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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>European Conference on Information Retrieval, April</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Using Keyqueries to Reduce Misinformation in Health-Related Search Results</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maik Fröbe</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sebastian Günther</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexander Bondarenko</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Johannes Huck</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Matthias Hagen</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Martin-Luther-Universität Halle-Wittenberg</string-name>
        </contrib>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <volume>1</volume>
      <fpage>0</fpage>
      <lpage>14</lpage>
      <abstract>
        <p>In the scenario of health-related searches, we investigate whether explicit relevance feedback by experts can guide query expansion methods to formulate queries that return fewer misleading or wrong results. In contrast to standard query expansion methods that pay no attention to the ranks of the feedback documents in the results of the expanded query, we experiment with a keyquery-based approach to identify expanded queries for which the feedback documents are ranked as high as possible. Experiments on the TREC 2019-2021 Decision and Health Misinformation tracks show that our keyquery-based method substantially reduces the portion of harmful results and improves the overall retrieval efectiveness.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Health misinformation</kwd>
        <kwd>Keyqueries</kwd>
        <kwd>Query expansion</kwd>
        <kwd>TREC evaluation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Health-related web search results often contain wrong or misleading information that can be
harmful to searchers who simply trust the presented information returned at the top ranks [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1,
2, 3</xref>
        ]. Since many people nowadays use search engines to look for health information online [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ],
research on how to return helpful instead of harmful health-related search results has gained
attention [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5, 6, 7</xref>
        ]—with the particular challenge that scientific knowledge changes rapidly. 1
      </p>
      <p>
        In the context of general ad-hoc search, query expansion through relevance feedback can
improve the ranking efectiveness [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]—motivating us to study the efect for health-related
searches. In our approach, we examine diferent amounts of explicit relevance feedback by
medical experts who identify relevant, up-to-date, and scientifically grounded information for
health-related searches (i.e., the feedback documents should be topically relevant and should
not promote potentially harmful actions according to the current scientific knowledge).
      </p>
      <p>
        Efective query expansion approaches like RM3 [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] add new terms to a query by exploiting
information from feedback documents labeled as relevant to the initial query. However, RM3
does not consider the ranks of the feedback documents in the result list of the expanded query
and also does not check whether all expansion terms are actually needed. In the scenario
of a health-related search, this behavior might be ineficient when employing the possibly
costly feedback from some medical experts. We thus experiment with an RM3-based expansion
approach that accounts for the ranks of the feedback documents and tries to use as little
expansion terms as possible. To this end, we combine RM3 with the idea of keyqueries [
        <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
        ].
A keyquery for some document set  is a query that returns (many of) the documents of  at
high result ranks (efectiveness) while returning at least a specified number of results (generality)
and using as few terms as possible (minimality). Our idea is to use the original query and the
RM3 expansion terms to formulate a keyquery for the feedback documents. In this way, the
efectiveness of the RM3-expanded query is somewhat controlled (i.e., at least the feedback
documents are ranked high), and the query is as general as possible (i.e., overfitting is minimized
due to the keyquery’s minimality and generality constraints). The underlying hypothesis is
that the other results of a keyquery returned “around” the feedback documents then are also
relevant and do not contain harmful information.
