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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Pedestrian and autonomous vehicle interaction: towards afective crossing</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Domenico Giorgio Sorrenti</string-name>
          <email>domenico.sorrenti@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francesca Gasparini</string-name>
          <email>francesca.gasparini@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fabio D'Elia</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrea Ballini</string-name>
          <email>a.ballini@campus.unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Simone Fontana</string-name>
          <email>simone.fontana@unimib.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Federica Di Lauro</string-name>
          <email>f.dilauro2@campus.unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alessandra Grossi</string-name>
          <email>alessandra.grossi@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefano Dessena</string-name>
          <email>s.dessena@campus.unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefania Bandini</string-name>
          <email>stefania.bandini@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dept. Informatica, Sistemistica e Comunicazione, Università di Milano - Bicocca</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>RCAST Research Center for Advanced Science &amp; Technology, University of Tokyo</institution>
          ,
          <addr-line>Tokyo</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>School of Law, Università di Milano - Bicocca</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In near future scenarios, self-driving vehicles will circulate in urban environments, and their behaviour should be adapted with respect to diferent types of pedestrians. In particular, vehicles should be able to provide efective feedback, especially when dealing with the most vulnerable people, such as older adults and impaired subjects. Within this perspective, this paper illustrates the experimental settings and protocol to study pedestrian and autonomous vehicle interaction, especially focusing on the safeness felt by each subject in diferent crossing conditions. To this end, besides traditional self assessment questionnaires and video recordings, movement and physiological data are collected as indicators of stress. From the analysis of this multimodal data, diferent classes of pedestrians could be defined, that will guide the definition of proper vehicle behaviour depending on their level of confidence and safety feeling. A preliminary data collection have been performed and is here described in a controlled urban-like crossing environment. Subjects of various ages were considered, as well as diferent dynamic behaviours of a properly prepared vehicle, running in both human-controlled and self-driving modes.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;vehicle pedestrian interaction</kwd>
        <kwd>autonomous vehicle</kwd>
        <kwd>physiological data</kwd>
        <kwd>electromyography</kwd>
        <kwd>photoplethysmography</kwd>
        <kwd>galvanic skin response</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>
        The vehicle-pedestrian interaction while crossing a road is a crucial aspect in the feeling of safe
walking, and subjective emotions must be taken into account, considering diferent degrees of
pedestrians vulnerability (age, gender, disabilities). In future scenarios, self-driving vehicles will
circulate in urban environments, and will need to adapt to the feelings of pedestrians, being
able to provide them efective feedback, properly tuned for the most vulnerable ones, such
as older adults and impaired people [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. As introduced by Franzoni et al. in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], the new era
of information society has produced a significant revolution related to the creation of strong
interactions between humans and machines. In particular, there is no field related to robotics
and Artificial Intelligence that is not, directly or indirectly, related to the implementation of
emotional values. Emotion recognition represents a fruitful research direction for the assessment of
safe walking feeling, introducing quantitative evaluation tools for the measurement of afective
walkability [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Several studies have examined the impact of autonomous vehicles’ behaviour
on passengers [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7">4, 5, 6, 7</xref>
        ]. However, the efects on crossing pedestrians have been much less
studied. We believe that studying the impact of autonomous vehicles on the emotional state
of crossing pedestrians is fundamental to building better and more livable cities. In addition,
we believe that communication between the vehicle and pedestrians is also fundamental to
increasing the feeling of safety. In conventional vehicles, eye contact between pedestrians and
drivers is one of the most important cues to convey a sense of safety to a crossing pedestrian.
On the other hand, the introduction of autonomous vehicles brings new challenges in this area,
as eye contact is obviously not possible and therefore other ways of communication have to
be found [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Examples include LED strips used to signal attention to pedestrians [
        <xref ref-type="bibr" rid="ref10 ref8 ref9">8, 9, 10</xref>
        ].
Similar techniques have also been tested with non-autonomous vehicles to improve pedestrian
awareness in poor lightning conditions [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. In addition, Mahadevan et al. also experimented
the use of led strips in conjunction with a display showing smiling faces and auditory cues to
communicate pedestrian detection [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The acoustic cues could consist of human-like voices
reproduced by the autonomous vehicle, as well as sounds played back by the pedestrian phone.
Within this perspective, the aim of this study, is to investigate if it is possible to classify the
pedestrians with respect to their level of confidence and safety feeling crossing the street, in
particular in the presence of a self-driving vehicle. Diferent vehicle behaviours depending
on the level of confidence and safety feeling of diferent classes of pedestrians, could then be
properly defined. We believe that, in addition to auditory and visual cues, the behaviour of the
vehicle, i.e., the way it decelerates, may play an important role in signaling pedestrian detection.
For this reason, we also investigate whether this other form of communication, i.e., change in
dynamics, can be established between the subject and the vehicle and whether it is efective in
increasing the subject’s sense of safety.
