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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Disengagement on Response Time in Transition to Manual Driving Mode</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Gregor Strle</string-name>
          <email>gregor.strle@fe.uni-lj.si</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrej Košir</string-name>
          <email>andrej.Kosir@fe.uni-lj.si</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kristina Stojmenova Pečečnik</string-name>
          <email>kristina.stojmenova@fe.uni-lj.si</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jaka Sodnik</string-name>
          <email>jaka.sodnik@fe.uni-lj.si</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Ljubljana, Faculty of Electrical Engineering</institution>
          ,
          <addr-line>Tržaška 25, 1000 Ljubljana</addr-line>
          ,
          <country country="SI">Slovenia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>ZRC SAZU</institution>
          ,
          <addr-line>Novi trg 2, 1000 Ljubljana</addr-line>
          ,
          <country country="SI">Slovenia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <abstract>
        <p>The article presents an experimental study on the efects of driving disengagement on takeover performance in a simulated driving environment. Takeover performance was measured from participants (N=28, 14 females, age M=30.46, SD =10.67) as the response time (RT) required to complete the transition from automated to manual driving. Several other potential factors for takeover performance were also examined, including driver age, gender, simulator experience, driving-related data, and automotive user interface (UI) complexity (baseline vs. head-up display). A significant efect on RT was found for the type of disengagement (task vs. rest), as well as for the interaction efect of gender and disengagement. Males had significantly longer RT than females (diference in RT: M=2353.14 ms) when engaged in a secondary task. Machine learning was performed to examine the predictive performance of several regression models and the significance of the features (gender, age, driving disengagement, simulator experiance, average speed) on RT. The LightGBM regressor performed well (training accuracy: 0.89, test accuracy: .73, mean absolute error (MAE): .14). In addition to average speed and age, the disengagement features task, rest, and eyes-of-road ratio were the most important predictors of RT.</p>
      </abstract>
      <kwd-group>
        <kwd>automated driving</kwd>
        <kwd>engagement</kwd>
        <kwd>response time</kwd>
        <kwd>take-over performance</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        As automation progresses, drivers become less focused and their situational awareness tends to
decrease, especially in highly automated vehicles (HAVs) [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. Unlike autonomous vehicles,
where the vehicle takes control of all driving tasks, in HAVs the vehicle and the driver share
control of the vehicle, and the driver takes over the driving task when the vehicle is unable to
do so. Since driving in HAV is partially automated, the driver must still be able to regain control
of the vehicle within a reasonable amount of time if the automation fails.
      </p>
      <p>This study examines driver performance in a conditionally automated vehicle and in mixed
situations (urban and suburban) with changing trafic conditions and obstacles. It focuses on
driving disengagement, which is defined as an event where the driver is not involved in driving
or is not focused on the driving situation.</p>
      <p>The aim of the presented study is to investigate the efects of driving disengagement on
driver takeover performance (RT) when taking control of the automated vehicle.</p>
      <p>The efects of diferent types of driving disengagement (resting vs. completing a non-driving
related task (NDRT)) on driver response time to the takeover request are investigated.
Specifically, rest, NDRT engagement, and eyes of the road are analyzed as diferent types of driving
disengagement and as possible predictors of driver response time in takeover situations when
taking control of the automated vehicle. The efects of two automotive user interfaces are also
examined in terms of their complexity (basic instrument cluster (baseline) vs. advanced head-up
display (HUD)) and their efects on takeover performance.</p>
      <p>In what follows, we briefly present the related work. We then present the experimental
setup of the simulated driving environment. The statistical analysis and machine learning are
presented in the Results section. The article concludes with a discussion of the results of the
presented research and the potential for future work.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>
        Experimental studies in driving simulators show that user behavior in automated driving poses
several risks and safety implications related to takeover performance during the transition
to manual driving [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. As Soares et al. state, ”the takeover performance is the main safety
concern related with partial (SAE level 2 (L2) of automation and conditional (SAE level 3 (L3) of
automation” [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Takeover performance is measured as the time it takes a driver to complete
the transition from automated to manual mode and regain control of the vehicle.
      </p>
      <p>
        To this end, most previous research has focused on takeover requests (TOR) and driver
performance (in terms of safety, comfort) when transitioning to manual mode in critical situations
where response times (RT) are relatively short, even when the driver is engaged in NDRT [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
However, studies also show that RT increases when TOR is activated in mixed situations (critical
and noncritical) (for a review, see [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]). A study conducted by Eriksson and Stanton showed
wide variability in takeover performance, with RT positively correlated with time budget (time
available to respond safely) and engagement in secondary tasks [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. In their meta-analysis of
129 studies of TOR performance in automated driving, Zhang et al. found that RT was correlated
with urgency of the takeover situation as well as disengagement (involvement in secondary
tasks) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Critical situations yielded a shorter mean RT, whereas involvement in secondary
tasks yielded a significantly longer mean RT. Interestingly, there was no consistent efect of
participant age on RT.
