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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Gait Classification of Common Pedestrians and Smartphone Zombies Using Micro-Doppler Radar</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Kazuki Yasuda</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Teppei Tsuyuhara</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Masao Masugi</string-name>
          <email>masugi@fc.ritsumei.ac.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kenshi Saho</string-name>
          <email>saho@pu-toyama.ac.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Ritsumeikan University</institution>
          ,
          <addr-line>1-1-1 Noji-Higashi, Kusatsu, Shiga</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Toyama Prefectural University</institution>
          ,
          <addr-line>5180 Kurokawa, Imizu, Toyama</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this study, a micro-Doppler radar-based method for classifying gaits with and without smartphone texting while walking (i.e., the classification of normal pedestrians and smartphone zombies) is proposed. The motion features in the gait of the participants texting on a smartphone while walking were collected using the micro-Doppler radar as time-frequency distributions (spectrograms), which showed the velocity variation of body parts with respect to time. We adopted a method of inputting spectrogram images obtained from a short-time Fourier transform of the received signals of the Doppler radar to a convolutional neural network. Experimental results showed that the proposed method achieved accurate classification with over 80 % accuracy.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Micro-Doppler radar</kwd>
        <kwd>gait measurement</kwd>
        <kwd>gait recognition</kwd>
        <kwd>texting while walking</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        With the increasing use of smartphones, the number of people texting on smartphones while walking
(called "smartphone zombie") has increased, which has led to many accidents, such as collisions and
falling. Various approaches have been studied to detect the action of people using smartphones while
walking to avoid such accidents and to develop warning and collision avoidance systems. For example,
a method that uses built-in smartphone sensors has been proposed [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The remote detection of
smartphone zombies is a promising approach, and methods for remote detection of smartphone zombies
using cameras and image processing techniques have been proposed [
        <xref ref-type="bibr" rid="ref2 ref3">2, 3</xref>
        ]. Another approach using
lidar has also been proposed to recognize pedestrian types [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. However, the detection accuracies of
these optical sensor-based techniques depend on the lighting conditions and subjects clothes. In
addition, the use of a camera has privacy issues.
      </p>
      <p>
        In contrast, radar techniques can measure motion information without these problems. In particular,
the micro-Doppler radar technique is a promising candidate for accurate pedestrian sensing because of
its capability to remotely measure the time variation in the velocities of human body parts [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ]. The
micro-Doppler radar achieves various types of accurate human motion recognition, such as gesture
recognition [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], human identification [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], and fall detection [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. However, micro-Doppler radar
applications for detecting the action of texting while walking have not been reported.
      </p>
      <p>In this paper, we present a method for classifying the gaits of common pedestrians and smartphone
zombies using micro-Doppler radar data. The micro-Doppler radar data of the gaits of participants
walking normally and participants on a smartphone while walking were collected and analyzed. Then,
an accuracy of more than 80 % was demonstrated in classifications by inputting a convolutional neural
network (CNN) to time-frequency distribution (spectrogram) images calculated from radar-received
signals. We investigated the classification accuracies using representative architectures of CNNs, such
as VGGNet, ResNet, and AlexNet, and revealed an efficient CNN model for micro-Doppler radar-based
detection of smartphone zombies.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Methods 2.1.</title>
    </sec>
    <sec id="sec-3">
      <title>Experimental protocol</title>
      <p>2.2.</p>
    </sec>
    <sec id="sec-4">
      <title>Dataset generation</title>
      <p>
        We then generated images of the time-frequency distribution (spectrogram images) of the received
signals using a short-time Fourier transform (STFT), similar to our previous study [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Before the STFT
process, we used a Butterworth high-pass filter on the received signals to remove the zero-frequency
components corresponding to the static targets. We then calculated the STFT of the received signal as
where s(t) is the high-pass filtered received signal, w(t) is a window function, and f is the Doppler
frequency corresponding to target velocity v. The relationship between f and v is
where denotes the wavelength of the transmitted signal. Because this study used a 24 GHz contentious
wave, was 12.5 mm. For w(t), we empirically used the commonly used Hamming window function
(1)
(2)
with a length of 21.7 ms. We calculated the spectrogram as |S(t, f)|2. Consequently, we removed the
components whose received powers were smaller than 3 dB/Hz as noise in |S(t, f)|2, trimmed the
spectrogram corresponding to steady-state walking, and converted the trimmed spectrograms into
RGBcolored PNG images of size 164 × 218. We used the generated (17 (participants) × 15 (times of walking)
+ 1 (participant) × 3 (times of walking)) ×2 (types of motion) = 516 PNG images as the dataset for this
study.
      </p>
      <p>
        Figure 2 shows examples of the generated spectrogram images of walking motion types (a) and (b).
The frequencies of the spectrogram correspond to the target velocity, components in the spectrogram
images with larger received power correspond to the motion of the torso, and accompanying relatively
larger frequency variations correspond to the forward motion of the legs. Although motion type (b)
(smartphone zombie) tended to have a slightly lower frequency compared with motion type (a)
(common walking), clear differences between the two types could not be confirmed in the spectrogram
images. This is because the essential differences between these two types of walking motion were less
visible in the spectrograms. The simplest difference between these types was the presence of an
armswinging motion. However, the arm motions were not clearly confirmed in the spectrograms because
the received powers of the echoes from the arms were quite small compared to those from the torso and
legs [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Additionally, the velocities of the arms were similar to those of the legs. Thus, the components
corresponding to the motions of the arms were mixed with background noise and components
corresponding to leg motions. Another difference between the two types of walking motion was the
position of the head. However, acquisition of this head (or neck) position difference was difficult for
the Doppler radar because it measured only velocity information, and position-related information was
slightly included in the spectrograms (as very slight differences in the received powers corresponding
to the head and neck). Thus, the spectrogram images of common pedestrians and smartphone zombies
were not clear.
