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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Synthetic Data for Unsupervised Polyp Segmentation ?</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Dublin City University</institution>
          ,
          <country country="IE">Ireland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Insight SFI Centre for Data Analytics</institution>
          ,
          <country country="IE">Ireland</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Deep learning has shown excellent performance in analysing medical images. However, datasets are di cult to obtain due privacy issues, standardization problems, and lack of annotations. We address these problems by producing realistic synthetic images using a combination of 3D technologies and generative adversarial networks. We use zero annotations from medical professionals in our pipeline. Our fully unsupervised method achieves promising results on ve real polyp segmentation datasets. As a part of this study we release Synth-Colon, an entirely synthetic dataset that includes 20 000 realistic colon images and additional details about depth and 3D geometry: https://enric1994.github.io/ synth-colon ? This project has received funding from the European Union's Horizon 2020 research and innovation programme under the Marie Sklodowska-Curie grant agreement No 765140. This publication has emanated from research supported by Science Foundation Ireland (SFI) under Grant Number SFI/12/RC/2289 P2, co-funded by the European Regional Development Fund.</p>
      </abstract>
      <kwd-group>
        <kwd>Computer Vision</kwd>
        <kwd>Synthetic Data</kwd>
        <kwd>Polyp Segmentation</kwd>
        <kwd>Unsupervised Learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Colorectal cancer is one of the most commonly diagnosed cancer types. It can
be treated with an early intervention, which consists of detecting and removing
polyps in the colon. The accuracy of the procedure strongly depends on the
medical professionals experience and hand-eye coordination during the procedure,
which can last up to 60 minutes. Computer vision can provide real-time support
for doctors to ensure a reliable examination by double-checking all the tissues
during the colonoscopy.</p>
      <p>The data obtained during a colonoscopy is accompanied by a set of issues
that prevent creating datasets for computer vision applications. First, there are
privacy issues because it is considered personal data that can not be used without
the consent of the patients. Second, there are a wide range of cameras and lights
used to perform colonoscopies. Every device has its own focal length, aperture,
and resolution. There are no large datasets with standardized parameters.
Finally, polyp segmentation datasets are expensive because they depend on the
annotations of quali ed professionals with limited available time.</p>
      <p>
        We propose an unsupervised method to detect polyps that does not require
annotations by combining 3D rendering and a CycleGAN [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. First, we produce
arti cial colons and polyps based on a set of parameters. Annotations of the
location of the polyps are automatically generated by the 3D engine. Second,
the synthetic images are used alongside real images to train a CycleGAN. The
CycleGAN is used to make the synthetic images appear more realistic. Finally,
we train a HarDNeT-based model [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], a state-of-the-art polyp segmentation
architecture, with the realistic synthetic data and our self-generated synthetic
labels.
      </p>
      <p>The contributions of this paper are as follows:
{ To the best of our knowledge, we are the rst to train a polyp segmentation
model with zero annotations from the real world.
{ We propose a pipeline that preserves the self-generated annotations when
shifting the domain from synthetic to real.
{ We release Synth-Colon (see Figure 1), the largest synthetic dataset for polyp
segmentation including additional data such as depth and 3D mesh.</p>
      <p>The remainder of the paper is structured as follows: Section 2 reviews relevant
work, Section 3 explains our method, Section 4 presents the Synth-Colon dataset,
Section 5 describes our experiments, and Section 6 concludes the paper."
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related work</title>
      <p>Here we brie y review some relevant works related to polyp segmentation and
synthetic data.
2.1</p>
      <sec id="sec-2-1">
        <title>Polyp segmentation</title>
        <p>
          Early polyp segmentation was based in the texture and shape of the polyps.
For example, Hwang et al. [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] used ellipse tting techniques based on shape.
However, some corectal polyps can be small (5mm) and are not detected by these
techniques. In addition, the texture is easily confused with other tissues in the
colon as can be seen in Figure 2.
