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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Jaén, Spain
* Corresponding author.
$ irune.zubiaga@ehu.eus (I. Zubiaga); raquel.justo@ehu.eus (R. Justo)</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>SPIN at MentalRiskES 2023: Transformer-Based Model for Real-Life Depression Detection in Messaging Apps</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Irune Zubiaga</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Raquel Justo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of the Basque Country, Sarriena no number</institution>
          ,
          <addr-line>48940 Leioa</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>Depression is a prevalent and severe mental health condition that significantly impacts global population, causing personal sufering and reduced quality of life. Its symptoms are often visible on social media and digital platforms, making them valuable for detecting depression. This paper represents our submission for the MentalRiskEs task at IberLEF 2023. We present a novel hierarchical model for real-time chat applications, using natural language processing techniques to identify individuals at risk. Our approach combines similarity-based stance representation with a sentence-level transformer encoder block, reducing manual efort and time required for feature selection. Our focus includes binary classification of depressed and non-depressed users, as well as multi-class classification based on the user's coping mechanisms.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Anchor sentences</kwd>
        <kwd>Transformers</kwd>
        <kwd>Depression Detection</kwd>
        <kwd>Natural language</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Depression is a pervasive mental health disorder that afects millions of people worldwide,
causing significant distress and impairing their daily functioning. It is characterized by persistent
feelings of sadness, loss of interest or pleasure in activities, changes in appetite and sleep patterns,
fatigue, dificulty concentrating, and thoughts of self-harm or suicide. This disorder does not
only represent the leading cause of years lived with disability, but also contribute significantly
to the global burden of suicide, which remains a major cause of death. Moreover, the economic
impact of mental health conditions is substantial, surpassing the direct costs of care due to
significant productivity losses [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Early detection and intervention are crucial to alleviate the
sufering associated with depression and prevent its long-term consequences [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>Traditionally, the diagnosis of depression has heavily relied on clinical interviews and
selfreport measures administered by mental health professionals. However, the rise of digital
platforms, social media, and messaging applications has opened up new avenues for exploring
innovative approaches to depression detection and monitoring.</p>
      <p>
        In recent years, researchers have increasingly turned to natural language processing (NLP)
and deep learning techniques to analyze textual data and detect mental health conditions,
including depression, from user-generated content. These computational methods ofer promising
opportunities for automated and scalable approaches to identify individuals at risk or
experiencing symptoms of depression [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. NLP techniques such as topic modeling [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and sentiment
analysis [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] have been successfully used for depression detection in written text. Feature
engineering, involving the manual crafting or extraction of relevant features, has been leveraged
to detect depression, encompassing lexical, syntactic, and psychological markers [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Other
commonly used approaches include the utilization of LIWC (Linguistic Inquiry and Word Count)
features [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] and n-grams [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In the last few years transformer-based models have achieved
state-of-the-art results in this task [9]. Ensemble learning methods have combined multiple
models to enhance overall performance [10], while transfer learning techniques have utilized
pre-trained models and fine-tuning to improve detection [11].
      </p>
      <p>In this paper, we aim to contribute to the field of depression detection by presenting a
hierarchical transformer based-model that, combined with similarity based features, identifies
depression in text-based data. Specifically, this work focuses on the context of messaging
applications.</p>
      <p>The paper is organized as follows: Section 2 explains the task that was carried out and
provides an insight of the corpus that was used to train the models. Section 3 outlines our
methodology, explaining the data pre-processing and the used model architecture. Section 4
presents the experimental results and performance evaluation. Finally, Section 5 concludes the
paper, summarizing the findings and discussing future directions for research.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Task and Corpus</title>
      <p>This research focuses on early identification of depression in Spanish comments extracted from
the messaging platform Telegram. Specifically, two tasks were carried out: Binary classification
between depressed and non-depressed users and multi-class classification considering the user’s
way to cope with the afliction. For the multi-class classification task we will consider four
classes: control, sufer+in favor , sufer+against and sufer+other . The control class will gather the
users that show little to no signs of depression. The sufer+against class will gather individuals
who are actively working towards overcoming depression while the sufer+in favor class will
gather those who may feel overwhelmed by it and are not fighting against the illness. Lastly,
the sufer+other class will gather users who openly discuss their depression without providing
information about their eforts to combat it. In order to carry out this task, the MentalRiskES 2023
[12] corpus was provided. The corpus is divided into 3 subsets, each related to a diferent disorder.
