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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Open Government Data Strategies in South Korea and Japan: A Comparative Case Analysis</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Cedric Pauken</string-name>
          <email>cpauken@uni-koblenz.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Matthias Hartmann</string-name>
          <email>mhartmann@uni-koblenz.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria A. Wimmer</string-name>
          <email>wimmer@uni-koblenz.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Open Government, Open Data, Open Government Data</institution>
          ,
          <addr-line>Comparative Case Analysis</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University Koblenz</institution>
          ,
          <addr-line>Universitätsstraße 1, Koblenz, 56070</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>0</volume>
      <fpage>5</fpage>
      <lpage>07</lpage>
      <abstract>
        <p>Open Government Data (OGD) has become an increasingly important asset for public administrations and governments around the globe. Technologically advanced nations such as South Korea and Japan aim to make government data more open, available, and usable for anyone to unlock its full potential. In this paper, we utilize comparative case analysis methodology to compare and discuss both countries' current governance structure, open government approach and open government data strategies. The findings indicate that South Korea faces arising privacy and data protection concerns, while at the same time needing to improve the management and value of its datasets. In contrast, Japan needs to focus on developing more structured implementation strategies similar to the Korean action plan. It also needs to increase the availability and openness of its OGD. The research at hand is a starting point to gather a more systematic overview of the progress of OGD in different countries. Future research can expand upon these findings and identify best practices and common challenges amongst leading countries in the field of OGD.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        With the ongoing digital transformation in the public sector, Open Government Data (OGD) has
become increasingly important. In the last years, technologically advanced nations like Japan and South
Korea invested in several OGD initiatives to reap benefits such as higher government transparency and
increased data value by increasing the availability and openness of public data [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. OGD is based
on the understanding of open data. It requires that government data must be made open, accessible, and
reusable in a machine-readable format for anyone, and it must allow republications without complicated
legal restrictions [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Japan’s OGD approach focuses on specific concepts such as disaster risk
management [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and public trust [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], whereas South Korea’s approach supplements an already vast
Open Data landscape [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Furthermore, Japan currently aims to increase the availability and
openness of OGD while continuing to expand their Open Data portals, whereas South Korea is currently
concerned with data protection and privacy issues as well as increasing the value of its OGD landscape
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This paper investigates the status quo and differences between South Korea and Japan in terms of
their governance structure, Open Government approach and OGD strategy (chapters 4 and 5) by
utilizing comparative case analysis [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] (cf. chapter 2). The underlying research question is: “What is
the current status regarding Open Government Data strategies and implementations in South Korea and
Japan, and which practices can both countries learn from each other to improve their own OGD
strategy?”. To answer this research question, theoretical foundations are developed in chapter 3 along
a systematic literature analysis, combining [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] and [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] as outlined in chapter 2. Chapter 4 introduces
      </p>
      <p>2023 Copyright for this paper by its authors.
the case studies, while the results of the comparison are synthesized and lessons are formulated in
chapter 5. Chapter 6 concludes with reflections on the research conducted.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Methodical Foundations</title>
      <p>
        The scientific knowledge base is established through a literature analysis according to Webster and
Watson [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] and the methodology of Rowley and Slack [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The scientific literature is searched
through search engines such as google scholar and literature databases like IEEE, using the search
strings “Public Governance”, “Governance Structure”, “Open Government”, “Open Government
Strategy”, “Open Government Data”, “Open Data Strategy” and “Open Government Data portals” and
combining them with the countries “Japan” and “Korea”. Literature is identified as relevant through
chronologically scanning the title, abstract, conclusion and, if relevant, the whole paper. Additional
literature is searched by scanning the references of relevant literature through forward and backward
search [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The articles are then mapped to the corresponding concepts of this paper, such as Open
Government and Open Government Data, and additionally supplemented by grey literature such as
government websites, laws and third-party reports [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. In total, 113 publications are scanned, of which
52 are initially considered, and 41 are ultimately identified as relevant and thus referenced in this paper.
