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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Socinian Correspondence: A Graph-Based Digital Scholarly Edition</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Patrick Toschka</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Julian Jarosch</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andreas Kuczera</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Academy of Sciences and Literature</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Mainz Mainz</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Applied Sciences (THM)</institution>
          ,
          <addr-line>Gießen</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>279</fpage>
      <lpage>293</lpage>
      <abstract>
        <p>The Socinian Correspondence Project uses a graph database as a leading persistent data layer to create a digital scholarly edition (DSE) of letters written by and to followers of Socinianism, a Unitarian belief system founded by Lelio and Fausto Sozzini in the sixteenth century. In addition to more conventional elements, such as transcribed texts and an accompanying critical commentary, our DSE will allow scholars to freely explore the collected data in any time-, place-, or contentbased context, without the impediment of preset categories. In order to achieve this goal, we are in the process of developing two generic open source web applications that follow the current software standards and form the backbone of our innovative approach.</p>
      </abstract>
      <kwd-group>
        <kwd>In</kwd>
        <kwd>Tara Andrews</kwd>
        <kwd>Franziska Diehr</kwd>
        <kwd>Thomas Efer</kwd>
        <kwd>Andreas Kuczera and Joris van Zundert (eds</kwd>
        <kwd>)</kwd>
        <kwd>Graph Technologies in the Humanities - Proceedings 2020</kwd>
        <kwd>published at http</kwd>
        <kwd>//ceur-ws</kwd>
        <kwd>org</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <sec id="sec-1-1">
        <title>The Socinians and their Correspondence Network</title>
        <p>
          The Socinians were a Unitarian religious community of protestant origin
that emerged in the sixteenth century and considered the subjective
rationality of the individual as the determining principle in matters of religious
faith. Socinians could be found all across Europe
          <xref ref-type="bibr" rid="ref1 ref7">(Daugirdas, 2016, p. 11)</xref>
          and were actively engaged in developing a close-knit correspondence
network with leading figures in theology (e.g. Remonstrants like Philipp van
Limborch and Johann Jakob Wettstein), astronomy (e.g. Johannes Hevelius
and Johannes Kepler), and politics (e.g. Magnus Gabriel De la Gardie and
Carl Gustav Wrangel). Surviving letters of the adherents of Socinianism are
an important resource for anyone interested in the transconfessional struggle
that defined Europe in the Early Modern period, especially with regards to
the latter’s eofrts to strike a balance between theology, science, and
politics. Socinian theology introduced an air of radical tolerance into
contemporaneous debates on such issues by aofrding its practitioners the freedom
to engage in evidence-based scientific discussions unhindered by traditional
metaphysical considerations.
        </p>
        <p>Dedicated to the period between roughly 1580 and 1740, the DSE
prepared by the Socinian Correspondence Project1 encompasses the time-frame
from the Age of Confessionalism to the Enlightenment. The 2047
letters cataloged to date were addressed to other Socinians or to scholars and
politicians of other confessions, and reflect the complex
interdependencies between historicizing, rationalist approaches to religious subject matter,
early modern scientific research and its methodology, and political
correspondence. These letters also provide valuable insight into the wider scholarly
networks that spanned across Europe during the period under investigation.</p>
        <p>
          Currently, no comprehensive historical-critical edition of the Socinian
correspondence exists. Our project aims to rectify this situation by
identifying letters in which at least one correspondent is a Socinian and by gathering
the said letters into a DSE. Featuring textual-critical commentaries and
descriptions of the subject matter and content of the letters, our graph-based
edition
          <xref ref-type="bibr" rid="ref5">(Kuczera, 2016)</xref>
          will also enable analysis of the material using criteria
such as geography, persons involved, and topics discussed by the
correspondents through a systematic indexing of the text. The DSE also incorporates
images of astronomical phenomena that were enclosed with the letters and
were often published in the form of copperplate engravings, as they help to
il1“Die sozinianischen Briefwechsel,” URL: http://www.adwmainz.de/projekte/zwischen-theol
ogie-fruehmoderner-naturwissenschaft-und-politischer-korrespondenz-die-sozinianischen-briefwech
sel/informationen.html. (https://sozinianer.de)
lustrate the subject matter discussed in the corresponding letters. Previously
unpublished political reports, which accompanied more than 250 letters, are
likewise included.
