<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>J. Combin.</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>On the spectra and spectral radii of token graphs⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>M. A. Reyes</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>C. Dalfó</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>M. A. Fiol</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dept. de Matemàtica, Universitat de Lleida</institution>
          ,
          <addr-line>Igualada (Barcelona), Catalonia</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Dept. de Matemàtiques, Universitat Politècnica de Catalunya, Barcelona Graduate School of Mathematics, Institut de Matemàtiques de la UPC-BarcelonaTech (IMTech)</institution>
          ,
          <addr-line>Barcelona, Catalonia</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>[6] P. Caputo</institution>
          ,
          <addr-line>T. M. Liggett, and T. Richthammer, Proof</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2009</year>
      </pub-date>
      <volume>30</volume>
      <issue>2009</issue>
      <fpage>668</fpage>
      <lpage>673</lpage>
      <abstract>
        <p>Let  be a graph on  vertices. The -token graph (or symmetric -th power) of , denoted by () has as vertices the (︁ )︁ -subsets of vertices from , and two vertices are adjacent when their symmetric diference is a pair of adjacent  vertices in . In particular, () is the Johnson graph (, ), which is a distance-regular graph used in coding theory. In this paper, we present some results concerning the (adjacency and Laplacian) spectrum of () in terms of the spectrum of . For instance, when  is walk-regular, an exact value for the spectral radius  (or maximum eigenvalue) of () is obtained. When  is distance-regular, other eigenvalues of its 2-token graph are derived using the theory of equitable partitions. A generalization of Aldous' spectral gap conjecture (which is now a theorem) is proposed.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Token graph</kwd>
        <kwd>Adjacency spectrum</kwd>
        <kwd>Local spectrum</kwd>
        <kwd>Laplacian spectrum</kwd>
        <kwd>Algebraic connectivity</kwd>
        <kwd>Binomial matrix</kwd>
        <kwd>Spectral radius</kwd>
        <kwd>Walk-regular graph</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>08</p>
      <p>07
87
graph is used. For instance, Rudolph [23] showed that
there are cospectral non-isomorphic graphs that can be
distinguished by the adjacency spectra of their 2-token
graphs, and he also gave an example for the Laplacian
spectrum. Audenaert, Godsil, Royle, and Rudolph [1] also
proved that 2-token graphs of strongly regular graphs
with the same parameters are cospectral and also derived
bounds on the (adjacency and Laplacian) eigenvalues of
2() for general graphs. For more information, see
again [1] or [12].</p>
      <p>What can be said about the spectrum of ()? The
three main results that we want to recall are the
following.</p>
      <sec id="sec-1-1">
        <title>Theorem 1.1. (Audenaert, Godsil, Royle, and</title>
        <p>Rudolph [1]). All the strongly regular graphs with the
same parameters have cospectral symmetric squares (or
2-token graphs).</p>
      </sec>
      <sec id="sec-1-2">
        <title>Theorem 1.2. (Dalfó, Duque, Fabila-Monroy, Fiol,</title>
      </sec>
      <sec id="sec-1-3">
        <title>Huemer, Trujillo-Negrete, Zaragoza Martínez [8]).</title>
        <p>For any graph  on  vertices, the Laplacian spectrum of
its ℎ-token graph is contained in the Laplacian spectrum
of its -token graph for every 1 ≤ ℎ ≤  ≤ /2.
