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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Workshop on Advances of Mobile and Wearable Biometrics, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>CareFall: Automatic Fall Detection through Wearable Devices and AI Methods</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Juan Carlos Ruiz-Garcia</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ruben Tolosana</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ruben Vera-Rodriguez</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Carlos Moro</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Biometrics and Data Pattern Analytics (BiDA) Lab, Universidad Autónoma de Madrid</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Cartronic Group</institution>
          ,
          <addr-line>Madrid</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>26</volume>
      <issue>2023</issue>
      <fpage>0000</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>The aging population has led to a growing number of falls in our society, afecting global public health worldwide. This paper presents CareFall, an automatic Fall Detection System (FDS) based on wearable devices and Artificial Intelligence (AI) methods. CareFall considers the accelerometer and gyroscope time signals extracted from a smartwatch. Two diferent approaches are used for feature extraction and classification: i) threshold-based, and ii) machine learning-based. Experimental results on two public databases show that the machine learning-based approach, which combines accelerometer and gyroscope information, outperforms the threshold-based approach in terms of accuracy, sensitivity, and specificity. This research contributes to the design of smart and user-friendly solutions to mitigate the negative consequences of falls among older people.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;fall detection system</kwd>
        <kwd>accelerometers</kwd>
        <kwd>classification algorithms</kwd>
        <kwd>machine learning</kwd>
        <kwd>wearable sensors</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Population aging is increasing worldwide. The World Health Organization considers falls
among the elderly to be a major global public health challenge [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In fact, falls can adversely
afect the quality of life in older people, causing them serious physical, psychological, and
social consequences, such as contusions, fractures, trauma, motor and neurological damage, or
even death [
        <xref ref-type="bibr" rid="ref2 ref3 ref4">2, 3, 4</xref>
        ]. For this reason, it is crucial the design and deployment of user-friendly
technologies to detect falls.
      </p>
      <p>
        In recent years, solutions such as the Personal Emergency Response System (PERS) have been
proposed [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. PERS is a manual system whereby a person, after falling to the ground, must press
a warning button (usually in a pendant or bracelet), and an emergency team is immediately
dispatched to provide assistance. However, this system might not be a good solution in some
Elderly Person
      </p>
      <p>Smartwatch</p>
      <p>Fall Detection System (FDS)</p>
      <p>Sensors Data
(Time Signals)
3-Axis Accelerometer
3-Axis Gyroscope</p>
      <p>Feature Extraction
and Classification</p>
      <p>Threshold
Approach
Machine
Learning
Approach</p>
      <p>Output</p>
      <p>Fall
Activities of Daily</p>
      <p>Life (ADLs)</p>
      <p>Emergency Call
cases, e.g., if the person has fainted or lost consciousness due to the fall and can not press the
emergency button.</p>
      <p>
        To overcome the limitations of PERS, a wide variety of Fall Detection Systems (FDS) have
been proposed in the last decade, providing automatic and user-friendly solutions for elderly
people [
        <xref ref-type="bibr" rid="ref3 ref6">3, 6</xref>
        ]. Most FDS are based on wearable devices [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], such as belts or bracelets with
accelerometer sensors [
        <xref ref-type="bibr" rid="ref10 ref8 ref9">8, 9, 10</xref>
        ], image-based devices, such as indoor surveillance cameras [
        <xref ref-type="bibr" rid="ref11 ref12">11,
12</xref>
        ], or smartphones [
        <xref ref-type="bibr" rid="ref13 ref14 ref15">13, 14, 15</xref>
        ], among many others.
      </p>
      <p>
        This paper presents CareFall, an automatic FDS based on wearable devices and Artificial
Intelligence (AI) methods. Fig. 1 provides a graphical representation of CareFall. CareFall
considers a scenario where the smartwatch is positioned on the wrist, acquiring information
related to its inertial sensors, such as the 3-axis accelerometer and gyroscope [
        <xref ref-type="bibr" rid="ref16 ref17">16, 17</xref>
        ], or heart
rate monitor [
        <xref ref-type="bibr" rid="ref18 ref19">18, 19</xref>
        ]. Once the information is acquired by the smartwatch, the time signals
(accelerometer and gyroscope signals) are used for feature extraction and classification. Two
diferent approaches are considered: i) threshold-based, and ii) machine learning-based. In case
the FDS detects a fall, it automatically warns the emergency services.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Methods</title>
      <p>
        CareFall considers two of the most popular methods for fall detection in the literature [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
They are fed to the 3-axis time signals of accelerometer and gyroscope sensors. The sampling
frequency of the smartwatch is between 20-25Hz. For a simple and real-time analysis, we
consider separate time windows of 1 minute.
