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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>IIR</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Replication of Recommender Systems with Impressions</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Discussion Paper</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fernando B. Pérez Maurera</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maurizio Ferrari Dacrema</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paolo Cremonesi</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ContentWise</institution>
          ,
          <addr-line>Via Simone Schiafino 11, Milano, 20158, Milano</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Politecnico di Milano</institution>
          ,
          <addr-line>Piazza Leonardo da Vinci 32, 20133 Milano</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <volume>12</volume>
      <fpage>0000</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>Impressions are a novel data type in Recommender Systems containing the previously-exposed items, i.e., what was shown on-screen. Due to their novelty, the current literature lacks a characterization of impressions, and replications of previous experiments. Also, previous research works have mainly used impressions in industrial contexts or recommender systems competitions, such as the ACM RecSys Challenges. This work is part of an ongoing study about impressions in recommender systems. It presents an evaluation of impressions recommenders on current open datasets, comparing not only the recommendation quality of impressions recommenders against strong baselines, but also determining if previous progress claims can be replicated.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Recommender Systems</kwd>
        <kwd>Impressions</kwd>
        <kwd>Exposure</kwd>
        <kwd>Replication</kwd>
        <kwd>Collaborative Filtering</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        A recurrent and fundamental task in Recommender System (RS) is the empirical evaluation
of recommendation models with varied data sources. One particular novel and modestly
explored data source in RS research are impressions. These contains not only the previous
interactions (e.g., purchases and clicks) of users but also the items they were presented with
(e.g., recommendations and search results). Previous research works [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1, 2, 3, 4</xref>
        ] have proposed
recommendations models that leverage impressions data, called impressions recommenders. To
current date, no previous work has tried to replicate these models on open datasets.1
      </p>
      <p>
        The replication of previous works is fundamental to measure the current status of
recommendation models across diferent domains and data sources. Previous research works have
highlighted the importance of replication works for the RS community [
        <xref ref-type="bibr" rid="ref5 ref6 ref7 ref8 ref9">5, 6, 7, 8, 9</xref>
        ]. To address
this existing gap in the literature, this work presents a replication study of four impressions
recommenders.2 First, this work presents a brief categorization of impressions data, as the
current literature does not have one. Second, this work empirically evaluates the recommendation
quality of several baseline and impressions recommenders on current open-source impressions
datasets and compares the obtained results with the claims given in the original works.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Impressions in Recommender Systems</title>
      <p>
        Impressions are a novel and modestly used data source that contains the items shown on-screen
to users, e.g., the items that users were presented when browsing an e-commerce service.
Similar to interactions data in RS, an impression is characterized as an user-item pair (, ),
indicating that user  has been impressed with item . Importantly, previous research works with
impressions have been in the context of industrial settings or RS competitions. Hence, progress
in impressions research has been mostly slow. The following presents a brief categorization of
impressions:
Signals: The signals within impressions are mixed, i.e., impressions may reflect both positive
and negative users preferences toward items, mostly depending on the provenance of the
impressions, e.g., a recommender system or business rules. There is no consensus in the current
literature regarding the meaning of impressions. For instance, in the same context, previous
research works have used impressions as positive [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] or negative [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] signals.
Challenges: Three main considerations should be taken into account when working with
impressions data. First, the heterogeneous signals within impressions. Second, scalability as the
number of impressions records might be orders of magnitude greater than interactions. Third,
the efects of feedback loops between users and recommendation systems.
      </p>
      <p>
        Impressions Recommenders: Two types of impressions recommenders have been proposed
in previous research works: re-ranking and impressions as user profiles recommenders. The
ifrst group re-scores the preference scores of an existing recommendation model based on
impressions data and features extracted from impressions [
        <xref ref-type="bibr" rid="ref1 ref12 ref13 ref3">3, 1, 12, 13</xref>
        ]. The second group
expands the user profiles (interactions) with impressions data [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>
        Impressions Datasets: Three datasets from diferent recommendation domains are
opensource and can be used in research activities: ContentWise Impressions (TV and movies),
MIND (news), and FINN.no Slates (e-commerce). Private and non-distributable datasets also
exist and have been used in previous works [
        <xref ref-type="bibr" rid="ref1 ref12 ref13 ref15 ref16">1, 12, 13, 15, 16</xref>
        ]. However, due to their nature or
license agreements, it is not possible to use them in newer research works.
