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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Enabling Effective Emergency Message Technology: A Participatory Design Approach Writing through</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Tzuhao Chen</string-name>
          <email>tchen9@albany.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>J. Ramon Gil-Garcia</string-name>
          <email>jgil-garcia@albany.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>G. Brian Burke</string-name>
          <email>gburke2@albany.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Derek Werthmuller</string-name>
          <email>dwerthmuller@albany.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad de las Americas Puebla</institution>
          ,
          <addr-line>Ex hacienda Sta. Catarina Mártir S/N, San Andrés Cholula, Puebla. C.P. 72810</addr-line>
          ,
          <country country="MX">México</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University at Albany, State University of New York</institution>
          ,
          <addr-line>1400 Washington Ave, Albany, NY 12222</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Emergency messaging is crucial in saving lives and avoiding property damage during natural or human-made disasters. Advancements in digital technologies have expanded the ability of emergency managers to reach citizens, particularly through the Wireless Emergency Alert (WEA) system, which notifies citizens in a specific geographic area via their own mobile devices. There have been studies from the perspective of citizens, but little research has been conducted from the perspective of the message senders and focusing on the technology they use. This study aims to better understand the perspective of alerting authorities by examining a case where a participatory design (PD) approach is utilized to create a digital technology that allows alerting authorities to write messages more efficiently and effectively. We seek to understand the processes for implementing effective PD in a technology application used for emergency messaging and also investigate stakeholders' needs and expectations, as well as the role of knowledge sharing during the design processes.</p>
      </abstract>
      <kwd-group>
        <kwd>1 emergency communication</kwd>
        <kwd>alert</kwd>
        <kwd>warning</kwd>
        <kwd>participatory design</kwd>
        <kwd>digital technology</kwd>
        <kwd>mobile devices</kwd>
        <kwd>information dissemination</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Emergency messaging plays a critical role in safeguarding lives and property during both natural
and human-made disasters [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. With the rapid advancements in digital technology in recent years,
emergency managers now have a range of tools at their disposal to rapidly disseminate information to
the public, including social media, mass notification software, and wireless emergency alerts, among
others [
        <xref ref-type="bibr" rid="ref2">2, 15, 23</xref>
        ]. In particular, the Wireless Emergency Alerts (WEA) system, which leverages cell
broadcast technology to deliver geographically targeted, text-like messages to compatible mobile
devices, has emerged as a vital tool for emergency messaging worldwide, owing to its ability to push
messages to all mobile devices in a specified geographic area [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. In the United States, the WEA was
established in 2012 as a collaboration among the Federal Communications Commission (FCC), the
Federal Emergency Management Agency (FEMA), and wireless carriers. Since then, the system has
undergone several changes and now allows authorized federal, state, local, tribal and territorial public
alerting authorities to send out emergency messages in both 90 and 360-character formats [11].
      </p>
      <p>
        Existing research on emergency messaging, especially in the US context, has provided valuable
insights into what needs to be included in a message, how to present information to recipients, and how
recipients react after receiving a message [
        <xref ref-type="bibr" rid="ref12 ref3">3, 17, 19, 27, 32</xref>
        ]. Despite these findings, some gaps and
challenges still remain. First, very few studies have explored emergency messaging from the
perspective of message senders, specifically the activities undertaken by alerting authorities to write
emergency messages. In particular, according to the Department of Homeland Security, the need for
message templates, which involve appropriate content for a range of hazards, is increasing among
alerting authorities across the US [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. However, there is a lack of evidence concerning how to use
templates to create emergency messages. Second, although digital technology has increasingly played
a dominant role in emergency messaging, the knowledge about how technology influences alerting
authorities’ ability to write messages is limited. This is particularly important because some technology
applications have features that can specifically help alerting authorities to write better messages, while
others might not be as effective.
