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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Combination of BERT and Data Oversampling for Relation Set Prediction</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Instituto Politecnico Nacional (IPN)</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Centro de Investigacion en Computacion (CIC)</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mexico City</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mexico tahoangthang@gmail.com</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>sabur@nlp.cic.ipn.mx</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>ajason</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>@gmail.com</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>sidorov@cic.ipn.mx</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>gelbukh@cic.ipn.mx</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dalat University</institution>
          ,
          <addr-line>Lam Dong</addr-line>
          ,
          <country country="VN">Vietnam</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>1979</year>
      </pub-date>
      <abstract>
        <p>In this paper, we engage the Task 2 of the SMART Task 2021 challenge in predicting relations used to identify the correct answer of a given question. This is a subtask of Knowledge Base Question Answering (KBQA) and o ers valuable insights for the development of KBQA systems. We introduce our method, combining BERT and data oversampling with text replacements of linked terms to Wikidata and dependent noun phrases, in predicting answer relations in two datasets. For the DBpedia dataset, we obtain F1 of 83.15%, precision of 83.68%, and recall of 82.95%. Meanwhile, for the Wikidata dataset we achieved F1 of 60.70%, precision of 61.63%, and recall of 61.10%.</p>
      </abstract>
      <kwd-group>
        <kwd>Knowledge Base Question Answering</kwd>
        <kwd>Relation Prediction</kwd>
        <kwd>Relation Linking</kwd>
        <kwd>Semantic Web Challenge</kwd>
        <kwd>ISWC</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>In Natural Language Processing (NLP), Knowledge Base Question Answering
(KBQA) is a task that deals with answering questions using the relevant
information provided in the knowledge base (KB). Natural language questions are
converted into SPARQL queries to retrieve answers from KBs. The question
types can vary, depending on the targeted problem to nd the answers, such as
simple questions need to have small snippets of text, complex questions require
inferencing and synthesizing information, or long questions which are more
difcult to interpret, etc. NLP researchers normally build pre-de ned templates to
generate questions or use crowdsourcing to produce the desired questions.</p>
      <p>
        To correctly map questions to relevant KB relations, relation linking is an
important task for improving signi cantly the performance of question
answering. It has been a challenging problem for NLP researchers due to multiple
and implicit relations in questions, limited annotated training data, and
lexicalsemantic di erences [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ]. There is a dearth of methods and studies exploring
relation linking on available KBs. The current systems also fall short [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ] in
understanding the implicit relations or relations with lexical gaps. Additionally,
the number of candidate relations in KBs can cause problems as well, if the
text does not apply which relation should be preferred over the other. Besides,
the bene ts of relation linking can also be applied on social media text-based
questions or social media question-answering in general [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        In this paper, we participate in Task 2 { relation set prediction of the SMART
Task 2021 3 over DBpedia and Wikidata datasets [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. For each question, our
duty is to search for relations used to predict the correct answer. Each relation
also consists of a list of candidate ontologies ranked by the relevance. Table 1
shows some examples extracted from the DBpedia and Wikidata datasets. The
number of relations could be either 1, 2, or 3. In the DBpedia dataset, pre xes
dbo and dbp mean \DBpedia ontology" and \DBpedia property", while P582
means a Wikidata property (P for property) with identi er 582 in the Wikidata
dataset.
      </p>
      <p>We applied a combination of BERT models and data oversampling by text
replacements of linked terms to Wikidata and dependent noun phrases to solve
the problem. Besides this section, the other sections follow this structure: Section
2 explain the background of KBQA and techniques used to improve the problems
in the eld. Section 3 and Section 4 describe the datasets and our methodology
used to train the models and produce the results. Finally, we present our
experiments and error reports, as well as conclusions and future works, in Sections 5
and Section 6.</p>
    </sec>
    <sec id="sec-2">
      <title>3 https://smart-task.github.io/2021/</title>
      <sec id="sec-2-1">
        <title>Literature Review</title>
        <p>
          The task of relation set prediction requires a thorough understanding of the
KBQA background. Question answering has evolved from simple QA by
achieving signi cant results to complex QA tasks. Some popular datasets related to the
task are Question Answering over Linked Data (QALD) [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ], LC-QuAD [
          <xref ref-type="bibr" rid="ref30">30</xref>
          ],
WebQuestions [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], ComplexQuestions [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], ComplexWebQuestions [
          <xref ref-type="bibr" rid="ref29">29</xref>
          ],
WebQuestionsSP [
          <xref ref-type="bibr" rid="ref35">35</xref>
          ], and LC-QuAD 2.0 [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. WebQuestions is built around real
questions derived from the Google Suggest API, while QALD and LC-QuAD and
are powered by DBPedia. Meanwhile, LC-Quad 2.0 comprises both DBPedia
and Wikidata containing complex questions generated through SPARQL queries
lled with associated relations and seed entities.