Theorem 1.3 (Lew [20]). Let  have Laplacian
eigenvalues  1(= 0) &lt;  2 ≤ · · · ≤  . Let  be an eigenvalue
of () not in − 1(). Then,</p>
        <p>( 2 −  + 1) ≤  ≤  .</p>
        <p>In this paper, we mainly derive new results about the
spectral radius of token graphs, and it is organized as
follows. The next section begins with some basic concepts,
definitions, and results. More precisely, we recall some
known results about the local spectra and derive the
basic tools for computing the spectral radius. In Section 3,
we introduce the new concepts of -algebraic
connectivity and -spectral radius. There, we study some of their
properties and propose and conjecture a generalization
of Aldou’s spectral gap conjecture, already a theorem
(see Caputo, Liggett, and Richthammer [6]). In Section
4, we give both lower and upper bounds for the spectral
radius of a token graph, which are shown to be
asymptotically tight. In the same section, we present some infinite
families in which the exact values of the spectral radius
are obtained. Finally, in the last section, we deal with
the case of distance-regular and strongly regular graphs,
where two results are presented in the form of Audenaert,
Godsil, Royle, and Rudolph’s result [1], and Lew’s result
[20].</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Preliminaries</title>
      <sec id="sec-2-1">
        <title>2.1. Graphs and their spectra</title>
        <p>Let  be a (simple and connected) graph with vertex set
 () = {1, 2, . . . , } and edge set (). Let  have
adjacency matrix , and spectrum
 ,
sp  ≡ sp  = { 00 ,  11 , . . . ,   }
where  0 &gt;  1 &gt; · · · &gt;  . Thus, by the
PerronFrobenius theorem,  has spectral radius  () =  0.</p>
        <p>Let  =  −  be the Laplacian matrix of , with
eigenvalues
 1(= 0) &lt;  2 ≤ · · · ≤</p>
        <p>Recall that  2 is the algebraic connectivity, and  is the
diagonal matrix whose diagonal entries are the vertex
degrees of .</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. The local spectra of a graph</title>
        <p>Let  have diferent eigenvalues  0 &gt; · · · &gt;  , with
respective multiplicities 0, . . . , . If   is the  × 
matrix whose columns are the orthonormal eigenvectors
of  , the matrix  =   ⊤, for  = 0, 1, . . . , , is the
(principal) idempotent of  and represents the
orthogonal projection of R onto the eigenspace Ker( −  ).</p>
        <p>The (-)local multiplicities of the eigenvalue   are
deifned as</p>
        <p>( ) = ‖‖2 = ⟨, ⟩ = ()
for  ∈  and  = 0, 1, . . . , , where the vector  is an
-dimensional vector with a 1 in the -th entry and zeros
elsewhere. In particular, ( 0) = 2 &gt; 0, where  is
the corresponding normalized Perron eigenvector. Al- are, respectively, referred to as the quotient matrix and
though the local multiplicities are, of course, not necessar- quotient Laplacian matrix of  with respect to  . In turn,
ily integers, they have nice properties when the graph is these matrices correspond to the quotient (weighted)
distudied from a vertex, so justifying their name. Thus, they rected graph / , whose vertices representing the  cells,
satisfy ∑︀=0 ( ) = 1 and ∑︀∈ ( ) = , for and there is an arc with weight  from vertex  to
ver = 0, 1, . . . , . The number (ℓ) of closed walks of tex  if and only if  ̸= 0. Of course, if  &gt; 0, for
length ℓ rooted at vertex  can be computed as some  = 1, . . . , , the quotient graph (or digraph) /
has loops. Given a partition  of  with  cells, let 
 be the characteristic matrix of  , that is, the  ×  times
(ℓ) = ∑︁ ( ) ℓ (1) matrix whose columns are the characteristic vectors of
=0 the cells of  . Then,  is a regular partition if and only
(see Fiol and Garriga [14]). By picking up the eigenvalues if  =  or  = . Moreover,  =
  with non-null local multiplicities,  0(=  0) &gt;  1 &gt; (⊤)− 1⊤, and  = (⊤)− 1⊤ .