      </p>
      <sec id="sec-2-1">
        <title>2.1. The Efects of Disengagement from Driving</title>
        <p>
          The ability to regain control of the vehicle may depend on many factors, both situational (driving
conditions, engagement in secondary tasks) and human (age, gender, driving experience). For
example, Li et al. investigated the efect of age and driving disengagement on the takeover
performance in a driving simulation study (SAE level 3 [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]) with 76 drivers [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. Among older
drivers, driving disengagement and involvement in secondary tasks had a greater efect on RT
and takeover quality. However, the results show that 20 seconds is suficient to take over control
from HAV. The authors emphasize that ”age-friendly design of human-machine interaction is
important for enhancing the safety and comfort of older drivers when interacting with HAVs”
[
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]
        </p>
        <p>
          An interesting insight into driver behavior and disengagement in HAVs (SAE level 3 [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]) has
been reported by Wandtner et al. [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. The authors examined driving disengagement and NDRT
task processing as a function of the availability and predictability of automated driving mode
(L3). Participants in the study (N=20) completed alternating sections of manual and highly
automated driving. The test group had a preview of the availability of the automated driving
system in the upcoming sections of the route (predictive HMI), while the control group did
not. Participants were free to engage in a secondary task (texting). The results showed that
participants in the automated mode accepted more tasks. Drivers accepted more tasks during
highly automated driving. Tasks were also rejected more often in the predictive HMI group
prior to takeover situations, resulting in safer takeover performance [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. An important finding
of the study is that once drivers are engaged in a task, they tend to focus on completing the
secondary task and ignore the TORs. According to the authors, ”the results indicate the need to
discriminate diferent aspects of task handling regarding self-regulation: task engagement and
disengagement.” [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Methods</title>
      <sec id="sec-3-1">
        <title>3.1. Experimental Design</title>
        <p>
          The study was conducted in a simulated driving environment consisting of a motion-based
driving simulator [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] with real car parts (seat, steering wheel, and pedals) and a physical
dashboard. The visuals were displayed on three 49-inch curved televisions that provided a
145° field of view of the driving environment. The driving scenario was developed in SCANeR
Studio [8]. It spans 13 km (8.08 mi) and simulates a route from a suburban area to a city center.
During the driving scenario, there are several intersections with crosswalks. At some of these
intersections, pedestrians cross the road, requiring the driver to slow down or stop the vehicle
to avoid a collision.
        </p>
        <p>
          The HUD was assessed for driving a conditionally automated vehicle (SAE level 3 [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]).
Participants were informed of the availability of automated driving with a pre-recorded voice
message prompting them to turn on the automated driving system (ADS). The ADS could be
turned on by pressing a specifically dedicated ADS button on the bottom left lever of the steering
wheel. When the ADS became unavailable, the test participants received a visual and auditory
takeover notification to take control before the ADS turned itself of. The participants could
take over control of the vehicle by pressing on the brake or gas pedal for at least 40 N, steering
the wheel for at least 6° or by pressing the ADS button on the bottom left lever of the steering
wheel.
        </p>
        <p>
          Each trial featured four requests to turn on the ADS and four requests to take over control of
the vehicle. The requests to take control of the vehicle occurred due to both critical (e.g., a busy
pedestrian crossing or complicated intersection) and non-critical events (this was to simulate
the vehicle simply losing communication with the infrastructure or the vehicle sensor system
failure). The trial always started and ended in the manual driving mode, also referred to by [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]
as level 0 (L0) of automation. This resulted in five manually driven intervals and four intervals
in automated mode, each lasting approximately 6.5 km (4.04 mi) (half of the total distance). The
main task of the test participants was to reach the final destination safely. They were guided
there by a navigation system that was part of the HUD interface presented below.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. User Interface</title>
        <p>The HUD evaluated in this study was developed based on the results of an exploratory study
[9, 10] that provided insight into what and how information should be presented in a HUD for L3
vehicles. The HUD featured elements presented in two dimensions (2D) and using augmented
reality (AR). Throughout the journey, the following elements were displayed on the HUD at
automation level L0 and L3:
• vehicle speed,
• speed limit,
• speeding,
• available ADAS,
• time to collision &lt; 2 seconds,
• level of automation the vehicle is in (L0 or L3),
• display of important trafic signs 150 m before their location in the environment (stop,
yield, pedestrian crossing, etc.),
• GPS directional information directly on the road lane (via AR), and
• short messages.</p>
        <p>When automated driving was no longer available, the driver received a visual and auditory
takeover request. The visual takeover request was displayed on the HUD 15 seconds before
automated driving was turned of with a ”Takeover” sign and a numeric countdown indicating
the time remaining until takeover. The auditory takeover request was played 5 seconds before
the automation shutdown as a secondary reminder and as an additional notification to draw the
driver’s attention to the request. The auditory notification was a pure 4000 Hz tone [ 11] played
at a volume of 65 dB from the start of the takeover notification until the driver took control of
the vehicle.</p>
        <p>During the takeover request, the HUD displayed the following elements:
• vehicle speed,
• speed limit,
• active ADAS,
• ADL level (L3),
• highlighting important road participants that may afect the takeover using read bounding
boxes (via AR),
• visual takeover notification and countdown (15 seconds lead time), and
• auditory takeover notification (5 seconds lead time).</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Participants</title>
        <p>Twenty-eight drivers (14 women and 14 men) between the ages of 21 and 57 years (M=30.46,
SD=10.67) and with a valid driver’s license (M=11.98, SD=10.24) participated in the study. The
participants’ only task was to drive the vehicle safely and follow the GPS to reach the destination.
