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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>On Some Weakened Forms of Transitivity in the Logic of Norms</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>(Extended Abstract)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Technological University of Vienna, Institute of Logic &amp; Computation, Theory and Logic Group</institution>
          ,
          <addr-line>Favoritenstrasse 9, A-1040 Wien</addr-line>
          ,
          <country country="AT">Austria</country>
        </aff>
      </contrib-group>
      <fpage>147</fpage>
      <lpage>150</lpage>
      <abstract>
        <p>The paper investigates the impact of weakened forms of transitivity of the betterness relation on the logic of conditional obligation, originating from the work of Hansson, Lewis, and others. These weakened forms of transitivity come from the rational choice literature, and include: quasi-transitivity, Suzumura consistency, a-cyclicity, and the interval order condition. The first observation is that plain transitivity, quasi-transitivity, acyclicity and Suzumura consistency make less diference to the logic of ○ (− /− ) than one would have thought. The axiomatic system remains the same whether or not these conditions are introduced. The second observation is that unlike the others the interval order condition corresponds to a new axiom, known as the principle of disjunctive rationality. These two observations are substantiated further through the establishment of completeness (or representation) theorems.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Deontic conditional</kwd>
        <kwd>betterness</kwd>
        <kwd>transitivity</kwd>
        <kwd>quasi-transitivity</kwd>
        <kwd>Suzumura consistency</kwd>
        <kwd>acyclicity</kwd>
        <kwd>interval order</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        est known (preference-based) dyadic deontic logic. E
corresponds to the most general case, involving no
commitThe present paper ([
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], under review) continues a project ment to any structural property of the betterness relation
started in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and pursued further in [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ]. It deals with in the models. E ofers a simple solution to the
contrarythe problem of axiomatizing the logic of conditional obli- to-duty paradoxes and allows to represent norms with
gation (aka dyadic deontic logic) with respect to prefer- exceptions. As is well-known (e.g. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]), deontic logicians
ence models. Two types of consideration are thoroughly have struggled with the problem of giving a formal
treatinvestigated: the choice of properties of the betterness ment to contrary-to-duty (CTD) obligations. These are
(or preference) relation in the models, and the choice of obligations that come into force when some other
obligathe evaluation rule for the conditional obligation opera- tion is violated. According to Hansson [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], Lewis [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]
tor. Here my focus is on weakened forms of transitivity and others, the problems raised by CTDs call for an
orderdiscussed in the related area of rational choice theory: ing on possible worlds in terms of preference (or relative
quasi-transitivity, Suzumura consistency, a-cyclicity and goodness, or betterness), and Kripke-style models fail
the interval order condition [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ]. in as much as they do not allow for grades of ideality.
      </p>
      <p>
        An important task in Knowledge Representation and The use of a preference relation has also been advocated
Reasoning (KRR) is to understand what new axiom cor- for the analysis of defeasible conditional obligations. In
responds to a given semantic property in the models (as particular, Alchourrón [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] argues that preference
modidentified by the expert of the domain). This is relevant els provide a better treatment of this notion than the
for the design of the reasoner itself: the conclusions this usual Kripke-style models do. Indeed, a defeasible
conone will be able to draw from a KB vary depending on ditional obligation leaves room for exceptions. Under a
the logical system being used. This paper focuses on the preference-based approach, we no longer have the
deonproperty of transitivity of betterness and its weakenings tic analogue of two laws, the failure of which constitutes
thereof. Transitivity seems entrenched in our conceptual the main formal feature expected of defeasible
conditionscheme, if not analytically true. However, the question als: “deontic” modus-ponens; and Strengthening of the
of whether it holds, in what form, and in what context, Antecedent. ○ (/) may be read as “ is obligatory,
has been much debated over the years [
        <xref ref-type="bibr" rid="ref10 ref5 ref6 ref7 ref8 ref9">5, 6, 7, 8, 9, 10</xref>
        ]. given ”. The first is the law: ○ (/) and  imply ○ .
      </p>
      <p>
        Reference is made to Åqvist [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]’s system E, the weak- The second is the law: ○ (/) entails ○ (/ ∧ ).
