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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Prerequisite Knowledge of Learning Environments in Human- Robot Collaboration for dyadic teams</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Tobias Keller</string-name>
          <email>tobias.keller@th-koeln.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Daniel Majonica</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anja Richert</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roland Klemke</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Open University</institution>
          ,
          <addr-line>Heerlen, City</addr-line>
          ,
          <country country="NL">Netherlands</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Technische Hochschule Köln</institution>
          ,
          <addr-line>Cologne</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Human-robot teams are organizational units consisting of a human and a robot working on the same task at the same time in a common workspace. They work flexibly with each other and the assignment of subtasks occurs during direct collaboration. It is known from human-human interaction that these collaborative activities require certain mental models that can also be applied to human-robot interactions (HRI). Inadequate mental models of the robot can lead to misinterpretations and thus to errors. In this work, it is proposed to use the construction of three essential mental models as prerequisite knowledge for flexible human-robot interaction. The further elaboration of these models in an industrial assembly scenario serves as a concept for the development of a prototype of a learning application in further research.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Paper human-robot interaction</kwd>
        <kwd>human-robot collaboration</kwd>
        <kwd>mental models</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Collaborative robots have become an integral part of many industrial companies in processes that
are difficult to automate. They are intended to support humans and keep them as an active part of
production [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. It is required that the cooperation in such socio-technical systems is designed
humancentered [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. This can mean, for example, giving part of the process control back to the human being
and implementing human-robot teams that work flexibly with each other. Such a dyadic team in
humanrobot collaboration can be seen as an organizational unit consisting of a human and a robot [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] working
on the same task at the same time in a common workspace [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The assignment of subtasks occurs
during the direct collaboration, where both agents start a subtask on their own initiative [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and takes
place in joint coordination depending on the situation [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. To ensure smooth and secure production
processes, it is highly important that the interaction between the robot and the human feels natural and
pleasant. An actual realization of such a natural interaction is not yet possible with the current state of
the art [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Although the interaction between humans and robots shows a rise in similarities to
interpersonal communication, there are still fundamental differences. For example, especially in
industrial environments, robots usually lack communication channels like verbal communication or the
communication of attention, for example, through the direction of gaze. These can be partially
substituted by other technologies, such as displays, projections and AR-HMDs. In this process, the
sometimes subtle implicit information that humans effortlessly understand in other humans is
transferred into explicitly presented information. Subconscious processes with lower amounts of
information to be processed now require conscious attention [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. For humans, this means that these
differences in human-robot interaction compared to human-human interaction must first be learned for
successful cooperation. Inadequate human mental models of the robot and the situation can lead to
misinterpretations and thus to errors. Therefore, the question arises which mental models are necessary
for human-robot collaboration and which aspects should be considered for the respective models. In
this work, a selection of prerequisite knowledge is proposed, which is necessary for a smooth
cooperation in flexible human-robot teams.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>
        One of the prerequisite knowledges of human-robot team collaboration is a mental model of the
robot. One approach to transfer a mental model to the human is, to use a humanoid robot which could
be interpreted with human-like capabilities and constraints [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Another way to infer human-like
capabilities and constraints is, to use human-captured motions and show these captures alongside the
experiment [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. These human-human interaction captures with interaction selection and temporal
alignment could create a foundation for dynamic collaboration of human-robot interaction. For this, the
motion data from a human-human demonstration is captured, selected, and temporally aligned with a
potential similar human-robot interaction. Tausch describes this dynamic collaboration as a
selforganizing sociotechnical system [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In this system, a human and a robot coordinate task dynamically
between each other. Each set of actions could be started from either side through self initiation.
