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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Learning analytics to support teachers in the challenge of overcoming the learning gaps in k-12 students</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Erverson B. G. de Sousa</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rafael Ferreira Mello</string-name>
          <email>rafael.mello@ufrpe.br</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Cesar School</institution>
          ,
          <addr-line>Recife</addr-line>
          ,
          <country country="BR">Brazil</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Departamento de Computação, Universidade Federal Rural de Pernambuco</institution>
          ,
          <addr-line>Recife</addr-line>
          ,
          <country country="BR">Brazil</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Toulouse</institution>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <fpage>12</fpage>
      <lpage>16</lpage>
      <abstract>
        <p>The emergency remote teaching caused by the covid-19 pandemic has potentiated the learning gaps of several students in Brazilian education, especially in the K-12 settings. Amidst the many challenges imposed by the pandemic, the adoption of digital tools in the school context has provided the generation of educational data, which can be collected and analyzed in order to provide evidence-based decision making, taking into account all the stakeholders in the teaching and learning process. Such decisions can provide for the personalization of learning, which aims to provide the student with educational resources that promote the building of weakened skills caused by learning gaps. The present thesis plan aims to present the work plan for the development of a Learning Analytics Dashboard tool for teachers in a basic education school in order to support data-driven pedagogical decision-making and to enable personalized monitoring of learning pacting, mainly, the teaching and learning process [1]. the virtual environment, adds to the role of the school</p>
      </abstract>
      <kwd-group>
        <kwd>Learning analytics</kwd>
        <kwd>learning gaps</kwd>
        <kwd>k-12 students</kwd>
        <kwd>personalized learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>1. Introduction</p>
    </sec>
    <sec id="sec-2">
      <title>Schools have been facing new challenges due to the</title>
      <p>
        worldwide COVID-19 pandemic, which has been
imMany school institutions, even without the proper time
and resources, had to migrate classes to the digital
world, through educational apps and platforms [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The
abrupt adoption of remote teaching evidenced the socio- institution [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
educational precariousness of several countries,
including Brazil. The strategy adopted to continue teaching did
not reach some students and teachers, due to the context
of social vulnerability [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        In the scenario of basic education, which comprises
educational indices, but also with concerns related to
the physical and emotional health of its professionals,
students and family members [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].This new reality, linked
to the challenge of transposing face-to-face classes to
manager, who must take into account the current
socioeducational reality, and improve his decision-making
process to achieve the goals of the school. educational
      </p>
      <p>
        Amid so many challenges imposed by the pandemic,
the adoption of digital tools in the school context has
provided the generation of educational data, which can
be collected and analyzed in order to provide
evidencebased decision-making, taking into account all parties.
such dificulties are potentiated, as it comprises one of
the levels of education from kindergarten to high school, interested in the teaching and learning process [8].
Decision making is a task that is part of the daily routine of a
the most important periods for students in this age group, school manager, as well as the teacher who deals directly
ready existed in the context of Brazilian education [6]
teaching scenario, increasing the learning gap that al- tervene, recommend and, above all, improve the quality
the literacy process and the construction of
mathematical skills, that serve as a base throughout their school
career [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. These experiences and knowledge were
completely afected due to adaptation to the new remote
(R. F. Mello)
(R. F. Mello)
[7].