      </p>
      <p>In light of the identified gaps and challenges, this study showcases how a participatory design (PD)
approach can help create a technology tool that enables alerting authorities to write messages more
effectively and efficiently. More specifically, we seek to answer the following key questions: (1) What
are the critical processes for implementing participatory design of a technology tool for emergency
messaging? and (2) How to identify various stakeholders’ needs and expectations as well as foster
knowledge sharing during the design processes? Through this research, we aim to contribute to the
literature on emergency messaging by adding insights into the use of technology by government
agencies and provide practical insights for designing technology tools that are better suited to the needs
and expectations of all stakeholders involved.</p>
      <p>The rest of the paper is structured as follows: In section two, we provide a brief overview on
emergency messaging. Section three describes the PD approach, including its benefits and core
concepts. Section four introduces the background of our case study. Section five shows some
preliminary findings. Section six presents some final comments and the next steps for this ongoing
research.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Emergency messaging</title>
      <p>Emergency messaging plays a vital role in providing life-saving information to citizens during
disasters and other crises. As a result, a considerable amount of literature has been dedicated to studying
this area, with a focus on two key aspects: message attributes and the interaction between messages and
their recipients.</p>
      <p>
        Studies on message attributes have helped to shed light on the content and style of emergency
messages. In terms of message content, research indicates that a message typically involves five core
elements: hazard (what is the hazard), location (where is the impacted area), protective action guidance
(what actions should be taken), time (when is the message effective), and source (who is sending the
message) [
        <xref ref-type="bibr" rid="ref3 ref9">3, 9, 18</xref>
        ]. With advancements in technology, other types of content, such as images, maps,
and shortened links, have also been considered [
        <xref ref-type="bibr" rid="ref2 ref5">2, 5, 21</xref>
        ]. As for message style, studies suggest that
specific, clear, and accurate messages that use formal language and proper punctuation are more
effective [
        <xref ref-type="bibr" rid="ref3">3, 17</xref>
        ]. Additionally, it is worth noting that the length of emergency messages can vary across
different platforms, creating both opportunities and challenges for communicators [
        <xref ref-type="bibr" rid="ref3">3, 29</xref>
        ].
      </p>
      <p>
        Another crucial aspect of emergency messaging research is the interaction between messages and
recipients. Studies in this area primarily investigate how message attributes influence recipients’
interpretations, intentions, and actions [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. To understand the factors that influence people’s perceptions
and actions after receiving a message, two models have been introduced: the Warning Response Model
[22] and the Protective Action Decision Model [20]. Both models emphasize the need to consider the
relationship between message design and the environmental, social, psychological, and physiological
characteristics of the intended audience, as these factors significantly impact their perceptions and
subsequent behaviors [29]. For example, research shows that recipients’ willingness to take
recommended actions depends on various factors, such as their past experiences with emergency
messages, the punctuation and formality of messages, and environmental and social cues, including
sights, sounds, and media [17, 19]. Additionally, messages providing more specific information to the
recipients have been found to be associated with quicker intended responses [
        <xref ref-type="bibr" rid="ref12">27, 28, 32</xref>
        ].
