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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Ital-IA</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Mitigating the Impact of Humidity on Low-Cost PM Sensors</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Martina Casari</string-name>
          <email>martina.casari@unimore.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Laura Po</string-name>
          <email>laura.po@unimore.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>case of MLP NN.</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>UNIMORE, Dipartimento di Ingegneria ”Enzo Ferrari”</institution>
          ,
          <addr-line>via P. Vivarelli, Modena, 41125</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>3</volume>
      <fpage>29</fpage>
      <lpage>31</lpage>
      <abstract>
        <p>This preliminary study, conducted in Italy, aims to investigate the potential of growth functions and multi-layer perceptron neural networks (MLP NN) in reducing the impact of humidity on low-cost particulate matter (PM) sensors, with a focus on the sustainability of low-cost sensors compared to reference stations. All over the world, low-cost sensors are increasingly being used for air quality monitoring due to their cost-efectiveness and portability. However, low-cost sensors are susceptible to high humidity, which can lead to inaccurate measurements due to their hygroscopic property. This issue is particularly relevant in Italy, where many cities such as Rome, Milan, Naples, and Turin experience high mean relative humidity levels (&gt;70%) for most months of the year. To improve data quality and gain useful data for quantitative analysis, techniques must be developed to reduce the impact of humidity on the final data. The sensors used in this study were placed in proximity to a reference station, solely for validation purposes in the case of corrective functions and involved in the training phase in the ∗Corresponding author.</p>
      </abstract>
      <kwd-group>
        <kwd>Air quality</kwd>
        <kwd>PM</kwd>
        <kwd>Relative humidity</kwd>
        <kwd>Low-cost sensor</kwd>
        <kwd>Machine learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The issue of air pollution is becoming increasingly
prevalent due to various factors such as urbanization,
industrial activities, and transportation [
        <xref ref-type="bibr" rid="ref14">1</xref>
        ]. It has been widely
acknowledged that air pollution can negatively impact
public health and contribute to global warming, acid rain,
and environmental degradation [2]. As a result, there
is a pressing need for sustainable solutions to combat
air pollution. One such solution is the use of low-cost
sensors (LCS) for air quality monitoring.
      </p>
      <p>
        These sensors have the potential to make air
quality monitoring more accessible and widespread,
particsources [3]. The afordability and portability of these
ence projects and community-led monitoring eforts.
Adsensors have opened up new possibilities for citizen sci- cities.
enabling prompt actions to be taken to address air
pollution hotspots. However, the drawback of LCSs is their
tion dificult due to the fact that these sensors are very
sensitive to environmental factors, compared to reference
stations [4], [
        <xref ref-type="bibr" rid="ref24">5</xref>
        ].
      </p>
      <sec id="sec-1-1">
        <title>When the relative humidity (RH) exceeds a certain</title>
        <p>nEvelop-O
(L. Po)
corrective function as input to the MLP NN. Finally, in
Section 6, evaluation metrics are presented. This section
outlines the various metrics that were used to evaluate
how they can be used to assess the accuracy of low-cost
ularly in developing countries or areas with limited re- sustainability of low-cost sensors in comparison to
refditionally, low-cost sensors can provide real-time data, ing a diferent aspect of the study. In Section 2, laser
restricted technology, which makes quantitative evalua- tions as a method for mitigating the efects of humidity
threshold, the water in the air can be detected by the sen- ing humidity efects is discussed. Section 5 presents the</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Laser Scattering Sensors</title>
      <p>Sensor scattering is a technique (shown in Figure 1)
commonly utilized to measure the concentration of PM in the
air. This technique involves the use of lasers to scatter
light of particles in the air, which are then detected by a
sensor. The amount of scattered light is proportional to
the number of particles in the air, allowing for an
estimation of the PM concentration. However, this technique
is limited by the sensitivity and accuracy of the sensor,
particularly in the case of low-cost sensors.</p>
      <p>Low-cost sensors lacking a drying function or installed
in humid environments, such as coastal areas, are more
susceptible to humidity interference. Particles with
hygroscopic properties absorb water from the air [7],
resulting in larger particle sizes and an increase in light
scattering within the sensor [8]. This leads to
overestimated PM concentration levels (Figure 2) for high levels
of RH.</p>
      <p>It is important to note that pollution and humidity are
not directly correlated and that water vapor is not
harmful to human health. Therefore, to accurately measure
pollution levels, it is essential to clean the data from this
artifact. The EU air quality standards [9] and the WHO
air quality guidelines [10] and other governmental
organizations measure pollution impact based on the dry PM
concentration.</p>
      <p>Calibrating a low-cost sensor using data from a
reference station and humidity levels is possible if a reference
station is available. However, it may not work well for
PM sensors because the problem is highly localized, with
diferent types of pollutants having diferent hygroscopic
properties based on surrounding environmental
emissions [11], [12], [13]. Placing the sensor near a reference
station, even if it is far from the final location of the LCS,
is another possibility for calibration, but it may also result
in poor data quality. Therefore, the proposed methods
aim to clean data in a location-agnostic manner.</p>
      <p>In addition to the previously proposed methods that
utilize reference stations [14], two potential techniques
were proposed for cleaning low-cost sensor data in a
location-agnostic manner. The first technique involves
using a corrective function to reduce the correlation
between PM concentration and humidity [15]. By reducing
the correlation, the concentration level detected can be
reduced by a particular factor. The second technique
involves training a multi-layer perceptron neural network
using data from a reference station, taking into account
not only the relative humidity but also other atmospheric
variables, such as pollutants and meteorological factors.
