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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Constructing a neurovisual therapy for with a social robot for a neglect handicap</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexandru Bundea</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Peter Forbrig</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universität Rostock, Fakultät für Informatik, Lehrstuhl für Softwaretechnik</institution>
          ,
          <addr-line>Albert-Einstein-Str. 22, 18059</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>There is a global shortage of needed medical personnel to cope with the demand for stroke therapies. Social robots may take on the role of therapists to guide patients through selected therapies. This paper presents a neurovisual therapy for neglect disorder using a social robot. The system can perform tasks for optokinetic stimulation, training for gaze saccades, and visual exploration. Some of the feedback from the robot is of elementary importance. The patient receives important cues from the robot in addition to instructions to acquire a search strategy for himself with the tasks of the therapy. In the course of the paper, besides an introduction of the topic, we will give an overview of other neurovisual therapies and then introduce our system.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Social Robot</kwd>
        <kwd>Collaboration</kwd>
        <kwd>Therapy</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        People around the world are experiencing increased life expectancy. With increasing age, the
chances of suffering an affliction of such as stroke increases. Consequently, strokes are becoming more
common among the population in absolute terms. There are already problems in the present to provide
medical care to people after a stroke. The occurred consequences of a stroke can result in different
disorders. Here we will regard a neurovisual disorder. The general probability of suffering such a
disorder after a stroke is between 40-60% in people over 65 [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. A “Neglect” disorder is one of these
possible outcomes [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Patients suffering a neglect disorder show impaired or lost awareness of events
and visual, auditory, and tactile stimuli located on the contralesional side of space. One example could
be, that a patient would not recognize all objects on a table, even though it appears he has a full view
of the table. In this way, especially situations like daily road traffic can become problematic. But also
everyday things like eating and washing can become difficult [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        Spontaneous recovery usually occurs in the first 3 months [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. After this time, recovery becomes
increasingly unlikely and most sufferers will have permanent damage to their field of vision thereafter
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>Typically, training against a neglect disorder is compensatory. Consequently, it tries to help patients
live better with their handicaps. The goal of these therapies should be that patients can better manage
their daily lives. For this purpose, neurovisual therapies are performed with a therapist in a 1-to-1
setting.</p>
      <p>The therapist explains the tasks to the patient, gives feedback and motivates him. Due to the shortage
of medical personnel, patients are often not provided enough therapy hours. Though the patients in this
state will likely not experience a real increase in their ability to see, it could still help them to be more
active in their daily lives. Therefore, there is the idea is to use a socially assistive robot (SAR) in a
neglect therapy, which accompanies the patient through the therapy. The patient may still want to see a
real medical person for their therapy, but if future robot therapies could provide a similar effect as
compared to human therapists, they could provide complementary therapy sessions for a patient.</p>
      <p>Theoretically, a patient can work with the neglect application alone, but because patients would not
interact with other humanoid persons, their motivation to continue the sessions may decrease and they
are rather tempted to drop out of their scheduled therapy. Thus, we intend to use the robot as a
motivational helper.</p>
      <p>In this short paper, we present a system of such neurovisual therapy with a SAR. We will show
related similar digital neurovisual therapy applications and present a system overview in the following.
Then we briefly discuss our experience and limitations of this therapy system with our preliminary work
inside the E-BRAiN-project.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related work</title>
      <p>To the best of our knowledge, we are not aware of any neurovisual therapy system which works
with a SAR. Therefore, at this point, we will look at other, already established therapy systems.</p>
      <p>
        Kerkhoff et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] present in their paper their comprehensive software EYEMOVE for a
standardized diagnosis and therapy of visual exploration disorders. The software was developed for
normal Windows computers and contains a variety of tasks that have been implemented in it. Among
the tasks, there are those for training gaze saccades but also tasks for visual exploration of everyday
situations. It also includes a diagnostic function for testing visual exploration ability. During the actual
procedure, a head support is to be worn and a one-time calibration is to be performed for the patient.
The patient is supposed to learn how to handle the tasks with practice rounds.
      </p>
      <p>
        Another software is the "OK-Neglectraining" by Psycware [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. This offers saccade, exploration and
reading exercises for reading. However, this software has not been actively developed since 2004.
