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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Explicit versus Tacit Knowledge in Duquenne-Guigues Basis of Implications: Preliminary Results</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Johanna Saoud</string-name>
          <email>johanna.saoud@etu.umontpellier.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alain Gutierrez</string-name>
          <email>alain.gutierrezg@lirmm.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marianne Huchard</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pascal Marnotte</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pierre Silvie</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pierre Martin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CIRAD, UPR AIDA, F-34398 Montpellier, France AIDA, Univ Montpellier, CIRAD</institution>
          ,
          <addr-line>Montpellier</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>LIRMM, Univ Montpellier</institution>
          ,
          <addr-line>CNRS, Montpellier</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>PHIM Plant Health Institute, Montpellier University</institution>
          ,
          <addr-line>IRD, CIRAD, INRAE</addr-line>
          ,
          <institution>Institut Agro</institution>
          ,
          <addr-line>Montpellier</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Formal Concept Analysis (FCA) comes with a range of relevant techniques for knowledge analysis, such as conceptual structures or implications. The Duquenne-Guigues basis of implications provides a cardinality minimal set of non-redundant implications. The concern of a domain expert is to discover new knowledge within this implication set. The objective of this prospective paper is to collect and discuss the di erent patterns of implications extracted from a dataset on plants used in medical care or consumed as food. We identify 16 patterns combining 3 types of knowledge elements (KE). The patterns highlight redundant KEs, or KEs of little interest, in particular, those corresponding to plant taxonomy, as it is familiar knowledge for the experts. Removing these KEs from the implications would make them tacit. We suggest a postprocess for cleaning up the implications before reporting them to the experts. In addition, we discuss the di erent patterns and how an implication classi cation based on patterns could help the experts.</p>
      </abstract>
      <kwd-group>
        <kwd>Formal Concept Analysis</kwd>
        <kwd>Duquenne-Guigues basis</kwd>
        <kwd>Implication Rules</kwd>
        <kwd>Life Sciences Knowledge Base</kwd>
        <kwd>One Health</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Formal Concept Analysis (FCA) is a mathematical framework based on lattice
theory which aims to formalize the notion of concept [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. It gives foundations for
a large range of methods for knowledge processing and knowledge discovery [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
These methods include the construction of formal concepts and their ordering
in a concept lattice or in restricted sub-structures of the lattice. For a domain
expert (e.g. pathologist, entomologist), navigating through a complex lattice to
extract knowledge may remain a challenge. An alternative view on knowledge is
building the Duquenne-Guigues basis (DGB) of implications [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. An interest of
this implication basis is its formulation of pieces of knowledge using a compact
and comprehensive formalism. DGB indeed provides a cardinality-minimal set
of non-redundant implications.
      </p>
      <p>Through DGB building, expert concern is to discover new knowledge within
the implication set. Diverse situations can occur. For instance, if an implication
is too obvious for the expert, e.g. because it exclusively describes a domain
taxonomy, then it presents a too limited interest to be kept in the implication set.
This implication therefore becomes a tacit knowledge, while the others remain
explicit. In more complex situations, the implication may contain both obvious
knowledge elements (KE) and useful KE. In such cases, the obvious part of the
implication may become tacit, when the other part may remain explicit.</p>
      <p>The objective of this paper is to observe and discuss di erent patterns of
implications extracted from a dataset on plants used in medical care or consumed
as food. With these patterns, we aim to identify obvious KE included in the
implications, and how implications can be simpli ed. The patterns may also
provide an opportunity to classify the implications into coherent sets. Section 2
introduces the background and the dataset. Section 3 presents and discusses the
preliminary results. Section 4 concludes and draws future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Background and Dataset</title>
      <p>
        Background FCA elaborates knowledge, including formal concepts or attribute
implications, on top of a formal context (FC) K = (G; M; I) where G is an
object set, M is an attribute set and I G M . An implication, denoted
by A =) B, is an attribute set pair (A; B); A; B M such that all
objects owning the attributes of A (premise) also own the ones of B (conclusion):
fgj8ma 2 A; (g; ma) 2 Ig fgj8mb 2 B; (g; mb) 2 Ig. There are several types
of implication bases [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Here we consider the Duquenne-Guigues basis (DGB)
of implications [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], which is a cardinality minimal set of non-redundant
implications, from which all implications can be produced. An implication is held (or
supported) by a number of objects, that we call the implication scope (S). The
support is the proportion of such supporting objects. Let Imp = A =) B,
S(Imp) = jfgj8m 2 A; (g; m) 2 Igj. Support(Imp) = S(Imp)=jGj. For this