· · · &gt;   , we define the (-)local spectrum of  as Thus, there is a strong analogy with similar results
satisifed by the Laplacian matrices of the ℎ-token graph and
(  ) ,
sp  := { 0( 0),  1( 1), . . . ,   } -token graph of  for ℎ ≤ .
with (-)local mesh, or set of distinct eigenvalues,
ev  := { 0 &gt;  1 &gt; · · · &gt;   }. The eccentric- 2.4. Walk-regular graphs
ity of a vertex  satisfies an upper bound similar to that
satisfied by the diameter of  in terms of its distinct
eigenvalues. More precisely,
ecc() ≤  = | ev | − 1.</p>
        <p>(2)
In coding theory,  corresponds to the so-called ‘dual
degree’ of the trivial code {}. For more information,
see Fiol, Garriga, and Yebra [16].</p>
        <p>We use the following lemma to prove the results of
Section 4. Notice that this is just a reformulation of the
power method in terms of the number of walks given by
(1).</p>
        <p>Lemma 2.1. Let  be a finite graph with diferent
eigen</p>
        <p>&gt;  . Let (ℓ) be the number of ℓ-walks
values  0 &gt; · · ·
starting from (any fixed) vertex , and let (ℓ) be the
number of closed ℓ-walks rooted at . Then,
 () = lim
ℓ→∞
√ℓ︁(ℓ) = lim sup √ℓ︁(ℓ) ,</p>
        <p>ℓ→∞
where ‘ sup’ denotes the supremum.</p>
        <p>Let (ℓ) denote the number of closed walks of length ℓ</p>
        <p>(ℓ) = (ℓ). If these numbers
rooted at vertex , that is, 
only depend on ℓ, for each ℓ ≥ 0, then  is called
walkregular, a concept introduced by Godsil and McKay in
[18].</p>
        <p>Notice that, as (2) =  , the degree of vertex , a
walk-regular graph is necessarily regular.</p>
        <p>Moreover, a graph  is called spectrally regular when
all vertices have the same local spectrum: sp  =
sp  for any ,  ∈  . The following result (in
Delorme and Tillich [11], Fiol and Garriga [15], and also
Godsil and McKay [18]) provide some characterizations
of such graphs.</p>
        <p>Lemma 2.2 ([11],[15],[18]). Let  = (, ) be a
graph. The following statements are equivalent.</p>
        <p>()  is walk-regular.
()  is spectrally regular.
() The spectra of the vertex-deleted subgraphs are all
equal: sp ( ∖ ) = sp ( ∖ ) for any ,  ∈  .
() =
⎧
⎪
⎨</p>
        <p>∑︁  −
⎪
⎩ =1
 −</p>
        <p>if  ̸= ,
 if  = ,</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Regular partitions and their spectra</title>
        <p>Let  = (, ) be a graph with vertex set  =  (),
adjacency matrix , and Laplacian matrix  . A partition
 of its vertex set  into  cells 1, 2, . . . ,  is called
regular (or equitable) whenever, for any ,  = 1, . . . , , In this section, we always consider the Laplacian
specthe intersection numbers  () = |() ∩  |, where trum. Let  be a graph on  vertices, and () its
 ∈ , do not depend on the vertex  but only on the tok− en(gra)pwhhfeorre,b∈y {co0n,1v,e.n.ie.n,ce},.N0o(te)t h∼=at (()) =∼=
cells  and  . In this case, such numbers are simply 1 (a singleton). Moreover, 1() ∼= . From Dalfó,
written as  , and the  ×  matrices  = (/ ) Duque, Fabila-Monroy, Fiol, Huemer, Trujillo-Negrete,
and  =  (/ ) with entries () =  and and Zaragoza Martínez [8], it is known that the Laplacian
spectra of the token graphs of  satisfy</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. The -algebraic connectivity and -spectral radius</title>
      <p>{0} = sp 0() ⊂ sp 1() ⊂ sp 2() ⊂ · · · ⊂
sp ⌊/2⌋().</p>
      <p>(3)
Let denote  () and  () the algebraic connectivity
Because of (4), if Conjecture 3.2 holds, also does the
(see Fiedler [17]) and the spectral radius of a graph , conjecture proposed in [8], that is,  (()) =  ()
respectively. Then, from (3), we have
 () ≥  (2()) ≥ · · · ≥
 () ≤  (2()) ≤ · · · ≤
 (⌊/2⌋()),
 (⌊/2⌋()).</p>
      <p>(4)
(5)
The concepts of algebraic connectivity and spectral
radius, together with (3)–(5), suggest the following
definitions.</p>
      <sec id="sec-3-1">
        <title>Definition 3.1.</title>
        <p>Given a graph  on  vertices and an
integer  such that 1 ≤</p>
        <p>≤ ⌊ /2⌋, the -algebraic
connectivity   =  () and the -spectral radius   =
 () of  are, respectively, the minimum and maximum
eigenvalues of the multiset sp () ∖ sp − 1().