For the comparative case analysis, Bartlett and Vavrus [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] is utilized to systematically compare the
current public governance structure, Open Government approach and Open Data strategies in the
countries of South Korea and Japan (see chapter 4). Applying this methodology enables the comparison
of both countries’ governance structures and OGD strategies as well as their individual
interdependencies between different actors and artifacts by applying the proposed tracing approach [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
The public governance structures of both countries are illustrated by adopting the governance
framework of [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], which groups relevant actors of public governance into the governance levels:
political, strategic, tactical, operational, and summarizes their governance artifacts as well as their
interdependencies among each other. The main goal of this comparative case analysis is to highlight
the key differences and best practices within both countries’ OGD strategies to find out which lessons
both countries can learn from each other (see chapter 5).
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Theoretical Foundation</title>
      <p>
        Along the systematic literature analysis introduced before, different related concepts of digital
transformation - E-Government, Public Governance, Open Government, and Open Government Data (OGD)
are studied. A fundamental concept of this paper is digitization of the public sector, which is according
to Gideon the application of ICT solutions to improve accessibility and efficiency of public
organizations. It is a critical factor in promoting the effectiveness of public administrations and the preservation
of democratic values and mechanisms [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. In a similar way, Chun et al. describe electronic government
(E-Government, also known as digital government) as a “form of public organization that supports and
redefines the existing and new information, communication and transaction-related interactions with
stakeholders (…) through ICT, especially through the Internet and Web technologies, with the purpose
of improving government performance and processes” [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. In line with [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], we use the terms
electronic government and digital government synonymously; however, we also argue that electronic
government is a term more frequently used in the context of government strategies and
implementations, while digital government is now more commonly used in recent academic literature. Public
governance is another concept that is essential in the context of this paper. Boivard and Löffler define
public governance as “the way in which stakeholders interact with each other in order to influence the
outcomes of public policies”. Additionally, they define good public governance as “the negotiation by
all the stakeholders in an issue (or area) of improved public policy outcomes and agreed governance
principles, which are both implemented and regularly evaluated by all stakeholders” [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. Scholars
have discussed principles of good governance in scientific literature [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], [17], [18]. [17] argue strong
evidence for universal recognition of the good governance principles set by the United Nations
Development Program (UNDP) [19]. Open Government is a term coined during the Obama presidency
in the US more than a decade ago. It is grounded in the understanding of E-Government [20]. In 2009,
the Obama administration has announced a transparency strategy that enforces traditional principles of
good governance for the US government2. In the same year, the Office of Management and Budget
releases the Open Government Directive3, which state four core principles of good governance –
transparency, accountability, participation, and collaboration – to form the foundation of a government
rich in openness [21]. Open Government is a core concept studied in this paper, building the unit of
analysis in the comparative case analysis of South Korea’s and Japan’s current high-level strategies
(see chapters 4.1.2 and 4.2.2). [20] argue that Open Government is motivated by technologies, which
enable new government services based on Open Data, and new government services and social
engagement based on Open Government Data (OGD). Attard et al. argue three main reasons to publicly
release government data: i) An increase in transparency, which happens e.g. by allowing stakeholders
to not only access, but also use, reuse and distribute data. This, inter alia, leads to a considerable increase
in social control. ii) All government data has an innate commercial and social value that is different
from its originally envisaged value. Publishing this data therefore allows for stakeholders to innovate
and create new services – beyond the envisioned purpose of the data. iii) OGD allows citizens to actively
participate in government decision and policy making. OGD initiatives and portals, in turn, serve to
thoroughly inform citizens for these decisions [23]. The most notable initiative for Open Government
is the Open Government Partnership (OGP), founded in 2011 with now over 70 countries participating
in the partnership4. OGP promotes “transparent, participatory, inclusive and accountable governance”
and calls its members to create two-year action plans with concrete steps, so called “commitments” that
are later reviewed within the partnership5. The OGP’s foundation is its Open Government Declaration
that includes a set of principles, norms and standards that all OGP members need to endorse6. OGP is
a relevant organization in our research, as South Korea’s governance structure and Open Government
strategy are heavily shaped by its OGP membership and current national action plan (see chapters 4.1.1
and 4.1.2). Beyond the OGP, several Open Data indices rank and evaluate countries based on factors
like OGD initiatives, data availability and more [23], [24]. One of these indices is the OECD OURdata
index that benchmarks the design and implementation of the countries’ Open Data policies based on
openness, usefulness, and reusability7. We therefore use OURdata benchmark rankings as an additional
performance indicator for the comparative case analysis (see chapters 4 and 5).
