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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>International Conference on Persuasive Technology, April</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>How Might Robots Change Us? Mechanisms Underlying Health Persuasion in Human-Robot Interaction from A Relationship Perspective: A Position Paper</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jiaxin Xu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chao Zhang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Raymond H. Cuijpers</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Wijnand A. IJsselsteijn</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Eindhoven University of Technology</institution>
          ,
          <addr-line>Eindhoven, NL</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>1</volume>
      <fpage>9</fpage>
      <lpage>21</lpage>
      <abstract>
        <p>The application of social robots in persuading people to change health behaviors is an increasing research topic. However, little is known in what ways, and under what conditions, effective health persuasion can be achieved in human-robot interaction (HRI). This position paper presents a conceptual model that integrates interpersonal relationship theories to postulate a mechanism through which social robots can change people's health behaviors. In this paper, we first briefly describe the two interpersonal relationship theories we selectively focus on, namely social control and interdependence theory, and we discuss the possibility of people forming relationships with social robots. Then, we propose the conceptual model depicting the potential positive and negative influence of social robots' health persuasion on people's psychological and behavioral reactions and the modulating role of human-robot relationships. Finally, we discuss the implications of this model for future research.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Social Robot</kwd>
        <kwd>Health Persuasion</kwd>
        <kwd>Health Behavior Change</kwd>
        <kwd>Social Control</kwd>
        <kwd>Human-Robot Relationship</kwd>
        <kwd>1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Social robots have been considered as meaningful and influential social actors in many aspects of
people’s daily lives, one of which is to persuade people to change their health behaviors. In recent
years, research on using social robots for health persuasion has received increasing attention and
yielded inspiring empirical findings. For instance, studies have shown that social robots are
capable of motivating physical activity in older adults (e.g., [1–3]) and young adults (e.g., [4, 5]),
encouraging weight management (e.g., [6]), prompting water consumption (e.g., [7, 8]),
facilitating breaks from sedentary work (e.g., [9]), and persuading children to eat more fruits and
vegetables (e.g., [10]). However, despite these promising findings, mechanisms through which
the health persuasion of social robots influences people’s health behaviors are not completely
understood yet. Although the field of persuasive technology has contributed significantly to
understanding the persuasive effects of various technologies on people’s health and well-being,
little evidence actually supports the generalization of these results to the domain of social robots.</p>
      <p>In fact, social robots are fundamentally different from any other technologies. According to
Naneva et al. [11], three unique features set social robots apart. First, social robots possess a
physical structure that closely resembles the appearance of a human or other living being. Second,
they incorporate social cues that evoke a sense of social presence. Third, they have (multimodel)
social interfaces that allow for both verbal and non-verbal communication. As a result, once a
social robot has entered a social environment, people tend to react intuitively to them in a manner
akin to interpersonal interactions, and even further, form socioemotional relationships with them
[12]. Many researchers support the notion that social robots are perceived not merely as
“technologies” but rather as “relational artifacts” [13] that may induce people to develop social
relationships with them [14]. As such, if we expect social robots to be successful in persuasion,
we must incorporate the relational nature of HRI and rely on robust relationship theories to
derive reasonable inferences. However, to date, research on health persuasion by social robots
generally has not incorporated many relationship theories, and as a result, little is known in what
ways, and in what conditions, a positive health outcome can be achieved by HRI. In light of this,
this position paper proposes a theoretical foundation that might be able to predict the persuasive
effects of social robots on people’s health behaviors, especially from the perspective of
relationship theories. In the remainder of the paper, we first provide a brief overview of two
relationship theories – social control and interdependence theory, which have clear relevance for
health behaviors and outcomes, and we argue that the key principles of these two theories might
also hold for human-robot relationships. We then provide an initial conceptual model to postulate
people’s possible reactions to social robot’s health persuasion and incorporate human-robot
relationship as a core moderator. We finally discuss how this model may inform future innovative
research in the domain of health persuasive social robots.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Health Behavior Change in Interpersonal Relationships:</title>
    </sec>
    <sec id="sec-3">
      <title>Social Control and Interdependence Theory</title>
      <p>Interpersonal relationships are widely acknowledged as significant influencing factors for
people’s health behaviors. One essential social exchange process driving such influence is social
control, more specifically, health-related social control. Health-related social control refers to
deliberate attempts initiated by social network members to regulate one’s health-related
behaviors, such as constraining one’s health-damaging behaviors or encouraging
healthenhancing behaviors [15]. Such attempts manifest in a variety of everyday expressions such as
“Why don’t you come for a run? [16] ”, “Two beers are enough for you tonight [17]” or “Don’t eat
all those calories [18].” Since the 20th century, such social phenomena have been extensively
investigated in sociology and social psychology, and their results generally demonstrated that
social control has “dual effects”. Specifically, depending on the specific communication strategies
used by the social control provider, social control leads to both positive and negative
consequences. On the one hand, positive social control strategies, such as expressing liking,
caring, and using rational logic, tend to elicit greater health behavior change in recipients. On the
other hand, negative social control strategies, involving criticism, threats, and guilt or fear
induction, are typically associated with a series of undesirable behaviors, such as disregarding
the influence, hiding unhealthy behaviors, or even changing toward opposite directions [15–20].