        </p>
        <p>
          There have been several methods proposed for complex question answering
that can be listed as Information Retrieval (IR) based methods, Neural
Semantic Parsing based methods, and traditional methods. Traditional methods
mainly rely on template-based models [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], whereas IR-based methods have
included feature engineering (question word, focus word, topic word, central verb
etc.) [
          <xref ref-type="bibr" rid="ref33">33</xref>
          ] and representation learning techniques (semantic matching in vector
space, multi-hop reasoning) [
          <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
          ]. On the majority of occasions, we have seen
neural-based methods to lead the problem with techniques such as
EncoderDecoder [
          <xref ref-type="bibr" rid="ref32 ref9">9, 32</xref>
          ] and Query Graphs [
          <xref ref-type="bibr" rid="ref24 ref34">24, 34</xref>
          ] methods. For in-depth analyses on
the existing techniques, we recommend referring to the study [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
        </p>
        <p>
          Some previous approaches to identify relation linking has been using semantic
parsing [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] or hand-coded rules [
          <xref ref-type="bibr" rid="ref26">26</xref>
          ]. Autoregressive seq2seq models have proven
to be e ective in the past for problems like entity linking [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], question
answering [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] or slot lling [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ]. However, they need further attention for the problem
of relation linking [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ]. The closer approach to relation linking is GenrRL [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ],
a generative model for relation linking using pretrained seq2seq (BART) models
for KBQA.
        </p>
        <p>
          KBQA corpora are usually imbalanced due to they consists of numerous
natural language questions, created from language diversity and human creativity. To
help the dataset more balanced or less biased, oversampling and undersampling
techniques are usually applied to reduce popular data and increase rare data. For
oversampling, there are many techniques such as SMOTE [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], ADASYN [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], and
data augmentation (EDA [
          <xref ref-type="bibr" rid="ref31">31</xref>
          ], GenAug [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ], contextual augmentation [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] for
text). In this paper, a simple oversampling technique based on text replacements
is used to increase the number of questions, including rare ones. In questions, we
replace the dependent noun phrases by their roots and linked terms to Wikidata
(extracted by TagMe [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]) by their aliases. Cross-lingual data augmentation is
also helpful for producing more new questions in di erent languages [
          <xref ref-type="bibr" rid="ref28">28</xref>
          ], but we
do not apply here.
        </p>
        <p>
          Referring to some studies [
          <xref ref-type="bibr" rid="ref20 ref21 ref27">20, 21, 27</xref>
          ] in the last year's challenge, we found
that BERT outperformed other methods in predicting answer categories and
types. Hence, we decided to choose BERT to examine how well BERT can go
with the relation set prediction.
From DBpedia and Wikidata datasets provided by organizers, we did some
analysis before proceeding to the next steps. Firstly, we analyzed that the number of
relations we had from given questions. The number of relations over questions is
either 1, 2, or 3 as in Figure 1. Especially, the DBpedia dataset contains only 7
questions with 3 relations, while most of the questions will have only 1 relation.
In the Wikidata dataset, questions with 2 relations take the biggest part, and
questions with 3 relations have the least number of questions, but not too rare
as those in the DBpedia dataset.
        </p>
        <p>Next, for each question, we split its relation list into single relations, then
form the distribution of relations over questions as in Figure 2. If the number of
relations that appear are in less than 5 questions, we call them rare relations.
We have 226 and 2299 ones corresponding to DBpedia and Wikidata datasets. It
is clear that the datasets are imbalanced and contain many rare relations, thus
this becomes a challenge for not only this paper but also for text classi cation.</p>
        <p>We rst thought about reducing the number of relations by depending on
the ontology hierarchy structure or removing all rare types. However, the former
takes time to analyze and the latter might a ect the outcome performance in
general. Therefore, we decided to apply an oversampling technique by text
replacements of linked terms to Wikidata and dependent noun phrases to reduce
the number of rare types as many as possible.</p>
        <sec id="sec-2-1-1">
          <title>4.1 Preprocessing and Oversampling methods</title>
          <p>For each question, we used spaCy4 v.2.3.2 to analyze the question structure and
to get its components, such as question type, subject, main verb (also ROOT),
terms (noun phrases, dependent noun phrases) in order to build the sentence
template, and apply entity linking (EL) methods to extract terms
connecting to Wikidata. We take some spaCy components such as en core web lg,
STOP WORDS, lemmatizer (Lemmatizer, ADJ, NOUN, VERB), and sentencizer
pipeline. The sentence template is built by a greedy algorithm which absorbs
all longest terms. The text below (in json format) represents the structure
analysis of a random example.