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Governance structures and Open Government assets of the case studies</title>
      <p>The Governance structures, Open Government approach and OGD strategies of South Korea and Japan
are outlined in this chapter. The comparative case analysis is described in chapter 5.
4.1.</p>
    </sec>
    <sec id="sec-5">
      <title>South Korea</title>
      <p>South Korea currently has a population of 51,4 million people8. The current President of Korea is Yoon
Suk Yeol. As a leader of the State Council and therefore the executive branch, the President is the
country’s main executive force. The legislative branch is represented by the National Assembly, which
2 https://obamawhitehouse.archives.gov/open/about last access 09.01.2023
3 https://obamawhitehouse.archives.gov/open/documents/open-government-directive last access 09.01.2023
4 https://www.opengovpartnership.org/about/ last access 09.01.2023
5 https://www.opengovpartnership.org/about/approach/ last access 09.01.2023
6 https://www.opengovpartnership.org/process/joining-ogp/open-government-declaration last access 09.01.2023
7 https://www.oecd.org/gov/digital-government/policy-paper-ourdata-index-2019.htm last access 10.02.2023
8 https://www.worldometers.info/world-population/south-korea-population/ last access 09.01.2023
consists of 253 members that are elected in local constituencies and 47 members that are elected through
proportional representation. The Supreme Court, consisting of a Supreme Court Chief Justice and
several Supreme Court Justices, is South Korea’s main judiciary power9. Additionally, a number of
different ministries, committees and institutions within the Republic of Korea handle different political
tasks and responsibilities10. In this research, we focus on those related to Open Government and OGD.</p>
    </sec>
    <sec id="sec-6">
      <title>4.1.1. Public Governance Structure</title>
      <p>
        South Korea has different programs, strategies and frameworks in place that shape its public governance
[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], [25], [26], [27], [28]. Most notably, South Korea has been a member of the Open Government
Partnership (OGP) since 201111. Consequently, it formulates two-year action plans that influence its
public governance and Open Government functions (see chapter 3). Currently, the 5th national action
plan, 2021 to 2023, is in place and offers concrete guidance on different levels of governance, ranging
from the political to the operational level. Additionally, the Presidential Committee on the Fourth
Industrial Revolution (PCFIR), founded by former President Moon Jae-In in 2017 to address issues
related to new advancements such as AI and big data, is a presidential coordination body that is
responsible for coordinating policies and strategies across different Korean ministries12 [26]. Another
key player for the development of public governance is the Ministry of the Interior and Safety (MOIS).
It is responsible for developing and maintaining the Government Innovation Master Plan13 [29], the
EGovernment Standard Framework (eGovFrame)14 and several policies on digital government and public
data15. Based on Korea’s current action plan, different civil-sector divisions are responsible for
committing to concrete goals in cooperation with smaller ministries on operational &amp; tactical level [28].
To visualize South Korea’s governance structure, we adopt the governance framework from [30], which
displays four different levels at which an actor can perform governance functions, while also enabling
the definition of roles and relationships between these actors. Additionally, relevant policy initiatives
and programs are highlighted within the model. Figure 1 shows a simplified version of South Korea’s
9 https://www.koreanculture.org/korea-information-government last access 09.01.2023
10 https://www.mofa.go.kr/eng/wpge/m_5810/contents.do last access: 09.01.2023
11 https://www.opengovpartnership.org/members/republic-of-korea/ last access 09.01.2023
12 https://stip.oecd.org/stip/interactive-dashboards/policy-initiatives/2021%2Fdata%2FpolicyInitiatives%2F16688 last access 09.01.2023
13 https://www.mois.go.kr/eng/sub/a03/GovernmentInnovation/screen.do last access 09.01.2023
14 https://www.egovframe.go.kr/eng/sub.do?menuNo=7 last access 09.01.2023
15 https://www.mois.go.kr/eng/sub/a02/functions/screen.do last access 09.01.2023
governance structure based on its public governance and Open Government strategies. On the political
level, the Government and the MOIS collaborate to develop and maintain the two-yearly national action
plans and the Government Innovation Master Plan. PCFIR is responsible for coordina-ting all plans,
frameworks, and policies on the political and strategic levels. On the strategic level, MOIS releases
several strategic policies and maintains the eGovFrame [28]. At the core of the tactical and operational
level are the many different civil-sector divisions, which collaborate with different ministries to work
on commitments from the action plan and develop solutions for them. A limitation of this model is that
not all different civil-sector divisions and Ministries are depicted; only those which were repeatedly
mentioned within the 5th National Action Plan are included in this model. The last remaining actor in
the model is the Supreme Court Registry Office (SCRO)16, which was among the first actors in South
Korea to implement e-government practices. It is a representative case of how Korean government
bodies may strategically or tactically innovate their own governance functions [29].