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Framework</title>
      <p>The syntax is generated by adding the following
primitive operators to the syntax of propositional logic: □
(for historical necessity); ○ (− /− ) (for conditional
oblipreference relation ⪰ ⊆
empty set of worlds. Intuitively, ⪰
comparative goodness relation; “ ⪰</p>
      <p>×
“world  is at least as good as world ”.  and  are equally
good (indiferent), if  ⪰  and  ⪰ .  is strictly better
is a betterness or
” can be read as
gation). The main ingredient of a preference model is a</p>
      <p>
        These conditions are studied in relation with four
sys , where  is a non- tems of increasing strength. The base system is Åqvist’s
) if  ⪰
 and  ̸⪰
. In that
plementing F with the principle of cautious monotony
framework, ○
than  (notation:  ≻
(/) is true if the best -worlds are all
(CM): (○
(/) ∧ ○
(/)) → ○
(/ ∧ ). Finally,
-worlds. There is variation among authors regarding
we have F+(DR); it is obtained by supplementing F with
the definition of “best”. Here I assume “best” is cast in
terms of maximality or− following Bradley [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]− strong
maximality. A world  is maximal if it is not (strictly)
the principle of disjunctive rationality: ○ (/ ∨ ) →
(○ (/)∨○
      </p>
      <p>(/)). We have E ⊂
F+(DR).1 (D⋆) rules out the possibility of conflicting</p>
      <p>F ⊂</p>
      <p>
        F+(CM) ⊂
worse than any other worlds. And  is strongly maximal
obligations for a “consistent” context . (CM) tells us
if no world equally good as  is worse than any other
that complying with an obligation does not modify our
worlds. The role of strong maximality is to ensure that
other obligations arising in the same context. (DR) tells
the agent’s choice meets the natural requirement of (as
us that if a disjunction of state of afairs triggers an
obliBradley calls it) “Indiference based choice” (IBC): two
gation, then at least one disjunct triggers this obligation.
system E, shown in Fig. 2 (labels are from [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]). Next
we have Åqvist’s system F; it is obtained by
supplementing E with the law (D⋆): ♢  →
(
○
 (/)). Then comes F+(CM); it is obtained by
sup(/) →
It is noteworthy that (CM) is a theorem of F+(DR).
      </p>
      <p>Suitable axioms for propositional logic
S5 schemata for □ and ♢
○ ( → /) → (○ (/) → ○ (/))
○ (/) → □ ○ (/)
□  → ○ (/)
□ ( ↔ ) → (○ (/) ↔ ○ (/))
○ (/ ∧ ) → ○ ( → /)
○ (/)
If ⊢  and ⊢  →  then ⊢</p>
      <p>If ⊢  then ⊢ □ 
can be violated, if ⪰ is no longer assumed to be transitive.</p>
      <p>Consider three worlds ,  and  with  ⪰
,  ⪰  and
.  and  are equally good;  is maximal (and hence
chosen), but not . Maximality and strong maximality
coincide when ⪰</p>
      <p>is transitive.