      </p>
      <p>To this end, we here propose an experimental setting performed in a controlled urban-like
crossing environment. The main research questions that guided the definition of the experimental
protocol can be summarized as follows:
• Q1: the safeness felt by the pedestrian while crossing a street decreases with respect to
the perceived level of autonomy of the vehicle.
• Q2: the safeness felt by the pedestrian while crossing a street increases as the safety gap
increases (i.e., the distance between the pedestrian and where the vehicle ends its sharp
deceleration);
• Q3: the safeness felt by the pedestrian while crossing a street decreases with increasing
age of the pedestrian.</p>
      <p>Video cameras and proper self assessment questionnaires are adopted to profile the subjects
and assess their confidence with respect to self-driving vehicles. We rely on physiological
responses to assess the subjective feeling of safe crossing. In our investigation we consider
PhotoPlethysmoGraphy (PPG) that measures the blood volume registered just under the skin,
which can be used to calculate the heart rate of the subject, and Galvanic Skin Response (GSR),
that measures the skin sweat, as they are both efective to detect emotional arousal. Arousal is
a physiological and psychological state that can be related to sensory alertness, mobility, and
readiness to respond, activated as a defensive reaction to preserve safety. Moreover, motion
data, measuring the muscle activity with Electromyography (EMG), are also collected, in an
integrated approach to study pedestrian walkability. Relying on diferent signal sources that
register both physiological and dynamic walking responses will provide accurate results for
afective state recognition tasks. We have been encouraged to perform this research, by having
obtained positive results in a previous experiment on the pedestrian interaction with traditional
vehicles, whose aim was to collect movement and physiological data as reliable indicators of
stress, during safe walking and road crossing [13]. The interaction between pedestrians and
autonomous vehicles has been already considered in few literature works in which the perceived
stress of pedestrians during crossing is detected using GSR signals [14, 15]. These analyses,
however, use data collected in scenarios developed in immersive virtual reality setup, thus not
representative of real crossing situations.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Experimental Design</title>
      <p>For the experiments, two distinct groups of subjects are taken into consideration. The first
group, with an age between 18 and 35 years and the second group of over 65 years old. The
inclusion criteria are: i) age in one of the classes mentioned; ii) absence of major medical
disorders (neurological disorders, epilepsy, severe cognitive disorders); iii) no presence of
pharmacotherapy that could interfere with the measured data (psychotropic drugs, anti-depressants);
iv) no significant visual impairment (all with normal visual acuity or corrected to normal); v)
no significant hearing impairment; and vi) autonomous mobility without the need for supports.
The suitability of the participants is verified through a self-report questionnaire on personal
medical history. Before participating in the study, each individual is informed by the investigator
about the characteristics of the research, both verbally and through an information document.
The participant signs an informed consent. Participation in the trial takes place following the
voluntary participation of the subjects. The experiment is carried out in a private parking lot
of the Università di Milano - Bicocca, during the weekend or at other non-working hours in a
controlled urban crossing environment, as depicted in Figure 1. Three video cameras are used
in order to record diferent points of view of the interaction between the subject and the vehicle.
Video camera 1, on the top left of the scene depicted in Figure 1 records the subject approaching
the zebra crossing to study her/his appraisal behaviour. Video camera 2 and video camera 3 (on
the bottom right of the same Figure) record the crossing behaviour and the facial expressions of
the subjects. A van is positioned a few meters before the crossing, in order to partially occlude
the path of the vehicle, so that the subject can visually perceive the vehicle only when she/he is
nearly arrived at the crossing. The participants wear wearable sensors that measure heart beat
through Photopletysmography (PPG), Galvanic Skin response (GSR) and muscle activity using
noninvasive Electromyography (EMG). The PPG and GSR sensors are placed on the fingers of the
dominant hand, while the EMG sensors are placed on one leg. The sensors used are noninvasive
and completely painless. The sensors used to collect physiological data are Shimmer3 GSR+ and
Shimmer3 EMG/ECG [16]. Both these sensors interface with a software named ConsensysPRO,
made by Shimmer as well, used to setup our trials, superimposing markers to raw data, and
to partially pre-process collected data. To answer research questions 2 and 3 (related to the
safeness feeling with respect to the perceived vehicle autonomy and with respect to varying
safety gaps), the following conditions have been considered:
• crossing the zebra with no vehicle interaction (C);
• crossing the zebra interacting with the vehicle both in manually-driven (M) and self-driven
(S) conditions;
• self-driven conditions are implemented by putting a person on the passenger seat that is
not paying attention to the road;
• crossing the zebra with two diferent safety gaps ( DS distance short, and DL distance
long), adopted by the vehicle in both conditions (M or S).</p>
      <p>The experimental protocol also includes self-assessment questionnaires, for evaluating the
self-esteem (SE) levels of the participants, filling the Rosenberg questionnaire (see [ 17]), the
personality traits, filling a short version of the BIG 5 form, [18], and the level of safety felt after
each crossing (SC). Before starting the experiment a questionnaire about the subject’s confidence
with respect to both self and manually-driven vehicles is administered (IC). Moreover, at the
end of the experiment, the subject has to answer if she/he had noticed the type of guide for
every cross (manual or autonomous) (ATT ).</p>
      <p>The whole protocol is described as follows:
• Questionnaires filling: SE, BIG 5, and IC.