      </p>
      <p>
        Evaluation of Impressions: No evaluation and comparison of impressions recommenders on
open datasets exists in the current literature. Currently, research works with impressions have
worked on two contexts: recommendation challenges [
        <xref ref-type="bibr" rid="ref11 ref14 ref17 ref18">14, 17, 18, 11</xref>
        ] or industrial scenarios [
        <xref ref-type="bibr" rid="ref1 ref12 ref13 ref19">13,
1, 19, 12</xref>
        ]. In the former, complex recommendation models are built and tested against an specific
dataset without assessing the generalization aspects of impressions on other areas or domains.
2This work is part of an ongoing study about impressions in recommender systems
In the latter, impressions are studied on private data and recommendation systems. No previous
work have performed ablation studies to assess the impact of impressions.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Experimental Methodology</title>
      <p>This work presents several experiments on impressions recommenders, particularly, when
used as a plug-in to existing recommendation models, i.e., impressions recommenders alter
the preference scores of recommendation models. The goal of these experiments is two-fold.
First, to determine the recommendation quality of impressions recommenders on open-source
impressions datasets. Second, to replicate, if possible, the progress achieved by impressions
recommenders in their original works. The experiments followed the following experimental
methodology:
Datasets, Processing, and Splits: The three available open-source datasets with impressions
were used in the experiments: ContentWise Impressions, MIND, and FINN.no Slates. The
following processing was applied to all datasets: (i) data records were sorted in ascending order
by their time attribute; (ii) duplicated user-item interactions were aggregated into a single one,
keeping the data of the first interaction; (iii) interactions and impressions of users without a
minimum of three interactions were removed; (iv) the training, validation, and testing splits
were created following a traditional leave-last-interaction out.</p>
      <p>
        Evaluation: All recommenders were evaluated on traditional accuracy and beyond-accuracy
metrics [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] in the standard top-N recommendation scenario. Hyper-parameters were searched
using bayesian search with 16 random cases, 50 total cases, and optimizing NDCG [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] on the
validation set.
      </p>
      <p>
        Baseline Recommenders: Neighborhood-based (Item KNN and User KNN) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ],
graphbased ( 3) [20], auto-encoders (SLIM ElasticNet [21] and EASE R [22]), machine learning
(PureSVD [23] and MF BPR [24]), and factorization machines recommenders (Light FM) [25].
The description of these recommenders, their hyper-parameters, and their ranges is found in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
Impressions Recommenders: Re-ranking (Cycling [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and Impressions Discounting [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]),
and impressions as user profiles recommenders ( Item Weighted Profiles and User Weighted
Profiles) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].3
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Results and Discussion</title>
      <p>The accuracy and beyond accuracy of impressions recommenders varied by dataset, baseline,
and impressions recommender. All impressions recommenders achieved higher NDCG than
baselines on the FINN.no Slates dataset. On other datasets, impressions recommenders achieved
slightly higher NDCG than baseline recommenders in some cases. Such cases are shown in
Table 1. This shows the NDCG of the base and impressions recommenders on the MIND dataset.4
3Due to space limitations, this work omits the list of hyper-parameters of impressions recommenders.
4Recommenders were evaluated on more metrics. Due to space limitations Table 1 only contains the results on
NDCG.
From the table, a notable case is the use of impressions as user profiles ( IUP) with User KNN
on the MIND dataset. Particularly, this case obtained eight and four times higher NDCG than
the base (User KNN) and best ( 3) baseline recommender, respectively.</p>
      <p>When looking at each impressions recommender, the Cycling recommender achieved higher
NDCG on the FINN.no Slates and MIND datasets. Although, on the latter, this only occurred on
matrix factorization and factorization machines recommenders. The Impressions Discounting,
Item Weighted Profiles, and User Weighted Profiles recommenders did not have such
consistent results. For instance, the former achieved higher NDCG than User KNN but obtained
lower NDCG than Item KNN on the MIND.</p>
      <p>
        Regarding the replicability of impressions recommenders, Cycling recommended less
accurate but more diverse items on the ContentWise Impressions dataset. This result is aligned
with the conclusions of [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], which performed experiments on a diferent dataset of the same
domain. For Impressions Discounting, only the results on the FINN.no Slates dataset are
aligned with the conclusions of [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. However, in the reference article, the experimental
methodology was on error prediction (RMSE) instead of top-N recommendations. The remaining
impressions recommenders could not be replicated due to lack of replicability information.
      </p>
      <p>Regarding to the signals within impressions, the results varied mostly by dataset while
the recommenders did not play a major role. For the ContentWise Impressions dataset,
impressions cannot be considered as positive or negative, as substantially higher NDCG was
not achieved by any recommender treating impressions as positive or negative signals. For the
MIND and FINN.no Slates datasets, impressions were considered as positive signals in most
recommenders while at the same time achieving higher NDCG than the base recommender.
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