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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>of Biometrics Used for IoT Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Asma.Aounallah</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hakim.Bendjenna</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Abdallah.Meraoumia</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Larbi Tebessi, LAboratory of Mathematics</institution>
          ,
          <addr-line>Informatics and Systems (LAMIS), Tebessa</addr-line>
          ,
          <country country="DZ">Algeria</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <abstract>
        <p>The security issue in the Internet-of-Things (IoT) environment becomes very essential with the big emergence of IoT technologies. Recently, various works and research have adopted a combination of two axes, IoT security, and biometric security, and as we know Biometrics plays an important role in securing emerging IoT devices, regarding its uniqueness and that it cannot be replaced, more protection is needed to store original biometrics away from invaders. The idea is to implement some techniques in a way that if the biometric template used is compromised it can be revoked and a new one will be generated. Various approaches adopted this concept of revocability in IoT-based systems. The idea of this paper is to give a review that gathers and classifies these approaches according to the general revocability approaches categories and minimize the threshold research in this field.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The Internet of Things (IoT) is a challenging research field [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. In an age when everything
digital is connected and exchanging information, these devices are infiltrating every aspect of our
daily lives including healthcare, offices control, home appliances control, doors and windows,
professional devices, reception of information, and security systems, etc [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Considering how many
devices are becoming connected to the internet exponentially, one of the biggest concerns is securing
the devices so they can be accessed remotely because it is likely that more potential attackers will pay
attention to your product as it becomes more successful. Whenever devices are connected, a secure
communication system relies on authentication as the gateway.
      </p>
      <p>
        Up until recently, two-factor authentication, such as a username and password, has traditionally
been the means of securing the network between all our devices, but with today’s development
technologies have become insecure and replaced by biometric authentication [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Biometrics refers to
automatically identifying people based on their biological and behavioral traits which are difficult to
compromise and copy, such as the face [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], voice [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], iris [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], finger [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], palm [
        <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
        ].
Biometricsbased systems work by capturing a biometric surface and analyzing it using a sensor for feature
extraction and comparison, thus resulting in high matching speed and accuracy in addition to a
moderate cost. Various works in the literature used biometrics for secure authentication concerns [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ],
especially for IoT cloud systems [12]. The two most crucial factors that must be taken into account
when creating biometric authentication systems are security and recognition accuracy. The advanced
technology of today’s world makes it possible to create a loophole in it and make our biometrics
suffers from privacy and security concerns. Although biometric authentication is intended primarily
for security-enhancing, the biometric information storage in a database introduces new security
and privacy risks [13], and unlike passwords, PINs, and access codes, biometric templates can never
be substituted with a new one if they are compromised. The traditional biometric system stores
original biometrics, unfortunately, without any encryption which needs to protect them as unique and
irreplaceable personal characteristics against different attacks. To overcome the problem of stolen
biometrics, several solutions are proposed in the literature under the concept of "Privacy by Design"
to ensure the protection of biometric data against outside and inside attacks called biometric template
protection schemes (BTPs) schemes introduced under the concept of Revocable Biometric which can
preserve privacy and enhance template security in existing systems. The BTPs are generally divided
into two main classes: Biometric Cryptosystems and feature transformation-based methods which are
well explained in this paper.
      </p>
      <p>Our contribution in this paper:
1. This paper presents a review of a specific area of enhanced biometric security methods called
revocable biometrics used for IoT security, noting that there isn’t a literature review paper of
works that adopted the specification of revocability in IoT separately.