• Baseline: 2 minutes session to acquire the reference physiological signals, where the
subject has to stay straight up and still, to record her/his physiological responses in
absence of any tasks.
• Experiment Core: 6 repetitions of C, 2 repetitions of M DL, 2 repetitions of M DS, 2
repetitions of S DL, 2 repetitions of S DS, 6 repetition of a 60 seconds baseline recording,
also intended to bring the subject back to a neutral state before the next task. Each task is
followed with the crossing questionnaire filling ( SC). Within the experiment core, the
order of the tasks is randomly selected for each subject, in order to avoid possible biases
introduced by the experimental setting.</p>
      <p>• Questionnaire filling: ATT.</p>
      <p>The experiment lasts about 40 minutes, 20 of which are dedicated to self-assessment of the
questionnaires, long enough to collect usable data and short enough to prevent subjects from
getting used to the task at hand.</p>
    </sec>
    <sec id="sec-3">
      <title>3. The self-driving vehicle</title>
      <p>For the experiment, we used the prototype of autonomous vehicle shown in Figure 2. It is
equipped with two front-mounted single-plane LiDARs, to sense the environment and detect
obstacles (including pedestrians), and one front camera, used by the operator at the passenger
seat. The hardware and software architecture of the vehicle base was developed to ensure safe
and reliable experiments. A custom relay board was developed for switching between manual
control and self-driving mode. A DC motor was mounted on the steering wheel to control the
self-driving car. In addition, the throttle is controlled by a digital potentiometer via the vehicle’s
electronic control unit. An absolute encoder was mounted under the steering mechanism to
sense the steering angle, and two encoders were mounted on the rear wheels to measure the
vehicle’s speed and enable closed-loop control. The digital potentiometer and steering wheel
are controlled by an STM32 microcontroller. The linear and angular velocity commands are sent
from the main computer to a Raspberry Pi, which relays the messages to the microcontroller.</p>
      <p>The safety of the experiment is also ensured by several watchdogs. On the Raspberry Pi,
a software watchdog was implemented to send a stop command to the STM32 if no valid
speed command was received within a certain time window. The same safety measure was
implemented on the STM32 using a hardware watchdog that is updated every time a valid
control command is received. If no valid command is received in time, the hardware watchdog
runs down and stops both the main motor and the steering wheel. As an additional safety
measure, several emergency stop buttons have been installed on the vehicle: if something
unexpected happens, the operator can immediately interrupt the autonomous control loop and
slow down the vehicle. The entire vehicle infrastructure is shown in Figure 3.</p>
      <p>Left wheel
w/ rotary encoder</p>
      <p>Right wheel
w/ rotary encoder</p>
      <p>Absolute
encoder
Steering
wheel motor H bridge
Main motor</p>
      <p>Electronic
Control Unit</p>
      <p>STM32 mcu</p>
      <p>Ethernet
Switch</p>
      <p>Photon Focus
front camera
Custom
relay board</p>
      <p>Raspberry Pi
Emergency Stop</p>
      <p>Main Computer</p>
      <p>LMS-111 SICK LMS-111 SICK</p>
      <p>LiDAR LiDAR</p>
      <p>To ensure the repeatability of the experiments, we opted for map-based localization and
navigation. The grid-based map is generated ofline using pre-recorded data with GMapping
[19]. For the localization of the vehicle, we use a scan matching-based localization algorithm
[20], which estimates the current pose of the vehicle by comparing the map with laser scan data
acquired with the LiDAR.</p>
      <p>The various components of the software architecture use the ROS framework for
communication [21]. The typical approach to robot navigation using ROS involves what is called a
global planner that generates the best path to a destination. However, to ensure that the vehicle
always follows the same trajectory, we developed a custom planner that always sends the same
straight path to the lower layers, along with the velocity profile we described earlier.</p>
      <p>As a safety measure, we developed a simple obstacle detection component that stops the
vehicle when an obstacle is detected within a range of 1 . This distance may seem very
short, but the vehicle approaches the crosswalk at walking speed (0.6 /) after full braking.