      </p>
    </sec>
    <sec id="sec-7">
      <title>4.1.2. Open Government Strategy</title>
      <p>South Korea currently employs two key Open Government strategy plans: First, the 5th National Action
Plan that has been active since 2021 and contains a total of 16 commitments to Open Government. The
three main goals of the action plan are to strengthen civic space and public participation, to tackle
corruption and to promote inclusive digital innovation. Each of these goals is broken down into several
concrete commitments that require a government ministry and a civil sector division to collaborate to
work towards completing the commitment and implementing a concrete solution. Each commitment
includes descriptions of the problem it addresses, the contents of the commitment and the planned
means to solve the problem. Additionally, there are associated milestone activities with verifiable
deliverables and a start and end date [28]. In June 2022, the Independent Reporting Mechanism (IRM)
released a review of Korea’s 5th National Action Plan that analyzes how well the action plan can meet
these milestones. In the review, the IRM highlights those previous commitments to fields such as Open
Data, which have been carried over from the last action plan, and new commitments such as social
inclusion and budgeting. The review acknowledges the action plan’s compliance with the OGP
requirements and classifies 14 commitments as modest and 2 commitments as substantial regarding
their overall potential [31]. Second, South Korea developed the Government Innovation Master Plan in
2018. It consists of seven key commitments towards pursuing Open Government in partnership with
the civil society and aims to make the government more transparent and accountable17. The plan itself
is partially based on the results of an open online poll from a Korean government website, in which
Korean citizens wished for improving the quality of people’s live and realizing social value, removing
outdated practices and work towards more participation and cooperation. The Government Innovation
Master Plan also contains the Government Innovation Framework with three major strategies, partially
rooted within the survey results, towards improving Open Government18. Additionally, a list of
twentyone government innovation projects are allocated to the seven commitments [29].</p>
    </sec>
    <sec id="sec-8">
      <title>4.1.3. Open Government Data Strategy</title>
      <p>
        In South Korea, the Ministry of the Interior and Safety (MOIS) and the National Information Society
Agency (NIA) are responsible for Open Data policies. Additionally, the Open Data Strategy Council19
is responsible for strategic Open Government Data (OGD) releases as well as for approving MOIS’ and
NIA’s Open Data policies and monitoring their implementation. These policies revolve around the
Open Data Master Plan, which is updated every three years and supported by the Open Data
Implemen16 https://uk.practicallaw.thomsonreuters.com/4-376-3616?transitionType=Default&amp;contextData=(sc.Default) last access 09.01.2023
17 https://www.mois.go.kr/eng/sub/a03/GovernmentInnovation/screen.do last access 09.01.2023
18 https://www.pipc.go.kr/eng/user/lgp/pbp/mlp/masterPlan.do last access: 24.05.2023
19 https://www.odsc.go.kr/eng last access 09.01.2023
tation Plan20 and the Open Data Management Guidelines [32]. According to Nam, several programs
exist in cooperation with the private sector (e.g. Korea Data 119 from PCFIR), which aim to promote
good Open Data practices in closer collaboration with the private sector. Nam argues that there is a vast
number of different policies, programs and implementations, which are becoming increasingly complex
to manage because of an underlying legal framework of contradicting laws; this framework consists of
the Act on Intelligent Informatization, the Personal Information Protection Act, the Act on Promotion
of the Provision and Use of Public Data and additional Open Data Laws21 [33]. South Korea also runs
several OGD-portals with the central one being www.data.go.kr. It contains public data from all Korean
public sector organizations22 and currently offers around 77.500 datasets with the additional possibility
to even request data sets that are not yet available through a standardized online process23. South Korea
has a vast landscape of different OGD policies and implementations. Although there are some points of
critique for South Korea’s overall OGD approach, most notably the complex legal framework and a
non-optimized Open Data ecosystem of published data sets [33], the country still ranks first overall in
the OECD’s 2019 Index on Open, Useful and Re-usable data (OURdata) with a score of 0.93 out of 1
[34]. The OECD argues that South Korea has a very high data availability and government support for
data reuse but could still improve its data accessibility by improving its central data portal24 with higher
openness and more citizen participation in terms of providing data and feedback [32], thus matching
some of Nam’s main data ecosystem criticisms [33]. The current Open Data Master Plan is one of the
main drivers for South Korea’s overall OGD Strategy. It is established by the Personal Information
Protection Commission (PIPC) and focuses on the improved protection of personal information rather
than just increasing the number of initiatives and projects on OGD.25 It aims to implement “Privacy by
Design” as a supporting principle for South Korea’s “Open by Design” approach to OGD [28], [33].
