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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Knowledge Extraction for Art History: the Case of Vasari's The Lives of The Artists (1568)</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Cristian Santini</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mary Ann Tan</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleksandra Bruns</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tabea Tietz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Etienne Posthumus</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Harald Sack</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>FIZ Karlsruhe - Leibniz Institute for Information Infrastructure</institution>
          ,
          <addr-line>Karlsruhe</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Karlsruhe Institute of Technology, Institute AIFB</institution>
          ,
          <addr-line>Karlsruhe</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Knowledge Extraction (KE) techniques are used to convert unstructured information present in texts to Knowledge Graphs (KGs) which can be queried and explored. Despite their potential for cultural heritage domains, such as Art History, these techniques often encounter limitations if applied to domain-specific data. In this paper we present the main challenges that KE has to face on art-historical texts, by using as case study Giorgio Vasari's The Lives of The Artists. This paper discusses the following NLP tasks for art-historical texts, namely entity recognition and linking, coreference resolution, time extraction, motif extraction and artwork extraction. Several strategies to annotate art-historical data for these tasks and evaluate NLP models are also proposed.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Knowledge Extraction</kwd>
        <kwd>Art History</kwd>
        <kwd>Cultural Heritage</kwd>
        <kwd>NLP</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>To understand the meaning of works of art, art historians investigate and analyze not only
the physical properties and subject matter, but the historical context of their creation. A rich
source of historical knowledge is evident in textual documents that contain artifact descriptions,
historical memoirs, letters, and biographies, such as Giorgio Vasari’s The Lives of The Artists
(1568). Nowadays, the information contained in these historical texts is not only of interest
for art researchers, but also for computer scientists who want to fully unlock the knowledge
contained therein with the help of Natural Language Processing (NLP).</p>
      <p>NLP techniques for Knowledge Extraction (KE), like Entity Recognition (ER), Entity Linking
(EL) and Relation Extraction (RE), are used to convert unstructured information present in
texts to Knowledge Graphs (KGs) which can be queried and explored. However, domain
specific resources, such as art-historical texts, pose a number of challenges when these tasks
are conducted. For example, most NLP techniques don’t take into account the problems specific
to historical texts: the complexity of historic languages, the variety of the types of documents
(press articles, letters, diaries, etc.), the specific pragmatics of the authors, and the possible noise
present in the input due to data processing techniques such as Optical Character Recognition
(OCR). Moreover, there is a lack of domain-specific resources, especially for art-historical data, to
train Machine Learning (ML) models to extract or classify specific information for art-historians.
For this reason, an identification of challenges specific to KE on art-historical texts is needed.</p>
      <p>This paper discusses a series of challenges which emerged when dealing with KE on The
Lives of The Artists, a collection of artists’ biographies written by the Italian painter Giorgio
Vasari in the XVIth century. This book is still one of most authoritative bibliographic references
for Art History from the Gothic to the Mannerist era and to extract a knowledge graph from
this work would entail the possibility for researchers to explore and query information related
to European artists from the XIIIth to the XVIth century, their creative endeavours and the
dynamics of their conservation, which is still not available in general-purpose KGs, such as
Wikidata. Moreover, this digitization process would allow, from an historiographical perspective,
to compare statements made by Vasari with those availed by contemporary art historians. For
this reason, a well-designed evaluation dataset which enables a fair comparison of diferent
NLP tools on this text is needed. Scope of this work is the analysis of the issues involved
in the curation of art-historical datasets and the presentation of potential solutions for their
annotation.</p>
      <p>The challenges of KE for Art History presented in this paper are related to the following
NLP tasks: A) the recognition and resolution of entities associated with various concepts, i.e.
ER and EL; B) the resolution of coreferences between entities and pronouns in long texts;
C) the extraction and normalization of temporal information; D) the extraction of
artworkrelated information; E) the possibility of considering, during the evaluation, multiple correct
annotations in the ground truth. More specifically, D) does not only concern the identification
of contextual information, such as used materials, locations or dates, but also to the extraction
or classification of artworks’ content. In this context, the identification of so-called motifs, i.e.