      </p>
      <p>
        Currently, a new development direction is being pursued in with virtual reality. The use of
corresponding head-mounted devices has not yet been widely tested with neurovisual therapy, but
certain experiments are in the process of being researched. One advantage of displaying VR devices is
the representation of a putative three-dimensional space, which exerts a greater influence on spatial
encoding [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Knobel et al. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] investigated an immersive 3D swiping task for neglect disorder. Patients
were asked to mark objects in a threedimensional space in a hemisphere stretched around them. The
task could be well performed and accepted and showed a high correlation with a control group who did
a comparable task using pencil and paper.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Technical overview and design of the system</title>
      <p>
        A graphical representation of the technical overview of the E-BRAiN system is found in Figure 1.
The system was built for different post-stroke therapies, but here we show the case for a neglect therapy.
This therapy was developed together with the medical partners of the E-BRAiN project and consists of
different single exercises. These are “Optokinetic Stimulation” [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], Gaze saccades [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], and three forms
of a visual exploration [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The exercises have already been clinically tested but still had to be adapted
so that the system and the robot can provide appropriate feedback when the patient needs help.
      </p>
      <p>The hardware setup consists of several things, as seen in Figure 1. Approximately separated by
functionality, the data flows between the devices are also shown there. We have a (1) central (Linux)
computer with the stored patient and therapy data, the (2) Pepper robot, a (3) monitor and (4) an
(Android) tablet. The therapy is started and controlled by a therapist present with another (4)
administrator PC. The monitor and robot are shown in Figure 2.</p>
      <p>
        On the software side, most of the programs on the central computer were written using Python.
Services that we have used to a significant extent are MQTT [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] as a communication protocol between
the devices and the central computer and RosaeNLG [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] for creating the text content for the robot.
      </p>
      <p>The process of a therapy is such that first a potential stroke patient is medically screened. Only when
the patient shows enough potential to profit from the training, we continue. This data is entered into the
database in a web interface hosted by the central computer. Depending on the severity of the handicap,
a specific configuration is set for NVT exercises. Therapy appointments are then created and started
there by command. A specific Python script is executed, which queries the patient data at the beginning
and then performs the therapy with the patient-specific configuration. The therapy interaction was built
on a finite-state model, so the therapy session starts in the first state "Greeting" and "progresses" through
it until the final state "Saying Goodbye". Before the therapy session starts, all end devices must already
be switched on. These concerns mainly the robot and a 27-inch monitor with an included Android tablet.
The central script sends the content to be displayed as a JSON message to the end devices. The Android
NVT app we developed then interprets these messages and displays the content. The app was
implemented as an Android app so that eventually the robot could also display the NVT content. Our
version of the Pepper robot can only be used by operating him as an Android app.</p>
      <p>Robot Control</p>
      <p>Pepper</p>
      <p>MQTTServer</p>
      <p>Management of Therapies
Therapist</p>
      <p>TherapyAdministration</p>
      <p>UserModels</p>
      <p>InteractionServer
DSLTool</p>
      <p>DialogScripts</p>
      <p>Programmer
Programming Support</p>
      <p>Legend Data flow</p>
      <p>Data flow under development</p>
      <p>Interaction
Flickboard</p>
      <p>Tablet1
Tablet2
TouchScreen</p>
      <p>Apps for Exercises</p>
      <p>Patient</p>
      <p>VisualisationTool</p>
      <p>The design of the therapy was driven by the past experiences with neglect patients from our medical
partners. Since the E-BRAiN system was already built for other stroke therapies, we were able to use
this infrastructure for creating the program logic and develop the front-end for the patients. For medical
and ethical reasons, we included affected stroke patients only later in the development phase, when the
robot therapy was running stable.</p>
      <p>In this study, we mainly want to explore the therapeutic success and acceptance of utilizing SAR in
this kind of therapy. Therefore, we orientate ourselves on the course of existing therapies. The medical
partners already had experience with treating neglect patients with those other neurovisual therapy
programs. On this basis, a therapy script was defined, what a session should contain and what the patient
should see. The development team met regularly with the medical partners, to discuss and evaluate the
progress of the implementation. The participating patients have confirmed that the therapy tasks can be
carried out well with the visual content and touch screen.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Implemented neglect therapy</title>
      <p>The patient receives an introduction to the therapy and the respective day of the session at the
beginning. The patient should sit with his eyes 30cm in front of the monitor. The patient should look at
a fixation point at the level of 1/3 or 2/3 of the width of the screen and vertically in the center and
concentrate on it. The affected side should be trained and this side should be exposed to the screen,
which means that the healthy side should be on the narrow side of the monitor.</p>
      <p>
        Each task is explained again in detail before it is performed. We had to develop and adapt tasks so
that the robot can provide feedback accurately. During therapy, it is important to give the patient
instructions repeatedly and over and over again. Patients with a neurovisual handicap are noticeably
easy to distract [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. For this reason, a large part of a therapy session consists of many explanatory
passages and prompts to keep the patient focused on the tasks. In absolute terms, this means that in a
session length of e.g. 60 minutes has about half of the time not spent on active exercises. Concerning
the visual training fields which could be trained in a neglect-therapy (left, right, top, bottom), we
focused on training an affected left or right side.