2. In this paper a classification of biometric methods used in preserving security concerns for
IoT is presented and explained according to the two main revocable biometric varieties used;
including the biometric-based cryptosystems and based feature transformation.</p>
      <p>The rest of our paper is organized as follows: Section 2 presents attacks on IoT with the solution
requirements mentioned in the literature in brief points. Next, Section 3 mentioned how biometrics
could be used in IoT. In the next section, a description of revocability concept is well presented with
its relation to the protection and privacy insurance of the biometric itself used in authentication
basedsystems under the concept of Biometric Template Protection schemes (BTPs). Section 5 aims to
present works and research proposed in the literature to protect the biometrics enrolled in IoT
systems. Finally, Section 6 provides the reached conclusions and future scopes.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Attacks on IoT-based systems and security requirements</title>
      <p>Today’s IoT environment is susceptible to numerous types of attacks, lots of papers in the
literature presented some types [14, 15]. Yang et al in [16] mentioned a list of possible attacks that
could target the perception, network, and application layers of IoT systems with their security
requirements. The attacks are listed for each layer separately as; Node Tampering, RF Interference,
Node Jamming, Malicious Node Injection, Physical Damage and Malicious Code Injection for the
perception layer, Traffic Analysis Attacks, RFID Spoofing, and Clonin, Man-in-the-middle Attacks,
Routing Information Attacks, Denial of Service and Sybil Attacks for the network layer, and Phishing
Attacks, Viruses, Worms, Trojan Horses and Denial of Service for the application layer. Sengupta et
al. in [17] classified attacks on IoT into four types and each one targets one or more of the IoT layers
including; application, processing, network and perception layers. In their paper attacks divided as
follows: physical attack, software attack, network attack, and data attack,</p>
      <p>In the other hand, several solution requirements for IoT security were proposed in the literature,
the most mentioned are Authentication, Identification, Privacy, Confidentiality, Availability,
Freshness, Forward and Backward Secrecy [18]. For an effective work of IoT objects, IoT security is
crucial, because without it, any connected object in the IoT is vulnerable to dangers and threats.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Biometrics for IoT security</title>
      <p>For biometric-based IoT systems, biometrics plays an important role in achieving and preserving
enhanced security in IoT, various research papers adopted biometric technologies for this concern in
different environments [19,20], and in different levels of IoT systems architecture. Ang et al. in [21]
proposed a new architecture for IoT named BiometricIoT taking into account the specific
requirements of biometrics-based security, multimedia content, and big data analytics. The proposed
architecture consists of seven layers; Biometrics Identification Layer, Biometrics Object Layer,
Biometrics Device Elements Layer, Biometrics Communication Layer, Biometrics Cloud Services
Layer, Big Biometrics Data Computation Layer, and Biometrics Application Layer.</p>
      <p>Despite how biometrics could be incorporated into IoT systems and the fact that biometrics is a
reliable authentication and identity system, it cannot be trusted for security once it's compromised.
The major problem of biometrics is piracy, and it is crucial to implement security and protection
measures to mitigate attacks conducted against the biometrics itself.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Biometric template protection schemes (BTPs) and revocability</title>
      <p>The main idea for template protection is to apply a transformation method to the original user
biometric in such a way that the newly designed template does not affect negatively the system
security and does not offer the possibility to recover the original one [22].</p>
      <p>An ideal biometric template protection scheme should consist of the following four properties
[23]:
1. Diversity: The same secured biometric template should used for one application and must
not permit cross-matching between databases
2. Revocability: a stolen biometric template is simply revoked and reissued.
3. Security (Non-invertibility): unrecovered original biometric sample if the transformed
sample got stolen.
4. Performance: The transformation does not deteriorate the system recognition
performance.</p>
      <p>The revocable - or cancellable - Biometric recognition process consists of two phases like any
biometric system; Enrollment and Authentication, as it is shown in Figure 1. In the Enrollment phase,
the features of the presented user biometric image to a biometric scanner are extracted and
transformed later using a transformation technique to generate a revocable biometric template which
will be stored later in the database to be matched later during the Authentication phase with another
revocable template generated passing by the same steps as the first in the Enrollment phase.</p>
      <p>In recent decades, revocable biometric template generation has been a popular research area, in
which multiple type of research has been suggested in the literature. Patel et al in [24] present a
review of revocable approaches categorized according to two main classes: methods that can work
with a special matcher/existing matchers, and the second level was divided into two categories:
registration-free/registration needed base-methods. Finally, two categories are derived from each
element of the last level including schemes that work with the signal/feature domain. The same paper
proposed a classification of ten categories for revocable methods; Salting Methods, BioHashing
Methods [25], Random Projections, Random Permutations [26], Bioconvolving, Non-invertible
Geometric Transforms, Bloom Filters [27], Cancelable Biometric Filters, Knowledge Signatures,
Hybrid Methods [28]. Whereas Kumar et al. in [29] presented a brief and well-discussed survey on
revocable biometric techniques, in their work a new taxonomy was proposed in which these methods
were divided into six categories. Cryptography-based, Transformation based, Filter base, Hybrid
methods, Multimodal based, and other listed categories. In addition, the possible attack points in a
revocable biometric system were well explained. But in general BTPs were divided into two
categories; Biometric cryptosystems and the Transformation approaches.</p>
    </sec>
    <sec id="sec-5">
      <title>Biometric cryptosystems</title>
      <p>In biometric cryptosystems, by combining biometrics and cryptography according to the general
principle, the biometric templates are generated based on the generation of cryptographic keys. The
possibility to manage cryptographic keys securely and protect biometric templates is offered by using
biometric cryptosystems. Depending on the data helper extraction method, biometric cryptosystem
approaches can be divided into two categories (Figure 2): key-binding and key generation [30].</p>
      <p>In the first category, a cryptographic key is used to bind the biometric template to create a
socalled secure sketch that cannot be used to recover the biometric data or the key's origins. The
wellknown instances of key-binding schemes are fuzzy commitment [31] and fuzzy vault [32], which
generates binary vectors and an unordered set of points respectively to encode the biometric
templates. For the key generation cryptosystem, a direct cryptographic key generation from helper
data and biometric features is applied.