iconographic themes which involve one or multiple subjects, is of course of interest.</p>
      <p>The contribution of this paper is the discussion of these aforementioned challenges along
with the delineation of the possible solutions that NLP practitioners can adopt to annotate
art-historical data and create KE resources for this domain. In order to provide examples to
motivate our strategies, we used as case-study excerpt extracted from The Lives of The Artists
by Vasari (1568). The remainder of the paper is structured as follows. Section 2 presents related
work on KE and the Digital Humanities. Section 3 describes the main challenges for KE on
art-historical texts by using as case study The Lives of The Artists. Section 4 concludes the paper.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>
        A general overview of the variety of knowledge extraction tasks which have been carried out
for cultural heritage domains is provided in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This work describes the scenarios in which
NLP techniques are applied (data processing, knowledge extraction, metadata extraction) and a
series of general challenges for cultural heritage data. However, an overview of the specific
challenges for specific domains is lacking. A recent survey on the challenges of ER and EL for
historical documents is provided in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], where the authors list four main issues: the variety of
documents (newspapers, letters, memoirs, books), the presence of noise in the input data due to
data processing techniques (such as OCR), the problem of old historical language varieties and
the lack of standardized resources. In fact, as motivated by this study, the lack of standardized
benchmarks for historical data pushes researchers to focus their efort either on specific tasks,
such as entity recognition and linking, or on specific document types, such as old historical
press data or literary texts.
      </p>
      <p>
        One of the main KE tasks carried out in the Digital Humanities is EL, due to the importance of
correctly resolving mentions to entities to a KG. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] utilized DBpedia Spotlight to disambiguate
named entities on the Bentham Corpus. In [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], three third-party entity extraction tools were
evaluated on a case study based on the descriptive fields of the Smithsonian Cooper-Hewitt
National Design Museum in New York. With respect to these studies, common limitation is the
fact that third-party tools are used on English-only texts and the creation of publicly available
datasets to train and evaluate domain-specific models is not considered. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] evaluated an EL
architecture specifically designed for recognizing and linking mentions to persons in French
literary criticism texts and scientific essays from the 19th and early 20th centuries. In [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] the
problem of entity linking on multilingual historical press articles with OCR errors was addressed
by evaluating and End-to-End EL model on a domain-specific corpus: the NewsEye Benchmark
Dataset1. However, a main limitation of these studies is the fact that the proposed approaches
consider only a restricted set of entities, either persons [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] or proper nouns [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], so these systems
may not work well in the art-history domain, where significant variations in vocabulary and
lexical and syntactic structures are present.
      </p>
      <p>Named Entity Recognition (NER), Coreference Resolution and Event Detection was addressed
in [7] by creating a benchmark from literary works extracted from project Gutenberg, containing
100 diferent English-language novels. However, this resource reuses the guidelines of a
generaldomain dataset, i.e. ACE 2. Specific to this dataset is the inclusion of common nouns ( boy,
kitchen) and nested structures (such as [[the cook]’s sister]). The annotation and normalization
of temporal information, i.e. Temporal Tagging, for historical documents was proposed in [8],
where a multilingual corpus of historical documents extracted from Wikipedia with annotated
temporal information is presented. As main challenges for temporal tagging on these documents,
the authors mention the importance of context, underspecificity, the portability of
domainspecific guidelines to contemporary texts and the consideration of language specific diferences.
However, since the corpus consists of Wikipedia articles, this study does not take into account
the problem of historical lexical variations used to express time.</p>
      <p>Few studies have investigated EL and, more generally, knowledge extraction techniques
for the Art History domain. [9] proposed an EL corpus for creative works extracted from
contemporary texts. In their study, the authors focused on the annotation of nested entities and
their impact on the evaluation of three general-purpose EL tools: Dbpedia Spotlight, AIDA and
Recognyze. Despite its focus on the challenges of textual data containing mentions to creative
works, this work does not take into consideration further challenges of the annotation, such as
the definition of domain-specific tagsets or the inclusion of multiple correct annotations for the
same entity.</p>
      <sec id="sec-2-1">
        <title>1https://zenodo.org/record/4573313#.YtUp8HZByn4 2https://catalog.ldc.upenn.edu/LDC2006T06</title>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Challenges of Knowledge Extraction in The Lives of The</title>
      <p>Artists
In this section, challenges of the following KE tasks on art-historical texts will be discussed:
entity recognition, entity linking, coreference resolution, time extraction, motif extraction and
artwork extraction. These challenges emerged as part of a preliminary research on the creation
of a KE pipeline for Vasari’s The Lives of The Artists. The goal of the aforementioned research
is to apply a series of NLP techniques to art-historical texts in order to verify their potential
in complementing the information present in existing KGs. However, a number of challenges
specific to art-historical texts were found. In each of the following subsections, potential
strategies to overcome these challenges and create task-specific annotations are presented.</p>
      <sec id="sec-3-1">
        <title>3.1. Entity Recognition</title>
        <p>One of the first steps in a Knowledge Extraction pipeline is the identification of entity mentions
inside a text, namely Entity Recognition (ER). A problem to be faced when dealing with
arthistorical texts is related to the fact that entities of interest are also expressed as common nouns:
materials from which artifacts are made, techniques, styles, subjects, etc. For this challenge,
ifne-grained tagsets, such as the one from the recently released MultiNERD [ 10] can be reused.
