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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Robustness of Controlling and Observing Edge Dynamics in Complex Networks 1</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Zhi Tian</string-name>
          <email>zhit518@163.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Shaopeng Pang</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Peng Ji</string-name>
          <email>jipeng@qlu.edu.cn</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Weigang Ma</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Jinan Rail Transit Group 1ST Operation Co.,Ltd.</institution>
          <addr-line>Ji Nan</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Information and Automation Engineering Qilu University of Technology (Shandong Academy of Sciences) Ji Nan</institution>
          ,
          <country country="CN">China</country>
        </aff>
      </contrib-group>
      <fpage>66</fpage>
      <lpage>72</lpage>
      <abstract>
        <p>The dynamic processes on the edges of complex networks are closely related to various realworld situations. In recent years, more and more scholars have devoted themselves to the study of the edge dynamics in complex networks and achieved fruitful results. The robustness of controlling the edge dynamics in complex networks has been extensively studied. However, there is no relevant work to study the robustness of observability. In this paper, we develop a framework based on the edge classification to study the robustness of controlling and observing the edge dynamics in complex networks. We apply the framework to model networks and give a theoretical formulation of the edge classification. By comparing with the robustness that only considers the structural controllability, we find that this framework enables us to have a more comprehensive analysis method for the edge failure problem in the edge dynamics of complex networks.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;complex network</kwd>
        <kwd>edge dynamic</kwd>
        <kwd>robustness</kwd>
        <kwd>controllability</kwd>
        <kwd>observability</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>
        In recent years, the node dynamics of complex networks [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5 ref6 ref7">1-10</xref>
        ] has attracted the attention of many
scholars and made a lot of significant progress. Lin [
        <xref ref-type="bibr" rid="ref8">11</xref>
        ] proposed the structural controllability, which
bypasses the need to measure system parameters, and studied network controllability based on the graph
topology. Liu et al. [
        <xref ref-type="bibr" rid="ref9">12</xref>
        ] developed the structural controllability theory and proposed the minimum input
theory based on the maximum matching to characterize the structural controllability. Due to the duality
principle [
        <xref ref-type="bibr" rid="ref10 ref11">13-14</xref>
        ], many attributes of observability can be borrowed from controllability. The theoretical
framework in [
        <xref ref-type="bibr" rid="ref12">15</xref>
        ] provides a new perspective for us to study the observability of complex networks.
Nepusz et al. [
        <xref ref-type="bibr" rid="ref13">16</xref>
        ] extended the applicability of structural controllability to the edge dynamics of directed
networks. Then Pang et al. [
        <xref ref-type="bibr" rid="ref14">17</xref>
        ] gave a general framework for the controllability of edge dynamics for
