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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Digital Twin Implementation in Manufacturing to Industry 5.0 Practices Transition of Smart</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Ternopil Ivan Puluj National Technical University</institution>
          ,
          <addr-line>56 Ruska St, Ternopil, UA46001</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Yuriy Skorenkyy</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>A viability and a rationale for implementation of digital twins with augmented reality interface for further development of the smart manufacturing ecosystem is discussed. Different aspects of the problem of design and implementation of digital twins for industrial applications are considered. An approach for constructing the secure-by-design augmented reality-enhanced interfaces for digital twins is proposed. Benefits and cautions for use of augmented reality-enhanced digital twins in Industry 4.0 and prospects for Industry 5.0 are discussed.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Smart Manufacturing</kwd>
        <kwd>Digital Twin</kwd>
        <kwd>Industry 5</kwd>
        <kwd>0</kwd>
        <kwd>Augmented Reality</kwd>
        <kwd>Information Security</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Digital twins are integrated nowadays into various spheres [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ] due to the recent developments of
augmented reality (AR) and virtual reality (VR) technologies [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] which enable the development of
realistic 3D copies with rich functionality. The current technological progress allows for wide use of
AR assets and VR environment swith various interfaces. In the spirit of Industry 5.0, enhanced
collaboration experience can be ensured by novel human-machine interaction interfaces based on
augmented reality applications. This approach has received some educational applications [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ] and
revealed substantial benefits for the involved stakeholders. The interaction between humans and
machines can be facilitated by IoT sensors, cameras, microphones and touch triggers in an intuitive and
inclusive way. However, the cost of substituting real production line equipment with its realistic digital
twin is moderate only if the digital twin and its responses are not expected to be exactly like the real
system, therefore, there are restrictions on digital twin application to be taken into account.
      </p>
      <p>At the same time, in today's digital era, it is essential to take necessary measures and use
appropriate technologies to ensure information security in every smart domain due to the prevalence of
user privacy issues. Information security is critical for businesses and individuals as it prevents data
breaches that can result in financial losses for organizations, frauds, extortion and identity thefts for
individuals.</p>
      <p>Transition to a more digitized industrial value chains is to have important outcomes for sustainable
development, increase the energy efficiency of energy-intensive industrial processes and contribute to
achieving the climate neutrality goal, using the creative potential of human enhanced by abilities of
AI-based information systems. Despite the opportunities presented by digitalization and Industry 4.0
to 5.0 transition, which includes efficient use of IoT components and energy-efficient solutions that
reduce pollution, there remain various aspects that can be integrated into these systems in order to
further improve process operations. Important direction for the utilization of digital twin solutions is
to optimize manufacturing lines and technologies specifically for the energy-intensive processes,
especially in spatially distributed manufacturing chains. Furthermore, making the utmost use of raw
materials and energy can aid in decreasing waste-generation, amplifying access to recycled materials,
lowering the levels of energy consumption and greenhouse gas-emissions and leading to
costreductions.</p>
      <p>
        Modern production lines are multifunctional physical systems consisting of intelligent machines,
materials, products and containing a large number of multi-level connections between various
elements. In the process of digital design of such systems, a kind of division is often carried out
digital models of various kinds are arranged separately in the digital space, while physical products
and production processes exist in the physical space. A study of the development process of such
smart factories indicates [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] that in order to fill the gap between the area of design and the area of
operation of smart factories, the necessary element is the improvement of the technology of digital
twins. This concept of creating unique virtual copies of real objects is gaining more and more
importance due to the rapid development of simulation and modeling capabilities, the development of
sensitive sensors, their better compatibility and the development of the Internet of Things (IoT). One
of the key assistive technology solutions mentioned in this connection is the use of intelligent systems
with augmented reality to support engineers in the design and operation of production lines.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Digital Twins in Smart Manufacturing</title>
      <p>
        According to the widely used definition by the National Institute of Standards and Technology,
Smart Manufacturing systems have to be collaborative manufacturing entities able to respond in real
time to condition and demand changes. Such communication of production system units is also a
characteristic feature of digital twins, which are digital representations of physical elements, usually
using IoT and sensor data to monitor operations, control physical elements and support
decisionmaking processes [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Digital twins are designed to be used across multiple stages of the product or
the manufacturing system lifecycle [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. For an implementation of a digital twin, model and software
are designed [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] to operate with the information collected from physical objects.
      </p>
      <p>To acquire data, analyze and optimize energy consumption of a smart manufacturing production,
for which material flows, data flows and particular processes are shown in Figure 1, design and
deployment of an analytics platform is absolutely fundamental. It is crucial to put in place data
management systems for the purpose of storing and managing energy data scenarios, consumption
and production process parameters. By gathering data, identification of the most energy-consuming
aspects of particular processes will be possible, which will then facilitate the integration of new digital
technologies, distributed procedure management and data-powered optimization. The power
consumption by equipment and processes can differ substantially due to various specific factors
including the type of machinery, the conditions under which it operates, and the schedule of
production. In order to determine the energy-intensive processes or equipment, it is necessary to
gather data on energy consumption, production and efficiency, using specifically selected smart
sensors, meters and other monitoring devices which will be linked to manufacturing machinery.</p>
      <p>There are various possible energy data that can be collected from smart manufacturing line
components, namely
 Physical material data / visual material data,
 Process control data / machine data,
 Environmental data,
 Synthetic and measured operational data.</p>
      <p>
        Classification of these data types is proposed in Figure 2 for a generic smart manufacturing facility