      </p>
      <p>(a)
(b)
2.3.</p>
    </sec>
    <sec id="sec-5">
      <title>Gait classification using CNN and accuracy evaluation</title>
      <p>
        To extract and use the slight differences between the spectrogram images of the two groups, we used
a CNN for feature extraction and gait classification. Figure 3 shows an outline of the proposed
classification method. The CNN was used as the deep-learning method for classification, similar to
previous studies on Doppler radar-based personal identification [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ]. The generated spectrogram
images were used as input data for the CNN. We investigated the classification performance of CNNs
with representative architectures of LeNet [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], AlexNet [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], ResNet-18 [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], and VGGNet [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]
because they are effective for radar-based human motion recognition problems. In addition, ResNet-50
[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] was considered to investigate the effectiveness of the deeper network. The hyperparameters of
each network were empirically optimized. The examples of the hyperparameters for AlexNet are as
follows: the loss function was a cross-entropy function and the stochastic gradient descent with
momentum optimization algorithm was used for the modeling. We trained for 50 epochs and used a
batch size of 64. The learning rate was 0.01.
      </p>
      <p>To evaluate the classification accuracy, we performed a hold-out validation. In each architecture,
the CNN was trained using 80 % of the generated images, and the remaining 20 % were used as test
data. Ten hold-out validation trials were conducted by randomly varying the training and test data. The
mean and standard deviation of the classification accuracies across all trials were calculated.</p>
    </sec>
    <sec id="sec-6">
      <title>3. Results and Discussion</title>
      <p>Table 1 presents the test results for the classification of walking motion types (a) and (b) using
various CNN architectures. LeNet, AlexNet, and ResNet-50 achieved accurate classification with over
80 % accuracy. The highest accuracy of 85.7 % was achieved using AlexNet. The accuracy of
ResNet50 was relatively stable, with a smaller standard deviation. These results indicate that the CNN with
spectrogram images accurately classified the gaits of the common pedestrian and smartphone zombie
groups, even though their differences in the images were minor. The results for LeNet and AlexNet
show that a relatively simple and lower-layered network can sufficiently capture the gait features of
smartphone zombies. However, relatively deeper ResNet-50 results were stable, which implies that
such a network may be effective when the data of a larger number of participants and training samples
are used; this should be an important future direction of this study.</p>
      <p>The effectiveness of the proposed method using AlexNet, which achieved the highest accuracy, is
discussed using the confusion matrix and convergence curve. Table 2 presents the confusion matrix for
the results using AlexNet and indicates that there are some cases in which the use of the smartphone
did not change the speed of the torso and leg motions; therefore, these data were not correctly classified.
However, a sensitivity of 84 % and a specificity of 86 % were achieved. Thus, the proposed method
can accurately screen for smartphone zombies. Figure 4 shows an example of the convergence curves
of the proposed method using AlexNet and ResNet-50. For both networks, the accuracy converged to
approximately 50 epochs during the test process, and overfitting was not confirmed. Thus, the proposed
method effectively trained the classification model. Although AlexNet achieved a better accuracy result,
the steady state accuracy of ResNet-50 was stable compared to that of AlexNet, and these results
indicate a tendency similar to that in Table 1, which indicates the possibility of the effectiveness of a
deeper network.</p>
      <p>
        Finally, we discuss the mechanism of accurate gait classification in our results. As shown in Section
2.2, the differences between the images of the two walking types were not clear because the motion
differences in the arms and head were not sufficiently measured. However, our results indicated that a
classification with an accuracy of more than 80 % was achieved using the spectrogram images that
mainly reflected the motions of the torso and legs. It appears that the proposed method extracted features
corresponding to slight differences in such motions using the CNN. A biomechanical study clarified
slight reductions in gait speed and changes in the tibialis anterior and gastrocnemius when texting on a
smartphone while walking for young adults [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. These apparently affect the motion of the legs and
torso. Thus, it can be considered that the features corresponding to these differences could be efficiently
learned from the spectrogram images using the CNN in the proposed method.
      </p>
    </sec>
    <sec id="sec-7">
      <title>4. Conclusion</title>
      <p>In this study, the gaits of common pedestrians and smartphone zombies were measured using the
micro-Doppler radar, and images of spectrograms (time-frequency distributions) of the radar received
signals were used for classification. By applying a CNN using the image spectrograms as the input data,
a classification accuracy of 86% was achieved using the experimental data. Thus, the effectiveness of
the proposed method for remotely detecting the action of texting on a smartphone while walking was
verified.</p>
      <p>In our experiments, all participants were approximately 20 years old and were measured in the same
experimental environment. Therefore, the future direction of our study is to measure various types of
participants of different ages and in different environments. In addition, experiments on multiple
pedestrian situations are important to demonstrate the practicality of the proposed method.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgements</title>
      <p>We appreciate all the participants for their engagement in this study.</p>
    </sec>
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