arbitrary complex networks.
      </p>
      <p>In this paper, we develop a framework based on the edge classification to study the robustness of
controlling and observing the edge dynamics in complex networks. This framework enables us to
quantify the robustness by the edge classification. We study the effect of network topology on the
robustness based on the simulation of model networks. In addition, we give the theoretical formulation
of edge classification of model network.</p>
    </sec>
    <sec id="sec-2">
      <title>2. EDGE DYNAMICS</title>
      <p>The directed graph containing  nodes and  edges is denoted as (, ) . The edge dynamics of
complex network is described by the switch dynamics, where the state vector corresponds to the edge
set, and each state corresponds to an edge. For any node in the network, its outgoing edge state is
influenced by the incoming edge state, its own damping and external inputs, so we have:
(1)
of
(2)
 =   −  ⨂ +   ,
where 
and</p>
      <p>are the outgoing and incoming edge state vectors of node  , respectively.  is the
switching matrix with the number of rows and columns equal to the out-degree 
and in-degree 
the node, respectively.</p>
      <p>is the damping term acting on the outgoing edge state, and ⨂ denotes the
multiplication of the corresponding position elements of the two vectors. When 
= 1, the outgoing
edge state is affected by the external input  . At this time, node  is said to be the driver node. The node
in the switch dynamics is like a switch device that receives the signal from the incoming edge and then
processes and forwards it to the outgoing edge, and the processing and forwarding process is represented
by the switching matrix in the node. Equation (1) can be rewritten as a linear time-invariant system as
follows:
where 
 = ( − 
) +</p>
      <p>,
is the state matrix, which is the transpose matrix of the adjacency matrix of the line graph
()
from the directed graph  ,</p>
      <p>≠ 0 if and only if the end node of edge  is the start node of edge  ,
graph  , and the edges in the line graph ()
i.e., edge  points to edge  . The nodes in the line graph ()
correspond to the edges in the original
correspond to the pointing relationships between edges in
the original graph  .  is the damping matrix, which is a diagonal matrix with the damping terms
corresponding to each edge on its diagonal elements.  is the input matrix, which is a diagonal matrix
whose  -th element is</p>
      <p>if and only if node  is the starting node of edge  . It is worth noting that  has
no effect on the controllability of the edge dynamics in complex network and can be ignored in the
discernment of controllability.</p>
      <p>In order to study the problems related to the controllability and observability of the edge dynamics in
complex networks, we give the definitions of three node classifications and the related concepts of
connected components.</p>
      <p>Divergent node. A node is said to be a divergent node if its out-degree is greater than its in-degree
). In particular, a node is said to be weakly divergent if its out-degree is greater than its
in-degree by one (
=</p>
      <p>+ 1).</p>
      <p>Convergent node. A node is said to be convergent if its in-degree is greater than its out-degree
). In particular, a node is said to be weakly convergent if its in-degree is greater than its
out-degree by one (
=</p>
      <p>+ 1).</p>
      <p>Balanced node. A node is said to be a balanced node if its out-degree is equal to its in-degree
•
•
•
•
(