using different types of raw materials and multiple sources to meet the energy demands in compliance
with regulations and policies of green and digital transition [
        <xref ref-type="bibr" rid="ref10">10-12</xref>
        ]. Specific choice of the meters and
sensors depends on the peculiarities of the manufacturing process. For example, while for some
production elements where the heating is moderate and uniform, the point measurement of
temperature with semiconductor-based sensors is accurate enough, informative and sufficient, for the
case when the spatial thermal distribution is essential, the thermography usage is preferred. This
implies that the amount and velocity of the harvested data can differ even for physically equivalent
characteristics.
      </p>
      <p>The power consumption by each individual machine in the production line is one of the crucial
data points to gather. Modern machinery can have IoT sensors to measure their energy consumption
in real-time and this information can be utilized to identify units and processes where the equipment
consumes more energy than is required and to optimize energy consumption as a whole as well as to
reduce waste heat production. With the help of digital twins, the industrial data platform can track the
manufacturing line's energy usage even if it is distributed among several different physical sites.</p>
      <p>There are a few sorts of environmental data that need to be gathered. Some smart manufacturing
processes (such as 3D printing and molding of plastic materials) call for precise temperature
management, thus keeping track of temperature information is essential to both maintaining
highquality output and maximizing energy efficiency. Dataflow from the temperature sensors of the
machine's heating and cooling systems can be used to both feed a digital twin that simulates the
thermal behavior of the machine to predict potential problems and optimize the manufacturing
processes and maintenance as well as to trigger edge-system controls in case of overheating.</p>
      <p>Algorithms can improve the machine's performance to consume less energy by assessing data on
the operating parameters and the amount of material being used. Vibration sensors on machine parts
can make it possible to spot potential concerns before they become serious ones. Likewise,
information regarding hydraulic system pressure will be gathered by sensors and used to modify
energy usage as necessary. Through the machine's digital twin, information on the quantity of parts
produced, cycle duration and downtime will be gathered and used to improve energy use.</p>
      <p>Another benefit from digital twin implementation in smart manufacturing is predictive
maintenance that can be used to maximize equipment time in service. The information gathered
through sensors regarding the machine's state, encompassing data points such as vibration and
temperature, allows for the prediction of maintenance needs, detecting causes of unanticipated
interruptions to operations. By utilizing data analytics to schedule maintenance tasks, the workflow
can be optimized for better performance, decreased energy consumption, and improved efficiency.</p>
      <p>By implementing a specialized intelligent industrial data platform, it is possible to guarantee that
the consistent and accurate data obtained from sensors will be utilized during subsequent analysis and
modeling. The appropriate data governance practices must be used when gathering, retaining, and
manipulating data related to industrial procedures. Properly accomplished data engineering
(collecting, storing and preparing data) is an essential prerequisite for obtaining insight from the
harvested data. Special attention is to be given to information security and the protection of privacy.
This involves guaranteeing that data remains confidential, unaltered, and accessible, while also
preventing unauthorized access, manipulation, and theft of data.</p>
      <p>For an exemplary model of the smart manufacturing processes and units, specified by Figures 2
and 3, it is necessary to develop a model that represents the current state of the live production line
through links to live data streams from the manufacturing floor and enterprise management or digital
twin platform streams and provide options for decision-making based on mathematical models that
allow characterizing both the resource consumption and process peculiarities. To identify the most
effective and viable solution, several energy management scenarios can be simulated using the digital
twin. A virtual copy of the smart manufacturing facility can enable real-time monitoring and analysis
of the facility's performance and energy usage to optimize the process, resulting in a life cycle that is
more sustainable.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Process optimization for Smart Manufacturing</title>
      <p>Based on the data obtained from a set of embedded sensors and external data generators, a
reference matrix would be developed consisting of the set of minimum parameters needed to
mathematically describe each process and its dependencies, limits and boundary conditions. Target
function built on this dataset may serve as a tool for optimization of the process and effectively the
entire system. Optimization schema shown in Figure 4 illustrates the general approach which may
help resolve the optimization problem in an efficient way. In the right panel, the business-oriented
schematization is given. Inputs x and outputs y are the quantified characteristics of the material and
information flows which the manufacturing system receives from the external entities and sends to the
same or different external entities, respectively. Optimal control signal u* is the solution of the
optimization problem to fulfill the goals set by particular smart manufacturing use case. This optimal
u* is to be obtained following the procedure described in this section (the examples for particular
usecases will be presented elsewhere), to improve the initial control signal u based merely on the model
description of the process and standard procedures. The distinctive feature of the proposed approach
is the model refinement being the integral part of the optimization problem solving.</p>
      <p>Solving the general optimization problem is quite complicated as it comprises functional relations
of different types for numerous variables of various nature. However, the equations describing a
particular process contain only variables of ith subsystem and this feature allows a decomposition (see
separate subsystems (for the detailed discussion on this approach applicability see [13, 14]). This
approach also significantly reduces requirements for processing power used by the optimization
engine. At the same time, if different partial optimization problems are self-contained, which may be
the case of the distributed manufacturing system, the optimal solution for k
incoherent with KPIs of the entire system, therefore no decision making may be done and no
correcting actions may be taken before the full optimization solution is found for the entire system.
th subsystem may be</p>
      <p>Taking into account the measured process state vector  ⃗ = ( 1  2 ⋯   ), control vector
⃗⃗ = ( 1  2 ⋯</p>
      <p>)and disturbances, the model choice is performed and the chosen model is
refined. The initial control signal u is chosen on basis of the following considerations. First, the
dimensionality of the state vector on the each particular subsystem does not exceed the dimensionality
of the control vector for this subsystem. Moreover, particular   is constructed according to hardware
specification for the n</p>
      <p>th smart manufacturing system component, for example, as binary code or
analog signal. For a complex system, in which every compact manufacturing process (ith subsystem)
is characterized by its own control vector ⃗⃗ , input vector  ⃗ , output vector  ⃗ and transformation
matrix   , we consider the problem




