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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>On the Generalization of the Semantic Segmentation Model for Landslide Detection</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Fahong Zhang</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yilei Shi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Qingsong Xu</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zhitong Xiong</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Wei Yao</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xiao Xiang Zhu</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Chair of Remote Sensing Technology (LMF), Technical University of Munich</institution>
          ,
          <addr-line>Munich</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Data Science in Earth Observation, Technical University of Munich (TUM)</institution>
          ,
          <addr-line>Munich</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Remote Sensing Technology Institute (IMF), German Aerospace Center (DLR)</institution>
          ,
          <addr-line>Weßling</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The goal of landslide detection is to detect regions with landslide events. It is critical for emergency response and disaster monitoring. This study is based on the context of Landslide4Sense competition, whose goal is to promote efective and innovative algorithms to detect landslides across diferent continents, using Sentinel-2 and ALOS PALSAR data. Considering its global-scale coverage, studying the generalization performance of the landslide detection model on unseen regions turns out to be an important task. To this end, we propose a self-training method to improve the generalizability of the landslide detection model by exploiting the pseudo labels of unlabeled samples with low uncertainty. According to experimental results, the proposed self-training method is efective in bridging the shifts between labeled and unlabeled data, and achieves the rank of the 3rd place on the Landslide4Sense competition.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Landslide detection</kwd>
        <kwd>Semantic segmentation</kwd>
        <kwd>Self-training</kwd>
        <kwd>Domain adaptation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        transferability of semantic segmentation model is also
of great importance. Due to the diferent atmospheric
With the ongoing climate change and the rapid urbaniza- conditions, shooting angles and illuminations, satellite
tion in landslide-prone terrains, Landslides have become data across diferent regions may have large domain shifts
an increasingly threatening hazard in mountainous ar- [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. As a result, the semantic segmentation model trained
eas and started to afect a large amount of population. on specific areas may fail to generalize to diferent unseen
In order to accurately and rapidly monitor the landslide regions across the world in diferent periods of time.
events occurred over the world, satellite data are con- Self-training approaches have been demonstrated to
sidered as a promising data source owing to their high be efective in promoting the generalizability of deep
global coverage, relatively high temporal and spectral learning models in the field of semi-supervised learning
resolution. and domain adaptation [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. They first generate pseudo
      </p>
      <p>
        In a technical point of view, the landslide detection labels on the unlabeled data based on a teacher model
problem based on satellite data can be regarded as a bi- pre-trained on labeled data. Then the pseudo labels with
nary semantic segmentation problem, where the learning high confidence will be used to supervise the training
based model is required to distinguish the landslides with of the student model on the unlabeled data. With this
background areas. In the computer vision society, seman- considered, we propose a self-training method based on a
tic segmentation has always been a popular research Monte-Carlo dropout uncertainty [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] and class-balanced
topic. From the earlier Fully Convolution Network (FCN) thresholding. The contributions of this paper can be
[
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ] to the currently dominating transformer-based ap- listed as follows:
proaches [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ], tremendous improvements have been
witnessed with the developments of the network
architecture. As reported in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], several baseline semantic
segmentation models have demonstrated promising
performances in the task of landslide detection.
      </p>
      <p>In addition to designing more sophisticated and task
specific network architectures, the research towards the
• We propose a self-training method based on</p>
      <p>Monte-Carlo dropout uncertainty and
classbalanced thresholding on the task of landslide
detection. The experimental results demonstrate
that the proposed method can provide significant
improvements over the baseline, and help to
improve the generalizability of semantic
segmentation models.
• We technically prove the efectiveness of the
proposed method on Landslide4Sense competition,
where we achieve the 3rd prize with a testing F1
score of 73.50%.</p>
      <p>Unlabeled Image
Labeled Image</p>
      <p>Teacher Model
Mix-up and
Augmentation</p>
      <p>Student Model
Softmax Output</p>
      <p>Thresholding
Target Prediction</p>
      <p>Pseudo labels</p>
      <p>Pseudo Label Loss
Source Prediction</p>
      <p>Labels
Supervised</p>
      <p>Loss</p>
    </sec>
    <sec id="sec-2">
      <title>2. Methodology</title>
      <sec id="sec-2-1">
        <title>2.3. Self-training</title>
        <p>We illustrate the pipeline of the proposed method in Fig. As shown in Fig. 1, a teacher model pre-trained on the
1. The remaining parts of this section will formulate the training data will be used to generate pseudo labels for
landslide detection problem and elaborate the methodol- supervising the student model. However, since the raw
ogy in details. pseudo labels are usually noisy, a selection strategy is
required to filter out the misclassified pixels.</p>
        <p>
          First, we use the Monte-Carlo dropout strategy [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] to
2.1. Problem Formulations estimate an uncertainty map for each input test patch.
In the landslide detection problem, we are given a set More specifically, we forward the test patch to the source
of labeled training data  = {, }, and un- model with 10 diferent runs. In each run, random
labeled test data  = {}, where , , and dropout with 0.3 dropping rate will be applied to the
 ∈ R×  are each training patch, training label, and feature map obtained by the first convolution layer. The
test patch, respectively. Our task is to train a semantic variances of 10 diferent output logits will be considered
segmentation model on  and , and optimize as the uncertainty map.