(

(

&gt; 
&gt; 
=  ).</p>
      <p>Connected components. The connected components can be divided into three categories. 1)
Balanced components. Any node in the balanced component is the balanced node. 2) Unbalanced
components. The unbalanced component contains one or more unbalanced nodes (
Isolated nodes. Nodes where the number of both outgoing and incoming edges are zero.
≠  ). 3)</p>
      <p>The number and location of driver nodes required for controlling the edge dynamics in complex
network are determined by the local structure of the nodes. When the edge dynamics of complex network
is controllable, the divergent node is the driver node, and any one node in each balanced component is
the driver node. The driver node needs to control its 
− 
outgoing edges, and the driver node in
each balanced component needs to control any one of its outgoing edges. The controlled outgoing edge
is called the driven edge. From the principle of duality, it is known that when the edge dynamic is
observable, the convergent node in the network is the sensor node, and any one node in the balanced
component is the sensor node. The convergent node needs to observe its 
− 
the sensor node in the balanced component needs to observe any one of its incoming edges. The observed
incoming edges, and
incoming edges are called the observed edges.</p>
    </sec>
    <sec id="sec-3">
      <title>3. ROBUSTNESS</title>
      <p>We study the robustness based on the edge classification. Each edge is classified by the change in the
number of driver nodes and sensor nodes when the edge is removed. Specifically, the number of driver
nodes and sensor nodes are denoted by  and  , respectively. After an edge is removed, the number
of driver nodes and sensor nodes in the remainder network is denoted by  and  , respectively. Edges
can be classified into three categories: critical, redundant, and ordinary. The removal of a critical edge
increases the number of driver nodes or sensor nodes, i.e.,  &gt;  or  &gt;  . Conversely, the removal
of a redundant edge decreases the number of driver nodes or sensor nodes, i.e.,  &lt;  or  &lt;  .
The rest edges are ordinary since removing them does not affect the number of driver nodes or sensor
nodes.</p>
      <p>As an edge is removed, the in-degree of the target node (the termination node of this edge) and the
out-degree of the source node (the starting node of this edge) decrease. Therefore, we can give an edge
classification method based on the local structure of network.</p>
      <p>• Critical edge. For an edge, if its source node is non-weakly divergent and its target node is
balanced, the number of driver nodes increases after removing this edge, if its source node is
balanced and its target node is non-weakly convergent, the number of sensor nodes increases after
removing this edge. Therefore, the number of driver nodes or sensor nodes increases after
removing a critical edge. It is worth noting that when both the source node and target node are
balanced, removing the connecting edge between them will increase the number of driver nodes
and sensor nodes at the same time.
• Redundant edge. For an edge, if its source node is weakly divergent and its target node is
nonbalanced, the number of driver nodes decreases after removing this edge, if its source node is
non-balanced and its target node is weakly convergent, the number of sensor nodes decreases
after removing this edge. Therefore, the number of driver nodes or sensor nodes decreases after
removing a redundant edge. It is worth noting that when the source node is weakly divergent and
the target node is weakly convergent, removing the edge between them will decrease the number
of driver nodes and sensor nodes at the same time.
• Ordinary edges. Edges other than those mentioned above are ordinary edges.</p>
      <p>An example of the edge dynamics in complex network is shown in the Fig. 1. The nodes  and 
are driver nodes, which need to receive external input signals. Similarly, the node  is the sensor node,
which needs to send observation signal to the outside. The nodes  and  are balanced nodes.
According to our classification principle, the edge between  and  is the critical edge. When this edge
is removed,  becomes the sensor node and  stays the same, leading to the number of sensor nodes
in the network increases. The node  is the convergent node and  is the divergent node. According to
our classification principle, the edge between  and  is the redundant edge. When this edge is
removed,  becomes the isolated node and  stays the same, leading to the number of driver nodes in
the network decreases. The edge between nodes  and  is an ordinary edge.</p>
      <p>In the following, we will apply the edge classification to model networks and derive the theoretical
values. We will study the distribution of the edge classification in Erd  s–Ŕ nyi (ER) networks,
exponential (EX) networks and scale-free (SF) networks. We compare edge classification based on the
structural controllability (traditional perspective) and based on the structural controllability and
observability (new perspective) proposed in this paper in model networks.
output node respectively, i.e.,  ,