{
"question": "What is the safety classification and labeling for
,! hydrochloric acid?",
"relations": ["P4952"],
"relation_labels": ["safety classification and labelling"],
"question_template": "What is {the safety classification} and
,! {labeling} for {hydrochloric acid}?",
"key_terms": ["labeling", "hydrochloric acid"],
"subject": ["the safety classification"],
"main verb": ["is", -1],
"aux_verb": ["is", 1],
"entities": ["labeling", "hydrochloric acid", "acid"],</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>4 https://spacy.io/</title>
      <p>"question_type": "what",
"dependency_nouns": ["hydrochloric acid", "hydrochloride",
,! "acid",...],
"el_terms": [ "hydrochloric acid": { "wikidata_id": "Q2409",
"label": "Hydrochloric acid", "aliases": ["HCl", "muriatic
acid"},...],</p>
      <p>We found some terms containing typos and started to think how to correct
them by using a grammar model. However, this approach may create more extra
works. Instead, we deploy a simple method, API searching 5 of Wikipedia. For
each mapped term no matter it has typos or not and longer than 8 characters, we
used the API searching to x typos may have. If the new term is the same with
the original term, there is no need x anything here. Otherwise, if the length
of new term is equal or larger 1 or 2 than the old one, we will get this term.
We assume the longer phrases can keep the original meaning better. However,
this method is not always stable when the result could be a term that is more
popular than the term we want.</p>
      <p>
        For the EL, we already built APIs 6 for doing EL in several other methods,
such as Babelfy, OpenTapioca, Wiki er, and AIDA but decided to use TagMe
API due to its availability on D4Science.org 7. Also on the same website, WAT
API 8 is a better method based on TagMe but works only with English [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ].
In the experiment, we found that the WAT API is not good as TagMe, so we
consider it is an alternative solution. We gathered mapped terms to Wikidata
which have a link probability higher than 0.9 to guarantee credibility. After
that, we applied an oversampling technique over mapped terms to increase the
discrepancy of questions over rare types. We simply replaced the mapped terms
(its tokens) with their corresponding aliases to create new questions, producing
new questions such as:
{
"question": "What is the safety classification and labeling for
,! hydrochloric acid?",
"new questions": ["What is the safety classification and labeling
for HCl?", "What is the safety classification and labeling for
muriatic acid?",...],
,!
,!
...
}
      </p>
      <p>In fact, we even produced more questions by replacing key terms by their
roots, such as safety classification to classification. We assume these</p>
    </sec>
    <sec id="sec-4">
      <title>5 https://www.mediawiki.org/wiki/API:Search</title>
    </sec>
    <sec id="sec-5">
      <title>6 https://github.com/thangth1102/SMART 2021 Task2/tree/main/entity linking</title>
    </sec>
    <sec id="sec-6">
      <title>7 https://sobigdata.d4science.org/web/tagme/tagme-help</title>
    </sec>
    <sec id="sec-7">
      <title>8 https://sobigdata.d4science.org/web/tagme/wat-api</title>
      <p>text replacements can help the models to deal better with the new data, since
modi ers are used to carry less lexical information than headers of phrases.
Table 2 shows the changes between the original datasets and extended datasets by
our oversampling method. Compare to the original datasets, the new DBpedia
dataset has about 2 times more questions and less than a roughly half rare
relation. Meanwhile, about 5 times more questions and less than roughly a quarter
of rare relations are results in the Wikidata dataset.