        </p>
        <p>
          It is our hope that by making the primary sources and supplementary
materials accessible in the manner described above, our edition will enable
researchers to gain new insights into interdisciplinary fields of research, such
as theological history, philosophical history, the history of science, and
cultural history. As the Socinian correspondence network is one that traverses
boundaries of religion, geography, subject matter, and media, we believe that
the DSE itself should reflect this pervasive interconnectivity (Figure 1).
The development of the Digital Scholarly Edition (DSE) follows the current
software standards
          <xref ref-type="bibr" rid="ref6">(Schrade, 2018)</xref>
          . So the text component uses a classical
XML-based format and draws on established technologies for editing and
publication.
        </p>
        <p>
          The letters and their accompanying materials are encoded in a subset of
TEI P5 XML, the DTA-Basisformat
          <xref ref-type="bibr" rid="ref4">(Haaf et al., 2014)</xref>
          , which oefrs an
unambiguous schema for encoding. The editing work is carried out in ediarum,
a framework for the Oxygen XML editor
          <xref ref-type="bibr" rid="ref3">(Dumont and Fechner, 2014)</xref>
          , and
is stored in an eXist XML database.
        </p>
        <p>
          Correspondence metadata is captured in the TEI element &lt;correspDesc&gt;
          <xref ref-type="bibr" rid="ref7">(Stadler et al., 2016)</xref>
          , while the text itself is annotated (e.g. with clarifications
concerning dates, abbreviations, etc.) and furnished with a critical
commentary. Furthermore, the letters are linked to indexes of persons, places,
concepts, things, and astronomical entities, which were first created as lists in
XML in order to begin the editing work as early as possible, while the graph
component of the DSE continues to be developed.
        </p>
        <p>The DSE’s publication frontend is realized with the TYPO3 Open Source
Content Management System2 and various extensions3 needed for the
implementation of Linked Open Data (LOD) standards4 and the creation of
the framework required for scientific publication. This includes tasks such
as versioning and the assignment of stable Uniform Resource Identifiers
(URIs) that enable the citation of scholarly work.</p>
        <p>These components of the DSE make use of current technologies and best
practices based on the tree model of XML and the relational database
underlying TYPO3. Neither of these technologies fully account for the distinctive
network character of this edition’s subject, however, which is why the DSE
will be augmented by a graph component.
1.3</p>
      </sec>
      <sec id="sec-1-2">
        <title>The Graph Component</title>
        <p>Our project aims to adequately model the closely interlinked Socinian
correspondence network, and to break new ground in bringing XML and graph
technologies together by using a graph database as the leading persistent
system for one component of the DSE, alongside and connected to the XML
text data.</p>
        <p>In order to achieve this goal, it is necessary to complete two major tasks:
ifrst, the data that currently resides in XML must be transferred into a neo4j
graph database; second, the graph database must be given a user-friendly
interface that can be edited by historians. As can be seen in Figure 2, both
tasks are to be completed using a generic, open source web application:
eXGraphs for the extraction of XML data into a graph, and GRACE for the
subsequent editing of the graph.</p>
        <p>2URL: https://typo3.org/.</p>
        <p>3E.g. TYPO3 Extension Beaconizer, URL: https://extensions.typo3.org/extension/beaconi
zer/.</p>
        <p>4As presented on the TYPO3 University Days 2019, Slides: https://github.com/digicadem
y/2019_typo3_goes_lod.