      </p>
      <p>In our therapy, we have 5 different tasks.</p>
      <p>Task 1 “Optokinetic stimulation”: at the beginning of the task, symbols are shown to the patient.
During this task, the patient is supposed to touch a symbol on the edge of the screen of the healthy side
and follow this symbol with the eyes, not turning the head. When the touched symbol has reached the
edge of the screen, the patient is supposed to say the word "Now" soon after. The number of times the
patient manages to do this correctly is measured. Speech recognition works using a built-in tablet
microphone and VOSK library for recognizing the word. On all patient's actions, the robot will give
feedback.</p>
      <p>Task 2 “Gaze saccades”: The patient first sees a white cross at the location of the fixation point.
After a short time, it turns red, and a single symbol appears somewhere randomly on the screen. The
patient should then touch it. If the patient does not find the symbol after a short time, the robot has a
"help mode". The robot gives a hint of where the searched symbol should be. The “help mode” mode
is an important feature of the neglect therapy, as it prompts the patient to search the template in a specific
way and for him to learn a “search strategy”. For this, the screen is conceptionally divided into 9 equal
rectangles. The robot gives a hint where the symbol can be found. The patient will be given prompts in
a certain order. First, he should search from top to bottom and starting with the “healthy” third of the
screen, through the middle, to the handicapped side. If this strategy is used, a neglect patient can help
his brain to recognize more objects in his field of vision. If the patient is unsuccessful with finding the
symbol, a new gaze saccade template will be presented.</p>
      <p>Task 3: “Visual exploration” - (3a) "Detection of all target stimuli", (3b) "Detection of "the other"
target stimulus", (3c) "Visual exploration with photographic material": These tasks are similar in
principle, they involve the search for target stimuli on templates. For this purpose, randomly generated
templates are used, on which the patient has to touch the correct target stimuli. There are 5 levels of
templates. On higher levels (many) "distractor" symbols appear. The patient is supposed to try to get as
many templates correct as possible. Again, as in the 2nd task, the robot helps with the "help mode" if
he cannot find the remaining target(s). Task 3c is special because it no longer works with random
templates but with photo series. In this task, patients are supposed to find e.g. cows in pictures. To make
this task work reliably, we have "masked" the target stimuli (i.e., the cows) and saved these target
“masks” of the objects as individual mask files in PNG format. When a patient touches an image, we
compute whether the touch point hit a target object or not. For the preparation of this task, a lot of work
has to be done beforehand and masks should be as exactly possible. Drawing the outlines of unregular
objects (here the cows) required careful work. This was done for 233 images. For future analysis of the
images, we log the result data of each image to be able to identify which images have been problematic
for patients.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Therapy sequence</title>
      <p>A therapy runs in such a way that a patient sits down in front of the monitor and presses a "Start"
button on the screen. This is followed by a welcome for today’s session and a brief general introduction
to the therapy. Shortly thereafter, the explanation of the first task starts. The tasks are performed in the
order described in section 3.2.</p>
      <p>After the explanation of a task, the patients can choose alternating symbols, colors to be worked on
in the following exercise round. In Task 1 optokinetic stimulation, the patient goes through the set
number of rounds in each case, which is performed for a fixed time of 3 minutes. This also applies to
task 2 gaze saccades. After each of these rounds, a diagram is displayed showing the patient's
performance and the robot says a few sentences about the patient's last performance. In tasks 3a, b, c
no rounds are performed, because they are to be performed continuously for X set minutes.</p>
      <p>At the end of each exercise of a day, there is a diagram which shows the total daily performance of
the exercise and compares it -if available- with the performance data of the previous days as seen in
Figure 7. This is followed by an optional break, which patients can skip to move on to the next exercise.
Once all of the day's exercises are completed, a closing commentary follows to motivate the patient and
then allows for feedback from the patient on today's session. Lastly, the robot says goodbye.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Discussion and limitation of the system</title>
      <p>The system can provide patients with the neurovisual tasks we have programmed and displays on
the screen exercises comparable to those presented in the related works. Nevertheless, we have kept the
therapy application tasks close to existing task types and other therapy software programs. For example,
the help prompts for the tasks are now robot spoken by the robot instead of the human therapist.