and  . When removing a critical edge (
→  ,

number of driver nodes or sensor nodes increases. When removing a redundant edge (
→  ), the
→  ), the
number of driver nodes or sensor nodes decreases. Edge (
→  ) other than those mentioned above
is ordinary edge.
three edges.</p>
    </sec>
    <sec id="sec-4">
      <title>4. THEORETICAL ANALYSIS</title>
      <p>We classify the edges in the network into critical edges, redundant edges and ordinary edges. As
shown in Fig. 2, the trends of the percentages of the three edge classifications with average degree are
extremely similar. The percentage of critical edges 
degree 〈〉 increases; the percentage of ordinary edges 
increases and then decreases as the average
increases as the average degree 〈〉 increases;
the percentage of redundant edges</p>
      <p>gradually decreases as the average degree 〈〉 increases. When
the average degree is small, the number of edges in the network is small, and the vast majority of these
edges are redundant edges, which means that the number of driver nodes or sensor nodes in the network
will decrease after removing an edge. As shown in Fig. 2(a), we give a comparison of the edge
classification between traditional perspective and new perspective in ER networks. Obviously, the
proportion of critical edges and redundant edges in the new perspective classification method is higher
than that in the traditional classification method, and the proportion of critical edges in the new method
is nearly twice that in the traditional method. As shown in Fig. 2(b), there are very similar results in EX
networks. In Fig. 2(c) and (d), we study the application of two classification perspective in SF with  =
2.2 and  = 3 , respectively. It can be clearly found that the trend of the proportion of the three kinds of
edges in the network is the same as that of the ER and EX networks. Furthermore, the proportions of the
critical edge and the redundant edge when  = 2.2</p>
      <p>are significantly lower than that of the two kinds of
edges when  = 3 . This means that different  values will have a greater impact on the percentages of</p>
      <p>
        The analytical results of the robustness depend on the degree distribution. The in- and out-degrees of
model networks follow the same distribution, i.e.,  ( )
=  ( )
=  ( ) . We give a general
theoretical formulation of three edge classifications based on the structural controllability and
observability.
(marked in square) and new perspectives (marked in circle) and their varies with the average degree
〈〉 in (a) the ER networks, (b) EX networks and SF networks with ( c)  = 2.2 and (d)  = 3 . ER, EX and
SF networks are generated based on the static model [
        <xref ref-type="bibr" rid="ref15 ref16 ref17">18,19,20</xref>
        ] with  = 5000 . All data points and
error bars are obtained by averaging over 10 independent realizations.
      </p>
      <p>= 2 ∑
 ( )  1 −
∑
()( + 1)( + 1)
−
∑
 ( )  ,</p>
      <p>For ER networks, the average degree 〈 〉 = 〈 〉 = 〈 〉 = /
, where  and 
are the number of
respectively. Both the out- and in-degree of the ER networks follow the Poisson distribution, i.e.,
nodes and edges in the network, 〈
〉 and 〈</p>
      <p>〉 are the average out-degree and average in-degree,</p>
      <p>According to the principle of classification of different edges, we obtain the expressions for the
percentages of the three edges of the ER networks.</p>
      <p>= 2 (2〈 〉)
〈 〉1 −  (2〈 〉)
〈 〉 − 
(2〈 〉)
〈 〉 ,
where  () is the modified Bessel function of first kind,  (2〈 〉) = ∑
!!
〈 〉 ,  (2〈 〉) =
∑
〈 〉
! (
)!
.</p>
      <p>= 2 (2〈 〉)
〈 〉1 −  (2〈 〉)
〈 〉 − 
(2〈 〉)</p>
      <p>〈 〉 ,

(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
percentages of the three edges of the EX networks.</p>
      <p>=</p>
      <p>〈 〉
( 〈 〉 )
1 −</p>
      <p>〈 〉
( 〈 〉 )
− ( 〈 〉 )
〈 〉</p>
      <p>,

〈 〉</p>
      <p>〈 〉</p>
      <p>,
,</p>
      <p>Both the out- and in-degree of the SF networks follow the power law distribution, i.e.,
parameters  = 1 ⁄( − 1 ).
percentages of the three kinds of edges of the SF networks.</p>
      <p>where Γ(,  ) is an incomplete Gamma function, Γ( ) = ( − 1 )! is a Gamma function, and the
According to the principle of classification of different edges, we obtain the expressions for the

=
〈 〉  ∑
1 −
〈 〉  ∑
( + 1 )Γ Γ
− 〈 〉  ∑
Γ

,
where  =
〈 〉(
)
and Γ =
⁄ ,〈 〉(
( )
)</p>
    </sec>
    <sec id="sec-5">
      <title>5. CONCLUSION</title>
      <p>
        For the study of the robustness of edge dynamics in complex networks, a traditional edge
classification based on the structural controllability has been proposed in [
        <xref ref-type="bibr" rid="ref13">16</xref>
        ]. We innovatively offer a
new edge classification from the structural controllability and observability perspective and develop a
framework for studying the robustness. The general theoretical formulation of the edge classification in
the edge dynamics of complex networks is derived. We apply the edge classification to the model
networks, and find that the percentage of critical edges in the new classification is approximately twice
as large as in the traditional classification. In future work, we will apply the new edge classification
method to the real networks and give the corresponding theoretical formulation. In addition, the
robustness of edges in switch networks will be our new research direction.
      </p>
    </sec>
    <sec id="sec-6">
      <title>ACKNOWLEDGMENT</title>
      <p>Shandong Province (2021KJ025).</p>
      <p>This work was supported by Youth Innovation Science and technology support plan of colleges in
74 (2002) 47.
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