According to the PIPC, the current Open Data Master Plan consists of three main strategies with a total
of ten tasks to achieve the previously described vision of improved personal information protection for
a “Reliable [Korean] Data Powerhouse”. The plan aims for more secure protection of personal
information, handier and safer use of personal information, while simultaneously increasing its value
and a more robust and fairer balance between protection and use of information [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. To sum up, the
current Open Data Master Plan appears to be an information protection and privacy strategy. South
Korea wants to implement “Privacy by Design” as a good Open Data governance principle in the
upcoming years. The MOIS and NIA may use the ten tasks to design and formulate new Open Data
policies that shift the past focus of increasing the already vast Korean OGD ecosystem [33], [35] to
increasing the privacy, protection and value of South Korea’s past, present and future datasets.
4.2.
      </p>
    </sec>
    <sec id="sec-9">
      <title>Japan</title>
      <p>Japan has a population of 125.5 million people26 and is a parliamentary monarchy. The current emperor
is Hironomiya Naruhito and although he has no political power, he performs state functions of a formal
and ceremonial nature like receiving royals, head of states or foreign ambassadors. The political power
is divided between the Kokkai (National Assembly), the cabinet (Government) [36] (both legislative
power) and the public entities with executive power27, which include 47 prefectures that are subdivided
20 https://www.pipc.go.kr/eng/user/lgp/pbp/mlp/masterPlan.do last access 09.01.2023
21 www.law.go.kr/LSW/eng/engLsSc.do?menuId=1&amp;query=%EA%B3%B5%EA%B3%B5%EB%8D%B0%EC%9D%B4%ED%84%B0%
EB%B2%95&amp;x=0&amp;y=0#liBgcolor0 last access 09.01.2023
22 https://www.data.go.kr/en/ugs/selectPortalInfoView.do#portal_info last access 19.01.2023
23 https://www.data.go.kr/en/tcs/dor/insertDataOfferReqstProcssView.do last access 19.01.2023
24 https://www.data.go.kr/en/index.do last access 09.01.2023
25 https://www.pipc.go.kr/eng/user/lgp/pbp/mlp/masterPlan.do last access 16.01.2023
26 https://data.oecd.org/japan.htm last access 28.05.2023
27 https://japan.kantei.go.jp/constitution_and_government_of_japan/fundamental_e.html last access 18.06.2023
into cities, towns and villages.28 The parliament is a bicameral system. Since the diet29 after World War
2, the citizens directly elect the house of representatives and the house of councilors. Those two houses
introduce draft laws and pass the legislation to the cabinet. The Judiciary consists of the supreme court,
eight high courts, 50 family courts, 50 district courts and 438 summary courts [37]. There are further
ministries and agencies30 for different tasks of responsibility. In this paper, we focus on the Digital
Agency, Ministry of Internal Affairs, Ministry of Economic, Trade and Industry (METI), IT strategic
headquarters, national institute of information and communications technology, national security
council and the cybersecurity strategic headquarter.</p>
    </sec>
    <sec id="sec-10">
      <title>4.2.1. Public Governance Structure</title>
      <p>Figure 2 depicts the structure and collaboration of the actors of Japan’s governance structure based on
its public governance and Open Government strategies. The diagram adopts the same concept (see [30])
as introduced for Figure 1 in section 4.1.1, allocating the different actors to the four governance levels.