4.2</p>
      <sec id="sec-7-1">
        <title>Training model</title>
        <p>We applied bert-based-cased as a pretrained BERT model for the training
process to see how well BERT can deal with relation set prediction from input
questions. Considering relation set prediction is a problem of text classi cation,
we thus atten relation lists into strings in both DBpedia and Wikidata datasets
to easier train. For example, the relation list [['dbo:director'],['dbp:awards
']] of the question "What are the awards won by the film director of
Saraband ?" will be attened as string dbo:director;dbp:awards. The
delimiter \;" refers to a divider between two relations.</p>
        <p>Table 3 indicates the statistics of atten relations over DBpedia and Wikidata
datasets. We only take the rst item of each relation list for the attening step
to reduce the number of produced relation strings. For clear, this means each
question has only one relation. As far as we know, according to the evaluation
code 9, this may a ect the nal performance in general. However, there is</p>
      </sec>
    </sec>
    <sec id="sec-8">
      <title>9 https://github.com/smart-task/smart-2021-dataset/blob/main/evaluation/RL/evaluator.py</title>
      <p>no guarantee that the performance is better if we keep all relation lists for
the training. We will clarify this in the future works. Compare to Table 2, the
numbers of relations and rare relations now change signi cantly, which hint us
about the di culty that models have to deal with.
5</p>
      <sec id="sec-8-1">
        <title>Experiments and Error reports</title>
        <p>For each attened dataset, we split it into 3 subsets, training, validation, and
test sets with the ratio 8:1:1. Within 15 epochs, the best model will be saved with
the highest validation accuracy. In the Wikidata dataset, the training values are
lower than those in the DBpedia dataset because it contains more relations. In
Table 4, the validation accuracy of 0.84 is acceptable, but it suggests us the need
to train the model more. After the training process, we validated our models with
test and golden label sets provided by organizers to have nal evaluations. For
each dataset, the average values of precision, recall, and F1 metrics are applied
to all questions.</p>
        <p>Table 5 shows our performance on the ranked table o ered by organizers.
Unfortunately, there are only 2 teams participating in the challenge. Compare
to the other team, we have similar results on the DBpedia dataset, while on
the Wikipedia dataset, we have a lower performance. This may be from a gap
between the validation accuracy (0.84) and the training accuracy (0.89), which
are also not expected scores in our training process.</p>
        <p>In future, we should use all data in the training process instead of splitting
into di erent sets, or train the model until meeting the smallest gap between
accuracies in all sets. The performance of both teams recon rms the task di culty
as declared by the organizers.</p>
        <p>We see some minor errors in the dataset, but they do not a ect the
outcome performance in general. However, our text replacement method contains
an error. The question "What is the Beethoven's piano sonatas?" will
produce a new question as "What is the Beethovensonatas?" when replacing 's
piano sonatas to its root sonatas. Therefore, we have to avoid all replacements
on the possessive nouns containing 's. Besides, we will improve our parsing
analysis because we can not extract the correct components from sentences in some
cases.
6</p>
      </sec>
      <sec id="sec-8-2">
        <title>Conclusion</title>
        <p>In this paper, we participate in Task 2 of the SMART 2021 Semantic Web
Challenge, relation set prediction. We applied spaCy and TagMe to extract sentence
components and linked terms from questions. By using a simple oversampling
method based on text replacements of linked terms to Wikidata and dependent
nouns, we were able to expand the size of datasets, targeting to have a higher
number of questions as many as possible, especially on rare answer relations.</p>
        <p>In the experiments, a pre-trained BERT model, bert-base-cased is used
for the training process on atten datasets to predict relations. For the DBpedia
dataset, precision and recall are 83.68% and 82.95% while F1 is 83.15%. We
obtained lower metric values for the Wikidata dataset with the precision of
61.63%, recall of 61.10%, and F1 of 60.70%.</p>
        <p>In the future, we will improve the analysis parsing of question structure and
EL methods to add ontology information on top of the training data. We will also
try with other neural networks or any hybrid approach to search for a better
method, as well as try to augment the dataset by other entity linking
methods and multilingual translation. At last, the semantic relationships between
relations should be studied in linking to questions to minimize the number of
relations and infer relations e ectively.</p>
      </sec>
      <sec id="sec-8-3">
        <title>Acknowledgements</title>
        <p>The work was done with partial support from the Mexican Government through
the grant A1-S-47854 of the CONACYT, Mexico, grants 20211784, 20211884,
and 20211178 of the Secretar a de Investigacion y Posgrado of the Instituto
Politecnico Nacional, Mexico. The authors thank the CONACYT for the
computing resources brought to them through the Plataforma de Aprendizaje
Profundo para Tecnolog as del Lenguaje of the Laboratorio de Supercomputo of the
INAOE, Mexico and acknowledge the support of Microsoft through the Microsoft
Latin America PhD Award.</p>
      </sec>
    </sec>
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