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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Annotator Subjectivity in the MusicCaps Dataset</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Minhee Lee</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>SeungHeon Doh</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dasaem Jeong</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Art &amp; Technology, Sogang University</institution>
          ,
          <country country="KR">South Korea</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Computer Science and Engineering, Sogang University</institution>
          ,
          <country country="KR">South Korea</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Graduate School of Culture Technology</institution>
          ,
          <addr-line>KAIST</addr-line>
          ,
          <country country="KR">South Korea</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Musical caption, when expressed in free-form text as opposed to more structured and limited musical tags, often encompasses the individual characteristics of the annotator, thereby injecting a degree of subjectivity into the resultant dataset. This study explores the impact of such annotator subjectivity within the MusicCaps dataset, a pioneering collection of human-annotated captions explaining 10second music audio clips. We conducted three distinct analyzes to investigate the presence of this subjectivity. This includes examining the frequency distribution of tag categories (i.e., genre, mood, or instruments) among diferent annotators, a qualitative assessment of caption embeddings through UMAP visualizations, and a quantitative analysis where we train and compare cross-modal retrieval models using an annotator-specified training split. Our findings underscore the significant annotator subjectivity inherent in the MusicCaps dataset, emphasizing the need for its consideration when collecting free-form text annotations on music or developing machine-learning models using this type of dataset.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Annotator subjectivity</kwd>
        <kwd>Music caption</kwd>
        <kwd>Music dataset</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        As text-image multi-modal models such as CLIP [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] or text-to-image generation like DALL-E [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]
and Latent Difusion [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] evolve, the interest in multi-modality between music and text became
more immense. This led the research community to introduce a new form of music dataset, a
music caption dataset. Manco et al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] suggested collecting music caption data from the public,
and Agostinelli et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] introduced the first publicly available music caption dataset.
      </p>
      <p>However, while free-form descriptions allow a full range of creative expression, they can
be influenced by the annotator’s personal characteristics. This paper analyzes the annotator
subjectivity in a music caption dataset and its efect on audio-text joint embedding space. Our
main contributions include: (1) identifying the subjectivity in the music caption dataset; (2)
analyzing the impacts of this subjectivity in training audio-text joint embedding space.</p>
    </sec>
    <sec id="sec-2">
      <title>2. MusicCaps Dataset</title>
      <p>
        We use the MusicCaps dataset [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], which consists of 5.5k music-text pairs. Each dataset entry
comprises a 10-second audio clip sourced from the AudioSet dataset [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], paired with a free-text
caption and a list of music aspects. Note that the MusicCaps dataset uses the term aspect to
represent tag-like annotations. The captions were annotated by one of ten annotators, all of
whom were professional musicians. Each entry in the dataset includes metadata that indicates
the respective annotator, represented by an author identifier ranging from 0 to 9. This dataset
was initially designed for the evaluation of text-to-music generation. Nonetheless, given the
dataset’s versatility for training and evaluating various music and language models, including
text-to-music retrieval [
        <xref ref-type="bibr" rid="ref10 ref7 ref8 ref9">7, 8, 9, 10</xref>
        ], generation [
        <xref ref-type="bibr" rid="ref11 ref5">5, 11</xref>
        ], and music captioning [
        <xref ref-type="bibr" rid="ref12">12, 13</xref>
        ], we analyze
this dataset with various approaches that extend beyond its original intent.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Subjectivity in Tag Categories Distribution</title>
      <p>
        The first thing we analyzed was the diference in distribution of tag categories that annotators
focus on while captioning. We calculated the distribution by counting the number of captions
that contain the list of selected tags for each category. We chose musical keywords from the
aspect list over the caption since the aspects ofer a clearer keyword representation than the
terms extracted directly from the caption. To identify the most representative keywords that
are frequently used, we first collated the top 50 of the most frequently annotated aspects per
annotator. Then we sorted the collated aspects following two criteria in order: first, by the
number of annotators that have included the aspect in their top 50, and second, by the sum
of the percentages of occurrences of the aspect. We get the top 50 aspects from the sorted
results and divide them into five categories - tempo, instrument, mood, genre, and audio quality,
referring to the explanation of the aspect list in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. We also paid attention to theme descriptions,
which describe potential uses of the music, like “This folk song can be played in a movie scene
set in a Moroccan market.” We used regular expression to detect the thematic descriptions, as
they are often described through a specific phrase such as ‘could be used’ or ‘may be playing’
without including distinct musical aspect keywords.
      </p>
      <p>Table 1 shows the counted result. We can see some extreme deviations, such as theme
annotated in 94.4% of annotator 6’s samples, but none and 1.0% samples of annotators 1 and
7. Similarly, tempo was annotated in 96.5% and 95.3% samples of annotators 7 and 1, but only
4.2% among the samples annotated by annotator 4. This indicates that consideration of tag
categories when captioning significantly varies by annotators, thus afecting the resulting
captions’ characteristics.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Subjectivity Illustrated in Semantics</title>
      <p>We extracted feature embeddings to analyze the semantics of each music and caption
quantitatively. For audio feature embeddings, we used VGGish model [14] pre-trained with the AudioSet
dataset, and averaged across the time axis to get a single embedding for each 10-sec audio. We
used 5,480 music examples, of which the audio source was obtainable. For text captions, we use
a pre-trained BERT model [15] and extract the embeddings from the last hidden state of [CLS]
token to capture the comprehensive semantics of the entire sentence. The resulting embeddings
for audio and text are 128-dimensional and 768-dimensional, respectively.</p>
      <p>We visualized 2D UMAP [16] embedding space in Figure 1. The plot for caption embedding
shows clear cluster by the annotator. This means that the neighbors of each caption in the BERT
embedding space are mainly decided by who wrote the caption, not by which music it described.