This tagset contains entity types applicable to both named entities and common nouns which
occur in art-historical data, such as Persons (PER), Organizations (ORG), Locations (LOC), Event
(EVE), Animal (ANIM), Plant (PLANT) and Mythological entity (MYTH). To extend the annotation
to cultural products and related information, this tagset can be extended with the following
entity types:
• Artifact (ART): both tangible, such as books (Old Testament), artworks, instruments; and
intangible, such as subject matters (philosophy), languages, iconographies (Mary with the
Child).
• Material (MAT): materials from which artifacts can be made (wax)
• Technique (TECH): technique with which an artifact is made (fresco)</p>
        <sec id="sec-3-1-1">
          <title>But meanwhile the [Florentines] , hearing in the year 1515 that [[Pope]</title>
          <p>Leo X]  wished to grace his native [city] with his presence, ordained for his
[reception]  extraordinary [festivities]  and a sumptuous and magnificent
[spectacle] , with so many [arches] , [façades] , [temples] , [colossal
ifgures]  , and other [statues] and [ornaments] , that there had never
been seen up to that time anything richer, more gorgeous, or more beautiful; for
there was then flourishing in that [city]  a greater abundance of fine and exalted
[intellects]  than had ever been known at any other period.</p>
          <p>E 1: Annotation considering common nouns, proper nouns, noun phrases and nested entities.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Entity Linking</title>
        <p>A further step in KE is the resolution of identified entity mentions by using a KG, i.e. EL. One
of the first challenges that should be solved is to find a KG with extensive coverage of the
entity types mentioned in Section 3.1 . Wikidata is a strong candidate due to its wide coverage.
However, by using a general-purpose KG, entities from historical texts, such as those mentioned
in Vasari’s text, may not be found, and therefore they are to be labelled as NIL. Moreover,
another challenge is related to historical languages and the presence of lexical variations to
define known entities. For example, what Vasari often mentions as Greek manner refers to the
Byzantine art. In addition, figures of speech such as metonymy are to be considered. E 2 shows
how the surface form Fointainebleau is resolved by a link to the implicitly mentioned palace
and not to the geographical place. In E 2 each entity is resolved by using the corresponding
title of the English Wikipedia page.</p>
        <p>The [work]_  is now in the [collection]_() of [[King]
Francis of [France] ] ___ , at [Fontainebleau] __ .</p>
        <p>E 2: Annotation showing how entities are resolved.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Coreference Resolution</title>
        <p>Art-historical texts may often be long documents, such as biographies or correspondence.
Therefore, coreferences between previously explicitly mentioned entities and personal pronouns
should be taken into account. E 3 shows a sentence in Vasari’s text where the first clause does
not have as subject an explicit mention to an entity but only a personal pronoun. For coreference
resolution, a possible strategy is to annotate the surface forms of the entities from the entity
recognition dataset as well as personal pronouns, as previously performed in [7] for
noncontemporary novels. Following the guidelines proposed in the same work, nested honorifics
(Mr.) and titles (Pope) are excluded from the coreference resolution task.</p>
        <p>[He]1 also restored the [right arm]2 of the ancient [Laocoon]3, which had been
broken of and never found, and [Baccio] 1 made one of the full size in [wax]4, which
so resembled the ancient [work]3 that [it]2 showed how [Baccio]1 understood [his]1
art; and this [model]5 served [him]1 as a [pattern]6 for making the whole [arm]7 of
[his]1 own [Laocoon]8.</p>
        <p>E 3: Annotation considering coreference.</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Time Resolution</title>
        <p>The extraction of temporal information is also relevant to capture further information about
the contexts of artworks and artists’ lives. One of the challenges of time extraction in historical
documents is presented by non-specific time expressions, such as references to centuries ( 6th
century), historical periods (The Baroque era) and fuzzy time expressions (By the year 1420). For
general time expressions, annotation frameworks such as TimeML [11] have been proposed
to normalize them; moreover, the use of information inside KG, such as Wikidata, allow to
extract dates of historical periods using start date and end date properties. E 4 shows how
information related to historical periods can be annotated by using TIMEX3INTERVAL [12].