        </p>
        <p>
          With the rise of convolutional neural networks (CNNs) [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] the problem of the
texture and shape of the polyps was solved and the accuracy was substantially
increased. Several authors have applied deep convolutional networks to the polyp
segmentation problem. Brandao et al. [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] proposed to use a fully convolutional
neural network based on the VGG [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] architecture to identify and segment polyps.
Unfortunately, the small datasets available and the large number of parameters
make these large networks prone to over tting. Zhou et al. [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] used an
encoderdecoder network with dense skip pathways between layers that prevented the
vanishing gradient problem of VGG networks. They also signi cantly reduced the
number of parameters, reducing the amount of over tting. More recently, Chao
et al. [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] reduced the number of shortcut connections in the network to speed-up
inference time, a critical issue when performing real-time colonoscopies in
highresolution. They focused on reducing the memory tra c to access intermediate
features, reducing the latency. Finally, Huang et al. [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] improved the performance
and inference time by combining HarDNet [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] with a cascaded partial decoder [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ]
that discards larger resolution features of shallower layers to reduce latency.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Synthetic data</title>
        <p>The limitation of using large neural networks is that they often require large
amounts of annotated data. This problem is particularly acute in medical
imaging due to problems in privacy, standardization, and the lack of professional
annotators. Table 1 shows the limited size and resolution of the datasets used to
train and evaluate existing polyp segmentation models. The lack of large datasets
for polyp segmentation can be addressed by generating synthetic data.</p>
        <p>
          Thambawita et al. [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] used a generative adversarial network (GAN) to
produce new colonoscopy images and annotations. They added a fourth channel
to SinGAN [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] to generate annotations that are consistent with the colon image.
They then used style transfer to improve the realism of the textures. Their
results are excellent considering the small quantity of real images and professional
annotations that are used. Gao et al. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] used a CycleGAN to translate colonoscopy
images to polyp masks. In their work, the generator learns how to segment polyps
by trying to fool a discriminator.
        </p>
        <p>
          Synthetic images combined with generative networks have also been widely
used in the depth prediction task [
          <xref ref-type="bibr" rid="ref11 ref12">11,12</xref>
          ]. This task helps doctors to verify that all
the surfaces in the colon have been analyzed. Synthetic data is essential for this
task because of the di culties to obtain depth information in a real colonoscopy.
        </p>
        <p>Unlike previous works, our method is entirely unsupervised and does not
require any human annotations. We automatically generate the annotations by
de ning the structure of the colon and polyps and transferring the location of
the polyps to a 2D mask. The key di erence between our approach and other
state-of-the-art is that we combine 3D rendering and generative networks. First,
the 3D engine de nes the structure of the image and generates the annotations.
Second, the adversarial network makes the images realistic.</p>
        <p>
          Similar unsupervised methods have also been successfully applied in other
domains like crowd counting. For example, Wang et al. [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] render crowd images
from a video game and then use a CycleGAN to increase the realism.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Method</title>
      <p>Our approach is composed of three steps: rst, we procedurally generate colon
images and annotations using a 3D engine; second, we feed a CycleGAN with
images from real colonoscopies and our synthetic images; nally, we use the
realistic images created by CycleGAN to train an image segmentation model.
3.1</p>
      <sec id="sec-3-1">
        <title>3D colon generation</title>
        <p>The 3D colon and polyps are procedurally generated using Blender, a 3D engine
that can be automated via scripting.</p>
        <p>Our 3D colons structure is a cone composed by 2454 faces. Vertices are
randomly displaced following a normal distribution in order to simulate the
tissues in the colon. Additionally, the colon structure is modi ed by displacing
7 segments as in Figure 3. For the textures we used a base color [0.80, 0.13,
0.18] (RGB). For each sample we shift the color to other tones of brown, orange
and pink. One single polyp is used on every image, which is placed inside the
colon. It can be either in the colon's walls or in the middle. Polyps are distorted
spheres with 16384 faces. Samples with polyps occupying less than 20,000 pixels
are removed.</p>
        <p>Lighting is composed by a white ambient light, two white dynamic lights
that project glare into the walls, and three negative lights that project black
light at the end of the colon. We found that having a dark area at the end helps
CycleGAN to understand the structure of the colon. The 3D scene must be
similar to real colon images because otherwise, the CycleGAN will not translate
properly the images to the real-world domain. Figure 4 illustrates the images
and ground truth generated by the 3D engine.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>CycleGAN</title>
        <p>A standard CycleGAN composed by two generators and two discriminators is
trained using real images from colonoscopies and synthetic images generated
using the 3D engine as depicted in Figure 6. We train a CycleGAN for 200 epochs
and then we infer real images in the \Generator Synth to Real" model, producing
realistic colon images.</p>
        <p>Figure 5 displays synthetic images before and after the CycleGAN domain
adaptation. Note that the position of the polyps is not altered. Hence, the ground
truth information generated by the 3D engine is preserved.