2</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>The Tools</title>
      <sec id="sec-2-1">
        <title>Step 1: Generating a Graph from XML Data</title>
        <p>As noted above, we use eXGraphs5 to extract the existing XML data from its
XML representation and to generate a graph structure. One of the
advantages of assuming such an approach is that users can freely configure elements
and attributes from their own XML schema which they wish to generate as
nodes. The nodes can be then be connected by relations that are created in
the same way, such as the places that are mentioned in letters, or the persons
who send and receive them.</p>
        <p>eXGraphs can be installed locally, or used via a public web server. Written
in PHP, the tool relies on a configuration file in XML format composed by
the user. Once the default template has been adjusted to the user’s own data
with the help of the supplied documentation, the configuration file can be
submitted to the application. The file consists of three parts: the data source,
the output format and target for the result, and the transformation rules.</p>
        <p>The source of the data can be any local XML file or folder, RESTful API,
or eXist-db API URL. As a target, eXGraphs can either directly export the
data to a neo4j database, or can provide a text file with cypher queries for
privacy and debugging purposes. As far as the modeling step is concerned,
users can write a blueprint structure in which it is possible to freely create
nodes from XML elements referenced by XPath and to link them by creating
edges (Figure 3).</p>
        <p>After submitting the necessary information, every XML file that is
avail5eXGraphs (export XML to Graphs), see also: https://lod.academy/site/tools/digicademy/e
xgraphs.
able through the selected API, database, or folder is processed, and the
output is either exported or written to a neo4j database. In the process,
eXGraphs first collects all XML source files provided in the configuration file
and converts them into PHP objects. Afterwards, it applies the provided
transformation rules to each object and collects the resulting nodes and
edges. In the last step, all collected nodes and edges can be exported, either
as a download or into a neo4j database.</p>
        <p>Whether or not this process is successful depends on the specifications
provided by the users in the configuration file. Since the input can be
reduced to a single test file and the output can be a plain text file download,
users can experiment with diefrent specifications without having to wait for
their results. They can troubleshoot the resulting graph database structure
by iteratively adapting the blueprint data model in the configuration file and
downloading the cypher query text file. To facilitate abstraction, the whole
transformation process can also be divided into several configuration files, so
that users can, for example, first import all entities named in a text, followed
by the texts as nodes together with the edges to or from the entities.
2.1.1</p>
      </sec>
      <sec id="sec-2-2">
        <title>Configuring Input and Output</title>
        <p>The input XML may either be retrieved from an URL, or passed to the
application directly. The URL may either point to a single XML file, or to
a collection of files via REST API, in which case the collection will be
(recursively) crawled and all XML files ingested. Alternatively, the input XML
can be passed directly as the content of the &lt;resource&gt; element within the
configuration. Finally, if the application is installed locally, local data folders
can be used as input. After the extraction process, all provided sources are
collected prior to processing.</p>
        <p>The application oefrs three ways of returning the graph data, one of
which must be specified in the REST API URL invoked by the user. If the
user chooses to transmit the credentials of a neo4j database to eXGraphs, the
application can write the results directly to the neo4j database. As a more
privacy-oriented alternative, the application can return the data in one of
two formats: either as cypher queries in a text file, which can then be
manually executed in a neo4j database, or in a json format.
2.1.2</p>
      </sec>
      <sec id="sec-2-3">
        <title>Configuring XML Extraction Rules</title>
        <p>In the process of adjusting the transformation rules in an eXGraphs
configuration, the nodes and edges of the graph are specified separately – nodes
are obligatory, while edges are optional. The XML data to be extracted
is specified using the XPath 1.0 syntax. For each node, one XPath
expression serves as the basic iterator, while other values can be specified as relative
XPath expressions. For example, as shown in Figure 5, the node label can
be set using an XPath relative to the current node – the use of a constant
string is optional. In a similar vein, the attributes of the graph node can be
populated using (relative) XPath expressions.</p>
        <p>The node specification supports three methods provided by the cypher
query language: CREATE (always create a node), MERGE (create a node
only if no identical node exists yet), and MATCH (only select the node for
future reference), the latter being crucial for selecting the source and target
nodes of edges.</p>
        <p>The node configurations can be nested recursively. To give just one
example of a likely usage scenario, for each instance of an XML element, its
children can be iterated and imported, or selected as edge targets.</p>
        <p>As shown in Figure 6, the edges of the graph are specified first by
conifguring nodes with identifiers. In this example, we want to generate nodes
for each letter occurring in the data source. Simultaneously, we create
Person nodes for each sender of a letter. In the last step, we reference the
created nodes as the source and target in an edge specification to create the edge
named WRITTEN_BY.