Additionally, this dynamic task interaction could be different depending on the individual in order to
create natural HRI [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        Häusler and Sträter [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] write that mistakes can happen when the necessary knowledge is not present
or the mental model is inadequate. This might be true for the mental model in HRI as well. Constructing
the correct mental model for the robot is also agreeing with Wischmann [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] who writes that humans in
HRI need an extended understanding of the full task and capabilities of the robot. Especially due to the
high demand in human control over the processes in HRI compared to human-human interaction, the
understanding of the mental model and full knowledge of the task are mandatory for this new type of
collaboration.
      </p>
      <p>
        According to Buxbaum and Häusler [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] the ability for human collaboration requires three types of
mental models. First, the situation model includes the necessary information of the situation and
possible goals, second, the person model includes the individual properties of the collaboration partner
and, third, the self model includes the information about the capabilities of the self, for example own
motives, goals, abilities, and limitations. In the following chapter, we specify the prerequisite
knowledge of these types of mental models for human- robot teams.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Prerequisite Knowledge of Human-Robot-Teams</title>
      <p>The basis for collaboration in human-robot teams is provided by the mental models for the
collaboration ability of humans presented in the previous chapter. Fig. 1 demonstrates the three mental
models in an collaborative assembly scenario.</p>
      <p>
        The model of the collaboration partner in this case refers to the robot, even if it is not a person.
Nevertheless, it makes sense to speak of a person model in this scenario. Since an intention must also
be attributed to the robot as a collaboration partner so that the mirror neurons are activated in humans
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and the next steps of the robot can be anticipated. The situation model contains the information
about the working environment and the common task that is to be processed with the robot.
      </p>
      <p>In order to get a better understanding of the exact aspects of the mental models involved,
literaturebased core aspects of collaborative assembly were collected, grouped and assigned to the three mental
models mentioned above. The result is shown in Fig 2. For the purpose of clarity, only the essential
aspects for interaction between humans and robots were considered.
In respect to the robot’s model, people who have little or no experience working with robots are likely
to start the collaboration with a nearly empty mental model. However, memories from the media
(movies, books, games) can also have an influence on this model that do not apply to a particular use
case. Therefore, it is important for the human in the collaboration to have an adequate mental model of
the robot that will actually be used. One of the most important aspects of correctly anticipating the
robot’s actions is to first have an understanding of what capabilities the robot has. These capabilities
can be further divided into physical, perceptual and cognitive capabilities. In contrast to a static
preprogrammed process, in a collaborative scenario with an autonomously acting robot it is also important
for the human to understand what and how the robot perceives the human and its environment and
which decisions the robot can make on which information basis. Thus, the mental models are also
connected to each other, e.g. only when the task and the capabilities of the robot are known, a
meaningful decision can be made about assigning a certain subtask to the robot.</p>
      <p>The concept serves to make the abstract idea of mental models in human robot collaboration more
concrete by means of an example and to identify the core aspects. Thus, it can be used to define the
requirements for a learning application in flexible collaborative assembly.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion and Future Work</title>
      <p>In order to learn a mental model of the robot we have proposed different types of prerequisite
knowledge. These include the possible interaction types of the robot and restrictions of movement. In
order to collaborate, human and robot have to find a common ground with shared information and
shared attention.</p>
      <p>One limitation for sharing information might be the limited communication channels of the robot.
Especially in an industrial assembly cell, the robot might not be designed to have sufficient
communication channels for the current task. This could restrict the capabilities of learning the
prerequisite knowledge efficiently. Therefore, a possible future approach could be, to use immersive
technologies in tandem with the robot, to create an environment which multimodal information and
interaction possibilities.</p>
      <p>In this paper we show the prerequisite knowledge of learning environments in human-robot
collaboration for human-robot teams. We present a detailed look at three necessary mental models,
which will serve as the basis for the development of an immersive learning environment in further work.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This project was funded by the BMBF, the German Federal Ministry of Education and Research,
under the MILKI-PSY (ger. abb. for Multimodal immersive learning with artificial intelligence for
psychomotor training; https://www.milki-psy.de) name and the grant code: 16DHB4013.</p>
    </sec>
  </body>
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