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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>An Empirical Exploration of Diversity Perception</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Vassilis Markos</string-name>
          <email>vasileios.markos@st.ouc.ac.cy</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Loizos Michael</string-name>
          <email>loizos@ouc.ac.cy</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Workshop Proceedings</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CYENS Center of Excellence</institution>
          ,
          <addr-line>Nicosia</addr-line>
          ,
          <country country="CY">Cyprus</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Open University of Cyprus (OUC)</institution>
          ,
          <addr-line>Nicosia</addr-line>
          ,
          <country country="CY">Cyprus</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <fpage>26</fpage>
      <lpage>27</lpage>
      <abstract>
        <p>As our societies grow more complex and machine-mediated interactions become a prevalent means of communication, properly handling diversity comes as a necessity. This requires a quantification of diversity sensitive to how individuals perceive it. With this aim, we review existing popular measures of diversity, and examine their ability to capture human perceptions of diversity in a variety of cases, demonstrating their insuficiency in many of them. Moreover, we also present a draft exploration of factors that possibly afect individual perception in those cases.</p>
      </abstract>
      <kwd-group>
        <kwd>diversity metrics</kwd>
        <kwd>diversity perception</kwd>
        <kwd>rankings</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>2. Background and Methodology</title>
      <p>
        Most of the many definitions of diversity conceptualize it as dispersion across some
dimension(s) (e.g., gender in workplace [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ] or species abundance in natural habitats [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]), often
discriminating between group- and individual-level diversity [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], resulting to two typologies
[
        <xref ref-type="bibr" rid="ref1 ref8">1, 8</xref>
        ]: (i) Organizational Demography (OD), which considers diversity at the collective level, as
a distribution of certain individual features across a group/unit [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. (ii) Relational Demography
(RD), which considers diversity at both collective and individual levels, as an individual’s
distance from a group [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Under OD, diversity emerges as a group property [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], while within RD
diversity is considered as a cross-level property of an individual within a group [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. Regarding
the defining attributes of diversity there are [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]: (i) Mono-Attribute approaches, viewing diversity
over a single (group of) attribute(s) and; (ii) Multiple-Attribute approaches, involving several
attributes. Mostly within the latter, one finds works exploring aspects of diversity perception [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
In our context perceived diversity “might be defined as members’ awareness of diferences” [
on the basis that the diferentiated understanding of one’s diferences with others vastly afects
their perception of diversity [12]. Moreover, individual expectations in certain settings afect
perception of group diferences [ 13] and, hence, one’s views of diversity [14, 15]. In [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4, 16</xref>
        ], it
is argued that contextual and subjective factors, like group membership and structure, impact
one’s identity and, hence, their perception of diversity.
diversity as the approximate probability of belonging to the same class,  =
Parker Index,  , [20] utilizes the relative abundance of the largest class,  =
      </p>
      <p>The simplest diversity metric, richness, counts the number of diferent classes   within a
population  [17]. Entropy,  , [18] measures disorder within a group through log-weighted
relative abundance,   , of each class   ,  = −
∑=1   log   . Simpson’s Index,  , [19] computes</p>
      <p>∑=1  2.
Bergermax=1,…,   . If
  denotes the rank of class   , a common ranked diversity metric is Hall and Tideman’s,  
Index [21],   =
1/2 ∑=1</p>
      <p>− 1 (a variation of Simpson’s Index embedding class ranks). Other
approaches to measure diversity include using some dispersion measures (e.g., gender / race
diversity [22, 23]) and qualitative measures within the specific context and purpose [ 24]. For
more, see, e.g., [25].</p>
      <p>We examined five variables: (a) Population awareness, k, i.e., whether the sampling
population was known; (b) Population ranking, p, i.e., whether the sampling population was
ranked; (c) Sample ranking, s, i.e., whether the sample was ranked; (d) User involvement,
u, i.e., whether participants were assigned to a class; (e) Observed / Constructed diversity, o,
i.e., whether participants were asked to observe and assess or construct diversity. We encode
each condition with a 5-letter string (e.g., kPsuo, where upper-case means the condition was
controlled). We created 104 ordered pairs of conditions difering in exactly one dimension,
collecting responses from 1040 crowd-workers, each compensated with 0.50$. Each was shown
two groups (one per condition) of 1 training and 10 actual items. Consistency was controlled
by including two identical items per group. Throughout the study, classes were denoted by
randomly assigned colors; populations contained 24 elements and samples 12; unranked
ensembles were represented as hollow pie-charts; ranked ones as linear arrays with order verbally
indicated; user involvement was mentioned in task description and the participant’s class color
was shown; diversity estimates in observation tasks were provided through a slider; samples in
construction tasks were sampled by a given population, or a list of available classes.</p>
      <p>Perceived = Metric
Mean (Entropy)
Median (Entropy)
Mean (Berger-Parker)
Median (Berger-Parker)
Mean (Simpson Index)
Median (Simpson Index)</p>
      <p>Kpsuo
0 20 4C0omputed Diversi6ty0 80 100 0.04Total Variation D0.is0t6ance 0.08 0.10
Figure 1: [Left] Diversity in kpsuO as determined by participants vs normalized metrcs (shaded area
indicates ±1 std). [Right] TVD of population and sample distributions (Kpsuo).
