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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Analyzing the composition of remedies in ancient pharmacopeias with FCA</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Agnes Braud</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xavier Dolques</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pierre Fechter</string-name>
          <email>p.fechter@unistra.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nicolas Lachiche</string-name>
          <email>nicolas.lachicheg@unistra.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Florence Le Ber</string-name>
          <email>florence.leber@engees.unistra.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Veronique Pitchon</string-name>
          <email>pitchon@unistra.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>(1) Universite de Strasbourg, CNRS, ENGEES, ICube UMR 7357, F67000 Strasbourg (2) Universite de Strasbourg, CNRS, ESBS UMR 7242, F67000 Strasbourg (3) Universite de Strasbourg</institution>
          ,
          <addr-line>CNRS, Archimede UMR 7044, F67000 Strasbourg</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper presents the collaborative work led in an interdisciplinary project on studying remedies in Arabic medieval pharmacopeia. The goal is to nd new molecules in plants or combinations of active principles to substitute them for antibiotics which encounter some limits. Formal Concept Analysis is used to discover co-occurrences of ingredients. We describe the di culties inherent to these data and the results of preliminary analyses.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>This paper presents the preliminary work led in an interdisciplinary project
that aims at studying remedies in Arabic medieval pharmacopeia. The project
gathers researchers in history, microbiology, botanic and computer science. The
general goal is to discover the active ingredients in remedies and to test them
experimentally on bacteriae. The extracted knowledge could be used to
substitute molecules in plants or combinations of active principles for antibiotics which
encounter some limits.</p>
      <p>
        In this work, we focus on medieval remedies prescribed for urinary problems.
We present a dataset of remedies extracted from 5 pharmacopeias. This dataset
is rather small, but the modeling is not straightforward. Although the building
of the database is not nished, some analyses can already be done on the
composition of remedies. Formal Concept Analysis (FCA) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] appears as particularly
suitable for this task, and preliminary results we obtained using it seemed very
interesting to historians and microbiologists.
      </p>
      <p>Section 2 presents the process for carrying out the project and in
particular data collection. Section 3 describes the data, their characteristics and the
di culties resulting from them. In Sect. 4, we present our preliminary analyses
and show the bene ts of using FCA in this context. Finally, Sect. 5 yields some
conclusions.</p>
    </sec>
    <sec id="sec-2">
      <title>Process overview</title>
      <p>The whole process of this research work is presented on Fig. 1.</p>
      <p>The rst step is to select pharmacopeias and remedies in them. This is done
by an historian, who reads Arabic, on the basis of the symptoms indicated in the
description of the remedy and on her knowledge of Arabic medicine. Let us note
that Arabic medecine is based on the theory of Humours that considers that the
body is constituted of four humours (water, re, earth, air) having some qualities
(hot, cold, dry, wet). The second step consists in clarifying some plants which
are not described clearly enough in the text, with the help of a botanist. The
next step is to build a database to store the remedies, whose modeling di culties
will be discussed in the next section. Then comes the formulation of questions
that experts have on the data and that can be solved using FCA. The analysis of
lattices and rules may bring new insights or questions both in history and on the
use of plants in remedies. Some hypotheses on the use of plants stemed from this
analysis will be studied in collaboration with a botanist (for the identi cation
and characterization of therapeutic properties of plants) and a pharmacologist
studying drugs based on natural substances (for the identi cation of the active
molecules in plants), and then tested on bacteriae by microbiologists.</p>
      <p>
        In this project, 5 pharmacopeias have been selected:
{ two versions of the pharmacopeia of Sabur ibn Sahl (9th century). Sabur ibn
Sahl was born in Jundishapur (Iran) and was chief of the hospital there before
moving to Iraq. A version of the pharmacopeia [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] was for the pharmacists
of `Ad. ud 's hospital in Baghdad (this pharmacopeia will be designated by
ISA), and a shorter one [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] for pharmacists outside of the hospital who were
considered less skillful (designated by ISP);
{ the pharmacopeia of Al-Kind (9th century) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], who studied in Bassora and
      </p>
      <p>
        Baghdad. This pharmacopeia will be designated by AK;
{ the pharmacopeia of Al-Tilm dh (11th-12th centuries) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], who was chief of
`Ad. ud 's hospital in Baghdad. This pharmacopeia will be designated by AT;
{ the pharmacopeia of Al-Samarqand [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. This pharmacopeia will be
designated by AS.