the parameters   and   alwa−y1s exist.</p>
        <p>Notice that, since (︀ )︀ &gt; (︀  )︀ for 1 ≤  ≤ ⌊ /2⌋,</p>
        <p>For instance, with  = 6, the path on 6 vertices, we
have (approximately)
Moreover, from these definitions, the following facts
spectral radius of ).</p>
        <p>we have
()  () ≥  () ≥ 0.
()  1() =  () (the standard algebraic
connectivity of ) and  1() =  () (the standard
() Since () ∼=  (, ) (the Johnson graph),
 () =  () = ( + 1
− ),
 = 1, . . . , ⌊/2⌋.</p>
        <p>In particular,  1()
 2() =  2() = 2( − 1), and so on.</p>
        <p>=
 1()
=
,
( + 1
 = 0, 1, . . . , .</p>
        <p>The equalities in () come from the fact that the Johnson
graph  (, ) has diferent Laplacian eigenvalues   =
− ), with multiplicities  = (︀ )︀
 −
︀(
− 1
 )︀ for</p>
        <p>From what is known about token graphs, we can
suggest some conjectures and state some results, as follows.</p>
      </sec>
      <sec id="sec-3-2">
        <title>Conjecture 3.2. For any graph ,</title>
        <p>1() ≤  2() ≤ · · · ≤
 ⌊/2⌋().</p>
        <p>for any  ≤</p>
        <p>/2. In fact, the last equality follows from
the proof of Aldous’ spectral gap conjecture given by
Caputo, Ligget, and Richthammer in [6]. By this result,
what we can state is that min{ 2, . . . ,  ⌊/2⌋} ≥  1.</p>
      </sec>
      <sec id="sec-3-3">
        <title>Conjecture 3.3. For any graph ,</title>
        <p>1() ≤  2() ≤ · · · ≤
 ⌊/2⌋().</p>
        <p>Notice that, from (5), if this conjecture holds, then
 () =  (()) for any  ≤ /2.</p>
        <p>Lemma 3.4. For any graph  and its complementary
graph , the -algebraic connectivity and -spectral radius
of  satisfy</p>
        <p>() +  () = ( −  + 1).</p>
        <p>Moreover,  () =  −  (), as it is well known.
Corollary 3.5. For any graph  on  vertices,
 () ≤ ( −  + 1),
 () ≤ (−  + 1),
 = 1, . . . , ⌊/2⌋.
 = 1, . . . , ⌊/2⌋.</p>
        <p>From Lemma 3.4 and Proposition 5.2, we get the following
result, which will be proved in Section 5.</p>
        <p>Corollary 3.6. Let  be a bipartite distance-regular
graph. Let (2/ ) be the quotient matrix in (15) with
spectral radius  (2/ ). Then,
︃( )︃</p>
        <p>2
 2() =
−  (2/ ).</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. The spectral radius of token graphs</title>
      <p>In contrast with the previous section, in this section, we
always consider the spectral radius of the adjacency
matrix of a (connected) graph. Consider a graph  with
spectral radius  () and vertex-connectivity  (the minimum
number of vertices whose suppression either disconnects
the graph or results in a singleton). By taking the
spectral radii of its  -deleted subgraphs, with  ⊂
| | =  &lt;  , we define the following two parameters:
 and
  () = max{ ( ∖  ) :  ⊂ , | | = },
 () = min{ ( ∖  ) :  ⊂ , | | = }.</p>
      <p>Notice that, if  is walk-regular, then  1 ()
 1() =  ( ∖ ) for every vertex . If  is
distanceregular with degree  , it is known that it has
vertex=
connectivity  () =  (see Brouwer and Koolen [3]).