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Polyp segmentation</title>
        <p>
          After creating a synthetic dataset that has been adapted to the real colon textures,
we train an image segmentation model. We used the HarDNeT-MSEG [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] model
architecture because of its real-time performance and high accuracy. We use the
same hyperparameter con guration as in the original paper.
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Synth-Colon</title>
      <p>
        We publicly release Synth-Colon, a synthetic dataset for polyp segmentation. It
is the rst dataset generated using zero annotations from medical professionals.
The dataset is composed of 20 000 images with a resolution of 500×500.
SynthColon additionally includes realistic colon images generated with our CycleGAN
and the Kvasir training set images. Synth-Colon can also be used for the colon
depth estimation task [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] because we provide depth and 3D information for each
image. Figure 1 shows some examples from the dataset. In summary, Synth-Colon
includes:
{ Synthetic images of the colon and one polyp.
{ Masks indicating the location of the polyp.
{ Realistic images of the colon and polyps. Generated using CycleGAN and
the Kvasir dataset.
{ Depth images of the colon and polyp.
      </p>
      <p>{ 3D meshes of the colon and polyp in OBJ format.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Experiments</title>
      <p>5.1</p>
      <sec id="sec-5-1">
        <title>Metrics</title>
        <p>We use two common metrics for evaluation. The mean Dice score, given by:
and the mean intersection over union (IoU):
mDice =</p>
        <p>2 × tp
2 × tp + f p + f n
mIoU =</p>
        <p>tp
tp + f p + f n
(1)
(2)
where in both forumlae, tp is the number of true positives, f p the number of
false positives, and f n the number of false negatives.
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Evaluation on real polyp segmentation datasets</title>
        <p>
          We evaluate our approach on ve real polyp segmentation datasets. Table 2 shows
the results obtained when training HarDNeT-MSEG [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] using our synthetic data.
Note that our method is not using any annotations. Results are satisfactory
considering the fact that labels have been generated automatically. We found that
training the CycleGAN with only the images from the target dataset performs
better than training the CycleGAN with all the datasets combined, indicating a
domain gap among the real-world datasets.
In this section we evaluate how our approach based on synthetic imagery and
domain adaptation compares with the fully supervised state-of-the-art
HarDNeTMSEG network when there are fewer training examples available. We train the
CycleGAN used in the proposed approach, without ground truth segmentation
labels, on progressively larger sets of imagery, and compare this with the
supervised method trained on the same amount of labelled imagery. Table 3 shows the
results of the experiment, which demonstrates that synthetic data is extremely
useful for domains where annotations are very scarce. While our CycleGAN can
produce realistic images with a small sample of only ve real images, supervised
methods require many images and annotations to achieve good performance.
Table 3 shows that our unsupervised approach is useful when there are less than
50 real images and annotations. Note that zero images here means there is no
domain adaptation via the CycleGAN.
We successfully trained a polyp segmentation model without annotations from
doctors. We used 3D rendering to generate the structure of the colon and
generative adversarial networks to make the images realistic, and demonstrated
that it can perform quite reasonably in several datasets, even outperforming some
fully supervised methods in some cases. We hope this study can help aligning
synthetic data and medical imaging in future. As future work, we will explore
how to include our synthetic annotations in the CycleGAN.
        </p>
      </sec>
    </sec>
  </body>
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