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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>June</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Wine - Blockchain, Tracking and Tracing solutions for Wine</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Simone Agostinelli</string-name>
          <email>agostinelli@diag.uniroma1.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francesca De Luzi</string-name>
          <email>deluzi@diag.uniroma1.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michele Manglaviti</string-name>
          <email>manglaviti.1964287@studenti.uniroma1.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Massimo Mecella</string-name>
          <email>mecella@diag.uniroma1.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Flavia Monti</string-name>
          <email>monti@diag.uniroma1.it</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fabio Maria Petriccione</string-name>
          <email>fabio.petriccione@atoninformatica.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maurizio Mesenzani</string-name>
          <email>maurizio.mesenzani@bsdesign.eu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alessandro Pollini</string-name>
          <email>alessandro.pollini@bsdesign.eu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alice Verioli</string-name>
          <email>alice.verioli@bsdesign.eu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ulderico Amadio</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Blockchain, Wine Supply Chain, Industry 4.0, Agri-food Sector</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ATON IT - Innovation Technology</institution>
          ,
          <addr-line>via Fiume Giallo, 3, 00144 Rome</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>BSD Design</institution>
          ,
          <addr-line>via dell'Ardiglione 2R, 50127 Firenze</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Caprigliano</institution>
          ,
          <addr-line>Contrada Madonna delle Grazie 1, 01030 Corchiano (VT)</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>via Ariosto</institution>
          ,
          <addr-line>25, 00185 Rome</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>1</volume>
      <fpage>2</fpage>
      <lpage>16</lpage>
      <abstract>
        <p>Blockchain is a shared, immutable distributed ledger that facilitates the process of recording transactions and tracking assets in a business network. The paper discusses the BinTraWine project, which aims to develop a blockchain-based platform that can ofer simultaneous and shared management of information for the wine supply chain. While the blockchain technology has already been widely adopted in the wine sector, most applications have focused on short supply chains that involve a single company. In contrast, the BinTraWine project targets a longer and more complex supply chain that involves multiple operators and structures. The platform aims to ensure transparency, reliability, traceability, verifiability, privacy, and certification of data to all operators involved in the process thus representing a significant opportunity for the digital transformation of the highly competitive agri-food sector.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The introduction of new solutions in the agri-food sector strongly relies on the digitalization
and development of information technologies. In particular, the wine sector has shifted its
focus towards higher product quality rather than its price. This trend introduced a series of
renovations aimed at increasing controls throughout the entire supply chain. However, the
systems used for these purposes, such as radio frequency identification, customs checks, and
specialized databases, are fragmented and often operate as separate entities. The certification
of both the product and production process ensures traceability, enabling compliance with
current export market standards and meeting customer needs. Redesigning processes is a
contemporary dificulty, which blockchain technology can help with, according to [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In this
paper, we present the BinTraWine project which aims at leveraging blockchain technology to
guarantee the traceability and verifiability of the wine supply chain phases and actors. The data
is permanently and immutably recorded, enabling tracking of the wine’s journey and monitoring
every stage of the process, from grapes production to wine distribution and certification.
      </p>
      <p>
        A blockchain implementation approach in the wine supply chain could represent a significant
innovation in the future, thus progressively replacing the current traceability systems and
ensuring data transparency at reduced costs [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The applications of this technology, born in
the financial sector, still have to realize their full potential in the agri-food supply chain [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
The growing interest in blockchain also stems from the possibility of applying this data control
technology in combination with smart tags, i.e. QR codes and RFIDs, IoT sensors, and Big
Data, to achieve an even more reliable system, ensuring correct circularity and transparency of
information. Nevertheless, there have been examples of using blockchain in the wine supply
chain [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ].
