistatic range r is calculated from the CIR via the corresponding time delay  in the
CIR for the reflection path and the speed of light :
6
7
8
9
1
2
3
6
7</p>
          <p>8
4x in m5
(b)
0 0
3
m
n
i
y2 RX
 =  · .
0.025
0.020 e
d
u
t
0.015 ilp
m</p>
          <p>
            A
 =   = 2 − (  )2 (
            <xref ref-type="bibr" rid="ref7">7</xref>
            )
          </p>
          <p>2 2</p>
          <p>The two estimated axis of the ellipse allow setting up the parametric equation of the ellipse
and therefore the mapping of the reflection path, which is qualitatively shown in Fig. 6a.</p>
          <p>As aforementioned, every individual values stored within the CIR represents a potential
reflection source, hence all CIR values with their corresponding time delay and amplitude are
represented as ellipses with the same foci but diferent semi-major axis.</p>
          <p>In addition, the family of ellipses can be used to provide a representation of the propagation
environment and its reflecting sources by performing an environmental mapping. In [ 20], we
proposed the creation of a heatmap based on the time delays and amplitudes of each CIR value.
The resulting continuous value surface of the heatmap is obtained by performing a nearest
neighbor interpolation and shown in Fig. 6b. Given the example in Fig. 6, a spatial identification
of the target vehicle can be achieved. With multiple CIR measurements between diferent
anchors an unambiguous localization of the reflecting object is also possible. [20]</p>
        </sec>
        <sec id="sec-1-8-5">
          <title>2.6. Occupancy Detection</title>
          <p>The occupancy detection is performed on the basis of the estimated reflection path from the
subtracted CIR. For this purpose, an interval of the reflection path length with respect to the
sensor arrangement is calculated for each parking lot. Afterwards the estimated reflection path
length and the intervals are compared in order to assign them to a parking lot. For example an
estimated reflection path length between 11 m and 17 m indicates a vehicle on parking lot P3.
For the empirical evaluation, the occupancy detection state is estimated over all measurement
epochs and expressed as the number of correct assignments.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>3. In-house Parking Measurements</title>
      <p>The conducted measurements were carried out in an in-house parking garage, representing
a challenging environment for wireless-enabled localization systems. Based on an already
established active UWB-based positioning system, the developed approach can further enable
occupancy detection and therefore benefit smart parking systems. The testbed for this is an
underground parking garage located in Dresden, Germany with over 1000 available parking
spaces on two floors [ 27] (cf. Fig. 7a). Each parking lot is 2.75 m wide and 5.0 m long. The
target object for the occupancy detection is a minibus with a size of 5.3 m x 2 m x 2 m.</p>
      <p>The CIR measurements are carried out with Decawave EVB1000 Transceivers (cf. Fig. 7b),
equipped with a micro-controller and the Decawave DW1000 radio chip. For the conducted
measurements the parameters in Tab. 1 were applied.</p>
      <p>The UWB transceivers were attached to tripods at a height of 1.5 m and connected to a laptop.
For this preliminary measurement campaign, two transceivers are deployed to record the CIR
raw data, which consists of 992 complex, evenly separated values. With regard to the available
bandwidth, the time resolution amounts to Δ ≈ 1 ns or 30 cm.</p>
    </sec>
    <sec id="sec-3">
      <title>4. Results</title>
      <p>For the empirical validation of the proposed method in a demanding real-world scenario, an
in-house parking environment and a minibus was chosen, in order to provide a proof-of-concept
for passive vehicle or freight trailer detection based on the CIR. Therefore, the focus of the
investigated scenarios is on three parking lots and the correct assignment of the occupancy
detection state. In addition, the efect of the EWMA filter is validated. The parking lots are
numbered with P1, P2, and P3 to distinguish them in the scenarios.</p>
      <p>In the first configuration, the transceivers are placed on the side of the vehicle, as shown in
Fig. 8c. The transmitter and the receiver are 3.2 m apart and located at the edge of P1. Three
diferent measurement runs were carried out with this arrangement:
1. Empty parking lots for CIR calibration (0),
2. with a minibus on P2 (cf. Fig. 8) and
3. with a minibus on P3 (cf. Fig. 6).
