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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Colour and Visual Computing Symposium, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Colour Diference Assessment in Controlled and Uncontrolled Environments</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mohammad Jaber Hossain</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Phil Green</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, Norwegian University of Science and Technology</institution>
          ,
          <addr-line>Gjovik</addr-line>
          ,
          <country country="NO">Norway</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <volume>0</volume>
      <fpage>8</fpage>
      <lpage>09</lpage>
      <abstract>
        <p>Two diferent environments were considered in this study to conduct the psychophysical experiment to find a relationship between the perceived and calculated colour diference in display colours. One of the experiments was in a controlled environment, which took place in the NTNU colour lab using PsychoPy, and the other was conducted online by hosting the same experiment on the Pavlovia website. The experiment was conducted by comparing 48 diferent colour patches having 6 diferent color centers. A number of colour diference measurement formulas using diferent mathematical and statistical methods are introduced on a regular basis by incorporating diferent concepts. To find the relationship between perceived and computed colour diference, this study used CIEDE2000, CIE94 and CIE76 to calculate the colour diference using formulas. And a category judgment experiment using greyscale anchor point having six categories used for perceived colour diference. There were 17 observers in a controlled environment and 25 observers in an uncontrolled environment experiment without having any colour deficiency problems. The Standard Residual Sum of Squares (STRESS) index was used to find the relationship between the perceived and computed colour diference. Alongside, the STRESS function is also used to test the observers inter and intra observer variation and repeatability. The results show that controlled environment observers achieved a more rational relationship according to the stress index in perceived and computed colour diference using all three formulas. According to the result of inter and intra observer variation, controlled environment observers were more consistent, which archived a lower stress value.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Visual colour diference</kwd>
        <kwd>psychological experiment</kwd>
        <kwd>controlled environment</kwd>
        <kwd>uncontrolled environment</kwd>
        <kwd>colour vision</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Colour diference formulas are widely used in diferent industries including image quality
measurement, printing technologies, textiles, dentistry which have a commendable impact.
By comparing two colour samples, a predicted visual diference can be found using colour
diference formulas, which can be referred as ΔE. MacAdam started as one of the very first
approaches using psychological experiments in color vision research by viewing two diferent
colours to the observers, one is fixed as test colour and the other was adjustable and asked
to adjust the second one as test colour [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Psychological experiments allow measuring the
perceived colour diference, which can be referred as visual diference ( ΔV). CIE76,CIE94,
CIEDE2000 are widely used colour diference formulas to get the computed colour diference
[
        <xref ref-type="bibr" rid="ref2 ref3 ref4">2, 3, 4</xref>
        ]. According to the study in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], these CIE recommended colour diference formulas are
developed to find the relationship with visual colour diferences more accurately, which are
applicable on CIELAB colour spaces for small colour diferences. In [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], the study claimed that
a considerable amount of variability was found in colour diference experiment in between
the observers, which was acknowledged by inter-observer and intra-observer variability. This
variability finding approaches also referred as repeatability and respectively in some cases, was
not addressed in the experiments done in earlier ages of this type of experiment alike MacAdam’s
experiment [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. For this study, we conducted the experiment in a controlled environment which
took place in the NTNU colour Lab and in an uncontrolled environment, the experiment was
conducted online. There are some uncertainties in an uncontrolled environment. It is dificult
to make sure all variant colour is in the gamut of the display of the observer or not in an
uncontrolled environment. For this reason, the visual diference in an uncontrolled environment
may show some inconsistency. The main objective of the study is enlisted as follows:
• The study focused on finding out the uncertainty of visual diference that can occur in
psychophysical experiments conducted online without taking any control over observers
and comparing that with experiment conducted in a controlled environment.
• Additionally, the study also examined the relationship between quantitative formulas
measurement (CIEDE2000, CIE94, CIE76) and perceived visual diference in diferent
environments.