Therefore, the stopping distance is also very short.</p>
      <p>(a)
(b)</p>
    </sec>
    <sec id="sec-4">
      <title>4. Preliminary and future analysis</title>
      <p>
        The experiment here described is still ongoing. Data so far collected comes from a population of
young adults, 10 male and 4 female, with average age of 23 (standard deviation = 4.1), collected
from Bachelor, Master and PhD students, and from 5 older adults with mean age of 65.6 (standard
deviation = 1.34), including 3 female and 2 male subjects, for a total of 19 subjects.
Most of the data has not yet been analyzed, so here we report few of the preliminary analysis
and our proposal of future works. Among all the questionnaires administered, we report here
the results of the IC questionnaire, acquired before the execution of the crossings. With this
questionnaire we want to investigate the initial subject’s confidence with respect to both self
and manually-driven vehicles. The two questions on a 5 point Likert scale are:
• Thinking of traditional vehicles, when crossing a road without trafic lights, how much
trust do you have in drivers? 1: no trust; 2: limited trust; 3: trust; 4: high trust; 5 total
trust;
• Thinking about self-driving vehicles, if you were to cross a street without trafic lights,
how much confidence would you have in the vehicle? 1: no trust; 2: limited trust; 3: trust;
4: high trust; 5 total trust
The histograms of Figure 4 summarize the results collected from the questionnaire according
to the population considered (young or older adults) as well as the type of driven condition
(manually or self). The following comments could be drawn starting from the values collected:
• The results obtained applying the non-parametric Wilcoxon Rank Sum Test showed
that there are no significant diferences in the subject’s confidence level when self and
manually-driven vehicles are taken into account (p-value = 0.86, alpha = 0.05). In both
cases, the average of the collected values is in the range [
        <xref ref-type="bibr" rid="ref2 ref3">2, 3</xref>
        ], proving a medium-low
confidence of the pedestrians towards any type of vehicle (self or manually driven).
• For each participant, the confidence level reported in case of crossing with self and
manually-driven vehicles are usually similar and near to the central value (3) of the
confidence range. Only two subjects reported opposite answers in the two questions: a
young adult that indicated a high confidence in presence of traditional vehicle (4) and
limited confidence in case of self-driving vehicle (2), and an older person (the oldest one,
68 years old) that, instead, reported an higher trust in self-driving vehicles (3) then in
traditional ones (1).
• In general, young adults seems having a higher confidence with vehicle (overall average
value = 2.57) with respect to older people (overall average value = 2.2).
      </p>
      <p>These preliminary observations are quite interesting but, at the same time, require a higher
number of subjects responses.</p>
      <p>In future studies, the raw physiological signals collected during the experiment will be
preprocessed and normalized to reduce noise and moderate subjects dependencies. From each of
the four normalized signals, a proper set of features will be evaluated as characteristics useful
to describe them. From PPG signals, handcrafted features will be considered including temporal
features and frequency domain features. Concerning the GSR, statistical and peak related
features extracted from phasic component will be examined, as well as the regression coeficient
feature obtained from the tonic part of the signal. Finally, two features will be computed from
EMG signals: the Root Mean Square [22] and the walking frequency, known as Stride Frequency,
evaluated in terms of number of steps per second [23]. To verify the research hypotheses,
statistical analyzes will be carried out to compare feature distributions of diferent crossing
conditions, comparing the two groups of populations. In particular, the analyses will focus on
identifying if there are significant diferences in subjects’ physiological signals during crossing
in presence or absence of vehicles. Furthermore, statistical test could also be used to evaluate
variations in people’s behaviour and physiological parameters according to the perceived
level of autonomy of the vehicle and on diferent safety gaps, collected by the self assessment
questionnaires. Finally, tests will be performed to verify if there are statistically significant
diferences between the two populations considered during the same crossing conditions.
Furthermore the analysis of the videos recorded by the three cameras that acquire diferent
points of view of the interaction between the vehicle and the participant could provide behaviour
understanding especially in the appraisal phase, and during the crossing, also in terms of emotion
recognized from the facial expressions.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>The experiment here described aims at defining perceivable classes of pedestrians with respect
to their level of confidence and safety feeling, while crossing a street in presence of a self-driven
vehicle. A proper vehicle dynamic behaviour can thus be defined depending on the perceived
class of pedestrians, to increase his/her sense of safety. The adaptation of the safety gap to the
class of pedestrian is technically possible, as it requires the sensing suite of the vehicle to be able
to classify the pedestrians nearby the crossing, and then the corresponding dynamic behaviour
is executed. This paper reports the details of the experimental protocol, which makes a useful
tool for the repeatability of the experiments. Some preliminary analysis is also reported.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This research is partially supported by the FONDAZIONE CARIPLO “LONGEVICITY-Social
Inclusion for the Elderly through Walkability” (Ref. 2017-0938). We also thanks the many
students that helped develop the vehicle in the previous years: P. Colombo, D. Gerosa, J.
Maltagliati, M. Pugno, I. Rizzi, and others.
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