4.2.</p>
    </sec>
    <sec id="sec-6">
      <title>Feature transformation approach</title>
      <p>The general principle of feature transformation approaches is by using a specific function of
transformation, the unprotected original biometric template is converted to another protected one
using certain transformation parameters, which can be revoked and replaced if the transformed
template is compromised [33]. These schemes can be further categorized into either invertible [34] or
non-invertible transform [35] (Figure 3).
minutiae to generate a revocable BioCode by first projecting the FingerCode on an orthogonal basis
defined by the random seed. Whereas in non-invertible transform the key is one-way, which means
that even if the key is known the original biometric template is not recovered. This approach type can
effectively ensure revocability concerns.</p>
    </sec>
    <sec id="sec-7">
      <title>5. Revocable biometrics in providing security for IoT</title>
      <p>In recent years, Now that the Internet of Things has emerged, the demand for access control and
data privacy on low-power ubiquitous devices is growing [37], which demand a high security level.
Revocable biometrics is promising for IoT due to its convenient nature and lower susceptibility to
attacks. In this context, several revocable biometrics protection schemes have been proposed in the
literature that attempts to protect the privacy of original biometric templates used in IoT systems. The
next section will present them according to two categories: Biometric cryptosystems and Feature
transformation-based methods.</p>
    </sec>
    <sec id="sec-8">
      <title>Biometric cryptosystems for IoT security</title>
      <p>In this context, there have been a number of research efforts aimed at addressing the issues related
to the implementation of biometric cryptosystems in IoT systems, all presented in Table 1, and the
performance is given by the Equal Error Rate (EER) and/or False Acceptance Rate (FAR).</p>
      <p>Guo et al. in [38] proposed a revocable secret keys method using Physically Unclonable Functions
(PUFs) that can be implemented with the SRAMs of commercial Bluetooth Low Energy (BLE) chips.
The method applied in the sensor node communication module, the user biometrics obfuscated with
PUFs when the user biometrics is sensitive. The proposed method consists of two stages, Helper-Data
generation and secret reconstruction, in their work revocability of the proposed method is achieved
from new PUF responses. The method gives high performance with Error Equal Rate (ERR) equal to
0.02%.</p>
      <p>A fuzzy commitment encryption method was performed well for securing IoT features. Bentahar et
al. in [39] used the fuzzy commitment to present securing fingerprint biometric cryptosystem for
IoTbased systems to protect the authentication information (user biometrics and things identifiers) and
the data exchanging (after an accepted session). The proposed method defined on three main stages:
human user to smart connected things authentication, human user to remote server identification and
secure communication between things and remote system. Experimental results show improvements
with performance of ERR=0.</p>
      <p>Meraoumia et al. in [40] designed an e-security system for enterprise information exchange. The
proposed system uses symmetric cryptographic and multi-factor authentication methods based on a
card combined with a PIN code and a palmprint/palmvein biometric trait. In this work, after
extracting the biometric features the Fuzzy commitment is used for biometric encryption which uses a
random key (AES encryption to encrypt data of the enterprise then the key is binding in the biometric.
