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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Incorporating Personality Traits in User Modeling for EUD</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Federica Cena</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cristina Gena</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Claudio Mattutino</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michele Mioli</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Barbara Treccani</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fabiana Vernero</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Massimo Zancanaro</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Trento, Department of Psychology and Cognitive Sciences</institution>
          ,
          <addr-line>Corso Bettini, 31, 38068 Rovereto.</addr-line>
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Turin, Department of Computer Science</institution>
          ,
          <addr-line>C.so Svizzera 185, 10149 Turin</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Personality traits such as Need for Cognition, Locus of Control, Mindset and Self-eficacy could impact the perception, acceptance and appreciation of recommendations provided to support configuration tasks in the End User Development (EUD) context. In this paper we describe the user model services we have developed to measure such traits. These services can be accessed by users through a simple web interface and can be queried by EUD applications by means of REST API.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;psychological traits</kwd>
        <kwd>rule recommendation</kwd>
        <kwd>open user model services</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        While smart environments can be understood as ecosystems of interacting objects, such as
sensors, devices, appliances and embedded systems [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] which seamlessly cooperate in order to
help users carry out their tasks [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and, ultimately, improve their lives [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], end-users are left
with the daunting task of configuring the environment itself. In fact, not only does configuration
imply making preferential choices [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] on a number of diferent aspects (e.g., what IoT components
should be included, what events should trigger intelligent behaviours), but end users might also
lack the technical knowledge which could help them better understand and, therefore, control
their IoT environment.
      </p>
      <p>
        Recommender systems can support users’ decision making processes [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and user preferential
choices [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] by providing personalized and non-personalized [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] suggestions. More specifically,
it has long been demonstrated that recommendations can improve system usability and user
experience in the End-User Development (EUD) domain [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], where end-users are required to
act as “non-professional software developers” [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] who can create, modify, or extend software
artifacts. For example, Haines et al. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] put forward that recommendations for end users could
regard shared procedures, preferred defaults and examples, among other things.
      </p>
      <p>
        Starting from these observations, in our past work carried out in the context of the EMPATHY
project1 we experimented with personalized recommendations as a way to help users make
configuration choices [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. We assumed that end-users have a certain degree of freedom on
the choice of the smart objects to include in their ecosystem, and that configuration tasks
basically consist in the definition of trigger-action rules such as the following, meant for a
smart home context: if a weather station (trigger object) measures that the level of humidity in
the air is above a certain threshold (trigger event), the automatic irrigation system (action object) is
disabled (action event). The recommendation services we built suggest smart objects to couple
with an input object chosen by the end-user, with the aim of composing a trigger-action rule.
More specifically, possible action objects are recommended to end-users who start their rule
by specifying a trigger, while trigger objects are suggested to end-users which input an action
object.
      </p>
      <p>
        Nevertheless, while recommendations can be broadly considered useful for any end-user,
their actual perception, acceptance and appreciation can depend on individual features. For
example, [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] showed that personality plays an important role in determining user preferences
and decision-making strategies. Personality traits such as Need for Cognition, Locus of Control
and Mindset, which are linked to the area of decision-making, were found to have an efect on
user behaviour within a recommender system [12, 13, 14], while the related trait of Self-eficacy
can impact general technology acceptance [15]. To the best of the authors’ knowledge, however,
the relation between users’ psychological traits and recommendations is still unexplored in the
EUD domain and in connection with configuration tasks.
      </p>
      <p>Following on from these results, we put forward that incorporating information on such
personality traits in user models can help generate more efective recommendations for
endusers. For example, the quantity of recommendations as well as the presence and level of detail
of explanations could be tailored according to user personality. As part of our research within
the EMPATHY project, we are carrying out a series of experiments aimed at determining the
impact of personality traits on recommendations in the specific context of a configuration task,
an aspect which has not yet been explored in relevant literature. In addition, we have developed
a few web services which allow to measure diferent personality traits, making use of standard
scales, and which are publicly made available to other researchers.</p>
      <p>In this paper, after having discussed related work (Section n2), we present our web services
(Section 3), which are part of a platform we built to experiment with recommendations (Section
4). Conclusions (Section 5) complete the paper.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related work</title>
      <p>Personality in recommender systems. Personality explains individual diferences in
emotional, interpersonal, experiential, attitudinal and motivational styles [16]. Personality-related
information has been used in recommender systems to help overcome various issues, such
as the cold start problem [17] or satisfaction with the suggested options in a group
recommendation scenario [18]. While most work has referred to the Big-Five model [16], which
provides an overall picture of personality in terms of five broad dimensions, some studies have
focused on specific traits. For example, Mindset was found to influence users’ evaluation of
recommendations at various levels: perceived efectiveness [ 19], likelihood to be influenced
[20] and acceptance [14]. Need for Cognition has an impact on user satisfaction with
explanations [12] and willingness to rely on recommendations [21]. Locus of Control has an efect on
users’ tendency to trust recommendations [13], while, to the best of the authors’ knowledge,
Self-eficacy was not studied in connection with recommender systems, but significantly afects
users’ acceptance of diferent technologies [15, 22].</p>
      <p>
        Recommendation in the EUD domain Among the earliest examples of recommendations in
the EUD domain are systems such EAGER, Dynamic Macro, and APE [23, 24, 25], which adopt
a programming by example (PBE) approach to learn how to complete users’ tasks based on
the observation of their behaviour and therefore recommended automation directly within the
user’s workflow. In a similar vein, Lumière [ 26] and WARP [27] used probabilistic models for
activity recognition to ofer context-dependent assistance. While Lumière provided suggestions
on a limited number of predefined tasks series of predefined tasks, WARP was also able to
continuously extend its knowledge. Task Assistant also generated recommendations over an
extensible knowledge base, exploiting manual procedures defined through EUD [ 28]. Nevertheless,
Haines et al. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] state that only a limited number of systems currently adopt recommendations
to support decision-making within EUD, and suggest that recommendations could prove useful
in four scenarios: 1. inserting automation into the user’s workflow; 2. helping the user make
the right decisions; 3. handling errors; 4. supporting unplanned sharing.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. User model services</title>
      <p>With the aim of fostering research on the interplay between personality and recommendations
in the EUD domain, as well as ofering a public service to researchers and pratictioners who
wish to incorporate information on personality in their recommender systems, we have built
a mechanism to calculate four diferent, but closely related traits, designing a specific test for
each of them:
1. Self eficacy (https://app.empathy.di.unito.it/#/selfEficacy). This construct refers to
individuals’ beliefs about their ability to exercise control over their own functioning and
activities [29]. To measure it, we used the the 10-item Self-eficacy IPIP scale 2.