0
0.00</p>
    </sec>
    <sec id="sec-3">
      <title>3. Empirical Results and Analysis</title>
      <p>Since observation and construction tasks are structurally diferent, inconsistency in observation
tasks was measured as the distance between the participants’ provided estimations of diversity,
while in construction tasks inconsistency between unranked samples was measured as the
Manhattan distance between the corresponding class distributions, and in ranked ones as
their Hamming distance. Responses on identical items were at most 17.5% inconsistent, thus
none was excluded from further analysis. In simple settings, such as observing (kpsuO) or
constructing (kpsuo) an unranked sample, usual diversity metrics (Entropy, Simpson’s, and
Berger-Parker Indices) align with individual perception, (Fig. 1, left), even if understating both
extremes. While there are cases where participants constructed minimally diverse samples,
these can be interpreted as training error1. Hence, in simple cases, typical diversity metrics
properly capture perceived diversity.</p>
      <p>
        Total Variation Distance (TVD) between population / sample distributions2 across all
responses in Kpsuo is skewed towards lower values ( 1 = 2.60, Fig. 1, right), implying an efect
of population on sample distribution. Also, class participation was found to skew perceived
diversity towards that class, echoing past results [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Namely, in kpsUo class distributions were
significantly diferent (Kruskal-Wallis test,  (4) = 869.06 ,  &lt; .001 ) with participants’ class
significantly preferred both at an aggregate (aggregate class means: 2.04, 2.19, 3.79, 2.12, 1.85)
and individual level, as in 78.08% of responses the participant’s class was the most abundant.
Notably, in all cases, we observed a slight under-representation of the fith class (pairwise
Wilcoxon test,  &lt; .04 , BH  -value adjustment), possibly attributed to most participants coming
from left-to-right reading countries and sampling 12 elements from 5 classes being inherently
unbalanced.
      </p>
      <p>Regarding rankings, (Fig. 2a), there is an alternating pattern following the order classes were
presented (kpSuo). In Figure 2b we present the percentage of responses that respected some
cyclic permutation of 1-2-3-4-5. Notably, most participants that did follow a pattern, chose to
1Regarding samples of one class, 7 participants provided 1 or 2 while 4 of them provided more than 7 such responses,
corresponding in most cases to training tasks.
2TVD in this discrete case coincides with half the Manhattan distance of the two distributions.
1-2-3-4-5
2-3-4-5-1
3-4-5-1-2
4-5-1-2-3
5-1-2-3-4
Total
4 Length of6Alternating Patte8rn
10
12
(a) Distribution of participants class choices per ranked sample (b) Percentage of responses that adopted cyclic permutations
position in kpSuo. of the presented class order in kpSuo.
adopt the order classes appeared (left-to-right). There is a considerable drop after position 5
(i.e., the class number) hinting towards the first part of a ranking being more important when
it comes to diversity in this setting. These results resemble similar assumptions of previous
work in ranking diversification [ 26]. We examined whether participants considered ranked
samples with an alternating part as more diverse than others in observation tasks, however
we found no significant diference (normalized Mann-Whitney  = 0.73 ,  = 0.23 ), even if one
focuses on alternating patterns that were presented to participants after they had observed a
non-alternating pattern at the same iteration, ( = 0.93 ,  = 0.18 ). This imbalance between
observed and constructed diversity in rankings can be interpreted by structural diferences of
the two tasks, since observation tasks required significantly less time compared to construction
tasks ( = 30.71 ,  &lt; 10 −5,  = 0.84 , for kpSuo vs. kpSuO) which implies diferent levels of
elaboration.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion and Future Work</title>
      <p>
        Even if analysis of all gathered data is yet to be completed, widely used diversity metrics have
been found inadequate at capturing perceived diversity in complex settings. Thus, we expect
that further analyses will unveil more sophisticated patterns of behavior. While this work
focused on providing some preliminary results on how people conceptualize diversity, another
related problem is how such results can help formulating an informed metric of diversity. More
precisely, utilizing previous work, it would be interesting to examine up to what extent individual
diversity perceptions can be captured by using existing explainable human-machine interaction
protocols, like Interactive Machine Learning [
        <xref ref-type="bibr" rid="ref12">27</xref>
        ] or Machine Coaching [
        <xref ref-type="bibr" rid="ref13">28</xref>
        ]. Another limitation
of this work is that we did not utilize realistic settings, e.g., workplace scenarios, a direction
worth exploring, for several of the observed efects may vanish or be amplified in such cases.