This could enable the NN to learn the relationship
between humidity, pollutants, and the growth of PM
concentration. Although the network is trained using data
from a reference station, the learned function is generic
and not location-specific. To make this technique work,
the network needs to be exposed to multiple contexts to
be used in locations far from the training site.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Growth functions</title>
      <p>High relative humidity causes low-cost air particulate
matter sensors to measure higher values than
professional sensors, due to the condensation efect and
hygroscopic properties of the particles. To correct this efect, a
growth function that estimates the increase in PM values
due to humidity can be applied [15]. In the context of air
quality monitoring, a growth function is used to estimate
the increase in particulate matter concentration due to
the absorption of humidity by the particles. Specifically,
the growth function is used to estimate the amount by
which the concentration of wet particulate matter
exceeds the concentration of dry particulate matter at a
given relative humidity level.</p>
      <p>The growth function, given the level of the RH, returns
the coeficient to use in the correction. Dividing the PM
concentration detected by the low-cost sensor, which
we define as    is returned the PM concentration
without the humidity contribution, defined as    . See
equation 1.</p>
      <p>=    / ( )
(1)</p>
      <sec id="sec-3-1">
        <title>The use of growth functions for humidity correction can be implemented over the entire dataset or with a</title>
        <p>threshold approach, depending on the sensor and
environmental factors. Applying the growth function across   = 1 +  ⋅  ℎ 2 (2)
the entire dataset may result in coeficients being applied (1 −  ℎ) 
to low RH levels, which can negatively impact already The growth functions can be customized to fit
meacorrected data. Therefore, a threshold approach is pre- sured data by selecting appropriate values for the
paramferred, whereby the growth function is only applied to eters  and  . A key feature of all growth functions is
RH values above the chosen threshold. The threshold that they have a value of 1 when the relative humidity is
level can be determined based on the specific sensor be- 0 and a significantly larger value as the relative humidity
ing used or by taking into consideration environmental approaches 100%.
knowledge. A commonly used threshold is around 70%.</p>
        <p>Diferent corrective functions have been developed to
address the problem of humidity afecting PM concen- 3.1. Parameters optimization
tration measurements. Soneja et al. [16] research sug- One approach to choosing the growth function
paramegests that there is an overestimation bias that becomes ters is to use reference station values as a ground truth.
significant at around 75% relative humidity, while an un- Diferent  and  parameters are chosen within a certain
derestimation bias exists at very low RH levels (below range and the parameters that best improve the PM
de30%). To address this issue, they have proposed humidity tected compared to the data detected by the reference
adjustment equations that cover the entire RH range. station are selected, as in [8] and [19]. However, this</p>
        <p>In this paper [15], the author proposes a compre- approach links the parameters to the specific location of
hensive approach to correct nephelometric 1 PM for the reference station and is limited to the period studied.
humidity-related bias. The paper starts with an overview This approach is only useful if the low-cost sensor is
coof diferent sources that explain the principle behind the located and fixed near the reference station and never
hygroscopic growth of particulates [17], [18]. moved. In this way, it is possible to update the
param</p>
        <p>The author proposes a new approach, named “combo”, eters over time and use the reference station as ground
described in 2, to address humidity-related bias in PM truth, [20]. However, this approach involves the
optimeasurements. This approach wants to combine some mization of the growth function parameters concerning
of the existing methods. the reference station values, which may not be feasible
in all situations.