Participation in the study was on a voluntary basis, and participants could end their participation
at any time. As a thank you for their participation in the study, participants received a €10
gift voucher. The experimental design was prepared according to the rules and guidelines for
experiments with human participants issued by University of Ljubljana [12].
3.4. Data
In the presented study, we focus only on the automated driving intervals. The following data
are used for statistical analysis.</p>
        <p>Dependent variable:
• Response Time (RT). RT is measured (in ms) as the time interval from the request to
take over the vehicle (triggered by the visual TOR in UI) to the participant taking over
the vehicle in one of the three predefined ways (braking, steering the steering wheel or
pressing the ADS button).</p>
        <p>Independent variables:
• Automotive UI. Two user interfaces with diferent levels of complexity were
compared: Baseline (a typical instrument cluster - a head down physical dashboard, featuring
speedometer, tachometer, fuel level indicator and indicator of the level of automation of
the vehicle) vs. HUD, as described above;
• Disengagement. Disengagement represents events in which the participant was not
engaged in driving or focused on the driving situation. Two types of disengagement are
compared: Rest vs. Task. Rest vs. Task is binary information. In rest, the participant
is not attentive to driving and is not engaged in secondary tasks. If the participant was
engaged in both at the time of the individual automated driving interval, the type of
disengagement with the longer duration is chosen.
• Age. Age is divided based on the age distribution of the participants into two classes:
younger drivers (participant age &lt; = 25 years) and older drivers (participant age &gt; 25
years). This selection was first tested to obtain an even distribution of classes.
• Gender: male and female.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Results</title>
      <sec id="sec-4-1">
        <title>4.1. Statistical Analysis</title>
        <p>The Shapiro-Wilk test showed that the dependent variable was not normally distributed (W=.879,
p &lt;.001). Several nonparametric statistical tests were used: Mann-Whitney U test for comparison
between two groups, Kruskal-Wallis test for multiple groups, and pairwise Mann-Whitney test
for post-hoc analysis (with Bonferroni correction for multiple interactions). Summary statistics
of response time (RT) grouped by sex, age, and automotive UI type is provided in Table 1.</p>
        <p>Several statistical analyzes were performed to examine the relationship between the
independent variables and RT, as shown in Figure 1.</p>
        <p>Mann-Whitney U tests were performed to examine possible efects of the independent
variables on RT. No significant efects were found on RT for age, gender, and the type of automotive
UI.</p>
        <p>A significant efect on RT was found for the type of disengagement (Task vs. Rest), with the
participants engaged in a task having longer RT (U=6294.50, p &lt;.001, and efect size CLES=.70).</p>
        <p>The analysis also showed a significant efect of the interaction between gender and driving
disengagement on RT (H=29.08, p &lt;.001). A pairwise Mann-Whitney test was used to analyze
the interactions (Bonferroni correction was used for the interactions). A significant diference
in RT was found between males (M=10921 ms, SD =4227.13) and females (M=8568.24 ms, SD
=4192.73) when engaged in a NDRT (p&lt;.001, Hedges’ g=-.55). Males had a significantly longer
response time than females (diference in RT: M=2353.14 ms).</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Machine Learning: Predicting RT</title>
        <p>
          For machine learning, all continuous features (Task, Rest, Average Speed) were normalized and
transformed into a range [
          <xref ref-type="bibr" rid="ref1">0, 1</xref>
          ]. The data were split into a training set and a test set (

 =.20)
        </p>
        <p>LightGBM regression was chosen as an advanced machine learning algorithm that makes no
assumptions about the normality distribution of the data. The target variable was RT with the
following predictors:
• the independent variables used in the statistical analysis (age, gender, type of automotive</p>
        <p>UI), and additional variables related to disengagement and driving:
• Task (NDRT; duration in ms): a disengagement variable.