The target disorders encompass eating disorders, depression, and an undisclosed condition
specifically included to evaluate the robustness of approaches for previously unknown disorders.
The unknown disorder was anxiety. Table 1 shows example messages of users of each class.</p>
      <p>Since our goal is to build a depression detection system, we were only provided with the
MentalRiskES 2023 corpus regarding this afliction. This subset consists of messages collected
from public Telegram groups that revolve around various topics directly related to this disorder
and employ Spanish as the main language. It is noteworthy that a significant proportion of
the messages within the corpus are written in Latin American Spanish, incorporating dialects
from countries such as Argentina, Mexico, and others. These conversations involve hundreds
of users that commonly employ informal language characterized by frequent typos, shortened
•Hola , estoy realmente mal , no se •Hello, I’m really feeling down, I
que hacer con mi vida don’t know what to do with my life
•Porque las cosas no pueden acabar •Because things can’t end well
bien
•Yo tengo depresion y soledad , pero •I have depression and loneliness,
salgo ahí fuera e intento apilar toda but I go out there and try to gather
las particular de motivación que every bit of motivation I can find
puede encontrar en el día para for- in the day to form at least a ball of
mar al menos una bola de tierra que soil that I can use to keep moving
pueda para seguir avanzando. forward.
•Hay que salir , hacer deporte , tirar •We need to go out, engage in
las pastillas a la basura y producir sports, throw away the pills, and
las sustancias químicas que nuestro produce the chemical substances
cerebro necesita. that our brain needs.
•yo estoy diagnosticado con depre- •I have been diagnosed with major
sion mayor depression
•hay alguna juntada entre los ar- •is there any gathering among the
gentinos del grupo? Argentinians in the group?
•pareces más menor q yo
•yo se bailar bachata mas menos
•you look more younger than me
•i know how to dance bachata more
or less
words, English expressions and the use of emoticons, reflecting typical practices observed in
social media contexts. Some emoticons appeared as icons but most of them were in textual
form: the description of the emoticons appeared instead of the icon (ex. cara sonriente/ smiley
face). Some other emoticons were composed by ASCII symbols (ex. :) ).</p>
      <p>To ensure anonymity, the extracted messages underwent an anonymization process.
Subsequently, a manual labeling process was conducted through the Prolific service [ 13], which
facilitated the recruitment of annotators for online research. Each user’s history was labeled by
10 annotators, and the probability of a disorder was determined based on the ratio of annotators
who identified evidence of the targeted disorder to the total number of annotators (10). This
measure enables regression analysis of the systems, allowing evaluation not solely based on a
majority vote, but also considering how closely the prediction tool aligns with the confidence
of a group of human judgments. The statistics of the corpus are shown in Table 2.</p>
      <p>The challenge presents a unique online scenario, requiring the detection of potential risks
within an ongoing stream of data. The evaluation process comprised multiple rounds of data
testing, where each round featured a single message from every user. Initially, messages from all
149 users appeared in each round. However, in round 12, a gradual decline in user participation
was observed, with some users ceasing to contribute. This pattern continued throughout the
evaluation, resulting in a progressive reduction in the number of participating users. Ultimately,
in the final round, only messages from 10 users were available for analysis. In each round, the
messages from that specific round and all the previous rounds were utilized for prediction,
ensuring that the model had access to a comprehensive history of user interactions. This
approach allowed for a thorough assessment of the ability of the system to swiftly identify and
address the issues at hand, even as user participation dwindled over time.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Methods and System Description</title>
      <p>In order to tackle the task efectively, we devised two distinct systems. The first system utilized
a transformer-based model for binary classification, enabling us to classify users as either
depressed or non-depressed. Building upon this foundation, we further extended the model to
address the subsequent challenge of determining the stance of users who exhibited positive
indications of depression. By leveraging the inherited knowledge and representations from
the binary classification model, our second system aimed to classify the user’s stance based on
their expressed sentiments and attitudes. In both cases the system incorporates a zero-shot
approach that determines the membership of input sentences in each class by measuring their
cosine similarity to a designated set of anchor sentences. These anchor sentences are chosen
to represent each class. By calculating the cosine similarity, the system can assess the degree
of resemblance between the input sentences and the anchor sentences, enabling classification
even without prior training on specific examples. Before applying any model, the emoticons of
the input that were not composed by ASCII symbols were converted to textual form.</p>
      <sec id="sec-3-1">
        <title>3.1. Binary Classification Model</title>
        <p>The binary classification model was trained by utilizing all the messages from each target user
as inputs. The architecture, as depicted in Figure 1, begins by obtaining the message embeddings
using a Sentence Transformer. Specifically, we used the pretrained model
paraphrase-spanishdistilroberta [14]. Said model is designed as a sentence and short paragraph encoder, mapping
input texts to a 768-dimensional dense vector space. It has been made by training a
bertinroberta-base-spanish model following a teacher-student transfer learning approach using parallel
English-Spanish sentence pairs. The model captures semantic information and can be used for
tasks such as information retrieval, clustering, and sentence similarity. The training process
involved concatenating multiple datasets with sentence pairs in English and Spanish.</p>
        <p>The embeddings are then passed through a Transformer encoder with two attention heads,
allowing the model to automatically discern which inputs to focus on and which to disregard.