• Alongside, one of the other challenges of doing psychophysical experiments for visual
colour diferences can be cross-individual diferences and repeatability of the observers.
      </p>
      <p>To inspect these challenges inter and inter-observer variability was investigated.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related work</title>
      <p>
        The measurement of visual diference is considered a subjective experiment conducted on
our visual sensory system where this perceived diference between two diferent stimuli is
considered as ΔV. On the other hand, to get the calculated diference ΔE, a number of metrics
were introduced by the time. CIELAB colour diference formula, which is known as CIE76 as
well, was figured out based on perceptually uniform colour space LAB, which had a considerable
agreement with the visual judgement of colour diferences [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Subsequently, CIE94 was
introduced in 1995 by simply correcting CIE76, working on perceptual colour diference’s
dependency on chroma variation[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Afterwards, CIE recommended one of the most recent
colour diference formula CIEDE2000 which was proposed in 2001 and formulated by reliable
experimental data using large-scale combined dataset[
        <xref ref-type="bibr" rid="ref3">3, 7</xref>
        ]. In [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] the study proposed, that
during the selection of colour diference formulas for a diferent range, CIEDE2000 should
be considered because of this formula’s reasonable performance in small and large range of
experiments. All these formulas CIEDE200, CIE94 and CIE76 are dependent on CIELAB colour
spaces, which forces the necessity of getting CIELAB values from measured tristimulus values.
The study [8] worked on display colour patches where the measured CIE tristimulus values XYZ
converted to CIELAB colour space using the display white point for the further calculation on
CIE76 colour diference formula. In [ 9] the study showed a comparison between controlled and
uncontrolled environment psychophysical experiment where the study discarded 35 percent
of data which were miss-classified where the study complement of web based uncontrolled
experiments for visual studies.
      </p>
      <p>A significant number of approaches were utilized to conduct the colour diference experiment.
But the more accepted ways are using the grey scale comparison method and the anchor pair
method. In [10], using the anchor pair method, the study asked the observer to find whether
the colour diference is larger or smaller, comparing the anchor pair and test pair. Grey scale
pairs method was used in [11] to compare the sample colour pair and a number of grey scale
anchor pairs where the observer was asked to choose the grey scale pair comparing the most
relate-able grey scale pair and sample coloured pairs having diferent lightness.</p>
      <p>
        PF/3 (performance factor as an average of three terms) used to show the relationship between
the perceived colour diference and computed colour diferences in mid 2000s [ 12, 13]. However,
to evaluate the coherence in between the perceived colour diference and the calculated colour
diference the Standardized Residual Sum of Squares (STRESS) has been broadly used in recent
studies [14, 15, 16]. The less the amount of index value shows, the better consistency of visual
data and quantitative value. Mean-variance of observer group in diferent color centers utilized
in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] for the Inter and intra-observer variation analysis. But to find the inter-observer and
intra-observer consistency and repeatability, the most recommended method to use is STRESS
as well [17]. The range of the STRESS value is between 0 to 100, a small number of STRESS
value represent a good agreement between the relationship factors.
      </p>
      <p>STRESS: Following equations are used to calculate the STRESS index value, where ΔE takes
the value of the calculated diference and ΔV contains the perceived response [11, 14].
  = 100
︃( ∑︀ (Δ − 1Δ)2 )︃1/2</p>
      <p>∑︀ 12Δ2
∑︀ Δ2
1 = ∑︀ ΔΔ
√︁
Δ* =</p>
      <p>
        (*2 − *1)2 + (*2 − *1)2 + (*2 − *1)2
CIE76: To find the computed colour diference, following formula used in CIE76 [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]:
(1)
(2)
(3)
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Methodology</title>
      <p>The psychophysical experiment in a controlled environment was conducted using Psychopy
v2021.2 which was locally installed in the NTNU Colourlab, in a dimly lit room. For the
uncontrolled environment, the same experiment was hosted online using Pavlovia.org [18]
website, the experiment starts with general instruction, having an Ichihara test in the very
beginning to test whether the observers group has a normal colour vision or not. There was
a trial test taken before the experiment to get familiar with the experiment-taking procedure.