      </p>
      <p>
        1. Threshold-based: it is one of the simplest and least computationally expensive solutions
to detect a fall. It is based on the extraction of additional time signals from the original
accelerometer and gyroscope ones such as the Signal Magnitude Vector (SMV), the Fall
Index (FI), and the Absolute Vertical Direction (AVD), among others [
        <xref ref-type="bibr" rid="ref21 ref22">21, 22</xref>
        ]. After that, a
specific threshold is defined for each time sequence. In case the instant value of the time
sequence surpasses the threshold, the output of the system would be fall. It is important
to highlight that, in case of considering several time signals in the analysis (e.g., SMV, FI,
and AVD), the final output of the system would be based on the majority voting of all the
time signals considered.
2. Machine Learning-based: this approach automatically learns the discriminative
patterns for the task using data. From the original 6 time signals (3-axis accelerometer and
gyroscope) and 2 additional time signals (SMV of the accelerometer and gyroscope), we
extract the following 11 global features per time window (1 minute) related to statistical
information: Mean, Variance, Median, Delta, Standard Deviation, Maximum Value,
Minimum Value, 25th Percentile, 75th Percentile, Power Spectral Density (PSD), and Power
Spectral Entropy (PSE). In total, we obtain a feature vector with 44 global features related
to the accelerometer information and 44 global features related to the gyroscope.
Once we have the feature vector with the 88 global features, we train machine learning
classifiers for the task of fall detection. The most widely used algorithms are K-Nearest
Neighbor (KNN) [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ], Support Vector Machine (SVM) [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ], Gradient Boosting (GB) [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ],
Random Forest (RF) [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ], and Artificial Neural Network (ANN) [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ], among others.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Experimental Setup</title>
      <p>
        Two popular public databases are considered in the experimental framework of the paper:
Erciyes Univesity [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ] and UMAFall [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ]. Table 1 shows the most relevant information from
these databases: i) the number of Activities of Daily Life (ADLs) such as walking, sitting, lying
down, etc., and simulated falls (forward, backward, sideways, etc.); ii) participant information
(number, gender, height, weight, and age range); iii) type of time signals captured (accelerometer
and gyroscope); iv) sensor position; and v) the sampling rate. The main criteria for selecting
these databases were the position of the sensor (wrist), the sampling rate of the sensors (20-25Hz),
and the variability in the type of activities and falls.
      </p>
      <p>Regarding the experimental protocol, both databases are divided into development (80% of
participants) and final evaluation (20% remaining participants) datasets. As a result, diferent
subjects are considered for the training and final evaluation of CareFall. Regarding metrics, we
consider three popular metrics in the literature: Sensitivity (SE), Specificity (SP), and Accuracy.
SE refers to the probability of detecting a fall, SP to the probability of detecting a non-fall (i.e.,
ADLs), and accuracy to the overall system performance.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Experimental Results</title>
      <p>Table 2 (top) shows the results for the Erciyes University database over the final evaluation
set. The results presented correspond to the best configuration of each fall detection approach.
The results obtained in general (accuracy) with the threshold-based approach are significantly
worse compared with the machine learning approach (77.3% vs. 98.4%), resulting in a higher
number of false positives (no falls detected as falls). This trend can be observed by looking at
the specificity (68.4% vs. 96.7%). Nevertheless, it is interesting to remark that the Threshold
approach outperforms the Machine Learning approach in terms of sensitivity (100% vs. 98.9%),
showing to be a simple but eficient approach to detecting falls. In addition, analysing the
Machine Learning approach, we can see how the combination of accelerometer information (44
global features) and gyroscope information (44 global features) achieves the best results.</p>
      <p>Finally, we can also see in Table 2 (bottom) the results achieved for the public UMAFall
database. Similar conclusions are obtained, although better results are achieved on Erciyes
database. This can be produced due to the quality of the device and the acquisition process. This
seems to indicate that combining accelerometer and gyroscope information is a good practice
for the fall detection task.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Acknowledgments</title>
      <p>This work has been supported by projects: INTER-ACTION (PID2021-126521OBI00
MICINN/FEDER), HumanCAIC (TED2021-131787B-I00 MICINN), and Cartronic Group.</p>
    </sec>
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