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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Impact of Interdisciplinarity and Entity Characteristics on the Clinical Translation Intensity of COVID-19 Papers</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Shuang Chen</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chunli Liu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Library, China Medical University</institution>
          ,
          <addr-line>Shenyang, China, 110122</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Health Management, China Medical University</institution>
          ,
          <addr-line>Shenyang, China, 110122</addr-line>
        </aff>
      </contrib-group>
      <fpage>3</fpage>
      <lpage>12</lpage>
      <abstract>
        <p>Biomedical research has not only academic impact, but also clinical impact. The evaluation of the clinical impact of COVID-19 papers is very interesting. It is still unclear whether the interdisciplinary and entity characteristics of the paper affect the clinical impact. We selected COVID-19 papers published in 2021 for preliminary exploration and got some interesting findings. We found that only 22.43% were cited in clinical trials or clinical guidelines; 47.42% of the papers are biased towards human research in MeSH terminology; On average, 46.1% of papers have the potential to be cited in clinical studies after publication. The interdisciplinary features of the paper are not significantly related to clinical translation intensity, but the biomedical entity features mentioned in the paper are significantly related to clinical translation intensity. The number of Chemical entities, Gene entities and Species entities had significant negative effects on clinical translation intensity. However, the number of Disease entities mentioned in the paper has positive impact on the clinical translation intensity.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>1 Introduction</p>
      <p>
        The main purpose of biomedical research is to
serve the public health and improve the well-being
of the people. So, Biomedical research should have
not only academic impact but also clinical impact.
The evaluation of scientific impact has been very
rich, but the identification and measurement of
clinical impact is still relatively weak.
Interdisciplinary research is the main mode of
modern biomedical research. Previous studies have
shown that interdisciplinarity is significantly
related to the citation of papers, and highly cited
papers have a higher interdisciplinary level. In our
previous research on papers published by Lasker
Prize winners in Basic Medicine, we found that the
average number of disciplinary involved in papers
published by winners was positively correlated
with APT, while the number of subjects is not
significantly correlated with clinical citations [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        Therefore, more diverse, and complex
interdisciplinary indicators are needed to verify its
correlation with clinical translation intensity in
other samples. Recently, biological entity features
have also been used to predict the clinical
translational potential of a paper or to measure the
translational progress of a paper [
        <xref ref-type="bibr" rid="ref2 ref3">2-3</xref>
        ]. However, it
is still unknown which biological entity
characteristics affect the clinical translation
intensity of papers.
      </p>
      <p>This study includes two objectives: 1) to
measure the clinical translation intensity of
COVID-19 articles published in 2021; 2) to test the
impact of interdisciplinary level and the
characteristics of biological entity on the intensity
of clinical translation of COVID-19 papers.
2</p>
      <p>Related works
2.1 The
translation
papers
measurement
intensity of
of clinical
biomedical</p>
      <p>
        As for the clinical translation intensity of papers,
some methods have been developed, such as
“Research Level” [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], “Biomedical Triangle
method” [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], “Level Score” [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], and clinical
citations [
        <xref ref-type="bibr" rid="ref7 ref8 ref9">7-9</xref>
        ]. Hutchins et al. developed the
"Approximate potential to translate scores (APT)"
based on the "biomedical triangle" method
combined with the random forest model [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
“Translational Progression (TP)” has been recently
proposed from the perspective of biomedical
entities to track the clinical translation intensity of
biomedical papers [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
    </sec>
    <sec id="sec-2">
      <title>2.2 Interdisciplinary</title>
    </sec>
    <sec id="sec-3">
      <title>COVID-19 papers features of</title>
      <p>
        It is reported that in 2020, the research on
COVID-19 involved an average of 6-7 disciplines
[
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. Liu's research confirmed that the global
coronavirus pandemic was a "catalyst" for
scientific innovation [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Zhang et al. investigated
the interdisciplinary of COVID-19 papers
published in 2020, the first year after the outbreak
of COVID-19 [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. In recent years, many studies
have confirmed that there is a certain relationship
between interdisciplinary research and the citation
impact of papers [
        <xref ref-type="bibr" rid="ref1 ref10 ref11 ref12 ref13 ref14 ref15 ref2 ref3 ref4 ref5 ref6 ref7 ref8 ref9">1-15</xref>
        ]. However, in contrast, our
recent study found no significant correlation
between the number of disciplines and the clinical
translation of papers [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
    </sec>
    <sec id="sec-4">
      <title>2.3 Entity characteristics in biomedical papers</title>
      <p>
        Knowledge entity refers to the unit of
knowledge in scientific articles [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. The
biomedical entities in biomedical articles mainly
include diseases, genes, drugs, pathways, and
CellLine [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. Li X. has developed four indicators
(Popularity, Promising, Prestige and collaboration)
based on the characteristics of biomedical entities.