2. Need for cognition (https://app.empathy.di.unito.it/#/needForCognition). This
construct describes individuals’ tendency to engage in and enjoy thinking and, in general,
cognitively demanding activities[30]. To measure it, we used the 10-item IPIP scale3.
3. Locus of control (https://app.empathy.di.unito.it/#/locusOfControl). This construct
represents whether individuals believe they have weak (external) or strong (internal)
2https://ipip.ori.org/newCPIKey.htm#Self-Eficacy)
3https://ipip.ori.org/newSingleConstructsKey.htm#Need-for-Cognition
control over the events that afect their lives [ 31]. To measure it, we used the 5-item IPIP
rational scale4
4. Mindset (https://app.empathy.di.unito.it/#/mindset). This construct refers to implicit
theories which create a sort of framework and then stimulate judgments and reactions
which are coherent with that framework. To measure it, we formulated a set of questions
inspired by the Growth Mindset Scale by Dweck et al. [32], which investigates the beliefs
in fixed versus malleable human attributes. Difernetly from the original scale, we focused
on problem solving instead of intelligence.</p>
      <p>Each test is designed to provide a mechanism to profile their users to external applications.
On the one hand, users can perform one or multiple tests, according to the application needs,
accessing the aforelisted web pages. On the other hand, the prototype also exposes two REST
API which provide the test results to querying applications in order to promote interoperable
user modeling exchanges [33], Berkovsky et al. [34]. Results for a specific user can be retrieved
by providing their username. Thresholds (“low”, “medium”, “high”) for the four traits were
calculated based on the dataset collected in a previous experiment [35].</p>
      <p>In particular, one API provides an overview of the personality traits for the selected user: https:
//app.empathy.di.unito.it/api/empathy/userPsychometrics/[username]. A response example
follows:
The other API provides more details on the traits by returning numerical values:
https://app.empathy.di.unito.it/api/empathy/userPsychometricsValues/[username]. A response
example follows:
"locusOfControl": "external",
"needForCognition": "low",
"selfEfficacy": "low",
"username": "Donald.Duck"
"locusOfControl": 1.8,
"rangeLocusOfControl": "2.885 - 3.615",
"needForCognition": 3,
"rangeNeedForCognition": "3.46 - 3.98",
"selfEfficacy": 3,
"rangeSelfEfficacy": "3.52 - 3.96",
"username": "Donald.Duck"
{
}
{
}</p>
      <sec id="sec-3-1">
        <title>4https://ipip.ori.org/newSingleConstructsKey.htm#Locus-of-Control</title>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Prototype recommendation platform</title>
      <p>In the context of the EMPATHY project, we have built a prototype platform5 to experiment with
recommendations and connected services. Apart from the psychometric user model services
described in Section 3, the platform hosts:
• A user modeling component (under development) which includes individual
characteristics and psychological traits as well as owned smart objects, user preferences for smart
objects and smart home goals (such as energy saving, safety, comfort, etc.).
• A testbed for similarity algorithms, where the researcher can choose both the preferred
measure (Jaccard, Pearson, Cosine, Simple matching) and the user model features to
include.
• A series of recommendation services which suggest smart objects (either a trigger or
an action object) to couple with an input object chosen by the end-user. A web interface
where these services can be accessed is also available: more specifically, one page suggests
action object categories, given a trigger object category, while the other one suggests the
trigger object categories, given an action object category. Example rules are also suggested
for each trigger-action association. Knowledge on suitable trigger-action associations
was derived by applying the association rules technique (Apriori algorithm) on an IFTTT6
rules dataset.</p>
      <p>Implementation details. The web interface is developed using Vue.js and Vuetify as a material
design framework. The application server is implemented with Spring Boot and exposes a set of
REST API. The recommender is a module built in Java which contains all the logic required to
provide the diferent recommendation techniques. The data are stored in a mongoDB instance
and are organized in diferent collections and databases.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>In this paper, we have presented four web services which calculate the personality traits of
Need for Cognition, Locus of Control, Mindset and Self-eficacy, which we believe can impact
users’ behaviour in recommender systems in the context of configuration tasks. As future
work, we are planning to provide guidelines on the use of personality information to tailor
recommendations in the EUD domain, based on the results of the experiments we are currently
carrying out.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work is partially supported by the Italian Ministry of University and Research (MIUR)
under grant PRIN 2017 “EMPATHY: EMpowering People in deAling with internet of THings
ecosYstems”.</p>
      <sec id="sec-6-1">
        <title>5https://app.empathy.di.unito.it</title>
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