its performance on . The overall loss function of Second, we mask out the uncertain predictions from
the proposed method is: the teacher model. Inspired by [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], we propose to select
a certain proportion of the pixels for each class with the
ℒ = ℒ + ℒ. (1) lowest uncertainty among all the test data. To this end,
90% of the background pixels and 70% of the landslide
The mix supervised loss ℒ and pseud label loss ℒ pixels are utilized, and the others will be ignored when
will be formulated in Sec. 2.4 calculating the losses. Finally, the pseudo label loss can
be formulated by:
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Supervised Losses</title>
        <p>We use cross entropy loss and jaccard loss as the
supervised losses:
ℒ(, ) = ℒ(, ) + ℒ(, ). (2)
ℒ(, ˆ) = ℒ(, ˆ) + ℒ(, ˆ). (3)
Here ˆ corresponds to the pseudo labels generated by
the teacher model.
(4)
(5)</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.4. Mix-up Strategy</title>
        <p>
          To prevent the model from overfitting to the training data,
a mix-up strategy [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] is applied to both the training and
test data to further increase the generalizability. Given
a batch of training and test data, the mixed data can be
generated by:
        </p>
        <p>′
Here  is derived from , where all the image patches
in the same batch are shufled.  is a scalar randomly
sampled from a predefined beta distribution during
training. Then we can reformulate the supervised and pseudo
label losses as:
ℒ =  ℒ(˜, ) + (1 −  )ℒ(˜, ′),</p>
      </sec>
      <sec id="sec-2-4">
        <title>2.5. Post-processing</title>
        <p>
          We apply the dense conditional random field (DenseCRF)
[
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] as a post-processing technique to better match the
predicted landslide contours with the ground truth.
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Experiments</title>
      <sec id="sec-3-1">
        <title>3.1. Datasets</title>
        <p>
          The proposed method is developed and evaluated on
the Landslide4Sense competition [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. The provided data
consist of 12 Sentinel-2 bands and 2 topological bands
including SLOP and DEM, both of which are derived
from ALOS PALSAR. Each band is resized to 10 meter
resolution per pixel. The data are cropped to 128 × 128
patches. 3799, 245 and 800 patches are provided for
training, validation and testing, respectively.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Implementation Details</title>
        <p>
          For the overall training setting, we use SGD optimizer
with Nesterov acceleration to train the network, where
the momentum and weight decay are set to 0.9 and
5 × 10− 4, respectively. The batch size is set to 16, and
the training lasts for 60, 000 iterations. For data
preprocessing, we normalize the first 12 bands by linearly
scaling them to the range of [
          <xref ref-type="bibr" rid="ref1">0, 1</xref>
          ]. For data
augmentation, we perform random flipping, random resizing
and cropping, and finally resize the patch to the size of
256 × 256.
        </p>
        <p>
          The time period of the Landslide4Sense competition
includes a validation phase and a test phase. During
the validation phase, only validation data are released.
During the test phase, the test data will be available, yet
the chances for submitting the results for evaluation will
be limited. With this as background information, we give
the workflow of training our final model as follows.
• Model 1. We first train a base model using solely
the training data, which means the teacher branch
in Fig. 1 is blocked. ResNet50 [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] and Deeplab
V3+ [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] are used as the backbone and the
decoder, respectively. The ResNet50 backbone is
initialized using the ImageNet pretrained weights.
The training lasts for only 30, 000 iterations to
avoid overfitting.
• Model 2. This model is developed during the
validation phase, where we use Model 1 as the
teacher model, and validation data as the
unlabeled data. The architecture is based on HRNet
[
          <xref ref-type="bibr" rid="ref13">13</xref>
          ].
• Model 3. Compared to Model 2, the only
diference of Model 3 is that we apply a ResNext50
[
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] backbone and a Deeplab V3+ [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]
architecture.
• Final Model. The final model uses all the
validation and test data as unlabeled data. Following Fig.
1, its student model is pre-trained on Model 3,
and Model 2 is considered as the teacher model.
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Results</title>
        <p>The final results on the test leaderboard are shown in
Tab. 1. For our methods, we plot the results of the Final
Model and Model 2. Due to the limited submission times,
the other models were not evaluated. By comparing the
results of Model 2 to Final Model, one can observe that
pre-training on a diferent architecture ( Model 3) helps
to improve the performance of the Final Model.</p>
        <p>Some qualitative results on the testing data are shown
in Fig. 2. According to the results, the proposed method
can successfully distinguish the road areas with the
landslides, which are similar to each other in RGB
appearances. However, some small landslides that fall to the
road are also ignored (see the first two rows). By
comparing the raw predictions and the post-processed results,
we notice that DenseCRF will remove some isolated
landslide predictions, but help to shrink them to better fit
to the spatial topology (see red rectangles in the last
column).</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Ablation Study</title>
        <p>We perform the ablation study based on the validation
data and list the results in Tab. 2. It can be observed that
both Model 2 and Model 3 are superior to Model 1 by
a large margin. In addition, if the self-training branch is</p>
        <p>Prediction</p>
        <p>DenseCRF</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusions</title>
      <p>This paper studies the landslide detection problem and
propose a self-training method to improve the
generalizability of the semantic segmentation model. The
experimental results on Landslide4Sense dataset demonstrate
that the proposed method can help to bridge the gap</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This work is sponsored by China Scholarship Council.</p>
    </sec>
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