[
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. Li X. also predicted the clinical translation
potential of scientific papers based on the entity
characteristics of scientific papers [
        <xref ref-type="bibr" rid="ref2 ref3">2-3</xref>
        ].
      </p>
      <p>The entity characteristics of a paper are related
to the interdisciplinary characteristics, for example,
the entity of a biomedical paper is a terminology or
a unit of knowledge in the biomedical field. But the
two are measured from different perspectives. The
interdisciplinary features are measured from the
subject of the journal in which the paper's
references are published, while biomedical entity
features are measured from the biomedical
proprietary concepts mentioned in the title and
abstract. Entity features are more fine-grained than
subject features.</p>
    </sec>
    <sec id="sec-5">
      <title>3 Methods</title>
      <p>The research process mainly includes three
parts: First, data collection and preprocessing; The
second is to measure the clinical translation
intensity of papers; Third, verify the effect of
interdisciplinarity and entity characteristics on the
clinical translation intensity of papers.</p>
    </sec>
    <sec id="sec-6">
      <title>3.1 Data collection</title>
      <p>
        On March 13, 2023, we exported a total of
120,573 papers published in 2021 from the iSearch
COVID-19 portfolio [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. The iSearch COVID-19
Portfolio tool
(https://icite.od.nih.gov/covid19/search/) was
developed and implemented by the Office of
Portfolio Analysis (OPA) of NIH. According to the
requirements of previous scholars for calculating
interdisciplinary indicators and extracting
biomedical entities, we adopted a series of
inclusion and exclusion criteria, as shown in Figure
1. Finally, we obtained a sample consisting of
36,797 COVID-19 papers published in 2021.
      </p>
    </sec>
    <sec id="sec-7">
      <title>3.2 Variables</title>
    </sec>
    <sec id="sec-8">
      <title>3.2.1 Dependent variables</title>
      <p>
        We select three indicators (APT, Human and
Cited_by_Clin) to represent the clinical translation
intensity of the paper from different perspectives.
Data for all three dependent variables are
downloaded from the iCite platform [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Table 1
lists the three dependent variables and their
implications. The iCite database is a retrieval
platform developed by NIH, which provides the
function of downloading the citation impact of
papers and translation impact indicators through
the PMID of papers.
      </p>
      <p>
        APT (Approximate Potential to Translate) is a
clinical translation indicator developed by
Hutchins et al. in 2019 to predict the probability
that a paper will be cited in a clinical paper shortly
after publication [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. The value of APT ranges
from 0 to 1. The greater APT is, the higher the
probability of the paper being cited by clinical
papers after publication.
      </p>
      <p>The indicator “Human” is another clinical
translation indicator developed by Hutchins et al.
which indirectly reflects whether the research topic
of the paper focuses on human health. The range of
“Human” value is between 0 and 1. The larger the
“Human” value is, the closer the topic of the paper
is to human health, and the higher the clinical
translation potential of the paper is.</p>
      <p>The indicator Cited_by_Clin refers to the
absolute number of times each paper is cited by
clinical papers such as clinical trials and clinical
guidelines. Cited_by_Clin is a continuous variable
that is greater than or equal to zero.</p>
    </sec>
    <sec id="sec-9">
      <title>3.2.2 Independent variables</title>
      <p>We select two kinds of independent variable
indicators, including interdisciplinary
characteristics and entity characteristics.</p>
      <p>We measure interdisciplinary level by the
diversity of subjects a paper is classified into. In
this paper, we used Variety, 1-GINI, Disparity and
Rao-Stirling indicator to measure the
interdisciplinary level of the papers. Table 2 lists
the interdisciplinary indicators and their
connotations.</p>
      <p>
        In this study, PubTator Central (PTC) was used
to extract the biological entities mentioned in the
title and abstract of each article
(https://www.ncbi.nlm.nih.gov/research/pubtator/).
It divides biological entities into six categories:
Gene, Chemical, Disease, CellLine, Mutations, and
Species. The efficiency and accuracy of PubTator
for biomedical entity extraction are superior to
manual text mining [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ].
