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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>ORCID:</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A  Target  Enterprise  Architecture  Approach  for  New  Mobility  Services in Demand‐Responsive Public Transport </article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mark-Oliver Würtz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kurt Sandkuhl</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Computer Science, University of Rostock</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Jellyco GmbH</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>  Demand-responsive public transport, such as new mobility solutions (NMS), like car sharing, urban bikes or e-scooters, have become increasingly popular in big cities. NMS have started to influence the way people move in urban areas, but they are also expected to impact public transport operators and especially their IT landscape. The purpose of this paper is to present and evaluate this issue from a first enterprise architecture (EA) as a target/reference architecture based on ArchiMate (V.3.1). Although EA management is recognised as relevant for public transport companies, there is a lack of an overall architecture fulfilling requirements of needs-oriented local public transport (especially NMS). The purpose of the research and in particular of this paper is to contribute to this area by (a) highlighting the strategic necessity including the required capabilities, (b) presenting a first target architecture and (c) concretising it in a section using the example of the area of planning and resource deployment.</p>
      </abstract>
      <kwd-group>
        <kwd>1  enterprise architecture</kwd>
        <kwd>new mobility services</kwd>
        <kwd>public transportation</kwd>
        <kwd>reference architecture</kwd>
        <kwd>target architecture</kwd>
        <kwd>demand-responsive traffic</kwd>
        <kwd>supply-oriented traffic</kwd>
        <kwd>supply-oriented public transport</kwd>
        <kwd>demand-oriented public transport</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction </title>
      <p>
        3. Investigated and evaluated the feasibility of integrating this into certain parts of the enterprise
architecture on the basis of existing architectural approaches of classic public transport
companies. [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], using the example of an on-demand ridesharing service offered by the largest
German public transport company.
      </p>
      <p>The publications above follow the design science approach in the course of a PhD project.
The aim of this publication is to demonstrate the integration of demand-responsive transport into classic
public transport companies on the basis of existing architectural approaches (e.g., ITVU core model)
and to concretise it in a newly developed reference architecture. In this context, the new enterprise
architecture in the area of traffic planning is presented in excerpts in this work with regard to changes
and extensions for the integration of demand-oriented traffic.</p>
      <p>
        The primarily used ITVU core model is a recognised reference model in the German-speaking public
transport sector. The architectural approaches were identified in a literature review at [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and were used
to create the new architecture during modelling. This empirical approach deals with:
a. the consideration of the connections between the strategic and motivational levels.
b. a modern target architecture at the business and application level.
c. the link between the strategic and motivational level (a.) and the business/application level
(b.).
      </p>
      <p>Following the presentation of the created artefact, a first evaluation according to uniform quality
characteristics is carried out. In future work, the artefact will be evaluated by experts so that it can be
optimised further.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Research approach and delimitation </title>
      <p>
        The working paper presented in this seminar is part of a research programme that investigates
methodological and instrumental support in the form of a reference or target architecture for the
integration of demand-responsive public transport, such as New Mobilitiy Services (NMS) into classic
supply-oriented public transport companies. This programme follows the paradigm of design science
research [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>This study concerns the explication of the problem and the creation of a design artefact: EA method
support for the integration of demand responsive public transport especially NMS including tool
support. The part of our research presented in this paper started from the following research question
based on the motivation presented in section 1: RQ: What does a reference architecture or target
architecture that integrates demand responsive transport into a traditional public transport company look
like?</p>
      <p>
        The research method used to answer this research question is a combination of literature review and
conceptual-deductive work. Starting from the (already outdated) ITVU core model [
        <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
        ] which is a
de facto industry standard for supply-oriented local passenger transport, further literature, such as the
VDV publication 7046 - User requirements for an open mobility platform [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] and expert publications,
e.g. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] were used.
      </p>
      <p>Added to this is the expertise of the first author who worked in the field for more than 10 years,
which forms the basis of the conceptual-deductive work. The extended reference/target architecture was
modelled on the basis of ArchiMate. The aim of this work is not to compare the old and new
architectures, but to model and present an extension of the old architecture. One challenge in the
creation of this new Enterprise Architecture (EA) was to consolidate the various approaches in different
modelling forms and to model them anew and extended in ArchiMate.</p>
      <p>The work concentrates on the administration-oriented areas of the provision of services by public
transport companies. The focus is on the interaction between the specialised departments and the use of
IT. In this paper, the most important components of an overall architecture were presented first. Based
on this, we examine the area of transport planning</p>
      <p>The modern reference/target architecture was modelled with ArchiMate and is presented in the
following sections.</p>
      <p>Based on the results from the extended enterprise architecture, we argue that an integration of
demand-driven transport (esp. NMS) -based on the strategic requirement- is efficiently possible on the
basis of a reference/target architecture.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Target enterprise architecture of a public transport company </title>
      <p>
        Based on the results from [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], an initial consideration of the demand-responsive NMS BerlKönig
(Berlin’s taxi-based service) and the resulting requirements for a demand-responsive local transport
system was prepared. Based on this, this section (especially subsections 1 and 2) concentrates on the
presentation of the components of a reference/target architecture that integrates a demand-responsive
local passenger transport (or NMS) into a classically oriented public transport company. In the third
section (3) of this section, the modelled reference/target architecture (EA) is present-ed as an example
based on a selected process (transport planning).