      </p>
      <p>The need to mitigate counterfeiting with certification of data and rapidly detect fake products
is another driving force behind the wine industry’s adoption of digitalization and blockchain
technology. These technologies ofer efective protection against counterfeit products and are
crucial for successful wine marketing. In addition, the wine sector is also characterized by
complex supply chain relationships and strong coopetition of actors where data privacy is
playing an important role.</p>
      <p>Blockchain technology can also be used to enhance marketing and customer loyalty by
enabling wineries to share information about their products. This allows consumers to access
new product storytelling, with the ability to learn about the wine’s history, from the vineyard
of origin to the processing, refining bottling, and transport phases. By providing access to this
detailed information, consumers can gain a greater understanding of the product and develop a
deeper appreciation for the quality of the wine. In addition to the reasons outlined above, the
decision to consider a long supply chain for the project has placed a particular focus on the
trustless factor. This has led to the selection of Blockchain as the preferred option due to its
unique advantage over other technologies, such as RFID or NFC, in terms of data permanence
and immutability.</p>
      <p>The rest of the paper is structured as follows. Section 2 summarizes the project. Section 3
outlines the objectives and presents the current status of the project. Finally, Section 4 concludes
the paper.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Summary of the project</title>
      <p>BinTraWine is a research project that started in March 2022 and is expected to conclude in
September 2023. The project involves various partners, such as Aton and BSD, who serve as
the industrial partners, Sapienza Università di Roma as the academic partner, and the
association Cyber 4.0. Aton is the project leader, specializing in the development of information
and communication technologies (ICT) solutions it is responsible for the proposed solution’s
analysis, design, and development. BSD is a consulting firm specializing in Human Factors,
Human-Computer Interaction, Interaction Design, and user-centered design solutions. Sapienza
Università di Roma, particularly the Research Center of Cyber Intelligence and Information
Security (CIS), provides technical and methodological support in devising the IT platform,
while Cyber 4.0 uses its know-how to define the functional and architectural requirements and
supports the final evaluation of the obtained results.</p>
      <p>The project’s objective is to leverage blockchain technology to establish a traceability system
in the wine supply chain. Adopting such a solution provides companies highly positive
opportunities. Indeed, the usage of a blockchain-based solution entails an important economic value
for companies since making the entire production and certification chain fully controlled. Such
value is fundamental for the satisfaction of end customers who strongly rely on certification
warranties such as DOC and BIO. BinTraWine final solution would ofer cross-cutting benefits
to both agricultural companies that require certification, by guaranteeing bodies, and consumers
who trust the validation of the product on the market as certified.</p>
      <p>
        Additionally, the adoption of a distributed ledger in blockchain brings benefits to each
individual operator in the complex (long) supply chain. For example, the trust relationship
between wine producers and distributors is based on characteristics such as reputation and
integrity, which are often dificult to evaluate, and where such an approach could be very useful
in their assessment [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. In addition, improved traceability can allow producers to demonstrate
the origin and quality of their product, providing additional value to their brand.
      </p>
      <p>Figure 1 depicts such a complex chain integrated into a blockchain-based environment.
Specifically, it involves several main steps which could cover diferent organizations, i.e., grape
growing and harvesting, transfer to the winemaking center for wine production, transportation
to the conditioning center, and transfer of the packaged, labeled, and stored product to the
distribution center for the sale to customers. The relative operators have a great interest in
adopting a verification system that ensures to avoid of contamination or problems along the
entire production process and between the organizations. This is a crucial aspect of compliance
with the necessary standards to obtain certification. Indeed, the certification process itself
involves distinct phases that require chain control.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Objectives and current project results</title>
      <p>The project is organized into 5 work packages (WPs). The first WP (WP1) has industrial research
objectives, whereas the other four (WP2-WP5) represent prototype development activities. In
particular, WP5, representing the validation of the developed prototype, temporally comes at
the end of WP2-WP4. In the following, we show how these work packages contribute to the
goal of the project.</p>
      <p>In the early stages of WP2, the AS-IS production process of the wine supply chain has been
identified and analyzed from diferent perspectives. This analysis aims to define all the involved
operators and understand their roles, responsibilities, and interaction.</p>
      <p>The process defines the steps that a wine producer must fulfill, starting from planting the
grapes, harvesting them, and then transforming them into wine (vinification). If the wine
produced requires certification, the producer interacts with the certification agency, which
emits the document attesting the certification. Otherwise, the producer proceeds directly
to the bottling and labeling phases. Finally, the finished product undergoes a storage step
and is distributed to one or more distributors before being consumed by the customer. The
customer, certification agency, and distributors are not relevant to this process and are therefore
represented by white boxes.</p>
      <p>
        The BPMN [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] model depicted in Figure 2 has been defined following a series of interviews
with Caprigliano1, an Italian company cultivating and making wine from their own grapes. It
helped to ensure that the platform meets the needs of all the involved operators and addresses
any ineficiencies or bottlenecks in the current production process.
      </p>
      <p>
        Starting from the previous analysis, we derived the BinTraWine architecture that is shown
in Figure 3. It illustrates the main technical components that are involved as any identified
operator interacts with the entire ecosystem. The design and development of a new platform
based on blockchain technology [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] is the goal of WP2. Smart contracts [
        <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
        ] are defined and
implemented, which on the one hand provide the guarantee of correctness of the information
written on the blockchain, and on the other one implement the business rules relevant to the
various stages of the wine supply chain (cf. Figure 2).
      </p>
      <p>
        The employed blockchain technology has been chosen among three diferent existing types
of blockchain: permissionless [
        <xref ref-type="bibr" rid="ref10 ref11">11, 10</xref>
        ], permissioned [
        <xref ref-type="bibr" rid="ref12 ref13 ref14">12, 13, 14, 15</xref>
        ] and private [16, 17]. In the
context of the BinTraWine project, the aim is to ensure transparency, reliability, traceability,
verifiability , privacy, and certification of data for all actors involved in the wine supply chain
management process (e.g.: wine producers, distributors, certifying agencies and consumers).