2.2</p>
      </sec>
      <sec id="sec-2-4">
        <title>Step 2: GRACE – Making the Graph Editable after XML Extraction</title>
        <p>The second generic web application used in our workflow, GRACE, 6 makes
it possible to edit the persistence data layer represented by a neo4j graph
database. With GRACE, necessary corrections and future additions can be
written directly to the graph. The same holds true for relations that may
connect sub-graphs, and thereby yield additional context for certain data in the
future. Thanks to GRACE’s graphical user interface (GUI), working in the
graph database involves a comparatively gentle learning curve.</p>
        <p>Our current proof of concept for GRACE is written in Vue.js and PHP.
Once a neo4j database with its credentials has been configured in the tool’s
settings, it sets up a connection to the neo4j database via the GraphAware
neo4j framework.7 The database can be explored in a web browser in a more
convenient and table-like view (Figure 7) than the one oefred as a default
6GRACE (Graph Content Editor), URL: https://lod.academy/site/tools/digicademy/grace.
7See also https://github.com/graphaware/neo4j-framework.
by neo4j. Furthermore, nodes and relations – including properties – can be
edited or added.</p>
        <p>All changes and additions are directly written to the provided neo4j
database. Our aim is to provide a software that is capable of editing a graph
database in the same way as a software like the Oxygen XML editor does for XML
databases.</p>
        <p>Ultimately, we would like the application to support two basic user
actions: searching the data, and modifying the data.
2.2.1</p>
      </sec>
      <sec id="sec-2-5">
        <title>User Action: Searching the Data</title>
        <p>A basic prerequisite for making GRACE a useful editing tool is to make the
data navigable and retrievable. To this end, we plan to implement a list view
of nodes that will include a faceted search and a text search.</p>
        <p>Since nodes represent the most relevant entities in our model (and,
presumably, also in many other models), this is what the list view focuses on,
with edges and related nodes appearing as subordinate information. The
nodes’ labels and properties are displayed by default. However, edge
information is also accessible from the list view by simply toggling it open.</p>
        <p>Furthermore, the list view will include faceted filtering options based on
the graph database structure. Users may filter the nodes by their label, their
properties, and/or connected edges. The filtering options are generated and
updated from the graph database.</p>
        <p>As a final instrument, the list view includes a search engine which mainly
operates on node attribute values.</p>
        <p>With these tools, navigating the graph database is bound to result in a user
experience that is similar to that oefred by current web technologies. The
list format, in particular, is intended to make the database easily accessible
to researchers from the humanities who are used to working with indexes,
bibliographies, and catalogues, while still realizing the full potential of the
graph model.
2.2.2</p>
      </sec>
      <sec id="sec-2-6">
        <title>User Action: Modifying the Data</title>
        <p>Besides making data easily searchable, one of the primary goals of our project
is to provide an editing interface for graph data that can be readily applied
to digital humanities projects. The action of modifying or editing the data
is therefore implemented through a node single view, which encompasses
edges (and related nodes).</p>
        <p>This single view displays existing nodes, but is also used for the creation of
new nodes. The interface is consistent with the list view in its layout of node
properties and edges, but also encompasses editing options. The options
that are available to date include adding/changing/deleting node properties
with autocomplete suggestions for the property names, and adding/deleting
edges (primarily by selecting existing nodes as targets). We hope to further
develop the latter function to recursively call a node creation dialogue.</p>
        <p>In order to contextualize the node single view, a graph diagram panel is
also included, which shows the immediately surrounding subnetwork of the
selected node. This diagram can be updated to reflect edits to the edges, and
thereby helps to immediately visualize and support editorial work.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>The Socinian Correspondence Network in the Graph</title>
    </sec>
    <sec id="sec-4">
      <title>Database</title>
      <p>In this section, we would like to demonstrate the tools that we have
outlined above in action by taking a closer look at sample applications for the
research data collected in the Socinian Correspondence Digital Scholarly
Edition. More specifically, we would like to show the steps involved in
transforming the basic correspondence metadata to a graph model and in
connecting our research data to external data sources within the graph.