      </p>
      <p>
        We compare the efectiveness of RM3 and our proposed keyquery-enhanced RM3 variant
for health-related searches from the TREC 2019–2021 Decision and Health Misinformation
tracks [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5, 6, 7</xref>
        ] (131 topics with manual relevance and helpful/harmful judgments). Using a
subset of the annotations to “simulate” explicit relevance feedback from medical experts, our
experimental results indicate that the keyquery enhancement improves upon RM3 in most cases,
and that both expansion approaches substantially improve upon a BM25 baseline. Our code,
feedback seeds, and results are publicly available.2
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>In this section, we review studies about health-related searches and misinformation, as well as
existing query expansion approaches.</p>
      <p>
        Health-related web searches. Since the early days of web search, people look for diseases,
symptoms, and treatments. For instance, studies by Spink et al. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] and Jansen and Spink [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]
found that 4.5–11.5% of the queries submitted to AltaVista, Ask Jeeves, or Excite in the late 1990s
and early 2000s were health-related. Later, Purcell et al. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] interviewed Americans and found
that 66% used the Web to read about or search for health-related information (only ‘weather’
with 81% and ‘national events’ with 73% were more popular); a similar number was also found
for Saudi Arabians by AlGhamdi and Moussa [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] (58% for health-related information). The Web
thus is a primary source to gather information about diseases, symptoms, and treatments [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
Many people even use the Web as a diagnostic “tool” [
        <xref ref-type="bibr" rid="ref12 ref17 ref4">12, 17, 4</xref>
        ] and, instead of visiting a medical
professional, start their endeavor using a web search engine [
        <xref ref-type="bibr" rid="ref18 ref4">4, 18</xref>
        ]. Studies of a year-long log
of 1.5 billion questions submitted to Yandex showed that the overall share of health-related
questions is rather stable over the year [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]—even though some information needs are seasonal
(e.g., influenza-related ones [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ])—and that about 5% of the questions focus on the helpfulness
of treatments for medical conditions [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Health-related misinformation. The Web is full of wrongful information of any kind,
including the health domain [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] as recently indicated by COVID-related misinformation [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
Statements like “ginger is more efective at killing cancer than chemo” may cause severe harm to
people who simply believe them and ground their decisions and actions on the misinformation [
        <xref ref-type="bibr" rid="ref1 ref2">1,
2</xref>
        ]. Some years ago, several studies showed that more than half of the top web search results
to medical yes/no questions return incorrect answers [
        <xref ref-type="bibr" rid="ref22 ref23">22, 23</xref>
        ]. Recently, Bondarenko et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]
analyzed the web search result snippets for questions asking about treatments and still found
that in at least 44% of the cases the answers are misleading (e.g., suggesting treatment that are
not helpful or even harmful according to the current scientific knowledge). Searchers are often
influenced by such wrong online information and will believe that inefective treatments are
efective [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]. Given these alarming findings, we take one step back from the fully automatic
approaches often employed to reduce misinformation in health-related searches [
        <xref ref-type="bibr" rid="ref25 ref5 ref6 ref7">5, 6, 7, 25</xref>
        ].
We analyze to what extent query expansion methods can leverage explicit feedback by experts
to reduce the harmfulness while increasing the helpfulness of search results.
      </p>
      <p>
        Reducing harmful misinformation. Some suggestions to address the issue of
healthrelated misinformation are health cards [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ], nutrition labels and fact boxes [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ], or nudging [
        <xref ref-type="bibr" rid="ref28 ref29">28,
29</xref>
        ] and boosting [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. Focusing on the retrieval phase, the TREC 2019–2021 Decision and Health
Misinformation tracks [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5, 6, 7</xref>
        ] ask to develop systems that reduce harmful misinformation in
health-related search results.3 The state of the art at these tracks is the Vera system [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ] that
linearly combines the relevance score of MonoT5 (for low-ranked documents) or DuoT5 (for the
top 50 documents only, since it is computationally expensive) with a T5 prediction that a given
document aligns with the current scientific knowledge. Vera also employs expert feedback
(reformulating queries based on the topic description and the answer field that indicates the
scientific answer to the information need) and outperforms manual runs [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ]. However, Vera
has not been compared to RM3 query expansion with explicit relevance feedback so far—a gap
that we close in our experiments.
      </p>
      <p>
        Query expansion. Query expansion methods extend an original query with additional terms
to retrieve relevant documents with a higher probability [
        <xref ref-type="bibr" rid="ref32">32</xref>
        ]. The additional terms often are
derived from a set of feedback documents that is either explicitly created from user feedback
(e.g., clicks or judgments) or implicitly created (i.e., pseudo-relevance feedback) from the original
query’s top-ranked results. The RM3 query expansion method [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] can use both, explicit or
pseudo-relevance feedback, and is a strong baseline [
        <xref ref-type="bibr" rid="ref33">33</xref>
        ]. In our experiments on the task of
reducing misinformation in health-related search results, we compare a “classic” RM3-based
query expansion approach with explicit expert feedback to modern transformer-based retrieval
approaches that are said to have caused a paradigm shift in the recent years [
        <xref ref-type="bibr" rid="ref34 ref35">34, 35</xref>
        ].