      </p>
      <p>The historian has based her choice rstly on the availability of books
describing them, then preferably around Baghdad because of her knowledge on
this area and also because Arabic pharmacopeias have a very rich content, and
on a long period for a wide historical view. A few other criteria are linked to
interesting historical questions.</p>
      <p>Pharmacopeias are available as translations and/or original manuscripts.
Figure 2 shows pages of two manuscripts. Both translations and original manuscripts
may contain errors, so in the rst case the historian may also have an original
manuscript to check, and in the second case there may be errors made by
copyists so that several di erent manuscripts are necessary. Among several hundreds
of remedies, 38 prescribed for urinary symptoms were found. Among these, we
removed 3 for this work: 1 from ISA which was already in ISP with exactly the
same recipe, and 2 universal remedies with more than 50 ingredients (1 in ISP,
1 in ISA).</p>
      <p>In the following, remedy identi ers will be pre xed by the acronym of the
pharmacopeia in which they appear.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Data characteristics</title>
      <p>The data that have been collected are rather small, but the collection requires
a lot of time and the data are actually complex. The description of a remedy is
composed of a list of ingredients (see Table 1 for an example) with quantities,
and a description of the preparation. Let us note that part of the ingredients
are present in the recipe to treat the disease, and some others may be present
to treat their side e ects, but this is not indicated.</p>
      <p>Ingredients belong to di erent categories: plant, mushroom, mineral, animal
(like honey or musc) and metal. The description of plants is not homogeneous:
{ some plant descriptions correspond to di erent taxonomic rank (e.g. species
for Scammony, genus for Euphorbia, several families for Fern);
{ some descriptions correspond to a plant, other to a part of a plant, or even
a part of a part of... a plant (e.g., Acorn/Acorn shell/Inside peel of acorn
shell, or Thymus without part while just a part is probably used). Let us
notice that several parts of the same plant can be used in a remedy;
{ some ingredients have some transformations associated (e.g., Peeled and
grilled bitter almonds);
{ some ingredients are a mix of ingredients (e.g., Persian za'atar);
{ a few ingredients have an origin (e.g., Kerman cumin) and it is an important
information since it usually re ects a high quality;
{ some are still to determine (e.g., Idrumaghmu).</p>
      <p>Data modeling requires expert knowledge to determine which information is
important to capture; for example, should Acorn and Inside peel of acorn shell
be comparable? Moreover, for a work on active principles, having a precise
description of plants is important as di erent species may have di erent properties.
The exact species may be implicit for the author, who is used to a speci c one
or to the local one. A more precise information can be inferred on the species,
either by checking the translation, searching for contextual information in books,
or relying on illustrations present in the book. In this last case, the botanist may
help as well as with knowledge on the parts of plants traditionally used. At the
end, the discussions on data modeling have raised new questions. For example,
after a discussion on the problem of representing acorn and the di erent parts
used, the historian has decided to study further in books the use of oak.</p>
      <p>All these points make that a relational database is not suitable to store these
data. A graph database o ers more exibility to represent them and to adapt
the representation to new cases. We have thus chosen this type of database. For
the same reasons, building a context for FCA requires some choices among the
information.</p>
      <p>Currently, the data on which we work are the data issued from the translation
of texts. The work to clarify species and parts of plants is in progress, led by
the historian and the botanist, and will take some time, but it is still possible
to start some analyses.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Preliminary analyses</title>
      <p>
        For our preliminary analyses on the data, we have worked on two questions
asked by the microbiologist: "which ingredients appear the most often?" (Q1)
and "which ingredients often appear together?" (Q2). As shown in previous
works [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], FCA-based approaches are very suitable to solve this type of questions.
      </p>
      <p>We have worked both on the ingredients as they appear in the recipes, and
on these ingredients with the ones coming from plants replaced just by the
corresponding plant (without part and transformations, such as Oak for Acorn shell or
Almond tree for Peeled sweet almonds). The plant can be at the level of species,
genus, family... Let us note R the set of remedies, I the set of ingredients
without modi cation and IP the set of ingredients with the ingredients coming from
plants replaced by the plant, contains R I and containsP R IP two
incidence relations describing the composition of remedies. We have thus built one
context CI = (R; I; contains) and another context CIP = (R; IP ; containsP ).