      </p>
      <p>In this study, Pubtator API was invoked to
extract biomedical entities mentioned in the title
and abstract of the paper in batches by PMID
number. We assign a unique identifier to each
individual entity of each entity class. The six
indicators that separately count the number of
entities of each type mentioned in each paper
including CellLine, Chemical, Disease, Gene,
Mutation and Species. We performed
deprocessing when calculating the number of entities
mentioned in each paper. For example, if a paper
mentions the same independent entity multiple
times, we only count it once. Table 3 summarizes
entity characteristic indicators and their definitions.</p>
    </sec>
    <sec id="sec-10">
      <title>3.2.3 Covariates</title>
      <p>We select 8 variables as control variables,
which are 1) Whether it is a clinical study, clinical
guidelines or clinical trial, extracted from iCite; 2)
Paper length, extracted from the "PG" field of the
core collection of WOS database; 3) Title length,
counting the number of words in the title; 4) The
number of references, extracted from the "NREF"
field of the core collection of WOS database; 5)
The number of authors, extracted from the "AU"
field of the core collection of WOS database; 6)
The number of funds, extracted from the "FU" field
of the core collection of WOS database; 7) Paper
language, extracted from the "LA" field of the core
collection of WOS database. 8) The first
corresponding author's institution type, extracted
from the "RP" field of the core collection of WOS
database.</p>
    </sec>
    <sec id="sec-11">
      <title>3.3 Statistics Analysis</title>
      <p>First, we calculate APT, Human, and
Cited_by_Clin for COVID-19 papers published in
2021. In addition, we use the negative binomial
regression method to examine the influence of
interdisciplinary features and entity features on
APT, Human and Cited_by_Clin of the papers.</p>
    </sec>
    <sec id="sec-12">
      <title>4 Results</title>
    </sec>
    <sec id="sec-13">
      <title>4.1 Summary of clinical translation intensity</title>
      <p>The study sample was 36,797 papers. APT and
Human have values between 0 and 1, while
Cited_by_Clin has a maximum value of 168.
Therefore, we use two vertical axes in box plot
(Figure 2). APT and Human correspond to the scale
on the left and Cited_by_Clin to the scale on the
right. Table 1 lists the descriptive analysis result of
dependent and independent variables.</p>
      <p>As is shown in Figure 2, the median of Human
is smaller than its average, suggesting that most
papers with a larger Human value in the sample.
47.42% of the papers had a Human value greater
than 0.5, and 77.57% were not cited in clinical
papers. The distribution of APT is close to
symmetric, while Human is positively skewed.
Cited_by_Clin is a variable with most zeros, and its
mean, median, upper, and lower quartiles and
minimum values are all zero. We do not see IQR
and whiskers, but only many positive outliers.</p>
    </sec>
    <sec id="sec-14">
      <title>4.2 The impact of interdisciplinarity and entity features on the clinical translation intensity</title>
      <p>.006
.003
.006</p>
      <p>.02
.008
0
0
0</p>
      <p>Table 2 reveals the negative binomial
regression results for APT. We found that the
interdisciplinarity had no statistical significance on
APT (p﹥0.1). The number of chemical entities,
gene entities and species entities were significantly
negatively correlated with APT, while the number
of disease entities was significantly positively
correlated with APT.
-.019</p>
      <p>0
.169
.168
.174
.021
.102
-.493
.07</p>
      <p>.
.102
.102
.064
.067
.063
.191
.098
.099
.006
.749
.103
.01
.713</p>
      <p>Table 3 shows that the interdisciplinarity has no
significant impact on the Human of the papers.
However, the number of CellLine entities,
chemical entities, gene entities, mutation entities
and species entities have a negative impact on
Human, while the number of disease entities has a
positive impact on Human.</p>
      <p>.04
.014</p>
      <p>As shown in Table 4, interdisciplinarity had no
significant effect on the number of clinical citations.
The number of chemical entities, gene entities,
mutation entities and species entities have a
significant negative impact on the number of
clinical citations, while the number of CellLine
entities and disease entities has a significant
positive impact on the number of clinical citations.</p>
    </sec>
    <sec id="sec-15">
      <title>5 Discussion</title>
      <p>Firstly, after measuring the clinical translation
intensity of 36,797 COVID-19 papers published in
.028
.074
2021, We found that APT, Human and
Cited_by_Clin, three clinical translation intensity
indicators with different connotations, can provide
three dimensions of mutually complementary
information for the same paper sample. APT is
measured from the perspective of the potential of a
paper to be cited by clinical guidelines or clinical
trials after publication, Human is measured from
the perspective of the proportion of MeSH terms in
a paper that are biased toward human beings, and
Cited_by_Clin is measured from the perspective of
the actual number of citations of a paper by clinical
guidelines or clinical trials.</p>
      <p>
        Our team previously investigated the clinical
conversion intensity of papers published by Lasker
Prize winners in Basic Medicine, and found that the
average value of APT and Cited_by_Clin was 0.24
and 0.59, respectively, and 80% of the papers were
not cited in clinical papers [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. By comparison, the
average APT for COVID-19 papers was higher
than the average for papers published by recipients
of the Basic Medicine Prize. This may be because
the topic of COVID-19 is more clinical, and the
clinical translational potential of clinical papers is
obviously higher than that of basic research. The
number of clinical citations is lower than that of the
papers of Basic Medicine Award winners, which
may be since our paper collection only has one year
of cross-sectional data, and the citation window is
only two years, so the accumulated clinical
citations will be affected by this factor.