Moreover, according to the mediational model [21], the associations between social control and
health behaviors are largely mediated by people’s affective reactions. Specifically, positive affect
mediates the association between positive social control and health behavior change. For
example, when someone is encouraged by another person to engage in a run, they may experience
positive affect such as a feeling of being cared for, which may make them more likely to take
positive actions [22]. In contrast, the “backfiring” effects related to negative social control are
mediated by negative affect such as anger and resentment, as well as psychological reactance
[17]. For example, someone may feel that their freedom is being threatened if the other person
criticizes their eating habits, which may prompt them to eat even more unhealthy food as a way
of restoring their lost freedom.</p>
      <p>The quality of relationships between interactants is another contextual factor that is
profoundly important to the effects of social control. Research indicates that the closer the
relationship between the initiator of social control and the recipients, the more positively the
recipients tend to respond [23]. Such an influencing pattern can be explained by interdependence
theory [24], which is another major theory accounting for the influence of close relationships on
health behaviors. According to this theory, high-quality dyadic relationships, characterized by
high-level closeness and mutual interdependence, such as committed romantic partners or best
friends, are more likely to facilitate successful health-related social control over each other. This
is because people in closer relationships often internally undergo a “transformation of
motivation” during their decision-making [24]. This means that people tend to prioritize the
needs and wishes of their close others and are willing to do something beneficial for (the
relationship with) them [25]. In health persuasion, even if a social control strategy may
sometimes feel pressuring and contradict one’s original intentions, people can still comply
voluntarily because they cognitively ascribe health behaviors as meaningful for their important
ones or their relationship [23]. For example, a woman might stop smoking because her boyfriend
complains about the smell of her breath [22] and a boy might reduce alcohol consumption
because his girlfriend doesn’t want him to drink. In such situations, when social control is
initiated by close partners, people tend to react positively and change their behaviors, not only
because of their self-oriented interests but also due to deeper motives that are more
“relationship-oriented” [26]. Based on this behavior change mechanism in interpersonal
relationships, one might envision that if humans can have a close relationship with a robot, people
would also be more receptive to the health persuasion from the robot. Before this can happen, a
preliminary question arises: Is it possible for humans to establish any relationship with robots?</p>
    </sec>
    <sec id="sec-4">
      <title>3. Human-Robot Relationship</title>
      <p>Research on human-robot relationships is yet another new and inconclusive field. The basic
theoretical foundation of this field is the “computers are social actors” (CASA) paradigm (or the
media equation theory), which suggests humans tend to react intuitively to computers in
interpersonal ways if the computer exhibits social cues, such as languages, gaze, and facial
expressions [27]. This inherent tendency is assumed to exist because human brains have not
evolved to distinguish mediated simulations [28]. Additionally, social agency theory contends
that people’s social responses tend to increase with the increment of available social cues in
robots [29]. Based on these theories, it seems plausible for people to readily establish a
relationship with social robots analogous to interpersonal relationships, given that social robots
emulate a high level of lifelike social behaviors. However, such an assumption is still debated yet,
with two major opposing camps of opinions. On the one hand, some contend that the sociability
of a robot is intrinsically deceptive because a robot is essentially controlled by humans and does
not have any fundamental desires that characterize a truly social being [30]. As such, a genuine
relationship that requires moral equals seems to be impossible between humans and robots.</p>
      <p>On the other hand, some argue that this moral asymmetry does not preclude the existence of
a human-robot relationship [31]. Even though robots might be fundamentally human-controlled,
ample empirical evidence shows that people do initiate and commit to something relational with
robots, even if they are fully aware that the robots are not real. Such relationships might manifest
in various kinds of psychological constructs, such as companionship, as evidenced by people’s
intrinsic satisfaction and enjoyment when engaging in shared activities (e.g., playing games) with
a robot (e.g., [32]); closeness or attachment, as evidenced by peoples’ intuition to share initiate
life stories and secrets to a robot (i.e., self-disclosure) (e.g., [33]); and even deeper affection, as
evidenced by people experiencing grief and frustration following the loss of a robot (e.g., [34]).