The cabinet has the greatest political power. It covers the ministers responsible for and in charge of the
mentioned institutions, of which all are present in the cabinet. The ministry of internal affairs and
communication (MIC) is responsible for the development of the government administration framework
for the other ministries. This includes incorporated public entities31, general rules to administrative
institutions32, the office reform33 and international relations34. The MIC and the METI are members of
the cybersecurity strategic headquarter and participate in the cybersecurity strategy, policy, and
standard development. The Cybersecurity strategic headquarter collaborates with the national security
council and furthermore develops policies together with the digital agency. Besides that, the METI
28 https://www.britannica.com/place/Japan/Government-and-society last access 18.06.2023
29 https://www.sangiin.go.jp/eng/guide/history/index.htm last access 28.05.2023
30 https://www.japan.go.jp/directory/index.html#cabinet last access 28.05.2023
31 https://www.soumu.go.jp/english/amb/incorporated.html last access 28.05.2023
32 https://www.soumu.go.jp/english/amb/general.html last access 28.05.2023
33 https://www.soumu.go.jp/english/amb/office.html last access 28.05.2023
34 https://www.soumu.go.jp/english/amb/international.html last access 28.05.2023
provides technical support for the IT strategic headquarters in data standardization and other services.
Additionally, the IT strategic headquarters provide Open Data on private support services to the private
sector. The National institute for Information and Communications Technology (NICT), is a research
institute that collaborates with the public administration, the private sector, and international
organizations to develop the newest ICT technologies for Japan. Finally, the council for Science,
Technology, and Innovation (STI) advises the cabinet and develops innovation strategies, STI plans
and more35, while also discussing policies for Science and Technology.</p>
    </sec>
    <sec id="sec-11">
      <title>4.2.2. Open Government Strategy</title>
      <p>The Declaration to be the World's Most Advanced IT Nation: Basic Plan for the Advancement of Public
and Private Sector Data Utilization36, published in 2017 by the IT Strategic Headquarters, includes two
parts to develop the society in Japan. The first part, “Entering a new phase in Japan’s IT strategy”
inspects on the one hand the state of the art in IT and defines the usage of technologies. On the other
hand, it defines initiatives of central and local government like information system reforms, promoting
the adoption of cloud functions and promoting Open Data. The basic plan, integrated into the first part,
formulates eight priority fields: (1) Digital Government; (2) Healthcare, Medical, and Nursing care; (3)
Tourism; (4) Finance; (5) Agriculture, Forestry, and Fisheries; (6) Manufacturing; (7) Infrastructure,
Disaster Prevention, and Disaster Mitigation; and (8) Mobility37. The data utilization in these fields is
expected to create benefits for citizens. The second part of the basic plan defines concrete measures and
tasks to reach the goal of addressing the eight priority fields. Article 10, for example, describes the
principles of online applications for administrative procedures in healthcare and promotes one-stop
services for nursing care. Articles 11, 12 and 15 define Open Data utilization and cross sectoral linkages
between the public administration and the private sector. Article 19 is more strategic and aims to achieve
consistency between central and local government measures in the form of templates for local plan
formulation. The overall goal of the open government strategy is to become the most advanced IT nation
and to overcome difficulties faced by the changing population.</p>
    </sec>
    <sec id="sec-12">
      <title>4.2.3. Open Government Data Strategy</title>
      <p>Japan has developed different plans, programs38, 39 [38] and a national data strategy [39] for the future
of Japan. The Open Data Charter Action Plan [40] has been established already in 2013. Since the
update of 2023 is not accessible, we consider the action plan from 2013 in this paper.40 On 4th July 2012,
the Open Government Data Strategy was proposed and adopted by the IT Strategic Headquarters as the
basis for the Open Data Charter Action Plan. According to this plan, the central government has the
authority to direct the ministries but does not have the authority to direct the local governments. So, the
local actors release data at their own discretion [40]. To engage with the private sector, the Japanese
government has established the E-Government Open Data Executive Meeting with experts of the
private sector. Besides that, the government participates in regional hackathons to facilitate the
exchange of opinions with users and developers [40]. The participation in surveys and studies conducted