      </p>
    </sec>
    <sec id="sec-3">
      <title>In this context, school management has the fundamental role of dealing not only with issues of improving</title>
      <p>Proceedings of the Doctoral Consortium of Seventeenth European
[10].Supporting the decision-making of managers,
coordinators, teachers and other stakeholders in student
learning. There have been applications of LA techniques
in the context of basic education, among these
applications are those that enable data-based decision making for
teachers and other stakeholders, especially with regard
to personalization of the teaching and learning process
[11]. On the other hand, most eforts in the use of LA
are focused on higher education [12] [13] [14], lacking
more research and tools that meet the specific demands
of basic education schools [15].</p>
      <p>Data-based decision-making is an essential action in the
school context, taking into account the growing
generation of educational data provided by student interactions
with digital tools, as well as traditionally existing data,
such as grades and attendance [9].Within this context,
educational performance indicators also play an
impor1.1. Main goal tant role in decision-making with the aim of improving
the teaching and learning process. All data and
informaDevelop a Learning Analytics tool for teachers of k-12 ed- tion from the various sectors that make up the school
ucation school in order to support pedagogical decision- can and should be used in order to provide insights and
making based on data and enable personalized monitor- support decision-making in a timely manner with the
ing of learning. aim of promoting personalization and learning recovery.</p>
      <sec id="sec-3-1">
        <title>1.2. Specific objectives</title>
      </sec>
      <sec id="sec-3-2">
        <title>2.1. Background and context</title>
      </sec>
      <sec id="sec-3-3">
        <title>1.3. Research questions</title>
        <sec id="sec-3-3-1">
          <title>1.3.1. Main question</title>
        </sec>
        <sec id="sec-3-3-2">
          <title>1.3.2. The main question is divided into four sub-questions</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>How to support a k-12 education school to deal with the challenges arising from learning gaps, through Learning Analytics techniques?</title>
      <p>• Collect studies that used Learning Analytics in 2.1.1. Personalized monitoring of learning in
the context of basic education; blended learning
• Identify the demands of an elementary school to Due to the global pandemic of covid-19, schools had to
adopt Learning Analytics at an institutional level; adapt the way they interact with students, starting to use
• Investigate the main problems and challenges as- more disruptive teaching-learning tools and strategies
sociated with the adoption of Learning Analytics to guarantee remote classes, such as Google Meet and
in the context of elementary schools; Zoom, which were used. to enable synchronous classes
• Design of a Learning Analytics tool to monitor [16]. With regard to educational strategies, there was a
students’ learning progress; massive adoption of hybrid teaching models, since, soon
• Conduct an evaluation of the adoption of the pro- after the beginning of the vaccination period for health
posed tool in a primary school and verify if it professionals, many schools began to partially return to
supports teachers in how to deal with student the face-to-face model, adopting this approach [17].
learning gaps through personalization of teach- Blended learning is “a model of formal education that
ing. is characterized by merging two modes of teaching:
traditional and online, also valuing interaction and collective
and collaborative learning” [18]. In the systematic
review conducted by [19], where they investigated what
types of hybrid learning models exist, having found six
types. The following models were found: supplementary,
inverted classroom, rotational laboratory, study rotation,
synchronous collaborative hybrid and dual-collaborative
group.</p>
      <p>With a diferent approach to the traditional teaching
model, blended learning has as its specific characteristic
a more personalized learning, respecting the students’
own pace and understanding that people learn in diferent
ways [20]. Based on this understanding, it is possible to
ofer students learning that addresses their learning gaps
and can enable students to learn more individually and
efectively.
• How can educational data analysis help address</p>
      <p>learning gaps?
• How to deal with ethical issues in the adoption</p>
      <p>of Learning Analytics in k-12 education?
• How can learning analytics techniques support
the personalized monitoring of student learning
in k-12 education?
• What is the context of a k-12 education school to
adopt Learning Analytics?</p>
      <sec id="sec-4-1">
        <title>2.1.2. Application of Learning Analytics in k-12</title>
      </sec>
      <sec id="sec-4-2">
        <title>Education</title>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Learning Analytics (LA) is an emerging research field</title>
      <p>that aims to measure, collect, analyze and report data
about students and their contexts, as well as understand
and optimize learning and the environment in which it ing necessary changes during the school period, in daily
takes place [21]. practice [28].</p>
      <p>Despite substantial growth in the application of learn- In view of the objective of formative assessment, which
ing analytics to improve teaching and learning in the aims to accompany students, collecting evidence of their
last decade, most of these works have focused on higher learning process, learning analytics techniques can be
education issues and contexts [22] [23]. With a wider used to deal with the measurement, collection, analysis
adoption of digital educational technologies in primary and reporting of these collected data, enabling
teacheducation, recently accelerated by remote emergency ers and other stakeholders valuable information about
classes due to Covid-19, there has been a greater aware- students during the construction of their knowledge,
takness of using LA to accompany and personalize the learn- ing into account the individual learning pace. Through
ing process [24]. these data, it is impossible to make a pedagogical decision</p>
      <p>In the systematic review of the literature conducted by based on data, since with the increasing use of
educa[11] 42 studies were identified that applied LA techniques tional technologies, in the context of basic education,
in the context of basic education, among the approaches more data is generated during student interaction made
are, data distillation for human judgment, prediction, ed- possible through formative assessments made available
ucational data mining, discovery with models and cluster- by teachers daily.
ing. Most of these approaches developed isolated works Support for teachers’ decision-making has gained a
in some sector of the school, but did not address the con- lot of notoriety in recent studies in the area of
learntext of adopting learning analytics in an institutional way. ing analytics for basic education [29]. And with regard
Some aspects must be considered with regard to the use to personalized monitoring of learning, through the
inof AL in basic education, an institutional diagnosis must creasing use of digital technologies in basic education, it
be taken into account to understand the needs of the is possible to empower teachers to deal with problems
context of a particular school, the ethical issues that are arising from lag and learning gaps, and help students to
generated must be taken into account. from the use of the recover their learning [30].