Let us recall that we work on 35 remedies concerning urinary symptoms. They
are distributed in the 5 pharmacopeias as follows: 3 in AK, 5 in AS, 7 in AT, 6
in ISA and 14 in ISP. Their recipes contain between 2 and 21 ingredients giving
170 di erent ingredient descriptions in CI, and 144 attributes in CIP. The
lattice obtained from CI (LCI ) contains 138 concepts, the one obtained from CIP
(LCIP ) 151.</p>
      <p>Starting with question Q1 ("which ingredients appear the most often?"), we
study the lattices and in particular the concepts with the biggest extents. Table 2
shows some of the concepts obtained in LCI and the ones in LCIP corresponding
to the same ingredients but considering the plant. The extent is presented so that
the di erent pharmacopeias are separated. Concept (fCelery seedsg, fAK114,
AT16, AT20, AT72, ISA137, ISA162, ISP100, ISP16, ISP185, ISP186, ISP78,
ISP9 g) from LCI reveals that Celery seeds is the ingredient that appears the
most often (12 times) in remedies. Then Indian nard appears 9 times, Sa ron
and Black pepper 7 times. Of course, it is possible to know which ingredients
appear most often by computing statistics in the database, but the extension of
the concept also shows that Celery seeds appears in 4 out of 5 pharmacopeias.
Similarly, lattice LCIP reveals Celery as appearing the most often in remedies.
There is however a little change with Oak appearing with 8 occurrences, while
Acorn appeared only 6 times in LCI . As can be seen in Table 2, this is due
to the use of di erent parts of oak with di erent transformations (Acorn in 6
remedies, Acorn shell and Grilled inside peel of acorn shell in remedy AT137,
Grilled acorn shell in AT80). There are thus 3 concepts introducing oak parts in
LCI . Moreover, among the 6 remedies in the extension of the concept introducing
Acorn shell, 2 are from ISA pharmacopeia and none from ISP while they are
from the same author. This may be due to the fact that ISP was for pharmacists
outside of the hospital who where considered less skillful than those from the
hospital, and acorn shell is toxic and thus should be used carefully.</p>
      <p>For question Q2 ("which ingredients often appear together?"), association
rules are a good starting point. We computed those with a minimal support of
3 remedies and a minimal con dence of 80%. For context CI, we obtained 15
rules. Among these rules, 10 were implication rules. Three of these implication
rules are given in Table 3.</p>
      <p>One appeared with a support of 7: Celery seeds ! Fennel seeds, another
one with a support of 6: Opium ! Sa ron. With a support of 4, we had 2</p>
      <p>Examples
of im
plication
rules
obtained
on
context
Rule
Celery seeds ! Fennel
Opium ! Sa ron
Asarabacca, Indian</p>
      <p>seeds
nard
!</p>
      <p>Celery
seeds
implication rules involving 3 ingredients such as: Asarabacca ; Indian nard !
Celery seeds . Context CIP leads to more rules: 24, among which 20 implication
rules. If we consider the rst rule (Celery seeds ! Fennel seeds ), we then explore
the subconcepts of the concept introducing Celery seeds to see which ingredients
other than Fennel seeds also appear with it. Figure 3 shows an extract of this
part of the lattice. This analysis is interesting for microbiologists, in order to
make hypotheses on the respective roles of the ingredients, and which ones play
similar roles. Finally, experts were really interested by the results obtained with
FCA on this rst dataset.</p>
      <p>Concept_ingredient_53</p>
      <p>Celery seeds
Peeled bit er almonds</p>
      <p>U_ISP185</p>
      <p>U_ISP186
Concept_ingredient_113</p>
      <p>Celery seeds
Indian nard
Asarabacca
U_AT72
U_ISA137
U_ISA162
U_ISP16</p>
      <p>Concept_ingredient_121</p>
      <p>Celery seeds
Asarabacca
U_AT72
U_ISA137
U_ISA162
U_ISP16</p>
      <p>U_ISP185
Concept_ingredient_88</p>
      <p>Celery seeds</p>
      <p>Anise
Asarabacca
U_ISA162
U_ISP16
U_ISP185</p>
      <p>Concept_ingredient_126</p>
      <p>Celery seeds
Indian nard
U_AT72
U_ISA137
U_ISA162
U_ISP16</p>
      <p>U_ISP78
Concept_ingredient_108</p>
      <p>Celery seeds</p>
      <p>Anise
Indian nard
U_ISA162
U_ISP16
U_ISP78</p>
      <p>Concept_ingredient_127</p>
      <p>Celery seeds</p>
      <p>Anise
U_AK114