      </p>
      <p>In the last section (3.4), the sub-architectures (strategic/operational) created in 1 and 2 are linked to
check whether the capabilities are supported by the operational sub-architecture.</p>
    </sec>
    <sec id="sec-4">
      <title>3.1. Strategic consideration of demand‐responsive transport in the context  of classic public transport companies </title>
      <p>In this section, the strategic connections, such as the capabilities and control of resources, which a
classic public transport company must fulfil if it wants to integrate demand-oriented transport into its
organisation, are presented. The strategic view is flanked by the motivation level, which connects and
maps requirements, results, end states and changes of the organisation with the responsible stakeholders
of the organisation.</p>
      <p>With this view of the goal architecture, a better understanding of the connection between the
strategic level and the motivational level is created.</p>
      <p>Figure 1: Strategic consideration of demand‐oriented local passenger transport ‐ especially NMS ‐ in 
classic public transport companies, Source: own illustration. </p>
      <p>In Figure 1, the lowest level shows the skills that a modern public transport company must have in
order to be able to offer demand-responsive transport. In addition to the skills that a classic public
transport company needs as well, such as customer service and IT development, there are skills such as
digital platforms and the management of demand-oriented local passenger transport. In addition, there
is (nowadays) the ability to conduct driving-related environmental protection management. In
Germany, environmental protection is embedded in the statutes of all public transport companies and
must be taken into account.</p>
      <p>Figure 1 further illustrates how capabilities affect the requirements that a corresponding enterprise
must realise through the control of resources. The implementation of the requirements leads to a result,
which brings about the fulfilment of an end state. This end state changes the organisation, which in turn
is desired or respectively must be accepted by stakeholders.</p>
      <p>In this context, it should be emphasised that the ability to manage demand-responsive public
transport opens up the possibility of serving customers on the last mile. This increases the number of
customers and ensures shorter waiting times through better connection options. The improved
utilisation of means of transport and the increase in the number of customers leads in total to a reduction
of exhaust gases within the area of operation of the public transport company. Customer satisfaction
increases due to improved connections and the environmentally friendly transport service. In addition,
turnover increases due to increased demand. These drivers pay into the goals of the respective
stakeholders CIO and CFO.
3.2.</p>
    </sec>
    <sec id="sec-5">
      <title>Consideration of the business/application level </title>
      <p>In this section, we consider the relationship between the processes and the respective roles/actors that
a public transport company must have in place for the provision of driving services, as well as at the
application level.</p>
      <p>The arrangement of the process elements within this architecture artefact follows the usual
representation of (value-added) processes, according to which the processes are arranged by input to
output from left to right.</p>
      <p>Figure 2: Process structure of the reference/target architecture, Source: Own representation </p>
      <p>All further element types of this architectural representation are oriented towards this. In order to
develop a modern architecture that can be adapted to the new challenges, the following two approaches
were considered for the implementation of the artefact:
1. Service-oriented architecture approach at business and application level to increase the
flexibility of the organisation, and
2. Central communication between the components with the help of an enter-prise service bus
on the application side, which standardises and technically channels the communication.</p>
      <p>Figure 3 shows the overall architecture with the business and application levels. In this context, the
required data objects were assigned to the applications and explained in more detail.
Figure 3: Components of a reference/target architecture of a public transport company with demand‐
oriented NMS. Source: own illustration. </p>
      <p>The architecture presented here is structurally divided into the executive business roles, services and
processes as well as the application services and applications. As presented at the beginning of the
section, the EA is divided into the analysed process structure of public transport companies and thus
into the following main areas:
 Planning and use of resources</p>
      <p>This area contains the planning components for service provision. Here, traffic is combined
with operational planning and resource deployment. The goal is to create an integrated,
interdependent traffic and operational planning for efficient service delivery.
 Fare-/rental-fare collection management</p>
      <p>Here, on the one hand, the supply-oriented planning results are transferred into products and
tariffs and, on the other hand, the demand-oriented services are provided with rental prices or
rental prices from ex-ternal service providers are consolidated and made available for billing.
 Operational management</p>
      <p>In operational management, the services are provided or their provision is supported by
business services such as traffic dispatching, trip execution or passenger information.
 Sales</p>
      <p>This area includes the complete travel planning, booking and billing of the fare or rental. The
central point of this customer-oriented area is a mobility platform that connects all forms of
mobility - whether supply- or demand-oriented - of a public transport company with each other.</p>
      <p>After the presentation of the architectural components of an architecture that fulfils the requirements,
in the next section this work will exemplify the architecture in the area of "traffic planning" and the
identified requirements that must be taken into account in the integration of demand-responsive traffic.