      </p>
      <p>
        Secondly, although most previous studies have
confirmed that interdisciplinarity has a significant
impact on the citations of papers, in this study, we
did not detect a significant impact of
interdisciplinarity on the clinical impact of
COVID-19 papers. Some studies have found that
although interdisciplinary research dominates the
academic cooperation network, this competitive
advantage does not translate into immediate returns,
and the impact of these studies is low in the short
term. Interdisciplinary research requires more time
and perseverance to overcome challenges [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <p>We believe that interdisciplinary research is
more time consuming and energy consuming,
which will not lead to higher impact performance
in the short term. In addition, clinical impact puts
more emphasis on the flow of knowledge in a paper
to clinical application, while the traditional method
of measuring interdisciplinary level is very crude,
representing the discipline of the paper from the
discipline of the journal in which the reference was
published. This may lead to the traditional
interdisciplinary level is not correlated with the
clinical translation strength of the paper.</p>
      <p>In contrast, a significant relationship was
examined between the entity characteristics of the
paper and its clinical impact. The number of
chemical entities, gene entities and species entities
had significant negative effects on APT. The
number of CellLine entities, chemical entities,
gene entities, species entities and mutation entities
had significant negative effects on Human. The
number of chemical entities, gene entities,
mutation entities and species entities had
significant negative effects on clinical citation. The
CellLine entities has a positive relationship with
clinical citation. Interestingly, the number of
disease entities had a positive impact on APT,
Human, and clinical citations.</p>
      <p>
        Some chemical entities are often mentioned in
COVID-19 papers. For example, the effectiveness
of methylprednisolone in treating high-risk
COVID-19 patients [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] and the efficacy and
safety of tocilizumab in the treatment of severe
COVID-19 patients by blocking IL-6 to suppress
inflammatory cytokine storm immune response
[
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]. These studies are focused on the efficacy of a
particular drug to treat COVID-19 patients, which
is groundbreaking and innovative research, and
naturally, the clinical translation intensity of this
type of research is higher.
      </p>
      <p>Similarly, when genome researchers explore the
relationship between COVID-19 and host genes,
genes related to COVID-19 critical illness, and
genomics studies on the natural origin of
COVID19, the fewer the number of genetic entities
mentioned in the paper may indicate the stronger
the breakthrough of the paper content and the
higher the clinical translation intensity.</p>
      <p>For species entities, the lower the number of
species entities mentioned in the paper, the higher
the clinical translation intensity. For example,
specifically studying the clinical presentation,
pathogenesis, or treatment of COVID-19 in only
men or women, or in only children or the elderly,
will likely be more valuable for clinical diagnosis,
treatment, and prevention.</p>
      <p>Studies of the effect of drugs or vaccines
targeting a single protein, DNA, and SNP mutation
on the treatment or prevention of COVID-19 will
have higher clinical translational strength than
studies that combine multiple mutations.</p>
      <p>Cytology studies on COVID-19 also follow a
rule, that is, the CellLine entities involved in the
research are more specific, the research is more
indepth, and the clinical application is more valuable
for reference, so the APT and Human of the paper
is higher.</p>
      <p>However, if there are more disease entities
mentioned in COVID-19 papers, it means that this
is a study on severe COVID-19 patients with
multiple infections or comorbidities, which is a
breakthrough study on severe COVID-19 patients,
so this kind of research has higher clinical
translation intensity.</p>
      <p>The paper has some limitations. First, the
intensity of clinical translation of a paper varies
with the time of publication. COVID-19 papers
published in 2021 have only a window of nearly
two years to accumulate citations. Second, only
some simple entity characteristic variables were
used in this study, and future work is to create more
diversified and systematic entity characteristic
variables to further verify their relationship with
clinical translation intensity.</p>
    </sec>
    <sec id="sec-16">
      <title>6 Conclusion</title>
      <p>We measured the clinical translation strength of
COVID-19 papers published in 2021 and found
that only 22.43% were cited in clinical trials or
clinical guidelines; 47.42% of the papers are biased
towards human research in MeSH terminology; On
average, 46.1% of papers have the potential to be
cited in clinical studies after publication. The
interdisciplinary features of the paper are not
significantly related to clinical translation, but the
biomedical entity features mentioned in the paper
are significantly related to clinical translation. The
more disease entities mentioned in the paper, the
stronger the clinical translation; However, the more
chemical, genetic and species entities are
mentioned, the weaker the clinical translation
intensity is.</p>
    </sec>
  </body>
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