3.1</p>
      <sec id="sec-4-1">
        <title>Graph Model</title>
        <p>As the whole project revolves around the Socinian correspondence network,
our main focus lies on processes of communication: a person writes a letter
from a particular place at a particular moment in time, and then sends it to
a correspondent, who assumes the role of the recipient. Figure 8 illustrates
this process in graph form. The yellow nodes represent persons that fulfill
either the role of the sender or the recipient in this particular communication
context, even though in other contexts their roles might be diefrent. This
strict distinction between an entity, like a person or a place, and its role in a
specific situation is what makes the graph model so flexible and powerful, as
can be seen in Figure 9.
3.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>First Examples in the Graph</title>
        <p>indexes of the Socinian Correspondence Project contain authority data for
the entities mentioned. Figure 10 shows three people (yellow nodes), all of
whom are mentioned in each of the three letters shown (green nodes). All
three have their Wikidata ID stored in the graph as properties, which makes
it easy to retrieve information on their kinship relations. It immediately
becomes clear that they are closely related.</p>
        <p>While such an exercise helps to illustrate the power of connecting
diefrent sources of research data, it is important to keep in mind that the primary
purpose of this type of information is to provide clues as to which sources
might prove useful for a given research question. It does not, however,
provide direct answers to that question. Figure 11 shows a visualization of
the Socinian letters from correspSearch metadata, which we hope will lead to
further insights in the future — for example when researchers can combine
the information from our project with additional data from other projects
on correspSearch.
3.3</p>
        <p>
          correspSearch
The metadata of the letters is also published at correspSearch,9 which allows
users to “...search within the metadata of diverse scholarly editions of letters.
One can search according to the letter’s sender, addressee, as well as place and
date of the letter’s creation”
          <xref ref-type="bibr" rid="ref2">(Dumont, 2016)</xref>
          .
        </p>
        <p>9Cf. https://correspsearch.net.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Remaining Work and Future Goals</title>
      <p>The development of our tools and DSE is financed for six years by the
DFG.10 Our plan is to first publish eXGraphs in a beta version in order to
obtain feedback from the digital humanities community and then to further
test our proof of concept for GRACE.</p>
      <p>Beside more conventional elements, such as the transcribed texts,
facsimiles, and indexes, we plan to include graph visualizations in the context of
certain entities in the frontend of the DSE. These will initially address a
relatively objective context, like other letters in the chain of correspondence
of the currently viewed letter. It is our hope that the resulting graph
visualizations will then enable users to explore the data in a context of their own
choosing, with their own research questions in mind.</p>
      <p>We also wish to use the tools that we have outlined in this essay to put the
graph as a persistent data layer for Digital Scholarly Editions to the test in a
production environment. After transferring our data from XML to neo4j
with the help of eXGraphs, our editors will be able to test GRACE when
10Deutsche Forschungsgemeinschaft https://www.dfg.de/.
editing or adding entries to our indexes. Furthermore, we seek to explore
other workflows related to the integration of neo4j in the scholarly editing
process by, for example, developing an extension for the Oxygen XML editor
that makes it possible to retrieve and send data to a neo4j database.</p>
      <p>Other questions that remain to be answered include how data in a neo4j
database can be versioned and appropriately cited, and how the API for
accessing the graph data created in the Socinian Correspondence Project can
be implemented.</p>
    </sec>
  </body>
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