work, the DGB of implications is built on a FC using Cogui software platform4,
which includes a Java implementation of LinCbO
The dataset and the taxonomic knowledge To conduct the evaluation, we use
an excerpt of the Noctuidae dataset [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], which is itself part of the Knomana
dataset [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. This dataset draws particular attention of experts in the context
of One Health initiative [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] for addressing the worrying worldwide invasion of
Spodoptera frugiperda (Lepidoptera from the Noctuidae family) which was rst
detected in Africa in 2016 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] and is continuously spreading. At the end of 2018,
S. frugiperda was rst found in Yunnan Province in China [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. Furthermore, in
4 http://www.lirmm.fr/cogui/
2018, it was rst recorded in South Asia, namely India [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. In January 2020, it
was trapped in Australia's special biosecurity zone in the Torres Strait islands of
Saibai and Erub, and con rmed on 3 February 2020, and on mainland Australia
in Bamaga on 18 February 2020 [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>This dataset indicates for each plant organism, out of the 600 in the dataset,
its species, its genus, its family, and whether it is consumed as food and used
in medical care. There is one-to-one mapping between organisms (objects) and
Species values (cf. Tab. 1). Species, genera, and families respect a taxonomy
which is a 3-level tree structure with this general shape: Species Genus
Family; E.g. Species Acorus calamus Genus Acorus Family Acoraceae (see
Fig. 1). This taxonomy is a familiar knowledge for the experts. The dataset
comprises 600 species from 376 genera and from 98 families.</p>
      <p>
        Formal context built from the dataset A FC describes a set of objects using a
set of Boolean attributes. When the dataset contains a multi-valued attribute,
conceptual scaling can be used to obtain Boolean attributes [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Various
conversion methods are adopted, among which the nominal scaling for categorical
attributes, such as the species name (e.g. Achillea collina or Acorus calamus),
where each value is converted into a Boolean attribute [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Applied to this
work, the conversion of the dataset as a FC consisted in the nominal scaling of
the attributes Species, Genus, Family, food, and medical. The taxonomy KE is
expressed, in the FC (G; M; I), by the fact that for a plant organism p 2 G and
a given species s from genus g and family f , with s; g and f 2 M , if (p; s) 2 I,
then (p; g) 2 I. Similarly, if (p; g) 2 I then (p; f ) 2 I. In addition, the dual of
the food (i.e. no-food ) and medical (i.e. no-medical ) attributes are added in the
FC to explicit respectively the fact to be not consumed (no-food ) or not used in
medical care (no-medical ). Note that, in [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], the attribute medical is encoded
by Medical X, no-medical by Medical , food by Food X, and no-food by Food .
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Results and Discussion</title>
      <p>
        As noticed in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], the implications from the DGB are not redundant one with
the others. But they may contain redundant attributes in the premise and in
the conclusion, due to the fact that pseudo-intents are used instead of minimal
generators. Besides, we can expect that implications respect a limited number of
patterns, and that some of these patterns have di erent meanings. A long-term
objective of this work is to provide the experts with a minimal set of implications
ltered and classi ed to assist them in the analysis. In this section, we observe
patterns in implications of DGB. Then, we discuss how implications may be
postprocessed and classi ed making them more appropriate to the domain expert.
3.1
      </p>
      <p>The implications from DGB
Due to the scaling of the attributes Species, Genus, and Family, the FC
associated to the dataset has 1078 Boolean attributes, i.e. 600 attributes to inform
on the species, 376 on the genus, 98 on the family, and 4 on the medical and
food use. For the 600 plant organisms, Table 2 shows that 1168 implications
were extracted from this FC. Most of the implications, i.e 1007, are held by one
object, and thus are speci c to a plant species. Among the 161 remaining ones,
9 implications are supported by more than 9 objects. The maximum scope, i.e.
35, corresponds to the implication informing that none of the 35 species from
the Meliaceae Family, present in the dataset, is consumed (cf. ID 1 in Table 3).</p>
      <p>These 1168 implications are formulated using 16 patterns, where a pattern
corresponds to the pair (Premise, Conclusion) in which each of the declarative
sentence is designed using the SGFp schema (Table 3). This schema is the ordered
list of presence of the attributes Species (S), Genus (G), Family (F), food or
nofood, medical or no-medical (p), in the declarative sentence. By grouping food,
no-food, medical and no-medical, our intent is to focus our analysis on the types
of KEs, and not the KEs themselves.</p>
      <p>Various combinations of S, G, F, and p can be observed in the premise or
the conclusion. For instance, pattern 1 informs on the use of all plants from a
family. Pattern 2 provides the taxonomic relation of a genus with a family. Some
patterns are more extended, such as pattern 5 that states on the genus of plants
from a family with a given use.
Three types of KEs were identi ed in the implications. KU type informs on the
relationship of a plant, at any taxonomic level, with a use as food or medical care.