&lt;TIMEX3INTERVAL earliestBegin="1464-09-16" latestBegin="1464-09-16"
earliestEnd="1471-07-26" latestEnd="1471-07-26"&gt;&lt;TIMEX3 tid="t1"
type="DURATION" value="P2504D"&gt;In the time of Pope Paul II&lt;/TIMEX3&gt;
&lt;/TIMEX3INTERVAL&gt;</p>
        <p>E 4: Example of annotated and normalized time expression.</p>
        <p>However, a further complexity found in Vasari is posed by references to calendar dates which
use mentions of popular events, such as festivities. For example, in this book the date of birth of
Rafaello is mentioned as the Good Friday of the year 1483. To normalize these expressions, we
can rely on the most consolidated opinion among art-historians, which are using the Gregorian
Calendar to indicate the Good Friday of 1483 as March 28.</p>
      </sec>
      <sec id="sec-3-5">
        <title>3.5. Motif Extraction</title>
        <p>Analysis of artistic themes or motifs in artworks is a vital endeavor for art historians. Motifs
can be either named entities (S. Sebastian), long noun phrases (The Feast in the House of Simon
the Pharisee) or common nouns (vase). It is clear that these types of entities cannot be resolved
with an encyclopedic KG such as Wikidata, since it is not designed for iconographic subjects.
Moreover, for the extraction of this information two tasks should be carried out: a) the
recognition of sequences of words which describe iconographic motifs, and b) the identification of
these motifs by using an appropriate classification system.</p>
        <p>This can be addressed by modelling the problem as a specific sequence labelling task where
motifs are identified inside a text and annotated through the ICONCLASS 3 classification system
[13]. This task is distinguished from ER and EL since the relations between multiple entities
and specific events should be considered. Moreover, another challenge is related to the fact that
the same motif can be described with nested ICONCLASS notation, as shown in Figure 1.</p>
      </sec>
      <sec id="sec-3-6">
        <title>3.6. Artwork Extraction</title>
        <p>The identification of artworks is crucial when dealing with art-historic data. However, artistic
works are not always mentioned explicitly in historical texts. In fact, complex lexical
variations and long descriptions are often used by non-contemporary art-historians to refer to
artists’endeavours. Figure 2 shows an example of two paintings referenced by Vasari: despite
the fact that the explicit title is missing, the artwork references can still be resolved by a human
annotator to a unique entry in a Knowledge Base (KB) (in this case Wikipedia). For this reason,
further KE tasks should be considered, besides those previously mentioned: a) recognition of
explicit as well as implicit artwork references; and b) resolution of these descriptions by using a
unique identifier present in an external resource, such as a KB or a KG.</p>
        <p>Sequences of words referring to artworks are often triggered by verb phrases which are
referred to the activity of an artist (painted). Moreover, for artwork resolution, the previously
described steps of ER and EL, coreference resolution, time extraction and motif extraction should
come into play. The second example (from the top) in Figure 2 shows how to correctly interpret
the creator of a work a personal pronoun has to be resolved. Finally, artwork descriptions
allow us to extract further contextual information related to an artifact, such as its location
and commissioner, or information related to its depicted motifs, which might complement the
already existing knowledge about an artwork.</p>
      </sec>
      <sec id="sec-3-7">
        <title>3.7. Evaluation</title>
        <p>With the KE tasks identified in the preceding sections, a comprehensive evaluation strategy
is necessary. In this context, the pragmatics behind the evaluation of NLP tools should take
into consideration the potential ambiguity of several linguistic expressions related to cultural
concepts. As an example, nested entities are relevant when dealing with ER and iconographies,
since these often consists of sets of elements, as in [[Mary] with the [Child]].</p>
        <p>Another problem is related to the possibility of multiple correct answers for entity resolution
systems. As an example, artwork descriptions in Vasari’s text which mention the deity of Love
may be resolved by two diferent annotators by using the Wikidata entities Eros (Q121973)
or Cupid (Q5011), being both alias of the same entity. With respect to this issue, leveraging
annotators’ disagreement can be beneficial, as discussed in [14].</p>
        <p>A further challenge applies to motifs: for example, the subject of the Last Supper can be
classified in ICONCLASS using 2 entries: 73D2, which identifies the biblical episode, and 73D24,
which is a subclass of the first and identifies the specific scene. While a human annotator can
try to use always the most precise class in the ICONCLASS hierarchy, an automatic system may
classify a motif with a superclass or subclass of the ICONCLASS code in the ground-truth. For
this, evaluation measures for hierarchical classification, such as those proposed in [ 15], can be
considered.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion and Future Work</title>
      <p>Art-historical texts are part of our cultural heritage and as such can ofer additional insights on
how ideas developed around artistic subjects and which conditions determined the evolution of
artistic tendencies. In this paper a series of challenges of KE for Art History are presented. The
takeaway lesson is that, to model a specific domain, the concepts introduced and the limitations
of existing general approaches should be carefully considered. Moreover, complex linguistic
features, ambiguity and historical ideas that are not anymore part of our cultural frame pose
challenges to NLP models. In future work, a fully annotated sample dataset extracted from
Lives of The Artists will be provided to enable a valid comparison of KE tools for art-historical
texts, as well as complete and detailed guidelines for the annotation and the evaluation of the
proposed KE tasks.
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