      </p>
      <p>
        Although researchers have gained significant insight into the attributes of emergency messages and
their impact on recipients, there is limited understanding regarding the role of message senders and their
use of technology in the emergency messaging process. Specifically, little is known about how alerting
authorities create, write, and send emergency messages, as well as the challenges and opportunities they
face during the process [
        <xref ref-type="bibr" rid="ref4">4, 30</xref>
        ]. In our view, an in-depth examination of these activities, enablers, and
challenges is essential in order to improve the effectiveness of emergency messaging, including
message delivery speed and message quality. Also, while technology has become a crucial component
of emergency messaging, current research tends to concentrate on particular technologies, like social
media (e.g., [23]) and neglects the potential impact of other technologies. Accordingly, it remains
unclear how technology facilitates or impedes the work of alerting authorities for emergency
messaging. Given these critical gaps, this study takes a message sender perspective and investigates
their use of technology in the emergency messaging process. By shedding light on these issues, we aim
to improve our understanding of emergency messaging.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Participatory design</title>
      <p>
        Participatory design (PD) is a collaborative design approach where technical experts work together
with individuals from the targeted user communities to develop appropriate solutions [14]. In other
words, it means giving a voice to those who will use a technology in its design [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This approach
emphasizes the involvement of designers, users, and other stakeholders throughout different stages of
project development, such as preparation (e.g., problem identification and defining objectives),
development (e.g., technology design and demonstration), and evaluation [13, 16, 25]. By bringing
multiple stakeholders together, PD offers several benefits. For example, it enables direct and frequent
collection of end users’ needs, which serves as the knowledge foundation for building technologies [
        <xref ref-type="bibr" rid="ref1">1,
16</xref>
        ]. It also helps end users develop realistic expectations about the technology and reduce their
reluctance to change [
        <xref ref-type="bibr" rid="ref1">1, 16</xref>
        ]. Moreover, PD can enhance democracy in the workplace or society by
providing members with the right to participate in the decision-making process [
        <xref ref-type="bibr" rid="ref1 ref6 ref8">1, 6, 8</xref>
        ]. In light of
these benefits, PD has been widely deployed in the development of technology for emergency
management [
        <xref ref-type="bibr" rid="ref14">12, 25, 34</xref>
        ].
      </p>
      <p>
        Scholars have developed various concepts and approaches to examine PD, with varying emphasis
on aspects such as the role and focus of users [16] and the specific participation process [25]. While PD
can be studied in multiple ways, Drain [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]‘s “PD Collaboration System Model” offers a rigorous
approach to making sense of PD projects, as it adopts a systems view to scrutinize not only the
collaboration between designers and participants but also the environment in which the collaboration
takes place. The model comprises four major components, as illustrated in Figure 1.
      </p>
      <p>First, the designer knowledge component recognizes that designers possess greater knowledge about
the process and design aspects of the project and technological development. However, to ensure that
the design meets users’ needs, designers must also understand the users, referred to as basic knowledge.
To acquire such knowledge, designers can utilize various design activities such as making (e.g.,
building a sketch, model, or prototype), enacting (e.g., role play and prototype testing), or telling
(interviews or group discussions) to collect knowledge from the participants. Second, the participant
knowledge component recognizes that participants own more contextual information about the
community characteristics and their needs (basic knowledge). They can also provide feedback on the
prototype (design knowledge). However, for the participants to share knowledge, they must have the
capacity to participate, including the motivation to contribute and the necessary ability and skills to
generate and express their ideas. Third, the collaboration component highlights the interactions
between designers and participants. The model stresses that proper identification of the design space
and the user space is crucial for exchanging ideas and building technologies. Finally, the society and
culture component acknowledges the social and cultural backgrounds of the participants, which may
vary by region, country, local area, age, and gender. The model indicates that PD activities may need
to adjust to these social and cultural differences.</p>
      <p>
        Some key ideas in the model have been utilized in various fields such as education and design [
        <xref ref-type="bibr" rid="ref11">24,
31</xref>
        ]; however, its application in the context of emergency management is yet to be explored. In our
view, PD, and Drain’s PD collaboration system model, in particular, could be highly useful for studying
or implementing technology design for emergency messaging. It helps identify the interests, needs, and
practices of alerting authorities while accounting for their social and cultural backgrounds. The model
also provides clear guidance on how to observe the exchange of knowledge via various design activities
to ensure that the resulting emergency messaging technology tool meets the needs of authorities. In
sum, the model offers a comprehensive and structured approach to designing effective and contextually
appropriate technology solutions for emergency messaging.
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Case study: the Message Design Dashboard (MDD) project</title>
      <p>
        To answer our research questions, we have adopted the case-study approach to examine the case of
the Message Design Dashboard (MDD) project in the United States. Defined as an empirical inquiry
that “investigates a contemporary phenomenon in depth and within its real-life context, especially when
the boundaries between phenomenon and context are not clearly evident (p14) [
        <xref ref-type="bibr" rid="ref13">33</xref>
        ]”, the case-study
approach is well-suited for our investigation because it enables us to analyze the decision-making
activities around emergency messaging, including the reasoning behind specific decisions, the strategies
used for implementation, and the outcomes achieved [26].