 ⃗⃗⃗⃗

=

 ⃗⃗⃗⃗⃗</p>
      <p>) = 0,
 ) = 0,
= ∑   ⃗⃗⃗⃗ − ⃗⃗⃗⃗ = 0

(1)
(2)
(3)
(4)
(5)
(6)
(7)
is to be solved and values  ⃗ , ⃗⃗ ,  
are corrected with use of the condition</p>
      <p>⃗ ,  ⃗ are to be determined. In the next stage the outputs vectors  ⃗
at conditions
Lagrange polynomial for the above problem formulation is
 =1
⃗⃗⃗⃗ =</p>
      <p>∑ =1 

⃗⃗⃗⃗, ⃗⃗⃗⃗ = ⃗⃗⃗



(⃗⃗⃗⃗, ⃗⃗⃗⃗), = 1,2 ⋯  .</p>
      <p>( ⃗ ,  ⃗ , ⃗⃗ ,  ⃗ ,  ⃗ ) = ∑ =1 (  ( ⃗

, ⃗⃗ )+ ⃗⃗⃗⃗

(∑ =1  
⃗⃗⃗⃗ − ⃗⃗⃗⃗) + ⃗⃗⃗⃗


(⃗⃗⃗
(⃗⃗⃗⃗, ⃗⃗⃗⃗)− ⃗⃗⃗⃗)).</p>
      <p />
      <p>Solution correction is performed on a higher level of the optimization, which corresponds to the
overall system</p>
      <p>management. Coordination of the solutions obtained for separate subsystems is to
operate the output vectors  ⃗ .Therefore, in the first stage the calculation of output vectors  ⃗1,  ⃗2, …
 ⃗ is to be done. In the second stage, the system of equations
and the system of equation (4)-(7) is solved with the corrected parameters iteratively. The condition
for interruption of the iterative procedure may be chosen as</p>
      <p>When the acceptable solution is obtained with the desired tolerance, the procedure, which is
wellsuited for on-line optimization, is interrupted and the controls are enforced. Worth noting, the
described correction procedure improves the intermediate solution for a defined target function, which
itself may be a subject for correction. Even if the best solution is not reached in certain iteration, the
current suboptimal solution is an improvement over the initial control signal u.</p>
    </sec>
    <sec id="sec-4">
      <title>4. AR-enhanced Digital Twins</title>
      <p>Augmented Reality is a technology that can bring significant change in the growth of an
organization. When combined with Artificial Intelligence (AI) and the Internet of Things, AR opens
new possibilities in product manufacturing, maintenance, support, and more. In Smart Manufacturing,
AR can allow production managers to view production KPIs and have an intra-factory overview of
workstations and production lines in real-time for monitoring, identifying, analyzing, diagnosing and
resolving problems and flaws. AR can also be experienced via wearable smart glasses, or a mobile
phone or tablet with a camera. The device may use computer-generated virtual objects to assist users
in performing complex tasks and getting real-time insights for informed decision-making.</p>
      <p>As a relatively new and rapidly developing information technology, AR is a powerful tool to
facilitate the interaction and, to some extent, the merging of physical and virtual space objects,
providing a variety of production services through the widespread adoption of digital twins. AR also
provides much better effect of immersion in the industrial environment and a more natural way of
interaction for the subjects of the production process. Let us point out that the objects of physical
space and the applied level of extended reality technology can be quite organically linked through
virtual space. However, one of the bottlenecks and problems faced by the technology of digital twins
in production is the proper implementation of the full range of interaction between the physical space
and the virtual twin [15]. That is why augmented reality plays a special role at the current stage of
supporting the practical implementation of industrial processes. The combination of AR and digital
twins can improve the performance of industrial systems in different areas and at different stages of
their life cycle, including design, manufacturing, distribution, installation, active operational use,
service and end-of-life. Depending on the goals of the industrial process, one can focus [16] on
different levels of overlap and mutual influence between the real object and its counterpart. The
concept of a passive virtual twin refers to the transfer of physical data into the virtual space for the
purpose of observation, i.e. the implementation of basic functions of status monitoring and alerting
based on sensor data. Compared to a traditional web-oriented digital twin, this process can be
significantly improved due to the specifics of AR devices. Unlike the virtual twin, its hybrid
subspecies focuses on virtual and physical analysis and feedback, which includes the processing of
contextual information. After collecting data from the physical space, real-time data analysis must be
performed, and this process includes modeling, prediction, diagnosis and optimization, as well as
feedback from the analysis results from the virtual world to the physical world. AR support
significantly enriches on-site data analysis by adding object detection, scene capture and processing of