3.3.</p>
    </sec>
    <sec id="sec-6">
      <title>Architecture using the example of traffic planning </title>
      <p>In this section, we present traffic planning in the context of an EA. The architectural parts shown are
oriented towards the process sequence. In Figure 4, these parts are shown as a section of the overall
architecture.
- Enterprise Service Bus
Figure 4: Traffic planning ‐ section of the overall architecture. Source: own illustration. </p>
      <p>The roles Traffic Planner and Timetable Planner are involved in traffic planning. They carry out
the following process steps via the defined business services Demand planning, Supply planning and
Vehicle scheduling:
a. Passenger counting and analysis</p>
      <p>In this process step, the passenger counting and passenger survey activities are combined.
The output (data on passenger numbers and flows) of this process is passed on to the
following process step (b.).
b. Planning of supply-oriented traffic</p>
      <p>This process step can be found in every classic public transport company. At this point, the
traffic is planned on the basis of count data, traffic data (usually from the traffic office etc.)
and e.g., holiday data.</p>
      <p>The output of this step is processed traffic data that structures the demand for
supplyoriented traffic (lines). In classical companies, this is followed by the process step
Lineplanning (d.). In public transport companies that have integrated demand-oriented traffic,
the process Planning of demand-oriented traffic (c.) follows in parallel.
c. Planning of demand-oriented traffic</p>
      <p>This step in the process implements the key requirements that a public transport company
must fulfil in the planning area if it wants to integrate demand-responsive transport and
manage it within its sphere of influence.</p>
      <p>The output of this step is traffic data, such as the establishment of mobility hubs, such as
stations (e.g., Jelbi stations in Berlin or hvv switch in Hamburg) where demand-oriented
transport systems are made available for rent. In addition, neuralgic points that are important
for strengthening last mile transport are identified and noted for the provision of sharing
services. This also includes the mobility hub mentioned above.</p>
      <p>The subsequent process step Shift planning belongs to operational planning rather than
transport planning.
d. Line-planning</p>
      <p>Line planning shapes the supply-oriented traffic in the form of lines on the basis of the
output of (b.). The output -planned lines- of this process is made available to the two
processes of vehicle scheduling and duty scheduling in the operational planning area.</p>
      <p>The processes relevant here are served by application services supported by an enterprise service
bus. The corresponding applications that organise the functionality and data storage are accessible via
the service bus. This fulfils the requirement for a flexible, decoupled modern enterprise architecture
that offers the advantages described in 3.2.</p>
    </sec>
    <sec id="sec-7">
      <title>3.4. Supporting  the  strategy  (capabilities)  through  the  operational  architecture </title>
      <p>This section examines to what extent the strategy is supported by the business and application level.
This examination focuses on the demand-oriented transport con-text - but not on environmental
protection, which was still taken into account in the motivation strategy.</p>
      <p>The model shown in Figure 1 is used as the basis for this review. The following diagram shows
which elements of the business support/fulfil the achievement of the overarching strategic capabilities:</p>
      <p>Figure 5 identifies the operational components that act on the capabilities as strategic behaviour.
The Business Service Demand planning, the Business Process Planning of demand-orientated traffic
and the Application Service Traffic planning contribute to the realisation of the Capability Management
of demand responsive public transport. Furthermore, the Application Service Traffic planning
additionally contributes to the realisation of the capability IT-Development.</p>
      <p>Traffic planning will have several effects on the most important capability management of demand
responsive public transport of a demand integrated public transport company.</p>
    </sec>
    <sec id="sec-8">
      <title>4. Conclusions and future work </title>
      <p>In order for public transport companies in German-speaking countries to continue to fulfil the control
function in local public transport in the long term, they must be able to understand and manage the core
services of demand-responsive transport in the context of their traditional work. This does not
necessarily mean providing the services themselves, but rather establishing administrative and control
processes and the systems that enable central planning and control. The autonomy of
demandresponsive local transport should not be questioned in this context.</p>
      <p>In this work, an initial target or reference architecture was developed on the basis of the strategic
requirements and the most important enterprise components identified. Subsequently, these were
operationally concretised in the sub-area of transport planning.</p>
      <p>The developed reference/target architecture shows in its excerpt that changes in the area of planning
of public transport companies arise in the context of the integration of demand-oriented transport. Not
only do new business services and processes have to be developed, but also additional application
services and applications have to be expanded or adapted.</p>
      <p>The architecture is encapsulated by services at the business and application levels. This enables the
organisation to integrate new NMSs quickly and easily or to out-source individual areas. In addition,
an enterprise service bus makes it possible to combine a wide variety of applications and data sources
into new services or for inter-application communication. Flexibility is thus fulfilled in the future.</p>
      <p>
        In further scientific publications we plan to:
a. present the entire target/reference architecture,
b. provide evidence of the operational architecture's support for strategic requirements,
c. carry out a first own evaluation of the developed architecture according to quality attributes
for enterprise architectures, based on [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
d. evaluate the research programme on the basis of the Design Science approach by experts
and present the resulting changes or expansions again.
      </p>
    </sec>
    <sec id="sec-9">
      <title>5. References </title>
    </sec>
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