4.1. Minibus on P2
The results of the detection steps for this scenario are shown in Fig. 8. Based on the geometric
arrangement the reference reflection path length at the vehicle is 6.8 m.</p>
      <p>For the estimation of the reflection path length from the CIR, the EMWA filter and the
background subtraction are applied. Here the subtraction is capable of removing other reflections
from the environment in order to focus only on the variant reflections when compared to 0.
The estimated reflection path is 7.5 m long, which allows a clear mapping and detection of
the vehicle. The deviation to the reference reflection length is potentially caused by multiple
reflections at the vehicle, as the subtracted CIR in Fig. 8b indicates. Also, the CIR uncovers a
second reflection with only a slightly larger path length for both measurements. With help of
the subtraction it is possible to remove this MPC from the CIR.</p>
      <p>The mapping of the estimated reflection path with the elliptical model is shown in Fig. 8c
alongside with the interpolated heatmap based on all values from the subtracted CIR in Fig. 8d.
It visualizes the detection approach with the help of an interval of the estimated reflection path
length for every parking lot. In this case the detection indicated an occupancy of the parking lot
P2. The empirical evaluation of the detection ratio over all measurement epochs is visualized in
Fig. 9a. For the discussed scenario P2, the detection ratio is 97 % when applying the EWMA
iflter, compared to only 77 % solely based on the unfiltered CIR. This shows the smoothing and
outlier removing efects of the EMWA (cf. Fig. 9b), allowing a more robust occupancy detection.
d
e
ltirf
e
n
U
A
M
W
E</p>
      <sec id="sec-3-1">
        <title>4.2. Minibus on P3</title>
        <p>The previously discussed scenario in Fig. 6 (cf. Sec. 2) depicts the detection scenario with the
minibus on parking lot P3. For this scenario the reference reflection path length is 11.84 m.
From the corresponding CIRs in Fig. 5 a reflection path length of 11.93 m can be estimated.</p>
        <p>The background subtraction here eliminates a strong reflection, potentially originating from
another vehicle in the environment and therefore allows the focus on the target object on P3.
Another efect can be observed from Fig. 4, where at 19 m a double reflection becomes visible.
The signal reflected at the target object is not only received via a single reflection, but also via a
second reflection. In this case the subtraction also estimates the double reflection for the vehicle
detection. In order to address this problem the number of used sensors should be increased to
improve the robustness of the detection.</p>
        <p>The mapping and heatmap (Fig. 6) of the subtracted CIR show a clear reflection at the minibus
on P3. However, the detection rate (Fig. 9a) with 78 % is lower when compared to the P2
scenario. This is also supported by Fig. 9b, which depicts the residuals between the reference
reflection lengths and the estimated lengths for both scenarios. For this, the aforementioned
ambiguity for the reflection path in this scenario is revealed.</p>
      </sec>
      <sec id="sec-3-2">
        <title>4.3. Resolution and Shadowing</title>
        <p>In order to further validate the occupancy detection, an additional transceiver arrangement
is further examined. In these scenarios, the UWB modules are placed to cover the same three
parking lots, but now along the wall, separated by 8.25 m (cf. Fig. 10a). Again, the calibration
measurements were carried out without a vehicle and afterwards the minibus was parked on P2.
This arrangement with the transceivers mounted at the walls is also more in line with a WSN
for active localization. Additionally, it theoretically provides the capability to cover multiple
parking lots and hence higher the coverage of the occupancy detection approach.</p>
        <p>Furthermore, the CIR in Fig. 10c indicates some limitations of the conducted measurement
setup. Firstly, the separation of the direct and the reflection path in the CIR is examined. In
this scenario the reference reflection path length is 8.4 m, which is only 0.15 m longer than
the direct path. This path diference is not resolvable in the CIR with a resolution of 0.3 m.