by OECD or other organizations is expected to accelerate Open Data. Japan is ranked fourth in the
OECD’s OURdata index [34]. The action plan consists of six commitments: (1) publication of key
datasets, (2) publication of high value data sets, (3) publishing on a national Open Data portal, (4) public
35 https://www8.cao.go.jp/cstp/english/index.html last access 28.05.2023
36 https://japan.kantei.go.jp/policy/it/2017/20170530_full.pdf last access 28.05.2023
37 https://japan.kantei.go.jp/policy/it/2017/20170530_summary.pdf last access 28.05.2023
38 https://www.ismap.go.jp/csm?id=kb_article_view&amp;sysparm_article=KB0010301&amp;sys_kb_id=4d06b8701b4f011013a78665cc4bcbd2&amp;
spa=1 last access 28.05.2023
39https://www.digital.go.jp/assets/contents/node/basic_page/field_ref_resources/0f321c23-517f-439e-90765804f0a24b59/fdefa215/20220722_en_priority_summary_01.pdf last access 28.05.2023
40The updated plan from 2023 is not accessible due to a broken URL. https://data.e-gov.go.jp/data/en/dataset/digi_20220315_0036/resource/
18424a7b-5384-42cd-a888-feeaf01b2942?inner_span=True. The Japanese government still refers to the one of 2013:
https://japan.kantei.go.jp/policy/it/20120704/text.pdf last access 28.05.2023
engagement, (5) sharing information on experiences relating to operations using Open Data and (6)
specification of the direction of Open Data measures in Japan [40]. Many of these commitments have
been fulfilled and the portals are structured as follows: The Japanese government provides Open Data
via a data portal41. Currently, more than 22.000 datasets are available, provided by 23 organizations and
searchable through different filters. The portal also provides a section for communication and a
technical section for developers. The IT Strategic Headquarters, MIC and METI standardize data on
support measures provided by the respective ministries and agencies, and they provide it as Open Data42.
They also provide a website43 for the navigation of information on support measures. E-Stat44 provides
all statistics from the ministries with a respective filtering functionality, which can either be browsed
through or visualized as graphs. The government also provides a developer section with machine
readable formats that allow everyone to further use and reuse the data. A schedule informs about the
upcoming data releases. The Public Transportation Open Data Center45 provides 147 datasets in the
categories of railway, bus, airline, ferry and bike sharing, and a developer and stakeholder section.
Public transportation data shall be expanded in future in specific cities.</p>
    </sec>
    <sec id="sec-13">
      <title>5. Comparative Analysis of South Korea’s and Japan’s OGD Approach</title>
      <p>The comparative case analysis (cf. chapter 2) and synthesis of both countries puts focus on revealing
the similarities, differences and lessons learnt in both countries’ approaches to OGD within their
respective governance structure and Open Government approach (table 1). While South Korea is a
member of the Open Government Partnership (OGP) since 2011, Japan relies on a rather solitary
approach. This leads to some notable differences in both countries’ strategies. Although both countries
share a somewhat similar high-level strategy (Government Innovation Master Plan for South Korea and
Declaration to be the World’s Most Advanced IT Nation for Japan), South Korea’s OGP membership
obliges the development of biennial action plans that define concrete commitments towards their
highlevel strategic goals. These commitments are assigned to specific, concerned stakeholders from the
government and the civil sector and range from the strategic level down to the tactical and operational
levels. Japan does not have a strategic plan or policy that match the meticulousness of South Korea’s
action plans. Thus, Japan somehow lacks structured definitions of how certain strategic goals may be
achieved through the collaborative work of specific stakeholders. Japan’s high-level strategies do not
match the clear structure and timeline that South Korea’s action plan provides. This does not imply that
Japan’s high-level approach is poorly designed or executed; Japan maintains close relationships
between the public and private sector and has successfully implemented many OGD initiatives and
policies [34]. The main lesson that Japan may learn from South Korea here, though, is that concrete and
concise strategic plans with well-defined steps, structures and timelines can contribute to become even
more successful when advancing in the field of Open Government and Open Government Data. In terms
of current strategies and policies on OGD, South Korea’s Open Data Master Plan is concerned with
data privacy, personal information protection and the increase of Open Data value, whereas Japan
focuses on the provision of datasets from the local and central public administration. Both countries
currently need to concentrate on different goals that are rooted within their different circumstances.