Moreover, a repeat test was taken to check the repeatability of the observer, although it was not
disclosed earlier to the observers to test real repeatability. Figure 1 shows the flow chart of the
Psychopy experiment.</p>
      <p>
        Figure 2 presents the experimental setup which has a colour patch in the middle surrounded
by 6 anchor grey scale patches, which are referred as the categories of colour diferences.
Observers have the radio button options at the bottom to choose the scale of visual colour
diference between 1 to 6, which is mentioned in the top left corner of the grey patches. The 6
grey patches (1 to 6) refer to the six diferent categories of colour diferences which are: no colour
diference, just a noticeable diference, very small diference, small colour diference, medium
colour diference and large colour diference. These categories were introduced in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] for another
type of colour diference experiment named Two-alternative force method. After selecting the
number of grey patches according to the perceived colour diference, observers need to press
the space button to go to the next patch to perceive, a pause with a blank background for 500
milliseconds before moving to the next patch. Observers have the opportunity to change the
chosen radio before pressing space to go forward for the next patch, but once observers move
forward with the space, there is no way to get back and change or check the selected category.
Besides, the observer can not move forward without selecting the patch number, which means
skipping a particular sample measurement was not allowed. There will be 48 diferent patches
arrived randomly to choose the diference, 12 of them repeated again to check the intra-observer
variability, total of 60 patches compared by the observers.
      </p>
      <sec id="sec-3-1">
        <title>3.1. Experiment setup for controlled environment</title>
        <p>The experiment in a controlled environment was conducted on an AdobeRGB calibrated display
having 80/2 luminance and a white point of 6500k which have a gamma value of 2.2. There
is a chin rest placed to maintain a distance of 50 cm from the display. There was a 15-minute
warm-up time reserved after starting the monitor before starting the experiment, which ensures
the highest luminance of the display. The tristimulus values of all the samples were measured
using the Tele-spectroradiometer Konica Minolta CS2000, keeping a distance of 50 cm between
the Tele-spectroradiometer and the display. Then using the display white point and utilizing
[19], the tristimulus values were converted into CIELAB values. The display used for the
experiment was an EIZO ColorEdge CG246 and the room lighting condition was dim. Due to
the pandemic situation, the mouse, keyboard, and the chin rest used for the experiment were
sanitized every time after completing the experiment by each observer.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Experiment setup for uncontrolled environment</title>
        <p>Pavlovia.org [18] provides the facility to host the experiment online using Psychopy. The
website is a subscription-based platform that requires credits to run the experiment online.
The setup experiment went through the piloting to make sure it was working fine online with
the same appearance as in the lab. In an uncontrolled environment, it is a bit challenging
to impose restrictions on the observers to maintain certain criteria, e.g., being in a certain
viewing condition, managing a particular viewing angle, distance and consent about chin rest.
Additionally, the calibration state and display type could be diferent for the uncontrolled
environment observers. But observers were instructed to use the Google Chrome browser to
get a better experiment experience and to eradicate the problems related to the appearance of
the experiment setup and patches.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Observer group</title>
        <p>For the controlled environment, observers were collected using social media among the COSI
master’s degree students and other sources. There were 17 observers in total, and all the
observers had normal colour vision. And the uncontrolled environment observers were invited
to take the experiment by sending the link through the emails, and 25 observers in total
conducted the experiment. An Ichihara test took place at the beginning of the experiment in
both cases to acknowledge there was no colour deficiency problem in the observer group.</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Sample creation</title>
        <p>As all the observers had normal colour vision, the diference between the colour patches was
chosen as a small colour diference according to the guideline of [20]. For this experiment, six
colour centers were considered, and eight diferent variations of each colour center were created,
and the colour center was also included in these variants. Variants were created considering the
display gamut. A total of 60 patches were shown in two steps for the experiment to compare,
48 of them were diferent, and 12 patches were shown repeatedly to inspect variations and
repeatability of the observer. Table 1 listed all the 6 colour centers used for the experiment and
their corresponding CIELAB values. And the background used for the experiment has CILAB
values L*=54, b*=0, c*=0. Figure 3 shows the colour centers listed in Table 1 and shows that
all the centers were in the gamut of the controlled environments experiment setup display.