In this experiment an ERR, FAR of 0 are obtained.</p>
      <p>Jiang et al. in [41] proposed a cancelable biometric modality based on high-density surface
electromyogram (HD-sEMG) encoded by hand gesture password. During user authentication,
biometric token formed when the user used the required gesture password with the acquired
HDsEMG signals of the right forearm muscles. The ability to cancel is validated when the user changes
muscle activations after exposing the biometric token. Experiments showed the effectiveness and
security enhancing of HD-sEMG against attacks, and showed a high performance with ERR=0.003%.</p>
      <p>A lightweight bio-cryptosystem is developed for DNA encoding in [42] for security insurance of
biometric templates when store and transmit them, they begin by adopting 2D_Logistic Sine Map for
random key generation, then, a hexadecimal-based conversion of fractional chaotic keys to applicable
integer forms is executed. next, for obtaining a confused image, chaotic key series used for confusing
images(ODD and EVEN images) separately and then merged them for encoding using random keys.</p>
      <p>Soliman et al. in [43] applied Discrete Cosine Transform (DCT) for the introduced biometric, and
then presented a revocable biometric scheme to generate a revoked template. The original biometric
is blurred with two co-prime operators. Hence, it can be recovered as the Greatest Common Divisor
(GCD) between its two blurred versions. Experiments show good system performance with EER =
0.04%.</p>
      <p>A revocable multimodal biometric verification system for IoT environments based on
watermarking and encryption algorithms is presented in [44]. Both voice print and facial images are
used as individual biometrics. Double Random Phase Encoding (DRPE) is used for face encryption
and The SVs matrix of the voice images is chosen as a stable matrix to hide the encrypted face
images. Finally, the watermarked voice image is encrypted by a chaotic Baker map.</p>
      <sec id="sec-8-1">
        <title>Revocable</title>
      </sec>
      <sec id="sec-8-2">
        <title>Method</title>
      </sec>
      <sec id="sec-8-3">
        <title>Physically Unclonable</title>
      </sec>
      <sec id="sec-8-4">
        <title>Functions (PUFs)</title>
      </sec>
      <sec id="sec-8-5">
        <title>Fuzzy Commitment</title>
      </sec>
      <sec id="sec-8-6">
        <title>Fuzzy Commitment</title>
      </sec>
      <sec id="sec-8-7">
        <title>HD-sEMG-based Biometric</title>
      </sec>
      <sec id="sec-8-8">
        <title>2D logistic sine map</title>
      </sec>
      <sec id="sec-8-9">
        <title>Blurring+ GCD-based method</title>
      </sec>
      <sec id="sec-8-10">
        <title>Double Random Phase</title>
      </sec>
      <sec id="sec-8-11">
        <title>Encoding (DRPE) and chaotic</title>
      </sec>
      <sec id="sec-8-12">
        <title>Baker map</title>
      </sec>
      <sec id="sec-8-13">
        <title>Modality</title>
      </sec>
      <sec id="sec-8-14">
        <title>Fingerprint</title>
      </sec>
      <sec id="sec-8-15">
        <title>Fingerprint</title>
      </sec>
      <sec id="sec-8-16">
        <title>Palmprint</title>
      </sec>
      <sec id="sec-8-17">
        <title>Palmvein</title>
      </sec>
      <sec id="sec-8-18">
        <title>Hand Gesture</title>
      </sec>
      <sec id="sec-8-19">
        <title>Fingerprint</title>
      </sec>
      <sec id="sec-8-20">
        <title>Palmprint</title>
      </sec>
      <sec id="sec-8-21">
        <title>Face</title>
      </sec>
      <sec id="sec-8-22">
        <title>Fingerprint</title>
      </sec>
      <sec id="sec-8-23">
        <title>Iris</title>
      </sec>
      <sec id="sec-8-24">
        <title>Palmprint</title>
      </sec>
      <sec id="sec-8-25">
        <title>Voice</title>
      </sec>
      <sec id="sec-8-26">
        <title>Face</title>
      </sec>
      <sec id="sec-8-27">
        <title>Best</title>
      </sec>
      <sec id="sec-8-28">
        <title>Performance EER=0.22 EER=0 EER =0</title>
        <p>FAR=0
EER=0.003
EER=0.04
/
/
5.2.</p>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>Transformation approaches for IoT security</title>
      <p>In this section a number of research efforts aimed at addressing the issues related to
biometricbased transformation approaches are presented. Thus, Table 2 summarizes some important works in
this area of research. In this table, the performance is given by one of the following metrics; Equal
Error Rate (EER) and False Acceptance Rate (FAR), False Rejection Rate (FRR), Recognition Rate
(RR), and Area under the Receiver Operator Characteristic Curve (AROC).