U_ISA162
U_ISP16
U_ISP185</p>
      <p>U_ISP78
Concept_ingredient_107</p>
      <p>Celery seeds
Indian nard
Fennel seeds
U_AT72
U_ISA162
U_ISP78</p>
      <p>Concept_ingredient_136</p>
      <p>Celery seeds
U_AK114
U_AT16
U_AT20
U_AT72
U_ISA137
U_ISA162
U_ISP100
U_ISP16
U_ISP185
U_ISP186
U_ISP78</p>
      <p>U_ISP9
Concept_ingredient_134</p>
      <p>Celery seeds
Fennel seeds
U_AK114
U_AT16
U_AT72
U_ISA162
U_ISP186
U_ISP78</p>
      <p>U_ISP9
Concept_ingredient_106</p>
      <p>Celery seeds</p>
      <p>Anise
Fennel seeds
U_AK114
U_ISA162
U_ISP78</p>
      <p>Concept_ingredient_119
Peeled snake melon seeds</p>
      <p>Celery seeds
U_AT20
U_AT72
U_ISP186</p>
      <p>U_ISP9
Concept_ingredient_110
Peeled snake melon seeds</p>
      <p>Celery seeds</p>
      <p>Wine
Fennel seeds
U_AT72
U_ISP186
U_ISP9</p>
      <p>Concept_ingredient_46</p>
      <p>Celery seeds
Gum ammoniac</p>
      <p>U_AT72
U_ISP100</p>
      <p>Concept_ingredient_120</p>
      <p>Celery seeds
Opium
Saf ron
U_AT16
U_ISP16
U_ISP186
U_ISP9</p>
      <p>Concept_ingredient_39
Light-colored poppy
Celery seeds
U_AT16
U_AT20</p>
      <p>
        The work in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is based on the same ob jective of nding co-occurring
ingredients but in a di erent pharmacopeia and for skin, mouth, or eye infections.
It uses community detection in a network of ingredients. FCA is a more direct
process that gives a complete view of the combinations of ingredients. Moreover
the expert can see the remedies corresponding to each combination and exploit
association rules. An FCA-based approach has been used in a similar pro ject
focusing on the identi cation of local plants for addressing sanitary problems in
Sub-Saharan Africa [
        <xref ref-type="bibr" rid="ref10 ref7">10, 7</xref>
        ]. In this pro ject, data represent plants or part of plants,
and how, and in which country, they are used to treat animal or plant diseases.
They are collected from various contemporary texts and concern contemporary
practices, unlike our data for which we thus have more uncertainty.
      </p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>This project highlights several interesting points about the work on such real
data. First, the necessity and richness of adopting an interdisciplinary approach.
Indeed, interdisciplinarity is required at each step of the process. Data
preparation requires historians, botanists and computer scientists. The questioning on
data leading to the analyses realized by computer scientists comes from
historians and microbiologists. Finally, the results are discussed with historians and
microbiologists, who will also perform experimental tests of interesting
hypotheses. The questioning evolves all along the process with the discussions and new
results. Second point, FCA appears as particularly suitable for expert needs,
and even the simple analyses of lattices and rules presented in this paper have
revealed useful insights.</p>
      <p>The next steps of the project will aim at enriching the database, both by
clarifying ingredients and by integrating other data like quantities for the
ingredients, symptoms for which remedies are prescribed, preparation of the remedies,
remedies for other kind of diseases, and by adding information on plants such as
toxicity. More complex analyses will then be possible.</p>
      <p>Currently, the amount of data the historian needs to work is rather small,
however if the amount of data increases we may have to search for techniques
to facilitate the exploration of the results.</p>
    </sec>
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            <given-names>P.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Gutierrez</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Sarter</surname>
            ,
            <given-names>S.</given-names>
          </string-name>
          :
          <article-title>Prototyping a Knowledge-Based System to Identify Botanical Extracts for Plant Health in SubSaharan Africa</article-title>
          .
          <source>Plants</source>
          <volume>10</volume>
          (
          <issue>5</issue>
          ) (
          <year>2021</year>
          )
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>