data, it is necessary to use more diversified techniques
that take into account, mainly, the personalized accompa- 2.2. Related works
niment of the learning and, finally, to use explainability
techniques (Explainable artificial intelligence) in the algo- In order to verify the importance of the challenges
prerithms used to support students, teachers and educational sented in this thesis plan, a systematic review of the
litermanagers [11]. ature was carried out, in order to obtain the state of the
art of publications that addressed the application of
learn2.1.3. Use of Learning Analytics in formative ing analytics in the context of high school, and later it
assessment to support data-driven was A survey of studies was carried out, directly from the
pedagogical decision making databases, to update these studies, as well as to identify
studies that addressed the use of learning analytics in the
Assessment has three general functions: diagnose, con- context of basic education as a whole to support teachers
trol and classify. These three functions are represented, and/or managers in pedagogical decision-making based
respectively, by the types of existing assessments: diag- on in data. Taking this context into account, some studies
nostic, formative and summative.The diagnostic evalu- were identified that aimed to address issues similar to
ation, according to [25] , “the fundamental objective is this thesis plan.
to analyze the situation of each student before starting The work done by [9] uses the various data generated
a certain teaching-learning process, to become aware of by educational information systems, such as: learning
the starting points, and to adapt the process to the de- management systems or virtual learning environment,
tected needs”. The summative assessment, on the other student diary, library system, digital repository, etc. The
hand, takes into account all the content taught, usually authors address that due to the use of these digital tools in
divided by two months, and at the end of this process, a the school context, there has been a significant increase
test is carried out to verify the acquisition of knowledge in the volume and variety of data that can be captured,
[26]. stored and analyzed in order to improve student
learn</p>
      <p>Formative assessment aims to monitor students’ learn- ing and school efectiveness. In this study, they took a
ing during classes, in daily activities and is concerned comprehensive approach to the use of learning
analytwith ”determining the degree of mastery of a given learn- ics in Bulgarian education, and developed six machine
ing task and indicating the part of the task not mastered” learning models to support decision-making based on
[27]. Unlike summative assessment, the focus of forma- data from stakeholders in that context. The models were
tive assessment is to collect data to reorient the teaching developed to support students, teacher monitors,
classand learning process, pointing out its weaknesses, allow- room teachers, administrators, parents and educational
inspectors. Four models were evaluated, for students, and teaching practices.
monitor teachers, classroom teachers and parents, and Taking into account these approaches, how to use
showed promising results. learning analytics techniques in formative assessments,</p>
      <p>In the project developed by [31] learning analytics in the context of blended learning, to collect, analyze
dashboards were developed to help teachers make quick and report educational data for teachers in a basic
educaand efective decisions regarding student learning ac- tion school to monitor the learning process and support
tivities in the classroom. The proposed dashboard was the decision-making process. data-driven pedagogical
enhanced taking into account the needs of teachers, with decision-making to help students address their learning
a user experience and usability suitable for teaching prac- gaps?
tice, taking into account the dynamics presented in basic
education. An important feature of this study is the
provision of information through real-time dashboards 3. Work plan
to speed up teachers’ decision making. The dashboard
presented for the educational context was originally de- The purpose of this work is to develop a descriptive
veloped for the business context, however it was adapted and predictive Learning Analytics Dashboard - LAD,
to be used by teachers. The final prototype was evaluated using data collected from Google Classroom and Khan
by 9 teachers, and it was found to have a high potential Academy, to support teachers in pedagogical decision
to support pedagogical decision-making. As a point of making in the classroom, in order to identify, monitor
improvement, the teachers participating in the dashboard and propose interventions to deal with students’ learning
evaluation pointed out the need to use data from external gaps.
tools, which are already part of the school context.</p>
      <p>The work led by [32] addressed an experiment carried 3.1. Submission of the proposal
out with five high school teachers, who were monitored The proposal is to use data from computer-based
assessduring a school year. Teachers used information pro- ments, with the support of two educational platforms,
vided by learning analytics in their classrooms through Google Classroom and Khan Academy, which are used
data provided from computer-based assessments. Such to manage classes and activities in the context of online
information served as a basis for the planning of classes, and face-to-face classes.