may be defined thus:</p>
      <p>The weakened forms of transitivity mentioned above
;
transitive closure of ≻ );
• ⪰ is Suzumura consistent, if  ⪰
• ⪰ is quasi-transitive, if ≻ is transitive;
• ⪰ is acyclic, if  ≻
⋆  implies  ̸≻  (≻ ⋆ is the</p>
      <p>⋆  implies  ̸≻
• ⪰ is an interval order, if ⪰ is reflexive and Ferrers
( ⪰  and  ⪰
 imply  ⪰
 or  ⪰
).</p>
      <p>Intuitively, quasi-transitivity demands that the strict part
of the betterness relation be transitive. A-cyclicity rules
out the presence of strict betterness cycles. Suzumura
consistency rules out the presence of cycles with at least
one instance of strict betterness. The interval order
condition makes room for the idea of non-transitive equal
goodness relation due to discrimination thresholds.</p>
      <p>The relationships between these conditions may be
described thus (an arrow represents implication):</p>
      <p>Quasi-transitivity</p>
      <p>Suzumura consistency
Interval order</p>
      <p>Transitivity</p>
      <p>Acyclicity
then given the interval order condition ⪰ is max-smooth
and hence max-limited. Hence (D⋆)–the distinctive
axiom of F–is validated, and so is (CM).</p>
      <p>As a spin-of, one gets that the theoremhood problem
in F+(DR) is decidable.</p>
    </sec>
    <sec id="sec-3">
      <title>5. Wrap-up</title>
    </sec>
    <sec id="sec-4">
      <title>3. Quasi-transitivity, Suzumura consistency and a-cyclicity</title>
      <p>The completeness result below is shown to hold under
a rule of interpretation in terms of maximality and of
strong maximality.2 Such a result tells us that transitivity,
quasi-transitivity, acyclicity and Suzumura consistency
make less diference to the logic of ○ (− /− ) than one
would have thought. The axiomatic system remains the
same whether or not these conditions are introduced.</p>
      <p>Th.1 tells us that plain transitivity, quasi-transitivity,
acyclicity and Suzumura consistency make less diference
Theorem 1. E is sound and complete with respect to the to the logic of ○ (− /− ) than one would have thought.
following classes of preference models: The determined logic is E whether or not these
condi(i) The class of all preference models; tions are introduced. Th. 2 tells us that (in the finite case)
(ii) The class of those in which ⪰ is transitive; the interval order condition boosts the logic to F+(DR),
(iii) The class of those in which ⪰ is quasi-transitive; obtained by supplementing F with the principle of
dis(iv) The class of those in which ⪰ is Suzumura consistent; junctive rationality (DR).
(v) The class of those in which ⪰ is quasi-transitive and Topics for future research include the following: to</p>
      <p>Suzumura consistent; study the interval order condition in conjunction with the
(vi) The class of those in which ⪰ is acyclic. other candidate weakenings of transitivity; to study the
efect of using variant evaluation rules for the conditional,
An analogous result is shown to hold for like maximality-in-the-limit or variations thereof, where
• Åqvist’s system F with respect to models in which there are no best worlds, but (non-empty) sets of
ever⪰ meets the condition of max-limitedness. It says: better ones, which approximate the ideal (see, e.g., [25,
if the set of worlds that satisfy  is non-empty, 26, 22]).
then there is a world that is (strongly) maximal
in this set. Acknowledgments
• F+(CM) with respect to models in which ⪰ meets
the so-called (strong-)max-smoothness condition.</p>
      <p>It says: if  satisfies , then either  is (strongly)
maximal in the set of worlds that satisfy , or it
is worse than some  that is (strongly) maximal
in the set of worlds that satisfy .</p>
      <p>The paper also points out that Th.1 carries over to models
with a reflexive betterness relation.</p>
      <p>Xavier Parent was funded in whole, or in part, by the
Austrian Science Fund (FWF) [M3240 N]. For the purpose
of open access, the author has applied a CC BY public
copyright licence to any Author Accepted Manuscript
version arising from this submission. I acknowledge the
following individuals for valuable comments: R. Booth,
W. Bossert, J. Carmo and P. McNamara. I also thank three
anonymous reviewers for their comments.</p>
    </sec>
    <sec id="sec-5">
      <title>4. Interval order</title>
      <p>A model is said to be finite, if its universe has finitely
many worlds. The following result is established for
a rule of interpretation in terms of maximality.3 This
result may fruitfully be compared to the representation
result reported by [24] for models with a strict preference
relation.</p>
      <p>Theorem 2 (Weak completeness, finite preference
models). Under the max rule F+(DR) is weakly sound and
complete with respect to the class of finite preference models
 = (, ⪰ , ) in which ⪰ is an interval order.</p>
      <p>
        The assumption of finiteness is used in the arguments
for both soundness and completeness. For soundness,
ifniteness comes into play as follows. If the model is finite,
2The proof draws on the work of [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ].
3The proof draws on [23].
      </p>
    </sec>
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