• Rest (duration in ms): a disengagement variable.
• Eyes-Of-Road Ratio: a disengagement variable categorized into three levels: low, medium,
high.</p>
        <p>driving.
• Simulator driving experience: 0=Never 1=Once 2=Few times 3=Multiple times. Simulator
driving experience might have an efect on RT.
• Average speed in automated mode (ms).
• Timely Transition Count: a count of timely transitions (transition within the 15 second
takeover request time before the automation was turned of by the vehicle) to manual
• Reaction: reaction to transition request: 0=none, 1=brake, 2=steer, 3=accelerate, 4=other
(e.g. pressing a button on the steering wheel).</p>
        <p>The LightGBM model performed relatively well: Accuracy on the training set=.89, Accuracy
on the test set=.73, Mean Squared Logarithmic Error (MSLE)=.01, and Mean Absolute Error
(MAE)=.14. Figure 2 shows the importance of each feature for predicting RT. The feature
importance is calculated with a ’split’ method used for tree-based models: the method counts
how many times the tree nodes split on each feature, assuming higher importance for the
features with more splits. In addition to average speed and age, the disengagement features
Task, Rest, and Eyes-Of-Road Ratio were the most important predictors of RT. Interestingly,
similar to the statistical analysis above, the type of automotive UI with two diferent levels of
complexity (baseline vs. HUD) did not have a strong influence on RT.</p>
        <p>
          Several other regression models were trained and evaluated. Figure 3 shows their performance
based on  2.  2 is a goodness-of-fit measure that measures the strength of the relationship the
model and the dependent variable on a scale [
          <xref ref-type="bibr" rid="ref1">0,1</xref>
          ]. The tree models with similar performance
were Random Forest Regressor, Gradient Boosting Regressor, and LightGBM Regressor. These
are all ensemble learning models that have better generalizability and thus better predictive
performance.
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Discussion and Conclusion</title>
      <p>
        There are several important findings from the presented research. The results show that
engaging in secondary tasks leads to significantly longer RT, which is consistent with several
existing studies [
        <xref ref-type="bibr" rid="ref1 ref3 ref4">1, 3, 4</xref>
        ]
      </p>
      <p>Task</p>
      <p>Age
sEyesOffRR
e
r
tua Rest
eF SimExp</p>
      <p>Gender
Reaction
0.8
0.6
^20.4
R
0.2
0.0</p>
      <p>UI
0
16
20
107
40 60 80
Feature importance
100
120</p>
      <p>
        The efects of disengagement on RT were found to be significant and men had significantly
longer RT than women while engaged in a task. However, no efects were found for age (unlike
in[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]) and UI complexity. This could be due to the fact that only automated intervals were
analyzed and the efects of both variables could be more pronounced for transition requests
from manual to automated mode. As Figure 1 shows, there are diferences in RT between men
and women while engaged in a task and in baseline UI mode. However, these diferences are
not significant and could be an efect of the interaction between the type of disengagement and
gender.
      </p>
      <p>A comparison of the machine learning models shows that several of them perform well: The
Random Forest Regressor, the Gradient Boosting Regressor, and the LightGBM Regressor had
similar performance on the testing set. An interesting observation is the predictive performance
of age in relation to RT, which was not significant in statistical tests. This might also be due to
random efects within and between participants and should be further evaluated in future work.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Acknowledgements</title>
      <p>The work presented in this paper was financially supported by the Slovenian Research Agency
within the project Modelling driver’s situational awareness, grant no. Z2-3204 and program
ICT4QL, grant no. P2-0246, and by the European Union’s Horizon 2020 research and innovation
program for the project HADRIAN, grant agreement no. 875597. This document reflects only
the authors view, the Innovation and Networks Executive Agency (INEA) is not responsible for
any use that may be made of the information it contains.
[8] Avsimulation. scaner studio, 2022. https://www.avsimulation.com/scanerstudio/.
[9] K. Stojmenova, G. Jakus, S. Tomažič, S. Jaka, Is less really more? a user study on visual
in-vehicle information systems in automated vehicles from a user experience and usability
perspective, in: Proceedings of the 13th AHFE International Conference on Usability and
User Experience, New York, USA, July 24-28, 2022. New York: AHFE Open Access, 2022.
[10] K. Stojmenova, G. Strle, S. Jaka, Uporabnik ima vedno prav: uporabniška izkušnja, zaznana
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