      </p>
      <p>The MDD project has been developed with the objective of assisting local alerting authorities across
the United States in writing effective WEA messages. The project specifically seeks to provide alerting
authorities with a lexicon of research-tested message content that includes information on impacts and
protective actions associated with specific hazards. One of the core tasks of the project is to create a
software prototype that will guide alerting authorities in writing messages step-by-step. To develop and
evaluate this prototype, a PD approach was utilized.</p>
      <p>The co-creation of the MDD project involved two types of stakeholders, namely the university
researchers and government employees (Table 1). On the university side, the lexicon team is primarily
responsible for developing emergency message templates and testing their effectiveness, while the
technology team is focused on creating and evaluating the software prototype. On the government side,
local emergency management agencies played a crucial role in sharing information on their emergency
messaging practices as they are the main target audience of the project. In addition, FEMA provided
guidance on project implementation and facilitated contact between the university researchers and local
alerting authorities.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Preliminary results</title>
      <p>This section presents the preliminary results of our case study, particularly on the process of PD
implemented for the MDD prototype. The main process and relevant tasks are summarized in Table 2.</p>
      <p>The first phase was a current practices review, conducted by the technology team. This phase aimed
to understand the current technological landscape for emergency messaging. The primary objective was
to identify the features and limitations of the off-the-shelf packages available for alerts and warnings to
inform the development of the MDD prototype. The review has helped identify what information users
must provide to reduce redundancy in completing the required information in the MDD. Additionally,
the review of ease of use provided insights into the workflow and interface capabilities used by different
applications. The information on template creation and management highlighted limitations in the
existing applications, such as inconsistent naming conventions and a lack of tracking for template
creators. Finally, the details about site navigation and message design offered various design patterns
that the MDD could adopt to improve its usability.</p>
      <p>The second phase was a needs assessment. In this phase, the technology team conducted
semistructured, in-depth interviews with 19 local alerting authorities, varying in geographic location, type
of government, population size, and experiences of sending WEAs, to understand the existing practices
for emergency messaging, including the process of writing messages, the technological tools used for
message writing, the use of information, and the organizational factors affecting message writing. In
this phase, the technology team also asked interviewees to share templates or any other aids they used
to write more effective messages.</p>
      <p>The third phase was the message template design. The primary objective was to create a
comprehensive list of message contents, the MDD lexicon, for communicating hazards, including
impacts and associated protective actions. The lexicon team utilized a multi-step process to analyze
existing hazard messages and documents and conducted subject matter expert interviews and reviews.
The information gathered from this analysis served as the foundation for the MDD software.</p>
      <p>The fourth phase was the prototype design. In this stage, various stakeholders were engaged. The
technology team developed the prototype’s system architecture and web storyboard layouts using
results from previous tasks. Throughout the design and refinement process, the lexicon team provided
feedback on the layout and assisted in addressing any issues related to the usage of technical terms and
the MDD lexicon database. In addition, scenario-based follow-up interviews were conducted with local
alerting authorities to gain insight into their message writing process in real-life situations and the
choices they make, such as when describing a location. The information gathered was used to further
refine the MDD prototype.</p>
      <p>Finally, the fifth phase will be the prototype evaluation. The technology team will conduct
interviews and a survey to collect feedback from alerting authorities on the MDD prototype to improve
the software. Participants will be selected based on specific criteria such as location, experience with
sending WEAs, and previous participation in the project. Participants will be asked to perform
scenariobased tasks designed to assess the effectiveness, usability, and clarity of the MDD prototype, as well as
provide suggestions for refinement. The user testing and evaluation will help gain insight into the
perceptions and experiences of emergency managers when utilizing the MDD prototype to write WEA
messages.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Final comments and next steps</title>
      <p>Our preliminary findings outline the steps taken to implement the PD approach in creating and
evaluating the MDD software prototype. Multiple stakeholders from the university and local alerting
authorities were engaged in the design process, and a range of methods, including software analysis,
in-depth interviews, and scenario-based interviews, were employed to gather information and promote
knowledge sharing.</p>
      <p>
        Moving forward, we aim to conduct a more detailed analysis of the case. Specifically, we will
provide a comprehensive account of the activities undertaken in each stage of the process. Also,
evaluation interviews and surveys will be conducted to collect user feedback on the MDD prototype.