Subsequently, the average of these embeddings is computed, resulting in a singular
representation for each user. Simultaneously, the cosine similarity between the initial embeddings and
the embedding of the anchor sentence "Me siento deprimido" (I feel depressed) is calculated,
generating a total of n similarities (n being the number of user messages). The mean, standard
deviation, and maximum of these similarity values are computed and concatenated with the
user representation obtained from the transformer. This final representation, encompassing
the user representation and the mean, standard deviation, and maximum of the similarities, is
then fed into a multilayer perceptron (MLP) to produce a prediction for the user’s class. The
MLP consists of three layers: an input layer, a hidden layer with 60 neurons and an output layer.
Batch normalization was applied to enhance training, and the ReLU activation function was
used to capture nonlinear relationships efectively. The model was trained for 40 epochs with a
learning rate of 2e-4 and a batch size of 16.</p>
        <p>Additionally, in the test phase, we define a threshold for the cosine similarity in round one. If
the calculated cosine similarity value exceeds 0.5, we classify the user as positive, indicating
potential signs of depression. Conversely, if the cosine similarity value is below 0.5, we apply the
model to get a prediction. This value does not normally exceed 0.5 unless it show clear symptoms
of depression (see Table 3). This threshold-based classification allows for a initial determination
of the user’s status, enabling efective identification of individuals who may require further
attention and support. This emphasis on prioritizing false positives over false negatives stems
from the sensitive nature of depression, where proactive identification of potential cases takes
precedence over waiting for definitive detection.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Multi-class Classification Model</title>
        <p>The multi-class classification model builds upon the foundation of the binary classification
model (see Section 3.1) to categorize users into four distinct classes: control, sufer+against ,
sufer+in favour , and sufer+other . The architecture of this model is depicted in Figure 1.</p>
        <p>To accomplish this task, the binary classification system is initially employed to diferentiate
between depressed and non-depressed individuals. If a user is labeled as depressed, the second
system is engaged; otherwise, the user is classified as control. In the second system, the
initial embeddings and user representations obtained from the binary classification system are
retrieved. Subsequently, the model computes the cosine similarity between the embeddings of
the user messages and the set of anchor sentences outlined in Table 4. These sentences were
thoughtfully selected to capture various aspects such as the user’s perception of their ability to
overcome depression, their emotional state, and their resilience or feelings of defeat.</p>
        <p>After obtaining the sets of similarity values for each sentence, which resulted in 6 sets of
n similarities, an equation is applied for each topic, as illustrated in Figure 1. The equation
 = 1− (+2) is used to derive a value that lies in the middle range, enhancing
the detection of the sufer + other class. As a result, 9 sets of n similarities are generated.
Subsequently, the mean, maximum, standard deviation and median of the similarities are
calculated resulting on 4 vectors of dimension 1x9. These vectors are then concatenated with
the user representation and fed into a MLP that predicts the user’s stance. As in the binary
classification model, the MLP used for this task consists of an input layer, a hidden layer with
60 neurons and an output layer. Batch normalization was applied and ReLU was used as the
activation function.</p>
        <p>The model was once again trained for 40 epochs with a learning rate of 2e-4 and a batch size
of 16.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Results</title>
      <p>The model was evaluated on the test set of the corpus using the evaluation functions provided in
the MentalRiskEs GitHub repository [15]. As described in Section 2, the test set was divided into
100 rounds, with a maximum of one message per user in each. The evaluation process followed
two criteria. Firstly, the overall performance of the system was assessed by iterating through
the rounds and recording the obtained metrics at each one. With this evaluation approach we
evaluate the user’s state in each round, allowing for the prediction to change from one round
to another. This way it becomes possible to analyze potential signs of depression that may
emerge during conversations and are of temporary nature, such as those associated with the
loss of a loved one, significant life setbacks, or challenging life circumstances. Secondly, an
approach focused on early detection was employed: once a user was evaluated as positive, their
state predictions were no longer updated. For instance, if a user was labeled as positive in
round 12, they would not be reevaluated in subsequent rounds, and their label would remain
consistent. This ensured that the diagnosis became terminal, regardless of whether the positive
identification was attributed to a transient feeling of sadness. This approach was consistent
with the evaluators’ strategy for the task.</p>
      <p>Considering the first evaluation approach, this is, by taking into account the results of
each round without imposing significant limitations, we get the results gathered in Table 5.