Consequently, a permissionless or private solution is not applicable for the purposes of the
project for two reasons: (i) a permissionless blockchain does not guarantee data privacy between
two diferent operators of the wine supply chain, e.g., obscuring the sale price to a third actor.
In a coopetitive context, where a single wine producer sells his wine to multiple distributors, it
may expect a diferent sale price among diferent distributors and thus need to obscure that
information in the blockchain to a third distributor not involved in the act of sale; (ii) on the
other hand, a completely private solution is not good as it would be allowed the supply chain
actors participating in the network to change the state of the blockchain, which we do not want
as it would compromise its integrity, violating the constraints of reliability and verifiability .
      </p>
      <p>
        Conversely, a permissioned solution lends itself well to the purposes of the project since it
not only satisfies the constraints of a permissionless solution but at the same time provides
data privacy between actors involved with sensitive data management. Specifically, we have
chosen Quorum2 [15] as the reference permissioned technology, as it is based on Ethereum
Virtual Machine (EVM) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] with smart contracts in Solidity3. Additionally, Solidity is a
Turingcomplete programming language, which makes Quorum the best candidate for our purposes
2https://consensys.net/quorum/
3https://soliditylang.org/
among others (i.e., Hyperledger Fabric4, R3 Corda5, and MultiChain6).
      </p>
      <p>WP3 contributes to the goal of the project with the implementation of a Big Data Analytics
platform to process data stored within the blockchain. The Big Data Analytics platform
integrated into the ecosystem enables the processing of large volumes of data in near real-time
employing predictive modeling techniques, thus allowing operators to make informed decisions
based on accurate and up-to-date information. Through the use of these advanced data
processing technologies, the collected data can be efectively analyzed to generate useful insights,
trends, and patterns. Furthermore, the analytics platform is designed to automatically generate
reports based on the analyzed data. Its successful implementation will provide significant
beneifts to the wine supply chain, such as improved visibility, enhanced decision-making capabilities,
and increased operational eficiency.</p>
      <p>What is still missing is the provision of a unified solution on a cloud infrastructure that can
be accessed through the SaaS (Software as a Service) format. This aspect will be tackled in
WP4. Finally, the evaluation conducted in WP5 will help to determine the efectiveness of the
developed solutions in WP2-WP4 and identify any areas that require further improvement, thus
contributing to the continued growth and competitiveness of the overall agri-food sector.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Concluding remarks</title>
      <p>In this paper, we have introduced the BinTraWine ecosystem, a blockchain-based platform
that can ofer simultaneous and shared management of information for the wine supply chain
integrated with a Big Data Analytics platform for processing large volumes of data in near
real-time. The project is in its last phase where important practical challenges have already
been identified and tackled. There is still missing an evaluation of the developed solutions that
we are going to address in the remaining months.</p>
      <p>The first achievement of the project has been the analysis of the wine supply chain from
diferent perspectives to understand the roles, responsibilities, and interactions of all the involved
operators. By identifying all the actors involved, the BinTraWine project is able to ofer a
platform that meets the needs of all operators and addresses any ineficiencies or bottlenecks in
the current production process of the wine supply chain.</p>
      <p>To ensure transparency, reliability, traceability, verifiability , privacy and certification of data
for all actors involved in the wine supply chain management process, our solution falls within
the spectrum of permissioned blockchain technologies. Specifically, we employed Quorum as
the candidate permissioned technology based on the EVM with smart contracts in Solidity.</p>
      <p>Data stored within the blockchain are processed by the Big Data Analytics platform that
employs predictive modeling techniques to extract valuable insights, thus allowing operators
to make informed decisions based on accurate and up-to-date information. In conclusion, the
design and development of the BinTraWine ecosystem will enable the digital transformation of
the agri-food sector providing significant long-term benefits for the wine supply chain.
4https://www.hyperledger.org/use/fabric
5https://r3.com/products/corda/
6https://www.multichain.com/</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This work is funded by the Associazione CYBER 4.0, instrument “bando 2/2021 per la selezione e il
cofinanziamento di progetti di innovazione, ricerca industriale e sviluppo sperimentale”, project
BINTRAWINE - Blockchain, Tracking and Tracing Solutions for Wine (CUP: C42C21002030008).
[15] J. Morgan, Quorum: A permissioned implementation of ethereum supporting data privacy,
2016.
[16] T.-T. Kuo, L. Ohno-Machado, Modelchain: Decentralized privacy-preserving
healthcare predictive modeling framework on private blockchain networks, arXiv preprint
arXiv:1802.01746 (2018).
[17] T. Ncube, N. Dlodlo, A. Terzoli, Private blockchain networks: A solution for data privacy, in:
2020 2nd Int. Multidisciplinary Information Technology and Engineering Conf. (IMITEC),
IEEE, 2020, pp. 1–8.</p>
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