tion of   () and  () can be drastically reduced by
considering only the subsets  with diferent
‘distancepattern’ between vertices. For instance, if  has diameter
Moreover, Dalfó, Van Dam, and Fiol [7] showed that (see again[22, Th. 4]).
sp( ∖  ) only depends on the distances in  between
the vertices of  . Thus, for every  ≤  − 1, the computa- vertices are   = 2 cos
() The spectral radius of the -token graph ()
 () = {0, 1, . . . , − 1; 1, 2, . . . , }.
(12)
(13)
,
 2 () =
 2() =
1m≤ℓa≤x{ ( ∖ {, }) : dist(, ) = ℓ},
1≤ mℓi≤n{ ( ∖ {, }) : dist(, ) = ℓ}.</p>
      <p>In general, by using interlacing (see Haemers [19] or
Fiol [13]), we have the following result.</p>
      <p>Lemma 4.1. Let  be a graph with  vertices,
vertexThen, for every  = 1, . . . ,  − 1,
connectivity  , and eigenvalues  1 ≥  2 ≥ · · · ≥
 +1 ≤   () ≤  1,
  ≤  () ≤  − .
1 ≤  &lt;  , let   () and  () be the maximum and
minimum of the spectral radii of the  -deleted subgraphs
of , where | | = .</p>
      <p>satisfies</p>
      <p>− 1() ≤  (()) ≤  − 1(). (8)
() If  is a graph of order  and diameter , the
spectral radius of the -token graph () satisfies
 (()) ≤   () −
︂(</p>
      <p>1
 ()2
︂)
. (9)
() If  is walk-regular and  = 2 (that is, 2() is
the 2-token graph of ), then
 (2()) = 2 1() = 2 1 ().</p>
      <p>(10)</p>
      <p>As commented in [22], for large values of  () and ,
the right hand of (9) yields the correct order of magnitude
of  (), with  a proper subgraph of . Thus, we can
say that, asymptotically, the spectral radius of () is
 times the spectral radius of . Moreover, in the case
when  is regular, () can be rewritten as
 (2()) ≤   () −
︂(</p>
      <p>1
( + 1)
︂)
(11)</p>
      <p>Since the diferent eigenvalues of the path  on 
︁(
 ︁)
+1</p>
      <p>for  = 1, . . . , , and
 (,) = √, we get the following results.
the spectral radius of the complete bipartite graph is
tively, the infinite path and cycle graphs.</p>
      <p>Corollary 4.3. Let  and  be, respectively, the path
and cycle graph on  vertices. Let ∞ and ∞ be,
respec()  (2(,)) = 2√︀( − 1).</p>
      <p>()  (2()) ≤ 4 cos(/ ) and  (2(∞)) = 4,
()  (2()) = 4 cos(/ ) and  (2(∞)) = 4,
Notice a pair of examples:
• 2(3) = 3 = 3 has spectrum {− 1[2], 2},</p>
      <p>whereas 2 has {− 1, 1}.
• 2(4)
√</p>
      <p>=
2 2}, whereas 3 has {−
2,4 has spectrum√{− 2√2, 0[6],
√2, 0,
.