Year(Ref)
2019[46]
2020[47]</p>
      <sec id="sec-9-1">
        <title>Revocable</title>
      </sec>
      <sec id="sec-9-2">
        <title>Method</title>
      </sec>
      <sec id="sec-9-3">
        <title>Random Projection +</title>
      </sec>
      <sec id="sec-9-4">
        <title>Steganography</title>
      </sec>
      <sec id="sec-9-5">
        <title>Partial DCT Transformation</title>
      </sec>
      <sec id="sec-9-6">
        <title>3D Chaotic maps</title>
      </sec>
      <sec id="sec-9-7">
        <title>Random vectors for index</title>
        <p>generation+ Element Wise</p>
      </sec>
      <sec id="sec-9-8">
        <title>Average</title>
      </sec>
      <sec id="sec-9-9">
        <title>Chaos AES Key generation +</title>
      </sec>
      <sec id="sec-9-10">
        <title>Projection Matrix</title>
      </sec>
      <sec id="sec-9-11">
        <title>Partial-Cancelable Feature</title>
      </sec>
      <sec id="sec-9-12">
        <title>Generation + Encodingnested-difference XOR scheme Modality Iris</title>
        <p>A cancelable iris and steganography-based mechanism for hiding user-specific keys in an
authentication system for IoT networks is proposed by [45]. First, feature quantization and shifting is
applied on the original iris, then a random projection-based feature transformation is used to generate
a revoked iris template. Finally, steganography is used to hide user-specific keys.</p>
        <p>Punithavathi et al. in [46] proposed a cloud-based cancelable biometric system. For an authenticate
user access control in the system, after the extraction of DCT matrix from the original fingerprint
image, and to obtain a revocable biometric for storing it in the CTD in the cloud, a random generation
of key transformation is applied to perform a partial DCT transformation.</p>
        <p>Ibrahim et al. in [47] proposed a one-way cancellable biometric method for face and fingerprint.
the proposed system usign 3D chaotic maps encryption has been applied to FPGA model and showed
a high security for the biometric templates with an EER =1.32%, AROC = 99.98% , and FAR and
FRR equal to 1.8895×10-15 and 2.0234×10-12 respectively.</p>
        <p>A non-invertible transformation approach is proposed in [48], by generating two random vectors
with a same length, the first vector used to extract elements from vector T whose indices are of the
same values as entries in it to generate vector v1. The remaining elements of v1 are extracted using the
second vector, the same thing, its indices are of the same values as entries in the first and generated a
vector v2, then, they obtained the element-wise average of vectors x and y.</p>
        <p>Amroune et al. in [49] proposed a secure cloud-based IoT framework to secure the interaction of
the person with his own objects. To generate AES encryption keys used for user messages encryption,
the Chaos system was adopted, on the other hand projection matrices were used to encrypt biometric
templates. The experiment is performed on two hand modalities, palmprint and palmvein, and show
that the proposed method is well performed with Recognition Rate (RR) equal to 99.895%.</p>
        <p>Yang et al. in [50] proposed a cancelable template consisting of two components to accommodate
privacy-preserving authentication systems and resource-constrained Internet of Things applications.
Firstly, using a designed re-indexing scheme, they generate length-flexible partial-cancelable features.
Second, to ensure non-invertibility, using a designed encoding-nested difference-XOR scheme,
revocable biometric templates were generated by passing by three operations: the nested difference
operation, the encoding operation, and the bitwise XOR Boolean operation.</p>
      </sec>
    </sec>
    <sec id="sec-10">
      <title>6. Conclusion</title>
      <p>Unfortunately, biometric systems, despite their effectiveness in ensuring authentication in IoT
systems, these systems may be exposed to new security and privacy risks. This paper presents a
brief review of biometric template protection schemes used to protect the biometric trait itself. Also in
this paper, we diminished the threshold of existing revocable biometric methods presented in the
literature and adopted them to protect the biometric used for example for authentication, access
control, or protect messages exchanged in IoT. Therefore, our future work should focus on using
new revocable techniques not implemented in the literature for IoT system security, in different
IoT environments for the privacy preservation of the biometric template adopted for IoT systems
security and therefore achieving enhanced security in IoT systems.</p>
    </sec>
    <sec id="sec-11">
      <title>7. Acknowledgements</title>
      <p>The authors are grateful to the anonymous referees for their valuable and helpful comments. This
research has been carried out within the PRFU project (Grant: A01L08UN120120180001) of the
Department of Electrical Engineering, University of Larbi Tebessi, Tebessa. The authors thank the
staff of LAMIS laboratory for the helpful comments and suggestions.</p>
    </sec>
    <sec id="sec-12">
      <title>8. References</title>
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