cyber-physical interaction (for example, with the help of the Microsoft HoloLens 2 AR headset, the
workspace itself will be perceived much more fully). And finally, the cognitive twin has the most
powerful high-level toolkit, as it allows you to combine human intelligence and machine computing.
There is an opportunity to dynamically solve more complex and unpredictable situations with the help
of advanced computing capabilities, to organize a creative process (design, interaction with robotised
processes, machine learning, etc.).</p>
      <p>For example, in work [17] it is noted that the modeling of the assembly of multi-element products
is considered one of the key technologies in the process of designing and manufacturing complex
systems. Note that AR-based digital assembly technology is used to implement the overlay of an
additional information layer, perception of the assembly scene, navigation of assembly operations,
joint design of the assembly process, etc. A digital assembly model based on a digital twin should
realistically simulate the assembly behavior of physical objects in a real environment. Through the
interaction between the virtual assembly objects and the real assembly environment, the quality of the
assembly design is effectively improved.</p>
      <p>The approach of digital twins has proven itself efficient for interaction with individual elements of
production lines. For example, implementing [18] such a system on a CNC milling machine with
remote process control, where control delay and virtual processing accuracy are monitored, can be
applied as an important part of smart manufacturing, having a high potential for application on
various industrial machines and smart systems. Augmented reality approaches are actively used to
optimize control of robotic systems [19, 20] in industrial production.</p>
      <p>Augmented reality-enhanced digital twins will facilitate human-computer interaction and make it
more natural and personalized within Industry 5.0 practices. As metrics to be included into the
information layer of the digital twin for the human operator to make timely informed decisions, the
characteristics of manufacturing processes performance as well as critical physical parameters,
predictions of events, risks estimates are the most relevant candidates.</p>
      <p>
        The workflow for developing AR tools has already been tested in educational use-cases [
        <xref ref-type="bibr" rid="ref2 ref4">2, 4</xref>
        ]. We
propose the sequence of steps represented in Figure 6 for the design and implementation of AR tools
for smart manufacturing. The initial step is to be the model development based on the system
specification and appropriate regulations. AR design for the smart manufacturing system comprises
the 3D modeling of the components and the produced items as well as embedding of the information
layer for better informing of the authorized personnel and/or the decision maker. For the smart
manufacturing line in operation, the digitized industrial platform performs tasks of the collecting and
pre-processing of the relevant information, identified according to the methodology discussed in
Section 2 and transmits the data to the custom-built data infrastructure. In the data infrastructure,
parameters of the model developed in Section 3 are assigned the data points from the real production
line for the subsequent optimization and control signals generation. For AR assets, the visual markers
tracking allows the user to receive the insight into the process flow, visualized through the
humancomputer interface and promptly interfere with correcting actions transmitted via web-based services
to the industrial platform. Current state and system changes cause re-processing of AR layers and
reflect both the parameters evolution and optimization results. This way, the Industrial Digital Twin
(IDT) allows for real-time optimization and informed decision-making by human operators for
improved process efficiency. As one can see, in addition to the digital twin services and databases,
external users, 3rd party services and physical devices can be involved which raises the issues of
information security and privacy, to be addressed within secure-by-design ideology, with
vulnerability and threat analysis based on detailed identification and characterization of the relevant
data flows.
      </p>
    </sec>
    <sec id="sec-5">
      <title>5. Information Security Concerns in Digital Twin Development</title>
      <p>It is important to properly design and develop a security layer for the Industrial Digital Twin in
cloud/edge environments. Addressing various aspects of information security and cybersecurity