Figure 3 includes the display white point as well in the middle of the 6 centers. Figure 4 shows
that all the variants of diferent colour samples are in the gamut of the display as well. This
display gamut will not be the same for the observers who took the experiment online. That
varies from display to display used by the observers online. The measured size of the controlled
environment colour patches was 3.6cm*3.6cm for each patch, according to the size of the object
and the distance from the display, the observer angle became 4 degrees, so observers can be
considered as 4-degree observers for the controlled environment.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Results and Discussion</title>
      <p>All the observers for controlled and uncontrolled environments went through the Ichihara test,
and all the observers found the correct element shown in the picture, which concludes that all
observers have normal colour vision. The visual scores of the observers for the uncontrolled
environment group are higher than those of the controlled environment group. Table 2 shows
the range of selected categories by averaging all the observer responses according to the colours
and the overall average score for the colour. According to the table uncontrolled environment
observer chosen the higher categories most which provides higher average scores in each
category with an exception in Green.</p>
      <p>The tristimulus values of 48 colour patches, including the display white point, were measured
using a Tele-spectroradiometer on a controlled environment experiment’s display. Then these
XYZ tristimulus values were converted to the CIELAB colour space using the white point of
the display. Afterwards, the computed colour diferences for CIEDE2000, CIE94 and CIE76
were calculated using MATLAB R2021a using these CIELAB values. The computed range of the
colour diferences from just a noticeable diference to a large diference scale considered for the
experiment is summarized in Table 3, according to the colour centers and formulas used for the
result comparison.</p>
      <sec id="sec-4-1">
        <title>4.1. Coherence between calculated and visual colour diference using Plotting</title>
        <p>One of the methods utilized in earlier studies to visualize the computed data and perceived
response data is plotting ΔE and ΔV which was used in [11]. For the visual response, the
average of all the responses was taken and CIEDE2000, CIE94 and CIE76 were utilized to get the
computed colour diference data. There was a total of 6 categories in the experiment, average
categories plotted in Y axis of figure 5, figure 6 and figure 7. On the other hand, the computed
data was plotted on the X-axis of the figures. There are a total of 48 blue points in all the figures
to show the relationship between ΔE and ΔV. In all these three figures 5,6 and 7, the left side
graph shows the relationship of controlled environment experiment and the right graph shows
the relationship of uncontrolled environment experiments. The graphs also show a similar
reflection as in Table 2 that uncontrolled environment observers perceive larger categories than
the controlled environment observers.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Coherence between calculated and visual colour diference using STRESS</title>
        <p>Standard Residual Sum of Squares(STRESS) is the most recommended approach to finding
the relationship between perceived and computed colour diferences. Table 4 represents the
STRESS results for both controlled and uncontrolled environments in between the CIEDE2000
colour diference formula and average perceived category response. A lower index of stress
shows the better relationship, hence here the controlled environment observer achieved a lower
STRESS index which represents the controlled environment observers perceived better category
assumption with the formula provided colour diference. And in between the colours, green
has considerably gained a lower index value, which means controlled environment observers
perceive green more rationally according to the comparison with CIEDE2000. However, both
environmental observers achieve a higher index for Red, which reflects that red was less
rationally perceived by the observers.</p>
        <p>According to the Table 5, it shows the STRESS indexes found by using average ΔV and
computed ΔE (using CIE94). Here in the controlled environment again, green achieved a better
relationship according to the stress value. However, in an uncontrolled environment, blue
achieved a lower index value, which provides a better relationship between the formula of
CIE94 and the average perceived diference in the blue colour center.</p>
        <p>Furthermore, Table 6 shows a diferent relationship than the previous two formulas as CIE76
provided large numbers in computed colour diferences. Here blue colour was perceived more