.</p>
      <p>Thus, in particular ( ) = ( )− 1 and, up to a
constant, (x) equals the characteristic polynomial of · · ·
12 (2/ ) (for more details, see Cámara, Fàbrega, Fiol,</p>
      <p>Let us show an example.</p>
      <p>Example 5.3. The Heawood graph  (which is the
point/line incidence graph of the Fano plane) is a
bipartite distance-regular graph with  = 14 vertices,
diameter three, and intersection array {0, 1, 2; 1, 2, 3} =
{3, 2, 2; 1, 1, 3}. The Laplacian spectral radius of  is
 () =</p>
      <p>6, and the algebraic connectivity of  is
 1() =  −  () = 8. By Proposition 5.2, the
2token graph 2 = 2() has a regular partition  with
quotient matrix
(2/ ) = 2 ⎝ 2
0 ⎞
3 ⎠ ,
 (2/ ) = 2 ⎝ − 2
⎛
2
0
√3. From this and Lemma 3.4, we have that
that the conjugate polynomial 3 must satisfy 3(± 3) =</p>
      <p>Moreover, in the vein of Lew’s result (see [20]) and, by
using interlacing, we get the following consequence.</p>
      <p>Corollary 5.5. Let  be a distance-regular graph with
(adjacency) eigenvalues  0 &gt;  1 &gt; · · ·
token graph 2() has some eigenvalues  0 &gt;  1 &gt;</p>
      <p>&gt;  . Then,
2&gt;  − 1 satisfying
2 +1 ≤   ≤ 2 ,</p>
      <p>= 0, . . . ,  − 1.</p>
      <sec id="sec-4-1">
        <title>5.1. Strongly regular graphs</title>
        <p>Let  be a (connected) strongly regular graph on 
vertices, which is a distance-regular graph with diameter 2.</p>
        <p>Let  have parameters (, , , ), that is,  is -regular
(with 0 = ), 1 = , and 2 = . Then, its intersection
matrix is
⎞
⎠ .</p>
        <p>Then, the 2-token graph 2 = 2() has a regular
partition  with quotient matrix
(2/ ) =</p>
        <p>2
2 − 2 − 2</p>
        <p>2</p>
        <p>Royle, and Rudolph in [1], and noted that the adjacency
eigenvalues of (2/ ) are
 1,2 =  + ( − ) ±</p>
        <p>√︀[ − ( − )]2 − 4.</p>
        <p>They also commented that the positive eigenvalue  1
has a positive eigenvector (Perron vector) and, so, it
corresponds to the (adjacency) spectral radius  (2()).</p>
        <p>In contrast, the quotient Laplacian matrix (2/ ) has
eigenvalues  1 = 0 and  2 = 2( − 1) −</p>
        <p>2( − ). Now,
the eigenvector of  2 is orthogonal to 1. Then, we can
only conclude that the Laplacian spectral radius of 2()
satisfies
 (2()) ≥ 2( − 1) − 2( − ).</p>
        <p>(16)
For instance, the cycle on five vertices 5 is strongly
regular with parameters (5, 2, 0, 1). Its Laplacian spectral
radius is (approximately)  (2()) = 6.2361, whereas
the lower bound in (16) gives 4.</p>
        <p>1989.
2018.
connectivity of a distance-regular graph, European</p>
        <p>S. Kirkland, D. Stevanović, Combinatorial Matrix
Theory, Advanced Courses in Mathematics - CRM</p>
        <p>Barcelona, Birkhüser/Springer, Cham, Switzerland,</p>
        <p>Some families of orthogonal polynomials of a
discrete variable and their applications to graphs and
bations of almost distance-regular graphs, Linear</p>
        <p>Such a regular partition was given by Audenaert, Godsil, [10] E. R. van Dam and J. H. Koolen, A new family of</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>The research of C. Dalfó and M. A. Fiol has been
parment under project 2017SGR1087 and by MICINN from
1,  172.</p>
      <p>Delorme
and</p>
      <p>Tillich,</p>
      <p>Eigenvalues,
eigenspaces and distances to subsets, Discrete Math.
2023.</p>
      <p>cally</p>
      <p>Rudolph,
intuitive</p>
      <p>Constructing
graph
physigrant from the Universitat Politècnica de Catalunya with</p>
    </sec>
  </body>
  <back>
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