Additionally, a plot that shows the evolution of the F1 Macro score is provided (see Figure ).
In Table 5 the results of the most relevant rounds for each task were selected. The selection
was carried out considering the evolution of the system’s performance shown in Figure 2. This
provides a comprehensive overview of the behaviour of the system.</p>
      <p>As observed, the F1 score exhibits a gradual increase in value with each round, starting from
a relatively low point. This upward trend continues until it reaches a stability point where
further data acquisition ceases to significantly impact the outcome. For the binary classification
task, this stability point is observed around round 9, while for the multi-class classification
task, it occurs around round 40. It is noteworthy that the binary classification task achieved a
substantial level of precision, despite utilizing a relatively small number of messages (specifically,
9 messages per user). This highlights the model’s capacity to leverage limited data and achieve
commendable results.</p>
      <p>Finally, when accounting for the exclusion of evaluations that initially classified a subject as
positive but were later classified as negative in subsequent rounds, we obtained the results in
Table 6. Table 7 displays the results that were actually sent to the evaluation server. Although
the exact cause of the discrepancy between the two sets of results remains unclear, we believe
it may be attributed to an error we made while sending the predictions to the evaluation server.
Both the binary evaluation metrics and the latency based metrics are provided. The
latencybased metrics remain consistent for both tasks. This is due to the multi-class classification
model inheriting from the binary classification model, as these metrics focus on the detection
of positives without diferentiating between positive classes. As may be seen, the F1 score
is considerably lower when following this evaluation approach, which can be attributed to
the limitations we impose on the model: we do not allow it to adapt its answers with new
information once a positive prediction is made.</p>
      <p>The CodeCarbon [16] library was used to track the emissions and energy consumption of
the models. Each model used around 5e-5 KwH and emitted around 8e-6 g of CO2 per round.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Error analysis</title>
      <p>In the multi-class classification task, one notable observation was that the sufer + other class
was frequently not recognized with the same level of accuracy as the sufer + against and sufer
+ in favor classes. This discrepancy can be attributed to the relatively limited number of samples
available for the sufer + other class compared to the other classes. With a smaller sample size,
the classifier had dificulty accurately identifying instances belonging to the sufer + other class.
In future studies, it would be valuable to explore oversampling methods to address the class
imbalance issue and potentially improve the recognition of the sufer + other class. Additionally,
expanding the pool of reference sentences specific to the sufer + other class could enhance the
classifier’s ability to discriminate and correctly classify instances within this category. Such
advancements would contribute to a more comprehensive understanding of the nuances in
multi-class classification for this particular task.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions and Future Work</title>
      <p>In this paper, we proposed and analyzed a hierarchical transformer-based model for depression
detection in real-life chat applications that leverages anchor sentences to enhance its predictions.
Our model achieved a Macro F1 score of 0.78 for the binary classification task and 0.55 for
the multi-class classification task and a 0.67 for the binary classification task and 0.39 for the
multi-class task in early detection. These results highlight the efectiveness of our approach in
capturing and utilizing contextual information for accurate classification.</p>
      <p>Moving forward, we plan to further explore and optimize the model by expanding the
evaluation to a larger test set and conducting in-depth analysis of various factors such as the efects
of anchor sentences and hyperparameters like the number of attention heads. Additionally, we
aim to investigate zero-shot approaches based on similarities. Energy usage and CO2 emission
of the models is also to be further analyzed, considering the importance of this aspect.
n-grams for early risk detection over text streams, Pattern Recognition Letters 138 (2020)
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[16] Codecarbon, 2021. URL: https://codecarbon.io/.</p>
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