<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>mender System to Recruit Older Adults for Research Studies</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Md Atik Enam</string-name>
          <email>menam@clemson.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Swapnil Srivastava</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bart P. Knijnenburg</string-name>
          <email>bartk@clemson.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>School of Computing, Clemson University</institution>
          ,
          <addr-line>Clemson</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Third Workshop on Social and Cultural Integration With Personalized</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Workshop Proce dings</institution>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Workshop Proceedings</institution>
          ,
          <addr-line>CEUR-WS.org</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <abstract>
        <p>Recruiting older adults for research studies is a challenging endeavor. We conducted an interview to understand older adults' preferences and expectations, with the goal of building a recommender system to support the selection of suitable research studies. Our findings suggest that sharing the results of the studies they participated in would motivate older adults to participate in more studies and give them a feeling of self-accomplishment and belonging. We list 15 design implications based on our user research and present a prototype system based on these design implications.</p>
      </abstract>
      <kwd-group>
        <kwd>Older adults</kwd>
        <kwd>Design implications</kwd>
        <kwd>Prototype design</kwd>
        <kwd>Interviews</kwd>
        <kwd>Recommender systems</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>2. Related</title>
    </sec>
    <sec id="sec-2">
      <title>Work</title>
      <sec id="sec-2-1">
        <title>2.1. Designing for Older Adults</title>
        <p>
          The main goal of our work is to design a recommender
system that helps older adults in evaluating and
selecting research studies to participate in. Designing an
accessible recommender system for older adults is not a
straightforward task. A number of general system
design suggestions are provided in review papers by Morris
[
          <xref ref-type="bibr" rid="ref22">39</xref>
          ] and by Fisk et al. [18]. Similarly, Mitzner et al., in
a survey-based study, presented a few factors that may
influence technology adoption in older adults. These
predictors can help us understand how to design a system
for older adults [35].
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>1. Introduction</title>
      <p>
        Older adults constitute a large part of the world population—
a proportion projected to rise from 9% in 2019 to 16% in
2050 [
        <xref ref-type="bibr" rid="ref23">40</xref>
        ]. As this growing population requires special
care [
        <xref ref-type="bibr" rid="ref20">28</xref>
        ], researchers study whether the lifestyles of these
people can be improved by introducing technologies such
as autonomous vehicles and smart homes [
        <xref ref-type="bibr" rid="ref10 ref12">20, 6</xref>
        ]. The
goal of these technologies is to make older adults more
independent [11] reduce their self-perception of
burdening society [17] and help them contribute meaningfully
to their community [
        <xref ref-type="bibr" rid="ref2">8</xref>
        ]. Most of these studies require
older adults as participants—either to understand the
specific needs and wants of this population, to evaluate
lated to their use of existing systems that are generally
designed for a younger population (cf. [
        <xref ref-type="bibr" rid="ref11 ref13 ref16">24, 21, 19</xref>
        ]). We
therefore set out to study what researchers should keep
in mind when recruiting older adult participants. Jacelon
usefully outlined specific considerations regarding the
recruitment process, interview length, instrument
design, etc. [
        <xref ref-type="bibr" rid="ref17">25</xref>
        ]. However, what a research study looks
like from the perspective of an older adult has not been
thoroughly studied. To bridge this gap, we conducted
indepth interviews with older adult participants to answer
the following research questions:
• RQ1: What characteristics of a study attract older
adults, and how do they decide to get involved?