which enabled a more individualized and personalized The APIs (Application Programming Interface)
proteaching-learning approach. Teachers reported that the vided by both platforms will be used to access and form
insights extracted from the data collaborated in their the data repository, which will serve as input for the
conteaching practice, highlighting the detailed information struction of the LAD. The availability of descriptive and
about each student, task and responses. In the classroom, predictive data analysis through LADs is the most
comteachers used such detailed insights to provide feedback mon way to fulfill the Learning Analytics cycle, which
to low-performing students and it was found that those has as a crucial objective, in addition to measuring,
colstudents who had these learning gaps performed better lecting and analyzing educational data, to provide reports
after performing the data intervention. on this data. from student interactions on digital
edu</p>
      <p>Finally,[33] investigated the role of learning analytics cational platforms, enabling teachers to make
evidenceto assess formative assessments, with the aim of using a based pedagogical decision-making [34].
data-driven approach to inform teachers about changes Through the use of LAD, teachers will be able to track
in their teaching practices and how they impact the de- student performance in real time on the Khan Academy
velopment of student learning. The authors highlighted and Google Classroom platform, as well as have access
that one of the most challenging tasks for teachers is de- to predictive results based on student interactions. In the
signing, managing and evaluating formative assessments, context of blended learning, using the rotational
laboand this is one of the main reasons for not using forma- ratory approach, students participate, in addition to the
tive assessments as a form of feedback for students and traditional classroom lesson, they also interact with
digifor teachers themselves to adjust their teaching strategies tal devices, where they will have the purpose of
continuthroughout the school year. One of the ways to overcome ing the class started in the classroom. Among the most
these challenges, according to the authors, was the use of common activities carried out by students are: research
learning analytics techniques that were employed in the on the internet, answering online activities, developing
study with the purpose of facing such dificulties and pro- individual or collaborative textual productions, etc.
viding personalized feedback on a large scale. Briefly, the Students will use Chromebook devices to carry out
data collected from formative assessments were analyzed classes through the rotational laboratory approach,
using learning analytics and provided recommendations which are notebooks that use the Chrome OS operating
that supported students in a self-regulated learning ap- system and are generally used in the school context. With
proach, and enabled teachers to reorient their planning
the chromebooks, data regarding online activities will
be collected through the Khan Academy API, and data
regarding student interactions in the classroom will be
obtained through the classroom API and Google Chrome’s
Sync function, which tracks logs from the browser.</p>
      <p>LAD will support the teacher in decision making while
students are working on an assignment, in the classroom,
and will provide in real time which students will need
support and what kind of support will be needed.</p>
      <p>In order to support computer-based formative
assessment, through Classroom and Khan Academy, for the
construction of the LAD, the Learning Analytics -
extracted analytics strategy will be used. There are two
types of Learning Analytics strategies, the embedded
analytics which refers to the data that is used to inform the
student and/or adapt tasks to the students’ skill levels
without teacher intervention. And extracted analytics
refers to the data that is presented for interpretation and
provides teachers with information about the learning
process and its results, where it is possible to personalize
teaching and learning in the classroom [35]. Figure 1
illustrates the diference between the two approaches.</p>
      <sec id="sec-5-1">
        <title>3.2. Method</title>
        <p>The present work will use applied research as a type of
study, which according to [36] are “research aimed at
acquiring knowledge with a view to applying it in a specific
situation”, where the need to produce knowledge for the
application of its results is the motivation to “contribute
to practical ends, aiming at the immediate solution of the
problem encountered in reality” [37].</p>
        <p>For research purposes, it is characterized as
descriptive, as it aims to describe the characteristics of certain
populations or phenomena and “can also be elaborated
with the purpose of identifying relationships between
variables” [36]. Its approach will be qualitative for the
analysis of research data, according to Gil (2002, p. 133)
“qualitative analysis depends on many factors, such as
the nature of the data collected, the size of the sample,
the research instruments and the theoretical assumptions
that guided the investigation” [38].</p>
        <p>Regarding the technical procedure, the study is
classiifed as action research, which is defined as a type of
empirically based research and has a “close association with
an action or with the resolution of a collective problem
and in which researchers and representative participants
of the situation or problem are involved in a cooperative
or participatory way” [39].</p>
        <p>In order to answer the research questions and achieve
the objective of this study, the data collection tools will
be the use of forms, observations and interviews with
teachers of the Portuguese Language and Mathematics
subjects, of elementary school 2, of the Escola
Professor Olindina Roriz Dantas, as well as monitoring
student performance through summative assessments made
available every two months and through formative
assessments made available by educational platforms, discussed
in the previous topic.</p>
        <p>As a methodology for the data mining process, the
CRISP-EDM will be adopted, which is a version adapted
for the educational context of the consolidated standard
of data mining and knowledge discovery aimed at the
CRISP-DM industry. CRISP-EDM fully follows the six
steps of the original model, but with educational data
mining particularities (RAMOS et al., 2020).
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