      </p>
      <p>
        The first usage of relevance feedback through a relevance model [
        <xref ref-type="bibr" rid="ref36">36</xref>
        ] (referred to as RM1 [
        <xref ref-type="bibr" rid="ref37">37</xref>
        ])
assigns weights to documents by their retrieval score for the original query and derives expansion
term weights as a weighted average of relative occurrence frequencies in the feedback documents.
Given a set  of relevance feedback documents for the query , the RM1 score of term  is:
(, )
RM1(, ) = ∑︁  (|) ∑︀ (, ′ ) ,
∈
′ ∈
where  (|) is the probability that term  occurs in document , and (, ) is the retrieval
score of  for the original query  (e.g., using BM25). A typical estimation for  (|) (e.g.,
implemented in Anserini [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ]) is to divide the frequency of  in  by the number of terms
in , i.e., tf (, )/||. The efectiveness of RM1 is improved by RM3 by linearly combining the
RM1 weight with a query term weight as:
      </p>
      <p>
        RM3(, ) =  · RM1(, ) + (1 −  ) ·  (|) ,
where  (|) is the probability that  occurs in the query (e.g., tf (, )/||)) and the [
        <xref ref-type="bibr" rid="ref1">0,
1</xref>
        ]valued  controls the feedback impact. Note that RM3 will assign non-zero weights to many
terms. Still, implementations like the one in Anserini only use the  highest-weighting
expansion terms to avoid retrieval eficiency issues for overlong queries.
      </p>
      <p>
        Interestingly, RM3 pays no attention to the actual position of the feedback documents in the
ifnal ranking. In pseudo-relevance setups this might be a good decision since otherwise the
pseudo-relevant top results of the original query might just stay on top. However, in scenarios
with costly explicit expert feedback, not ranking the feedback documents high might “miss”
some potential. Hence, we combine the idea of keyqueries [
        <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
        ] (i.e., formulating queries
that rank specific documents as high as possible) with RM3 in our experiments.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Keyquery-based Query Expansion</title>
      <p>
        Based on the assumption that explicit relevance feedback in form of a few annotated relevant
and helpful documents for a health-related topic is available from medical experts,4 we combine
RM3 query expansion [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] with the concept of keyqueries [
        <xref ref-type="bibr" rid="ref10 ref11 ref39">10, 11, 39</xref>
        ]. A query  is a keyquery for a
set  of documents against some search engine , if  fulfills the following three conditions [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]:
(1) every  ∈  is in the top- results returned by  for , (2)  has at least  results, and
(3) no ′ ⊂  fulfills the first two conditions. The first two conditions (i.e., the parameters 
and ) determine the desired specificity and the generality of a keyquery. Following previous
work [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ], we set  = 10 and  = 100 to ensure that a keyquery retrieves each of the few
feedback documents in the top-10 results while still being “general” enough to return at least
100 results. The third condition is a minimality constraint to avoid adding further terms to a
query that already retrieves the target documents at high ranks.
      </p>
      <p>Given a vocabulary  (in our case, the original query terms and the  expansion terms with
the highest RM3 weights; i.e.,  as a further parameter), the set  = 2 ∖ {∅} represents the
meaningful queries that can be formulated with terms from  . Note that  might not contain
any query that returns all documents from the relevance feedback set  in the top- results
(even for large ). In such cases, we iteratively relax the first keyquery condition by requiring
that a keyquery retrieves || − 1 feedback documents within the top- results of the search
engine , if not possible then || − 2, etc., until the condition is relaxed enough so that some
keyqueries are found at some level. When more than one keyquery is found at some level,
we select the one with the highest nDCG@k with respect to the feedback documents (i.e., all
documents in  have a relevance of 1 and all other documents are irrelevant).</p>
      <p>
        Since our focus is on efectiveness, we employ a simple brute-force method for keyquery
computation and try every candidate query at each level. Our experiments on the TREC 2019–2021
4Being costly in practice, this setting is inspired by the TREC Relevance Feedback track [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Future work might try
to replace explicit expert relevance feedback by similar schema.org annotations like https://schema.org/ClaimReview.