• RQ2: What are the gains and expectations of
nEvelop-O
Interfaces (SOCIALIZE) 2023
CEUR
htp:/ceur-ws.org
ISN1613-073
© 2023 Copyright for this paper by its authors. Use permitted under Creative
      </p>
      <p>CEUR</p>
      <sec id="sec-3-1">
        <title>2.2. Older Adults’ Participation in</title>
      </sec>
      <sec id="sec-3-2">
        <title>Research Studies</title>
        <p>when designing our recommender system.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>3. Methods</title>
      <p>
        However, to develop a recommender system for
participating in research studies, it is important to know what
factors influence older adults’ preferences in participating In October 2022 we conducted an IRB-approved study,
in such studies. Beyond the work by Jacelon [
        <xref ref-type="bibr" rid="ref17">25</xref>
        ] out- interviewing 7 participants (see Table 1) to understand
lined in the introduction, there are several other works older adults’ needs and expectations around participating
related to how studies should recruit older adults to min- in research studies. We recruited participants through
imize barriers related to culture, health, or institutions the Director of Community Outreach (DCO) of a local
[
        <xref ref-type="bibr" rid="ref19 ref29">27, 46, 36</xref>
        ]. Most of these works related to clinical re- assisted-living community. The DCO contacted the
ressearch rather than technology-related studies [
        <xref ref-type="bibr" rid="ref26 ref7">38, 3, 43</xref>
        ]. idents to schedule several interviews. After obtaining
We aim to focus on the latter, because technology can participants’ consent to participate and to audio-record
play a crucial role in helping older adults live their lives the conversation, we conducted semi-structured
intermore comfortably [
        <xref ref-type="bibr" rid="ref14 ref4">34, 10, 22</xref>
        ]. views using a number of predefined questions but asking
      </p>
      <p>
        Older adults are likely to participate in designing and in-depth follow-up questions whenever we desired more
developing smart technology systems if they find that it details or further explanation. The interviews lasted
will improve their lifestyles [
        <xref ref-type="bibr" rid="ref18">26</xref>
        ]. Roger and Fisk provided around 45-60 minutes. We analyzed the audio transcripts
an overview of how psychology can help to understand of the recordings using open coding, and compared codes
older adults’ preferences and their importance in the to generate a list of design implications. These user
reparticipatory design process [
        <xref ref-type="bibr" rid="ref27">44</xref>
        ]. search findings (see Section 4) then helped us design a
prototype recommender system (see Section 5).
      </p>
      <sec id="sec-4-1">
        <title>2.3. Computer Literacy among Older</title>
      </sec>
      <sec id="sec-4-2">
        <title>Adults</title>
        <p>
          In designing a recommender system for older adults, it is
important to keep in mind that many of them did not have
computers in their early childhood, which impacts how
they learn to use a new system [
          <xref ref-type="bibr" rid="ref6">2</xref>
          ]. This potential lack
of digital literacy [
          <xref ref-type="bibr" rid="ref25">42</xref>
          ]—often coupled with anxiety and
a lack of interest in learning computers [
          <xref ref-type="bibr" rid="ref5">14, 1</xref>
          ]—makes
it dificult for designers to develop a system that older
adults can learn and use independently [
          <xref ref-type="bibr" rid="ref8">4</xref>
          ].
        </p>
        <p>
          Note that while many studies on digital literacy
focus barriers that hinder older adults in learning a new
technology [
          <xref ref-type="bibr" rid="ref1">32, 7, 37</xref>
          ] Martínez-Alcalá showed that older
adults can gain digital literacy if they are suficiently
motivated [33]. Note also that older adults vary substantially
in their level of digital literacy, which makes it even more
dificult to generalize designs for a particular age group
[32]. We particularly take the importance of motivation
and older adults’ diversity of experiences into account
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Findings from User Research</title>
      <p>Upon discussing our open codes, we divided our findings
into two broad categories: characteristics of research
studies that attract older adults, and personal gains and
expectations older adults have regarding research
studies. The design implications related to our findings are
displayed in Table 2. The quotes below are edited for
clarity and brevity.