Colour</p>
        <p>Blue
Green
Red</p>
        <p>Cyan
Magenta
Yellow
rationally in controlled and uncontrolled environments, which reflects STRESS value that was
comparatively lower than others.</p>
        <p>However in between the colours, cyan provides a higher STRESS index in both environment
experiments with all the formulas used which is present in all three tables 4, 5 and 6. Comparing
these 3 tables, CIE94 achieved a better relationship with the perceived colour diferences, having
lower STRESS index values most of the time, with some exceptions in some colour centers.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Inter and Intra observer variation using STRESS</title>
        <p>Inter-observer variants refer to the variability between one and other observers, which
indicates variations between observers. But the intra-observer variability was measured by the
observer’s own variation which can be found by repeating the same task twice and observing
the repeatability of the observer.</p>
        <p>The inter-observer variability according to each color center was calculated using stress in
table 7. Firstly, the individual observer’s variability was calculated for each colour center variant
using STRESS considering each individual observer’s response and the average observer’s
response. And then the mean stress of all observers was reported here in the table. The same
method was applied to find the mean stress for both controlled and uncontrolled environment
experiment. Whereas Table 8 shows the intra-observer variability which was calculated using
repeated patch’s first attempt response and second attempt response. Primarily individual
observer STRESS index was calculated according to the colour centers, afterwards average stress of
all observers was reported in the table. Comparing the results controlled environment observers
were consistent in most of the colours according to both inter and inter-observer variation with
some exceptions for green and red in intra-observer variation. Observing the stress value of
inter and intra-observer variability in both controlled and uncontrolled environments, the stress
value diference found was less than 1 to 5 stress values. In most of the colours centers, it was
between less than 1 to 2.</p>
        <p>Inter observer variability Intra observer variability
Controlled environment
Uncontrolled environment</p>
        <p>Zhongning et al[21]</p>
        <p>Melgosa et al[17]
centers may need to choose considering smaller gamut of the display.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>This study shows the coherence between the perceived colour diference and computed colour
diference using controlled and uncontrolled environment for the experiment. The observers in
the controlled environment have more rational results according to the STRESS index rather than
the uncontrolled environment’s observer in comparison with colour diference formulas and
inter-intra variation, although the uncontrolled environment achieved a considerable STRESS
index as well. The experiments create a new dataset for further research on the experiment
conducted online which can be utilized to compare with others to find a solution on how to move
the experiment online. To conduct the psychophysical experiment on large-scale observers,
which will give more insightful analysis, online uncontrolled environment experiments can
be promoted considering the challenges in doing the experiment online. The uncontrolled
environment benefits by allowing the observer from any place, which helps to find the results
from anywhere in the world, which can be useful to find the region-wise perceived result for
many particular applications which can be investigated in future.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The authors are thankful to NTNU colour lab members for helping with all the instruments
required for the experiments and especially to Gregory High, Phd candidate for his support
by sharing credits to host the experiment online. The observers sacrifice their crucial time to
conduct the experiment, authors are grateful to them.
Society for the Study of Color, The Swedish Colour Centre Foundation, Colour Society of
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[7] CIE, Technical report: Improvement to industrial colordiference evaluation, CIE
Publication 142 (2001).
[8] Q. Pan, S. Westland, Comparative evaluation of color diferences between color palettes, in:
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[9] S. Zufi, P. Scala, C. Brambilla, G. Beretta, Web-based versus controlled environment
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[19] P. J. Green, A colour engineering toolbox, 2003.
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    </sec>
  </body>
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