threats is required for assuring protection of the IDT and IoT devices from malicious attacks.
Information, collected by the digital twins and processed by the industrial data platform, represents
the valuable business asset and therefore is to be the subject of a thorough analysis in order to be
appropriately secured. To address security concerns during the IDT development, deployment and
use, the following aspects have to be considered.</p>
      <p>Since the IDT itself and as being a part of Cyber Physical Systems operates with sensitive data and
privacy data, the best security practice compliant with industrial standards and regulations should be
followed by default. Secure-by-design principle for developing IDT implies security requirements to
be identified, which is one of the most important stages of the system development life cycle that
allow the engineers to develop a quality, cost effective and secure system. Among approaches to
identify security requirements within information and cyber security domains there is threat modeling
that allows to identify security needs, locate threats and vulnerabilities, score their impact and
severity, and prioritize solutions. It can be applied to a broad range of systems, including software,
networks, distributed systems, IoT and industrial processes. To identify and describe potential threats
and vulnerabilities to the IDT and to individual’s personal data, the STRIDE [21] and LINDUNN [22]
threat modeling methodologies can be leveraged. Based on the IDT architecture, its applications and
technologies analyzed in [23] we developed the general data flow diagram and the threat model
shown in Figure 7.</p>
      <p>The potential threats to the IDT and the data being processed within the Smart Manufacturing
facility have been analyzed. The corresponding threat descriptions and mitigation actions have been
systematized in Table 1. The proposed countermeasures will help engineers and security specialists to
reduce the time and costs while designing or upgrading the IDT platform and its components.</p>
      <p>Privacy threat modeling within the IDT development is a process of identifying and assessing
potential threats to personal information. It helps organizations involved in Smart Manufacturing as
well as individuals to develop strategies to mitigate these threats and protect data privacy. Since the
privacy threat modeling requires specific inputs of certain manufacturing implementations it will be
analyzed in more detail in a separate research.</p>
      <p>Shift-left security approach adoption for the IDT development and usage will help to ensure the
sensitive data and privacy information are protected from constantly increasing threat of cyber attacks
on industrial systems. The solution provides the required traceability for cybersecurity and privacy
auditing to demonstrate compliance with corresponding regulations.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions</title>
      <p>Implementation of digital twins with augmented reality interface may become a powerful enabler
for realization of human creative potential in smart manufacturing, which is a prerequisite for
transition to Industry 5.0. Digital twins are especially valuable for improving manufacturing workflow
when there are decisions which are to be made by a human operator. At the same time, collection of
relevant information will allow continuous process optimization which may bring multiple benefits,
including better quality of products, improved energy efficiency and efficient predictive maintenance,
effective integration with smart city ecosystems [24, 25].</p>
      <p>Different levels of digitalization [26] and stages of implementation of digital twins may be
supported by augmented reality assets, from a virtual copy of a separate object, which can be remotely
monitored to perform quality checks and control its behavior, to a virtual twin of the entire production
pipeline, which not only allows the remote control in real time, but also provides an opportunity to
apply the novel methods of big data processing for the purpose of predictive analytics and process
optimization. In transition to principles and practices of Industry 5.0, where human creativity will
play the central role in the production processes, novel human-oriented interfaces, such as those based
on augmented reality technology, will be of the utmost importance. Specific examples of digital
twins, discussed in the paper, their characteristic features and possible ways of further implementation
of digital twins in smart manufacturing suggest the importance of adoption and proper
implementation of secure-by-design approach for digital twins design.</p>
    </sec>
    <sec id="sec-7">
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