4.1. Characteristics of Research Studies
that Attract Older Adults</p>
      <sec id="sec-5-1">
        <title>4.1.1. Personal Interest and Challenge</title>
        <p>[Basis for DI11 and DI14] Most participants expressed
that if the topic of a research study is interesting, they
will most likely participate. Of particular interest were
research studies related to health and lifestyles
improvements:
“Once, they had a study where they put
red buttons on the walls, and they tried
to understand if we found that useful for
emergencies or calling someone. We do
not carry phones all the time. In a space
like this [small patio] where most of the
staf can not see us, a button is helpful to
call someone quickly in case of an
emergency.” —P7</p>
        <p>Older adults also expressed a desire for challenging
activities, such as pairing up with other people to create a
prototype, or doing some other activity that is not beyond
their limitations:
“I have participated with some of the things
they got over there, which were very
interesting. One was for five sessions, where I
paired up with two students, and the
object was for the students to design
something those folks could really use in their
life.”—P3
“When talk to some of the students here
for some of their projects, I am impressed
with them because they come up with
some pretty interesting challenges.”—P3
“We have a meeting once a week... It
is called Greet... It’s held out in the
entrance area of our my apartment. That
group then gets together, and they hear
each other... And so you get to see what
other people, what they’re having
problems with.”—P3</p>
        <p>Beyond these arranged events, they do not get many
opportunities to discuss diferent topics with other people
in the facility. Research studies provide residents with
good opportunities to talk about things they usually do
not feel comfortable about or do not know with whom
to talk about. In that case, they want the groups to be as
mixed as possible because they think such groups will
consist of more diversified opinions:
“I get to hear all the opinions... sometimes
they don’t agree with me but that’s more
enjoyable to me. Uh, because I like to hear
other people’s opinions on this study as
to where they think we’re doing it right or
wrong. Sometimes they have really good
points.”—P3
4.1.3. Study Location
[DI2] Participants like to go outside for studies, but most
4.1.2. Group Discussion have health issues that prohibit them from driving. They
expressed that if studies provide them with
transporta[DI5, DI13] All participants liked studies where they are tion and accommodations, they are happy to go to a
asked to talk in a group rather than in a one-to-one dis- remote location:
cussion, because they want to socialize with the people
around them:
“It depends on the circumstances, how
you get there. Yeah, if you could go and
stay, and perhaps you know... Would they
give you housing and food, or would you
have to arrange it yourself?”—P6
4.1.4. Computer Literacy
[DI1, DI15] Our participants had moderate knowledge
of how to use computers and mobile phones. Most of
them use computers to communicate with others via
email. Some also use social media applications to keep in
contact with friends and family, and banking applications
to manage finances:
“Say uh the email situation. I do all my
banking on the computer and all that. And
then, whenever I have a question about
something, I go to Google. So yeah, I do
(use computers)”—P3</p>
        <p>None of the participants ever used a computer or
mobile phone to find a research study to participate in, but all
said they were willing to try out an application that can
suggest studies based on their preferences. Furthermore,
most of them had used a computer as an instrument of a
study, or to participate in studies virtually:
“Sure, we’ve [used computers], but we
were doing it as a six of us together on
their computers...”—P4
4.1.5. Relation to Past Experiences, Professions,</p>
        <p>and Skills
[DI3, DI4, DI6] Past experiences with studies play an
essential role in deciding whether to participate in future
studies. If a study did not go well for them (e.g., the
study was in an inconvenient location, or some study
procedure made them feel sick), they are likely to avoid
similar studies. One other participant recalled taking a
chemistry class where students were experimenting with
dogs:
“They used to do experiments, so they
could get involved. These mad students,
they were using dogs, and that’s when I
decided I didn’t want to experiment on
dogs.”—P6</p>
        <p>Participants like to use their past experiences and skills.</p>
        <p>One participant once had a near-death experience and
overcame his fear by teaching others how to do CPR. He
used the same attitude when deciding to participate in
studies:
“I’ve had an up close and personal
connection to the whole process. Either I can do
this or be the test dummy, and I’ve already
been the test dummy. In this instance it
has a tinge of overcoming fear. Okay this
happened to me so I am going to prove I
am over this by teaching someone else to
do it... I generally end up volunteering for
the same things: I want to use the skills I
have acquired over a lifetime.”—P2
4.1.6. Social Influence
[DI7, DI12] While not all participants initially enjoyed
participating in studies, they often get motivated by friends
living in the same facility who like to participate. Some
noted that if they do not participate, others might think
badly of them. One participant said that he participated
in studies because it made others happy:
“I do not go out of my way to volunteer,
especially for research studies. I do it
because people around me are doing
something like meals on wheels and it makes
them happy.”—P2
4.1.7. Invitation from Known Faces in the Facility
[DI7] In the facility where we conducted our interviews,
the DCO usually contacts residents to determine whether
they want to participate in the research studies:
“She comes over and tells us that we’ve
got a group that’s coming, and would we
like to participate?”—P4
“The young lady came in earlier this week
and told me students want to come over
to interview you. Would you participate?</p>
        <p>And she knew I would say sure.—P2</p>
        <p>Usually, residents instantly accept the DCO’s
invitation without knowing what the study is about. This can
cause issues because participants may find out later that
the study requires them to do something they dislike.</p>
        <p>While the DCO usually tells them who is conducting the
study, this information is not suficient. Instead, it would
be a good practice to let participants know what the study
is about, how long it takes, and whether it has any further
requirements.