Decision and Health Misinformation tracks showed that the run time varies widely for diferent
parameter settings and corpora. On a single thread of an Intel Xeon E5-2670 with 2.50 GHz,
the “slowest” parameter setting resulted in 11:02 minutes per topic on the C4 dataset (Health
Misinformation track 2021), 6:52 minutes on the Common Crawl News crawl (Health
Misinformation track 2020), and 3:34 minutes on the ClueWeb12 category B (Decision track 2019). The
median times varied between 1:40 minutes for the C4 dataset and 35 seconds for the ClueWeb12
category B. If the possible efectiveness benefit over plain RM3 expansion is substantial (i.e.,
returning the relevance feedback documents high in the rankings helps), speeding up the
keyquery computation thus is an interesting direction for future research. Possible ideas might be
to use a more eficient enumeration scheme [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ] or a reverted index [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ].
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Evaluation</title>
      <p>We compare the efectiveness of keyquery-enhanced RM3 expansion to “traditional” and neural
retrieval systems on the TREC 2019–2021 Decision and Health Misinformation tracks.</p>
      <sec id="sec-4-1">
        <title>4.1. Experimental Setup</title>
        <p>We describe the corpora and health-related topics used in our experiments, how we “simulate”
explicit expert feedback for the query expansion, and how the retrieval models were configured.</p>
        <p>Topics and corpora. We use the 131 topics with relevance judgments from the TREC 2019–
2021 Decision and Health Misinformation tracks and the corpora of the tracks. For each topic,
documents were judged as relevant or irrelevant to the information need, and relevant documents
were further annotated with helpful/harmful labels indicating their medical correctness. In the
tracks’ setup, relevant documents with harmful information are deemed worse than irrelevant
documents. We use the evaluation scheme employed in the tracks: one qrel file with helpful
relevant documents and one qrel file with harmful relevant documents against which the
efectiveness (e.g., nDCG) should be maximized (help) or minimized (harm). Both scores can be
combined by subtracting the harmful from the helpful efectiveness (help–harm).</p>
        <p>
          The TREC 2019 Decision track [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] (HMI 19, for short, as the track was later renamed) used the
ClueWeb12 category B subset5 as the document corpus (52 million English web pages, crawled
in 2012). We split the 50 topics with judgments into 3 folds (topics 1—17, 18—34, and 35—50) to
run 3-fold cross-validation experiments. We use 3-fold cross-validation since we want to have
the same number of folds for all tracks but 5-fold or 10-fold would yield rather small folds for
the 2021 Health Misinformation track with judgments for only 35 topics.
        </p>
        <p>
          The TREC 2020 Health Misinformation track [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] (HMI 20) used the Common Crawl News
crawl as the document corpus (65 million news articles, crawled from January to April 2020).
We split the 46 topics with judgments into 3 folds (topics 1—15, 16—32, and 33—50).
        </p>
        <p>
          The TREC 2021 Health Misinformation track [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] (HMI 21) used the noclean version of the
C4 dataset [
          <xref ref-type="bibr" rid="ref41">41</xref>
          ] as the document corpus (1 billion English web pages). We split the 35 topics
with judgments into 3 folds (topics 101—113, 114—129, and 130—150).
        </p>
        <p>
          Simulated explicit relevance feedback. Inspired by the setup of the TREC 2010 Relevance
Feedback track [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], for each topic, the explicit relevance feedback are the highest ranked
 documents from a BM25 ranking (Anserini implementation with default parameters) that
are judged as relevant and helpful. We show results for  = 1, . . . , 5 and for  being a
hyperparameter tuned in the cross-validation.
        </p>
        <p>
          Retrieval models and training. We compare six retrieval systems (using Anserini [
          <xref ref-type="bibr" rid="ref38">38</xref>
          ]
and PyGaggle [
          <xref ref-type="bibr" rid="ref42">42</xref>
          ] implementations) and also include the three best submissions from the
corresponding tracks. As our four baselines, we use BM25, MonoBERT, MonoT5, and a naïve
re-ranker that simply moves the feedback documents to the top ranks of the BM25 ranking.