South Korea has a vast landscape of usable and readily available Open Data that needs to be more
carefully regulated for data protection and privacy concerns, while Japan aims to increase the
availability of Open Data in an environment of sustainable development. This is further substantiated
when comparing both countries’ approach to Open Data portals. South Korea employs a centralized
data portal that contains almost eighty thousand datasets, whereas Japan has several smaller Open Data
portals for different purposes. The issues concerning South Korea’s centralized database lie within the
challenge to find specific information in this vast landscape of Open Datasets, while specific datasets
are well maintained and easy to find in the respective portal in Japan, although it can be challenging to
41 https://www.data.go.jp last access 28.05.2023
42 https://docs.google.com/spreadsheets/d/1R1tS27iOfJe0fryN6mc_0Sz6lkE3846_jWEeVlz9cpc/edit#gid=0 last access 28.05.2023
43 https://seido-navi.mirasapo-plus.go.jp/catalogs last access 28.05.2023
44 https://www.e-stat.go.jp/en last access 28.05.2023
45 https://www.odpt.org/en/ last access 28.05.2023
find the right portal. Consequently, both countries are currently, in terms of Open Data portals,
concerned with similar issues that also arise within their respective OGD strategies.
Comparison of South Korea and Japan with regard to Open Government Data Strategies
To sum up, South Korea has need to solve the arising privacy and data protection concerns, while
simultaneously improving the management and value of its OGD. Japan has need to focus on i)
developing a more concrete strategy for implementation such as an action plan by either joining the
OGP or creating a similar document from scratch, ii) increasing availability and openness of their OGD
and iii) maintaining a central web portal with an overview of all Open Data portals.</p>
    </sec>
    <sec id="sec-14">
      <title>6. Conclusion</title>
      <p>This paper compares South Korea and Japan in terms of public governance, Open Government and
Open Government Data, and identifies good practices that both countries can learn from each other. To
answer the research question introduced in chapter 1, a literature analysis builds the scientific
knowledge base. A comparative case analysis methodology is applied to analyze both countries and to
synthesize the comparison. South Korea is a member of OGP and a leading country in terms of OGD
initiatives. It ranks first on the OECD OURdata index [34]. It currently follows highly structured Open
Government and Open Data strategies and is concerned with governing a vast OGD landscape that
requires the handling of arising privacy and data protection concerns while simultaneously improving
the management and value of OGD. Japan is also one of the leading OGD countries and ranks fourth
on the OECD OURdata index [34]. In contrast to South Korea, Japan pursues a solitary approach to
both Open Government and Open Data without being a member of the OGP. While Japan is also
successful within their solitary approach, it is clearly missing a highly structured implementation
strategy like the South Korean action plan that provides well-defined steps, affiliations, structures, and
timelines. South Korea maintains one centralized Open Data portal for all datasets (although some
datasets are not well maintained and challenging to find). Japan misses a centralized overview for its
different types of Open Data portals and needs to increase the availability of its government data by
publishing more public datasets. Thus, South Korea could improve the maintenance of its existing
datasets while Japan should investigate a more centralized approach for its data portals. The main
limitation of this paper is the limited scope of synthesizing between just South Korea and Japan.
Whereas many findings such as both countries’ high civic sector engagement, South Korea’s structured
approach to build its OGD landscape and the different challenges regarding Open Data portals are
relevant for other countries world-wide, future research should identify and synthesize best practices
and common challenges amongst leading countries in the field of OGD. This would enable other nations
to prepare and adjust their own OGD strategies and implementations in accordance with the identified
lessons. Future research should also evaluate the impact the availability and actual usage of OGD has
on a countries’ businesses, citizens, and their relationship with public authorities.</p>
    </sec>
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