Altogether, we have plenty of reasons to believe in the possibility of establishing human-robot
relationships. Although such relationships remain a novel and highly ambiguous concept that has
not been sufficiently defined in any theories, it seems reasonable to tentatively conceptualize it
as a type of emotional bond that humans unilaterally invest in a robot. Although it remains
another open question whether a human would undergo a “transformation of motivation” in a
human-robot relationship similar to what they would in interpersonal relationships, we can
believe that the emotional bonds between humans and robots would also allow a further impact
on people’s cognitive, emotional, and behavioral reactions when the robot they are bonded with
tries to persuade them to change their health behaviors.</p>
    </sec>
    <sec id="sec-5">
      <title>4. Conceptual Model</title>
      <p>According to the social control and interdependence theory, social control strategies and
relationship quality operate together to predict people’s health behavior change within
interpersonal relationships. Additionally, theories such as the CASA paradigm suggest that it is
plausible for humans to form socioemotional relationships with social robots. Considering these
points, we propose that effective health persuasion in HRI would also rely on two key factors:
effective health persuasive strategies and the presence of a meaningful human-robot relationship
as a contextual moderator. We contend that these two factors will jointly contribute to the
persuasive impact of a social robot on people’s health behavior change. Figure 1 illustrates the
conceptual model depicting the influencing mechanism we have formulated.</p>
      <p>First, this model aligns with the mediational model of health-related social control [21] and
highlights both positive and negative persuasive consequences that may arise from HRI. On the
one hand, we propose that positive social control initiated by a robot, such as showing liking,
caring, and using rational logic, is likely to predict positive psychological responses such as
positive affect. The positive affect, in turn, is associated with people taking positive health
behavior changes. On the other hand, when people experience negative social control from a
robot, such as criticism or threats, they may show unintended behaviors such as ignoring the
robot, disengaging from the interaction with the robot, hiding their unhealthy behaviors or even
acting in ways contrary to what is advocated. We propose that these negative pathways would
also be mediated by negative psychological reactions such as negative affect and psychological
reactance.</p>
      <p>
        More importantly, we propose that human-robot relationship might serve as an important
moderating factor in both the positive and negative pathways, as the relationship constructs such
as companionship and closeness might enhance people’s receptivity to the social control from
robots, and more ideally, trigger a “transformation of motivation” that predisposes people to
serve the needs or desires expressed by their “robot partners”. As a result, human-robot
relationships would (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) magnify the positive outcomes associated with positive social control,
and (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) serve as a buffer against the negative effects associated with negative social control.
      </p>
    </sec>
    <sec id="sec-6">
      <title>5. Discussion</title>
      <p>How this model will inform future HRI research? First, our model highlights both the positive and
negative consequences that may arise from health persuasion through social robots. As such, it
facilitates a more rigorous and holistic understanding of the health persuasive effects in HRI and
may thus prompt more critical research in this domain. For example, while much current existing
HRI research has examined certain types of positive health persuasive strategies (e.g., showing
goodwill or expertise [35]), little is yet known about the “dark-side” stories, for example, what
might happen if a robot were to unintentionally use negative strategies such as threatening or
criticizing people? Where is the exact boundary between positive and negative persuasive
strategies that deserve special attention? What kind of strategies should be resolutely eliminated?
In order to further advance the understanding of the persuasive mechanism in HRI, and also to
prevent our future robots from being unintentionally designed to bring unexpected detrimental
effects, we suggest more future studies should further explore and consolidate the negative
influencing patterns.</p>
      <p>Second, our model offers a new perspective on how human-robot relationships might play a
role in the behavior change process. Understanding this association is essential for developing
more effective social robot-based interventions. For example, this model may inspire HRI
researchers and designers to deploy more relationship-oriented social activities (such as
selfdisclosure) in the persuasion process rather than solely relying on verbal-based persuasive
messages. To achieve this goal, future research should delve into the nuanced psychological
processes related to human-robot relationships, including specific relationship constructs, design
determinants, corresponding measures, and the temporal dynamics of the relationship.</p>
      <p>
        In conclusion, this position paper has focused on uncovering the health persuasion process in
HRI from a relationship perspective. By incorporating social control theory and interdependence
theory, this paper proposed an initial conceptual model that predicts how social robots may
impact people’s health behavior change. We postulate that the health persuasion of social robots
can induce both positive and negative psychological and behavioral consequences, and we
underscore the modulating role of human-robot relationships in such dual influences. This paper
might serve as a prelude for future research to further expand our knowledge of how HRI and
human-robot relationships can be leveraged to impact our health and well-being.
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