The two query expansion approaches (RM3 with and without keyquery-enhancement) are
implemented as an extension to Anserini’s RM3 query expansion. We preprocess queries and
the indexed texts via Porter stemming and stopword removal using Lucene’s default stopwords
for English. Score ties within a ranking are resolved via alphanumeric ordering by document ID
as implemented in Anserini (given random document IDs, this leads to a random distribution
with respect to other document properties such as text length [
          <xref ref-type="bibr" rid="ref43">43</xref>
          ]).
        </p>
        <p>
          For each topic, we first retrieve the top-1000 BM25 results (Anserini implementation) and
then apply 3-fold cross-validation as implemented in PyTerrier [
          <xref ref-type="bibr" rid="ref44">44</xref>
          ] to optimize help–harm
for nDCG@10. During cross-validation, for BM25, we tune 1 ∈ {0.7, 0.8, 0.9, 1.0, 1.1} and
 ∈ {0.3, 0.35, 0.4, 0.45, 0.5}. For MonoBERT and MonoT5, we re-rank the top-100 results of
BM25 (default configuration) and leave all hyperparameters at their defaults (the models are
pre-trained on MS MARCO). For RM3, we tune the number of feedback terms between 5 and 10,
and  ∈ {0.0, 0.25, 0.5, 0.75, 1.0}. For our keyquery-enhanced RM3 approach, we tune the
size | | of the keyquery vocabulary between 8 and 13 terms and  ∈ {0.0, 0.25, 0.5, 0.75, 1.0}
but ensuring that the final expanded query has the same length as the “plain” RM3 expansion.
For expansions with variable amount of feedback (cf. ‘var’ in Table 1), we tune the number of
feedback documents between 1 and 5.
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Experimental Results</title>
        <p>var</p>
        <p>BM25
+MonoBERT
+MonoT5
+Top
+RM3
+KQ-RM3
+Top
+RM3
+KQ-RM3
+Top
+RM3
+KQ-RM3</p>
        <p>Help
for HMI 19 and HMI 21, the cross-validated help–harm diferences would have resulted in
another ranking of the best three TREC runs.</p>
        <p>From the results in Table 1, it can be observed that both query expansion approaches
substantially improve the help–harm diference compared to BM25, MonoBERT, and MonoT5 (often by
reducing the harmfulness while increasing the helpfulness). The keyquery-enhanced RM3
approach achieves better efectiveness than the plain RM3 expansion in almost all setups (i.e.,
higher helpfulness at lower harmfulness). Interestingly, more relevance feedback documents
are not necessarily better; often one or two feedback documents yield the highest
keyquery0.29†
0.16†
0.30†
0.66
0.46
0.43
enhanced RM3 efectiveness. Starting from three feedback documents, the simple ‘Top’ baseline
that moves the feedback documents to the top of the BM25 ranking often achieves better results
than the RM3 variants. This indicates that the expanded queries of both RM3 approaches then
cannot retrieve many of the feedback documents at the absolute top ranks.</p>
        <p>On HMI 19, a single feedback document sufices to improve upon the most efective runs
submitted to the TREC track. For HMI 20 and HMI 21, Vera, the most efective run submitted to
these TREC tracks, is more efective than the query expansion variants—though sometimes the
diference is not statistically significant.</p>
        <p>Overall, our experiments indicate the usefulness of explicit relevance feedback for
healthrelated searches—the RM3 variants are always more efective than the BM25-based baselines.
In most cases, the keyquery-enhanced RM3 variant (i.e., taking the result ranks of the explicit
feedback documents into account when expanding a query) improves upon plain RM3. Even
Vera could be viewed to incorporate explicit feedback since the actual correct medical answer
for a topic is used to formulate a better query.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion and Future Work</title>
      <p>In the scenario of returning fewer misleading or wrong search results for health-related
information needs, we have studied whether enhancing RM3 query expansions with the concept of
keyqueries leads to more efective BM25 queries. Our experiments show that the efectiveness
of standard RM3 is improved by our new keyquery-enhanced variant.</p>
      <p>In future work, we plan to expand our study to other relevance feedback approaches and
retrieval models implemented in Anserini and to incorporate more eficient enumeration schemes
for the keyquery computation. Furthermore, we will also experiment with replacing the costly
explicit expert relevance feedback by trusted information available on the Web (e.g., by exploiting
https://schema.org/ClaimReview annotation).</p>
    </sec>
  </body>
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