On the other hand, audio embeddings do not show author-wise clusters, which implies that the
audio samples were not assigned to the annotators by their preferences or choices.</p>
      <p>To quantify how distinctive those embeddings are, we conducted an experiment to predict
the annotator from the embedding using a random forest classifier with 100 decision trees. The
experiment yielded an average F1 score of 0.76 across all annotators, underlining the influence
of annotator-specific subjectivity in text embeddings. To assess whether these clusters could
result from each annotator being assigned to specific music or favoring music they are familiar
with, we carried out the same prediction experiment on audio embeddings. The result was an
F1 score of 0.08 on average, which implies that the audio samples were randomly assigned to
the annotators regardless of their musical preferences. Therefore, we can presume that the
clear distinction between each annotator’s caption embedding originates from the annotator
subjectivity.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Influence of Subjectivity on Joint Embedding Space</title>
      <p>
        We also explored the impact of the subjectivity observed within the feature embedding space
on the other applications. A common area of research in audio and text is cross-modal retrieval
tasks that involve the use of audio-text joint embedding spaces [
        <xref ref-type="bibr" rid="ref10 ref7 ref8 ref9">7, 8, 9, 10</xref>
        ].
      </p>
      <p>
        Following the previous works [
        <xref ref-type="bibr" rid="ref10 ref7">7, 10</xref>
        ], we trained a dual-encoder using the symmetric version
of InfoNCE Loss [
        <xref ref-type="bibr" rid="ref1">17, 1</xref>
        ]. Each encoder comprises a pre-trained backbone model (VGGish, BERT)
and a linear projection layer without bias. During training, we kept the backbone model frozen
and only updated the linear projection layer. The audio and text projection layers were jointly
trained to maximize the similarity between  positive pairs while minimizing the similarity for
 × ( − 1) negative pairs. All models were optimized using Adam [18] with a learning rate
of 1.5e-4. We used a batch size of 32, and the models were trained for 100 epochs. To prevent
overfitting, 25% of the training samples were reserved as a validation set, and early stopping
based on validation loss was implemented.
      </p>
      <p>For this experiment, we employed an annotator-specific training/test split to investigate the
generalizability of a joint embedding model across diferent annotators’ audio-caption pairs.
Each separated dataset is represented as (, ), where  and  denote the sets of audio and
text examples annotated by the annotator . We trained an annotator-specified model model
with (,train, ,train) for each annotator. The baseline model for the comparison was trained with
the whole train set (,train, ,train) :  ∈ {0, 1, 2, ..., 9}. We evaluate the performance of the
baseline model and model by computing Recall at K (R@K) of (,test, ,test) over the whole
test set (,test, ,test) :  ∈ {0, 1, 2, ..., 9}, for both audio-to-text and text-to-audio retrieval
tasks.</p>
      <p>The train-evaluation split provided by MusicCaps metadata, inherited from the AudioSet
dataset, yields imbalanced partitions across the datasets of individual annotators. Importantly,
no examples of annotators 2 and 5 were included in the MusicCaps training set. As an alternative,
we employed our own partitioning strategy, maintaining the original train-evaluation ratio of
48:52 but applying it in an annotator-specific manner. Note that there exists an imbalance in the
sample distribution across annotators. In particular, annotator 5 has the smallest test sample
size with only 18 examples, followed by annotator 2 with 58 test samples.</p>
      <p>The result is presented in Figure 2. As shown in the result, the annotator-specified models
outperform the baseline model for the target annotator in audio-to-text retrieval, even though
it used a smaller training set. Conversely, the annotator-specific models exhibit significantly
reduced accuracy compared to the baseline when applied to other annotators’ data subsets.
When trained to align audio with captions from a specific annotator (in domain), it does not
generalize well to audios paired with captions from other annotators (out of domain). We assume
that this is due to annotator subjectivity.</p>
      <p>In contrast, the baseline model showed better results in the text-to-audio retrieval task. The
annotator-specified model showed severely degraded performance even on the target annotator
compared to the audio-to-text retrieval. In audio-to-text retrieval, the clear diferences in the
description of the caption might help to narrow down the candidates to a specific annotator’s
caption. For instance, a model trained on the captions from annotator 6—who includes theme
descriptions in 94.4% and genre descriptions in only 5.6% of the captions—would prioritize
retrieving captions that include theme descriptions but not genre descriptions. This can largely
narrow down the retrieval candidates, thus increasing the accuracy of the target-specified
model.</p>
      <p>Nonetheless, in text-to-audio retrieval tasks, the same diference in the text caption failed to
enhance the performance, as evidenced by the result. This limitation arises because the stylistic
diferences of the query text are insuficient to refine the pool of audio candidates for retrieval.
The enhanced accuracy achieved through mixed training sets, as opposed to annotator-specific
sets, suggests that incorporating captions from multiple annotators can improve text-to-audio
retrieval performance. This implies that the captions still share commonness in how they
describe the audio, regardless of annotator subjectivity.</p>
      <p>The observed asymmetry between audio-to-text and text-to-audio retrieval outcomes
indicates that annotator subjectivity exerts a more pronounced impact when text serves as a
retrieval candidate rather than a query.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusion and Future Work</title>
      <p>In this paper, we have shown the clear presence of annotator subjectivity in the music caption
dataset and the consequent impact on the embedding space and its applications. In our future
work, we aim to figure out what leads to this subjectivity and how we might be able to lessen its
efects. Its efect on other tasks, such as text-based music generation, must also be investigated,
as the style of the captions can largely influence the generation result. We hope that our work
helps the research community to be aware of and consider annotator subjectivity when working
with music caption datasets.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgement</title>
      <p>This work was supported by Sogang University Research Grant of 202110035.
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