The second KE type is the Taxonomic relationship type (KT), such as giving
the family in the conclusion when the species is indicated in the premise. The
third type (KD) corresponds to a KE resulting from the content of the Dataset,
which represents a limit in this work. For instance, taxonomic referential web
sites list 5 genera from the Piperaceae family 5. As only one is present in the
dataset (i.e. Piper), inferring that \a plant from the Piperaceae family is of the
genus Piper " is wrong in the real life, but is true in this work as it results from
a side e ect of the dataset.</p>
      <p>Except for patterns 2 and 6, all the implication patterns include KU (Table
3), suggesting at rst sight that the latter are useful implications for the
expert. But attention should be paid on implications combining KU, KT, or KD,
and respected by implications with a scope value of 1, meaning that each one
is associated to a single plant organism. Pattern 10 (scope 600) only reports
information from the context as these rules only describe an organism by its
5 E.g. http://www.plantsoftheworldonline.org/ lists 5 plant genera.
attributes. Similarly, patterns 11 and 14 indicate that a given genus or
family has only one species in the dataset, the other attributes being those of the
species, and these patterns could be considered as containing only KD. Most
of the patterns include KT. Including the taxonomy was crucial in this work
for FC processing in order to discover knowledge at a higher generic level, but
corresponds to a redundancy in the implications.</p>
      <p>This preliminary analysis gives directions for pattern and implication
postprocessing and classi cation. Some may be speci c to some characteristics of
Knomana, such as the fact that attribute species is an object identi er, and
some could be generalized to all datasets.</p>
      <p>
        The post-processing may have di erent forms for redundant or evident
information: either removing it, or simply separating it from the rest, so that it
remains written but not distracting. KU, KD, KT can be highlighted in di erent
ways to distinguish them. Highlighting the di erent reasons under redundancy
or evident information (e.g. KT information versus logical redundancy due to the
fact that minimal generators are not used) would be useful. We could consider
removing redundancy only in premise [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] or only in conclusion, or in both.
      </p>
      <p>Patterns also have to be analyzed. For example, pattern 4 (G -&gt; Fp) could
be simpli ed as G -&gt; p, as F is tacit given G. This would change the pattern
classi cation (initially KU KT), as it is now reduced to KU.</p>
      <p>
        As regard with implications, a post-process could remove KT from the
implications, corresponding to a tacit knowledge as experts are familiar with the
taxonomy. As the redundancy due to KT may appear in the premise (e.g. the
species and its genus ), in the conclusion, or in both (e.g. a species implies a
family ), the post-process has to consider the implication in its entirety. This
approach di ers with [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] where authors consider exclusively the left-minimal
premises for technical purpose (i.e. a fast computation of attribute closure and
a minimal left hand side in the implication). In addition, a ltering could lead
to remove pattern 2 implications that only express tacit knowledge.
      </p>
      <p>KUs are the explicit KEs investigated by the expert and thus have to be put
forward. KDs present a particular situation in the implications as they result
from a lack of knowledge in the dataset. Pattern 6 has to be considered carefully
as it contains only KD. Thus, the experts have to be alerted of KD presence to
consider this aspect in the dataset analysis.</p>
      <p>A classi cation of implications based on patterns seems to us relevant for
presenting them to the expert by groups having a coherent meaning: E.g.
implications providing information on the diversity of some plant families in the
dataset or pure information on the One Health Approach. Depending of the
number of rules in some categories, a classi cation may have a signi cant
impact for the expert, e.g. discarding or at least separating rules from pattern 10
distinguishes 600 rules that only recall initial data. We also guess that if a
postprocessing is made, the way it is made has to be noti ed to the expert and it
should be indicated if this is reversible operation.</p>
      <p>
        Finally, literature on association rules also faced the issues of extension of
non-redundant rules [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] and redundancy removal introduced by using a
taxonomy in concept-based rules building [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Classifying association rules in a lattice
has been addressed in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] in the context of fault localization, where rules are
described by elements of their premises, that can be inspiring in our case, using
patterns as an implication description.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>This paper identi es 3 types of knowledge elements and 16 patterns that
constitute the implications from the Duquenne-Guigues basis on a formal context.
Each implication needs a speci c consideration before being presented to the
expert. For instance, a post-process can be conducted to remove tacit knowledge
elements from implications, which may drive to delete some of them.</p>
      <p>In a future work, we will study how the di erent patterns can be used to
display implications to experts by categories, that may help them to focus on
di erent aspects of the dataset. For instance, the user may focus on knowledge
elements related to some plant families in the dataset, or pure knowledge elements
on the plant uses at the family level.</p>
      <p>This work is a preliminary study to the analysis of the Duquenne-Guigues
basis of implications resulting from a Relational Context Family of the Knomana
knowledge base. The general objective is to contribute in the decision support
process to identify plants that could be used by farmers to control pest. These
pesticidal plants will be an alternative to pesticide and antibiotics, considering
the One Health approach. Using this approach, one must be aware of the
multiuses of these plants to prevent the intentional e ects on the animals, the humans,
and their environment.</p>
      <p>In a more general perspective, it would be relevant to examine how the
forms of post-processing, ltering and classi cation of patterns and rules can
be generalized in order to be able to apply these approaches to other datasets,
more particularly when several taxonomic relations are involved.
Acknowledgments. We warmly thank the reviewers for their comments. Part of the discussion has
been notably improved thanks to their relevant remarks. This work was supported by the French
National Research Agency under the Investments for the Future Program, referred as
ANR-16CONV-0004.</p>
    </sec>
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