The presences of the vehicle only results in a slightly wider direct path peak in the CIR, which
is visible after the subtraction. From this it can be deduced that a minimum diference in the
path lengths is required in order to separate them in the CIR. This is due to the bandwidth
restrictions of the applied technology. For future transmission systems with higher available
bandwidth, this shortcoming can potentially be compensated.</p>
        <p>Another arising issue might be additional reflections, which can only be measured without
the vehicle, but are blocked in the presence of it. This can be observed in Fig. 10c (blue), where a
reflection path lengths of 13 m is estimated. A similar efect occurs in the field of camera-based
object detection approaches, where shadowing within the images disturb the detection [28].
1</p>
        <p>3
(a)
(b)</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Conclusion &amp; Future Work</title>
      <p>The rapidly increasing urbanization and associated demands on mobility and logistics are
a challenging task for the upcoming years. With the help of digitization and networking,
innovative, low-cost, and retrofittable systems can be established to tackle these tasks. Joint
communication, localization, and sensing based on wireless transmission systems provide a
promising, eficient, and innovative solution approach for these application fields, e.g. smart
cities and parking. Therefore, this contribution presented a remote sensing approach based
on multipath information to provide a passive occupancy detection for spatial resources like
parking areas or mini-hubs.</p>
      <p>The proposed method uses CIR multipath data provided by the transmission modules in
order to identify reflections within the propagation environment. To do so, we applied an
EMWA filtering and background subtraction method to smooth the CIR and remove invariant
components of it. The resulting CIR is then mapped to the environment using an elliptical
model and an interpolated heatmap. Based on the reflection estimation, an occupancy detection
for individual parking lots is derived.</p>
      <p>Comparable occupancy detection technologies and methods (infrared, ultrasonic, camera)
are dedicated for a single parking lot. With our setup we were able to observe recognizability
of reflection with approximate 25 m path length. For the coverage of an entire parking garage
a comparably high number of devices would be required. However, the installed cooperative
sensors serve a multi use purposes (joint communication, active localization, passive sensing)
and therefore are more cost-eficient when compared to state-of-the-art occupancy detection
systems.</p>
      <p>For an application-close validation, preliminary field tests with a simplified measurement
setup were conducted. The results revealed a proof-of-concept recognition of parking objects
for limited constellations and therefore allowed a reliable occupancy detection rate. However,
we also discussed the shortcomings of the used UWB technology as well as shadowing efects.</p>
      <p>Further research will focus on an extended measurement campaign, including a network of
UWB transceivers, allowing ambiguities to be resolved and providing redundant measurements
to increase the robustness of the method. Also, detection of multiple objects in a wider range of
scenarios will also be considered. Additionally, the use of beam-steering antenna for a better
distinction between reflections is proposed.</p>
      <p>Passenger localization
while boarding</p>
      <p>Seat distribution
while boarding</p>
      <p>In the future, a transfer of the approach to other physical layers, with advantageous properties,
such as 5G/6G or Li-Fi, will be examined. In addition, validation could be extended to other
environments and applications in ITS like the connected aircraft cabin [29], where passive
occupancy detection can be beneficial. Figure 11 proposes a future cabin localization system
based on the same multipath-assisted detection of people while boarding. This solution monitors
the entire boarding process using a single WSN with communication [30], active localization
[31] and radio sensing/passive detection.</p>
    </sec>
    <sec id="sec-5">
      <title>6. Acknowledgments</title>
      <p>This work has been supported by the European Union and the State of Saxony within the project
"IVS-AMP" as well as by the Federal Ministry for Economic Afairs and Energy of Germany
within the project "CAbiNET".
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parking space availability, IEEE Transactions on Intelligent Transportation Systems 21
(2020) 496–508.
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(Eds.), Unmanned Systems Technology XXI, volume 11021, International Society for Optics
and Photonics, SPIE, 2019, pp. 13 – 19. URL: https://doi.org/10.1117/12.2518320.
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