4.1.8. Preferences for virtual meeting platforms
[DI15] Most participants had health issues restricting
them from participating in studies. When they started
participate in studies virtually, they began to like
online meeting platforms such as Zoom. Since then, they
started using them for diferent purposes, such as
”Sunday Church School.”
“We zoom church and zoom ”Sunday School”
now; zoom helps us to communicate
without being there physically. Okay, so we
do. You know, they still do that through
[zoom].”—P1</p>
      </sec>
      <sec id="sec-5-2">
        <title>4.1.9. Privacy protection</title>
        <p>Most participants did not have any privacy issues
regarding their participation in research studies. They do
not want their names to be on the research articles, but
beyond that, they cannot think of any other ways their
privacy could be violated. While linkage attacks using
the information provided in the research articles could
be possible [15], most studies seem to ask only general
questions about the issues they face as an older adult,
which most older adults seemed completely fine with:
“You don’t have to use our names.
Anyway, this is just a general question about
senior citizens.”—P5
4.2. Gains, Expectations of Older Adults
from the Research Studies
4.2.1. Self-Accomplishment
[DI8, DI14] Older adults know there are not many
opportunities where they can contribute through physical
work, so they seek out opportunities where they can help
others through their experience:
“I feel inclined for example to help this
kid... he wanted advice on something for
his job. I like helping individuals who
need help for specific things.”—P2</p>
        <p>Similarly, our participants mentioned that they want
to participate in studies that help others and contribute to
society. This gives them a feeling of self-accomplishment:
4.2.3. Research follow-up
[DI9, DI10] Participants mentioned they would be happy
to be contacted again if researchers had remaining
questions; this would make them feel their experiences are an
asset to the researchers. Furthermore, they would love
to know more about the outcomes of the studies they
participate in. This helps the residents see that they have
made a small but valuable contribution to the research
community and help them achieve something:
“I would like to see what some of those
results mean for you. I never did hear a
follow-up with results, and what I wanted
to know how it all came out.”—P4</p>
        <p>One participant asked researchers to bring in the
published journal article so they could read the study’s
outcomes:
“We would be happy to have that, since
we were a part of this. Would be nice to
put in the library here: Things from the
participants of [facility name].”—P2</p>
      </sec>
      <sec id="sec-5-3">
        <title>4.2.4. Decision Autonomy</title>
        <p>One of the participants mentioned that he wanted more
autonomy to choose what study to participate in. He
mentioned that he would love to use a system that would
recommend opportunities to volunteer for a study based
on his experiences, skills, and preferences:
“Let me make up my own mind. What I
like is when I have a diversity of options,
like when I am on eBay. I can go and see
the details of each option too.”—P2
5. Design of the Prototype
“We look at projects that are probably good
to have here, that will make the place
better”—P3
“I like to see they look healthy and that we
are all together, but we’ll tell them tonight
about our adventure with you folks today,
so we discuss that.”—P4</p>
        <p>The design implications of our research are summarized
in Table 2. Our user research findings show that older
adults love to contribute to society by participating in
4.2.2. Discussion with Family and Friends research studies. Importantly, there are various
individ[DI12] Participants said that on the weekends they spend ual factors that can be used to match participants with
a significant amount of time with family. They discuss studies: some like to participate in group studies,
othwhat their week was like and share things that they find ers prefer challenging activities, and still others prefer
interesting. They mentioned that they often share their studies related to health issues. Older adults also face
experience participating in research studies with their a variety of limitations that prevent them from
particfamily members over dinner. To them, it is an accom- ipating in certain studies. Ideally, older adults can use
plishment they can share with their family: these factors to decide for themselves which studies they
want to participate in. In the current process, researchers
usually do not contact the participants personally, and
participants have no opportunity to select studies that
match their desires and limitations. Our primary focus is
thus on automating recruiting participants through a rec- of a study if results are available (DI9), contact the
reommender system that can help the older adults evaluate searcher, or give feedback on the study (DI10). The
feedand select research studies. We note that older adults back mechanism asks 10 questions (Table 4) about the
sometimes need help to express their desires and limi- study, avoids studies similar to the ones they disliked,
tations. We solved this issue by introducing a feedback and promotes studies similar to the ones they liked.