1Nephelometry is a method used to measure the concentration of To address this limitation, an alternative approach is
suspended particles in a liquid or gas. to select growth function parameters that result in the
lowest correlation between corrected PM concentrations In training the network, data from one or more sensors
and RH [15]. This method does not require optimization located near a reference station can be used, including
of the growth function parameters concerning reference PM concentration, meteorological and atmospheric
varistation values and may be more practical in certain situ- ables, and the additional variables as inputs, with the
ations where a reference station is not available or the reference station as the output. It’s critical to ensure
low-cost sensor is not co-located with a reference station. that the additional variables used are also available in</p>
        <p>In this approach, it is necessary to have data on the PM other locations where low-cost sensors are placed. The
concentration as well as the relative humidity detected in elemental analysis is the most crucial additional variable,
the same location and at the same time. However, since describing the concentration of each element present. To
the accuracy of the sensors used is lower than that of improve the network’s ability to generalize and correct
a reference station, it is always better to preprocess the PM concentrations accurately, the network should learn
initial data and remove anomalies using typical anomaly the correlation between RH and PM growth in diferent
removal methods. It is also important to note that this pollutant contexts, as the hygroscopic properties are
deapproach works on the assumption that relative humidity pendent on the specific pollutants present at the time of
and PM concentration are not strongly correlated, as detection.
shown by the lack of correlation observed in reference It is common in the literature to find studies that aim
station data. to calibrate low-cost PM sensors against reference
stations. In addition to using an MLP NN, there may be
other suggestions in the literature [22]. Some possible
4. Neural network methods include regression analysis, decision tree
models, and support vector machines. Each method has its
advantages and limitations, and the choice of method
depends on the specific application and data available.</p>
        <p>We believe that MLP NN has the potential to correct
PM concentration levels more efectively than other
methods. To achieve this, a wide range of scenarios, including
those that the sensors are likely to encounter, and
diferent periods should be presented to the network during the
training phase. This will improve the network’s ability
to generalize and correct PM concentration levels
accurately, even for sensors located far from the reference
station.</p>
      </sec>
      <sec id="sec-3-2">
        <title>One alternative that we propose as a solution is to use a</title>
        <p>multi-layer perceptron neural network to model and
generalize the relationship between relative humidity and
PM concentration growth. To achieve this, the neural
network is trained on a dataset containing input-output pairs
of RH, PM concentrations, and other relevant variables
like meteorological and atmospheric variables. Once
trained, the neural network can be used to correct PM
concentrations. This method has the advantage of being
able to capture complex, nonlinear relationships between
RH and PM concentrations and has the potential to
generalize well to diferent locations and periods. However,
it requires a significant amount of high-quality training
data and careful tuning of the network architecture. 5. Cooperative techniques</p>
        <p>To efectively generalize the relationship between RH
and PM hygroscopic growth using a neural network, it is One alternative and potential way to improve the
accunecessary to feed the network with additional variables racy of PM concentration measurement is to combine
beyond just RH and PM concentration data. Hygroscopic diferent methods. Preprocessing techniques can be
apgrowth is a process that occurs as water vapor accumu- plied to eliminate obvious anomalies in the raw data
lates on the surface of aerosol particles with increasing before applying the growth function. The resulting
correlative humidity. The extent to which this process oc- rected data can then be used as input to train a neural
curs depends on the chemical composition of the parti- network, which can further improve the accuracy of the
cles, which can vary widely in time and space [21]. PM concentration measurements. This approach has the</p>
        <p>Therefore, to improve the neural network’s ability to potential to benefit from the strengths of each method,
accurately correct PM concentrations and generalize its leading to more accurate and reliable results. However,
predictions to new contexts, additional variables that cap- the success of this approach depends on the quality and
ture information about the chemical composition of the consistency of the data, as well as the efectiveness of the
particles should be included as inputs to the network. preprocessing.</p>
        <p>However, these variables are often not available at the
sensor location and must be obtained from online
resources like Copernicus 2. 6. Evaluation metrics</p>
      </sec>
      <sec id="sec-3-3">
        <title>2Copernicus is a European Union Earth observation and monitoring</title>
        <p>program that provides free and open access data
(www.copernicus.eu)</p>
      </sec>
      <sec id="sec-3-4">
        <title>The wide range of possibilities for calibrating sensor devices makes it challenging to assess their performance and suitability for specific applications, especially since</title>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>7. Conclusion</title>
      <p>In conclusion, it is expected that correction functions
based on hygroscopic growth factor can be applied in
locations where reference stations are not available.
However, a neural network trained in various contexts may
still be superior. Therefore, the winning approach may
eventually come from a combination of these two
techniques. Future work will focus on exploring the potential
of these methods in mitigating the efects of humidity on
low-cost PM sensors and improving the accuracy of their
measurements.
data from these devices are often made public and used
for monitoring pollutant levels. To address this issue, the
U.S. EPA has proposed guidelines [23], containing
metrics of Table 1, for evaluating the data quality of low-cost
sensors, which can be useful for non-regulatory purposes
such as identifying local air quality trends and hotspots,
promoting environmental awareness, and providing
supplemental monitoring.</p>
      <p>The goal of the report is to establish a consistent set
of testing protocols, metrics, and target values for
evaluating the performance of PM2.5 air sensors in outdoor,
ifxed-site environments specifically for non-regulatory
supplemental and informational monitoring (NSIM). The
metrics proposed can be used to assess the performance
of these methods and guide future developments in this
ifeld.</p>
    </sec>
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