Additionally, as in other neurovisual applications, these prompts are not shown on the screen, thus we
did not realize this as well.</p>
      <p>One advantage of the system is the robot, which can motivate. Furthermore, we provide a
comprehensive introduction to each task with the explanatory texts, which should allow a patient to
train with the system by himself with the robot. In addition, the system can form motivating incentives
with the daily performance analysis and the overall comparative monitoring of the therapy performance.
Certain methods in neurovisual rehabilitation methods such as the use of touch input with screens are
still relatively new, but can provide interesting new opportunities and observations. This is different
compared to other programs with visual exploration applications, which use the method of counting
target stimuli and then entering them into the program via keyboard, rather than the touch input as we
do. Closer observation of whether this approach provides an advantage could be further investigated.</p>
      <p>One more medical proposal was the simplification of texts and diagrams to avoid confusing patients
with complicated content. This was mainly used in the dialogue for feedback and performance diagram
of a task. Specifically, in the therapy diagrams, certain metrics were removed, among other things, to
not let patients focus on other performance values during the tasks. For example, in Task 3, the
performance diagram only consists of the average level of exploration templates achieved for today. In
addition, we do not use decimal numbers, but always round to a whole number.</p>
      <p>Nevertheless, since this system is only a prototype that has only been tested on a few patients so far,
there are likely some points that can be improved. During the development of the system with the
medical partners, several things had to be implemented differently than when a human therapist treats
the patient.</p>
      <p>
        The biggest problem is the negative extension of the therapy with additional time need for the still
needed explanation texts and repeated prompts to perform the tasks correctly. One such phrase could
be “Well done in the last template! Now please look again at the fixation point!”. This means that
depending on the exercise configuration, in a case such as 60 minutes of therapy time, there are
approximately 30 minutes of "net" exercise time included. This amount of non-task time is due in part
to the use of explanatory texts that are repeated on each therapy day and also frequently repeated
prompts during the exercises to focus, e.g. the fixation point. This may be worrying, since patients in
an early stage of their rehabilitation are often already at their limit after 20-30 minutes of continuous
neglect therapy [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. In this sense, however, a shorter active practice time can also be selected in our
system, but this worsens the time ratio in favor of the explanatory texts that always remain the same
length.
      </p>
      <p>The reason for these repeated prompts and lengthy explanations are for keeping the patient focused
on the task. As mentioned before, a patient with a neglect disorder is rather easily distracted. This can
occur in incidents such as patients doing something else in the middle of a task. For example, as
described earlier in Task 3c, patients should look for target stimuli like cows. However, patients may
suddenly count flowers or respond to sounds outside the therapy room. In such situations, a human
therapist can intervene and remind the patient of the task in progress as needed. However, this is
currently not done for our therapy system and may need certain additional methods and hardware. In
the future, mechanisms can be built in here in the future that can, for example, using eye-tracking to
monitor whether the patient is probably still engaged in the actual task.</p>
      <p>From our current impressions, our current robot changes the way the therapy is carried out mostly
in a way, that only the robot speaks and the patient only listens. This is in contrast to sessions with a
human therapist, in which dialogues between patient and therapist can arise. A (verbal) dialogue option
is not included in our current system, since the patients should primarily concentrate on the
implementation of the session.</p>
    </sec>
    <sec id="sec-7">
      <title>7. Conclusion and outlook</title>
      <p>We presented a neurovisual therapy for a neglect disorder using a social robot as an instructor. We
showcased the system with the hardware components and explained the tasks we adapted from
clinically proven therapies. Then we briefly described the course of a therapy and discussed the key
features of the system. With the soon starting larger patient study, we hope to provide certain
contributions. (1) to show that a neurovisual therapy with a SAR can provide an objectively comparable
training improvement and (2) the experiences from the operation of such a therapy application and
which features and special characteristics such a system must have in order to offer real patients the
greatest possible chances to cope better with everyday life again.</p>
    </sec>
    <sec id="sec-8">
      <title>8. Acknowledgements</title>
      <p>This joint research project “E-BRAiN - Evidence-based Robot Assistance in Neurorehabilitation” is
supported by the European Social Fund (ESF), reference: ESF/14-BM-A55-0001/19-A01, and the
Ministry of Education, Science and Culture of Mecklenburg-Vorpommern, Germany. The sponsors had
no role in the decision to publish or any content of the publication.</p>
    </sec>
    <sec id="sec-9">
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