Moreover, we will employ Drain [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]‘s PD collaboration system model to characterize our findings,
tracking the knowledge possessed by designers and users, the dynamics of the collaboration process,
and contextual factors influencing the design of the MDD software. Finally, based on our detailed
analysis, we will draw implications for both the academic literature and practice of emergency
messaging.
      </p>
    </sec>
    <sec id="sec-7">
      <title>7. Acknowledgements</title>
    </sec>
    <sec id="sec-8">
      <title>8. References</title>
      <p>This project was supported by the US Federal Emergency Management Agency (FEMA) Contract
Number 70FA5021C00000016.
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        <p>About the Authors</p>
      </sec>
      <sec id="sec-8-4">
        <title>Tzuhao Chen</title>
        <p>Tzuhao Chen is a doctoral candidate in Public Administration and Policy at Rockefeller College of
Public Affairs &amp; Policy, University at Albany, State University of New York (SUNY). His research
interests include government algorithmic accountability, technology innovation in the public sector,
cross-boundary information sharing, digital divide, and sustainable smart cities. Chen currently serves
as a Research Assistant for the Center for Technology in Government at the University at Albany.</p>
      </sec>
      <sec id="sec-8-5">
        <title>J. Ramon Gil-Garcia</title>
        <p>J. Ramon Gil-Garcia is a Full Professor of Public Administration and Policy and the Director of the
Center for Technology in Government, University at Albany, State University of New York (SUNY).
Dr. Gil-Garcia is a member of the Mexican Academy of Sciences and the Mexican National System of
Researchers. In 2009, Dr. Gil-Garcia was considered the most prolific author in the field of digital
government research worldwide and in 2018 and 2019 was named “One of the World’s 100 Most
Influential People in Digital Government” by Apolitical, in the United Kingdom. More recently, in
2021, Dr. Gil-Garcia was one of the recipients of the two inaugural Digital Government Society (DGS)
Fellows Awards. Currently, he is also a professor at the Business School at Universidad de las Américas
Puebla in Mexico. Dr. Gil-Garcia is the author or co-author of articles in prestigious international
journals in Public Administration, Information Systems, and Digital Government and some of his
publications are among the most cited in the field of digital government research worldwide. His
research interests include collaborative digital government, inter-organizational collaboration and
information integration, smart cities and smart governments, data and data analytics for decision
making, artificial intelligence in government, adoption and implementation of emergent technologies,
digital divide policies, information technologies in the budget process, digital government success
factors, information technologies and organizations, and multi-method research approaches.</p>
      </sec>
      <sec id="sec-8-6">
        <title>G. Brian Burke</title>
        <p>G. Brian Burke is the managing director for the Center for Technology in Government, University at
Albany, State University of New York (SUNY). Burke works closely with governments at all levels to
help them develop better policies, management practices, and information and communication
technologies that improve performance and services and has authored and co-authored numerous
academic and practitioner-focused publications on topics including digital government, information
sharing, and government information management strategies.</p>
      </sec>
      <sec id="sec-8-7">
        <title>Derek Werthmuller</title>
        <p>Derek Werthmuller is the Director of Technology Innovation at the Center for Technology in
Government at the University at Albany, State University of New York (SUNY). Werthmuller manages
the Technology Solutions Laboratory and the Technology Services Unit, which are responsible for
researching, prototyping, and implementing innovative and sustainable technology solutions.</p>
      </sec>
    </sec>
  </body>
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