option, which helps our system refine future recommen- ROAFSS collects and stores personal information about
dations. study participants, which may cause privacy concerns.</p>
        <p>Furthermore, our user research findings show that Note, though, that participants in our studies did not
older adults love to learn more about the results of the seem overly concerned about this. Moreover, ROAFSS
studies they participated in. Currently, this generally can potentially serve as a portal for research study
particdoes not happen. Our system helps “close the loop” from ipation, so that individual studies themselves do not have
participating in research studies to learning about their to collect any personally identifiable information. This
ifndings and contributions by making the research out- would increase the overall privacy of the study
particicomes available to users. pants, since they only have to disclose their identifiable</p>
        <p>
          Our Recommender System for Older Adults to Find information once, and this information is never stored
Suitable Studies (ROAFSS) consists of four main pages. alongside their research participation data.
The recommendation page (Fig. 1a) lists studies that the
user may participate in, tailored to the answers they
gave to six questions about their abilities and prefer- 6. Discussion
ences (Table 3) and the feedback they gave to past
studies. Each study is listed with a title, contribution (DI8), Older adults’ perspectives matter and they love
individual vs. group participation (DI5), remote vs. lo- to contribute to the society While existing works
cal requirements (DI15), and the names of friends who [
          <xref ref-type="bibr" rid="ref17 ref19 ref22 ref27">39, 18, 25, 27, 36, 44</xref>
          ] are essential to help reduce the
have already signed up to participate in the study (DI8). challenges older adults face in research studies, they do
The study-specific page (Fig. 1b) shows additional details not explicitly consider older adults’ motivations and
deof the study, contact information, and the ”Participate” sires to participate. Our study found that older adults are
and ”Share” buttons (DI12). On the profile page (Fig. 1c) eager to participate in research studies that are a)
chalROAFSS shows the past studies the user has participated lenging and interesting, b) social, and c) relevant to their
in. From there, the user can visit the result page (Fig. 1d) past professions and skills. Participation is heavily
inlfuenced by peers’ participation in the same studies, and verse backgrounds will have diferent experiences, so
older adults love to share their participation experiences future work should expand the participant pool to see if
with friends and family. Finally, older adults would love our finidings generalize. Moreover, future research may
to hear about the results of the studies they participate implement our proposed system and conduct a user
exin—this gives them a feeling of self-accomplishment and periment [
          <xref ref-type="bibr" rid="ref21">29</xref>
          ] to see if the system indeed increases older
belonging. adult participants’ satisfaction, how it supports their
selfactualization [30], and how the feedback systems help
Designers must carefully consider what older adults refine the recommendations.
look for Practitioners and researchers have compiled This article does not consider the age-related
accesuseful guidelines for developing systems for older adults sibility issues older adults face [
          <xref ref-type="bibr" rid="ref15 ref28">13, 45, 23</xref>
          ]. Our focus
[
          <xref ref-type="bibr" rid="ref24 ref3 ref9">41, 12, 9, 5, 16, 31</xref>
          ], but little work exists that takes an ex- is more on the general opinions of older adults about
plicit user-centric approach to the design of recommender participating in research studies. Thus, future works
systems for older adults. Our results include several de- may examine how older adults with accessibility issues
sign implications based on in-depth interviews with older perceive participation in research studies.
adult participants that practitioners and researchers can
use as a guide to develop recommender systems for this 7. Conclusion
user community. Furthermore, we encourage designers
and researchers to use our methodology to find
systemspecific design implications.
        </p>
        <p>We conducted in-depth interviews with older adults to
understand their motivations, restrictions and
expectations around participating in research studies. We found
that older adults participate in research studies because
like to contribute to society with their work and opinions.</p>
        <p>We also built a prototype that will recommend the users</p>
      </sec>
      <sec id="sec-5-4">
        <title>Limitations and Future Work We ran our study with</title>
        <p>a small number of older adults from a single residential
community. Diferent communities and people from
di</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments References</title>
      <p>of the system research studies that they can choose from.
Such a recommender system can provide the older adult
community useful support in selecting research studies
that fit their preferences and limitations.</p>
      <p>We would like to thank Ruthie Millar at the Clemson
Downs retirement community for her help coordinating
our interviews, and all of the interviewed participants
for their willingness to participate in our study. This
research was supported in part by the NSF award IIS
2045153.</p>
    </sec>
  </body>
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