Similarly, considering multi-dimensional items might also afect positively or negatively any
observed trends.
      </p>
      <p>Privacy Notice: No data of private nature were collected and participants were required to
complete a statement of informed consent prior to taking the survey.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This work was supported by funding from the EU’s Horizon 2020 Research and Innovation
Programme under grant agreements no. 739578 and no. 823783, and from the Government of the
Republic of Cyprus through the Deputy Ministry of Research, Innovation, and Digital Policy.
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[26] V. Markos, M. Loizos, Post-hoc Diversity-aware Curation of Rankings, in: Proceedings of</p>
    </sec>
    <sec id="sec-6">
      <title>A. Materials</title>
      <p>In Figure 3 we showcase indicative materials used for some examined conditions that
demonstrate how all five examined variables were mapped to visual and/or textual items. Regarding
observation tasks, participants were required to drag the slider at least once in order to proceed
with the next task, in order to ensure user involvement.</p>
    </sec>
    <sec id="sec-7">
      <title>B. Population Awareness</title>
      <p>As we discussed in Section 3, there seems to be a significant correlation between the underlying
population and sample distributions, as illustrated in Figure 4a (right). Similar plots for all four
conditions where the underlying unranked population was known in construction tasks are
shown in Figure 4. As one may observe, there seems to be a similar efect in all five cases in
total, suggesting that participants, in general, took the distribution of the underlying population
into account when constructing their samples.</p>
    </sec>
    <sec id="sec-8">
      <title>C. Order Efects</title>
      <p>As discussed in Section 2, we examined a total of 104 ordered pairs of conditions. We chose to
manipulate order between conditions to study any efect it might have on perceived diversity.
For instance, it might be the case that how participants judge sample diversity in kpsuO is
afected by whether they have first seen items of KpsuO, i.e., whether they are aware that the
underlying population might play a role in their judgment, even if they are not informed about
it. In Figure 5 we present the distributions of all observation task responses with respect to
order of appearance. Single letters indicate which variable was manipulated in each pair while
highlighted plots correspond to cases where a significant order efect appears (normalized
Mann-Whitney  &gt; 2.09 ,  &lt; .05 in all highlighted cases). Since there seem to be cases where
the order of appearance plays a significant role in observation tasks, there is need for further
analysis.</p>
      <p>(a) Sample material for KpsUo.</p>
      <p>(b) Sample material for KpSuO.</p>
      <p>(c) Sample material for kpsuo.</p>
      <p>Figure 3: Materials for four conditions used throughout this study.
(d) Sample material for kpsuO.</p>
      <p>Kpsuo
0.04Total Variation Distance</p>
      <p>0.06
(a) Kpsuo,  1 = 2.60.</p>
      <p>KpSuo
TVD Density
Mean
Median
Q1 - Q3</p>
      <p>KpsUo
0.04 Total Variation Distance 0.07
0.05 0.06
0.08
(kpSuO)
U
U
P
P
kpsuO ~ kpsUO
kpsuO ~ kpsUO
kpsuO ~ KpsuO
kpsuO ~ KpsuO
kpsUO ~ KpsUO
kpSuO ~ kpSUO
kpSUO ~ KpSUO
kpSUO ~ KpSUO
(KpSUO)</p>
      <p>KpsuO ~ KpSuO
u</p>
      <p>R
es
p
o
n
se
distrib
utio
n
s
in
o
b
serv
atio
tas
s
er
air
it
res
e
to
ord
of
p
e
ara
ce.</p>
      <p>Sin
gle
letters
in
dic
ate
t
h
e
s
w
itc
hin
g
v
aria
ble,
w
hile
hig
hlig
te
plots
o
rres
o
d
statistic
ally
sig
nific
(KpSuO)
K
S
P
U
First</p>
      <p>Second</p>
      <p>First</p>
      <p>Second</p>
      <p>First</p>
      <p>Second</p>
      <p>First</p>
      <p>Second</p>
      <p>First</p>
      <p>Second</p>
      <p>First</p>
      <p>Second
KpsuO ~ KPsuO
(KpsuO)</p>
      <p>KpsuO ~ KPsuO
(KPsuO)</p>
      <p>KpsUO ~ KPsUO
(KpsUO)</p>
      <p>KpsUO ~ KPsUO
(KPsUO)</p>
      <p>KpSuO ~ KPSuO
(KpSuO)</p>
    </sec>
  </body>
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