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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Supporting HE Students' Competence in Using SFLA for SRL</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Theo C.C. Nelissen</string-name>
          <email>tcc.nelissen@avans.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Avans University of Applied Sciences, Research Group Digital Education, Centre of Applied Research Future-Proof Education</institution>
          ,
          <addr-line>P.O.Box 90.116, 4800 RA Breda</addr-line>
          ,
          <country country="NL">the Netherlands</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Proceedings of the Doctoral Consortium of the 18th European Conference on Technology Enhanced Learning</institution>
          ,
          <addr-line>4th</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>Higher education (HE) students are increasingly offered autonomy in shaping their education. In these circumstances, self-regulation is important to learn effectively. However, self-regulated learning (SRL) is challenging for students. Learning analytics offer new possibilities to formulate and deliver rich external feedback in support of SRL. But how students actually engage with learning analytics in realworld settings and how this influences their learning is not clear. In a learning environment where feedback is directly presented to students, students seem to lack the necessary competencies to make sense of the information presented. This research further explores how students use student-facing learning analytics (SFLA) for SRL and what competencies would be beneficial. A mixed-method approach will be used to design an intervention to support the use of SFLA for SRL.</p>
      </abstract>
      <kwd-group>
        <kwd>Student-facing learning analytics</kwd>
        <kwd>self-regulated learning</kwd>
        <kwd>student competencies</kwd>
        <kwd>Higher Education 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        In higher education (HE), students can increasingly
choose, for instance, mode of delivery, content, time,
instructional approach or assessment [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
Selfregulation is a critical factor to learn effectively when
offered this kind of autonomy [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. However,
selfregulated learning can be challenging for students [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ],
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. For instance in monitoring their learning
accurately. Internal and external feedback are
fundamental elements for self-regulated learning
(SRL) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Educational data-related technologies, like
learning analytics (LA), offer new possibilities to
formulate and deliver rich external feedback. For
example, feedback can be personalised, delivered in
time, on a large scale and (partly) automated [
        <xref ref-type="bibr" rid="ref6 ref7">6, 7</xref>
        ].
Measuring or visualising learning actions and on the
other hand recommending and guiding improvements
with LA, can provide feedback and thereby support
SRL [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        However, students and staff express concerns
about misinterpretation of data and a lack of
understanding on how to improve the use of data in
learning analytics [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Students use of technology for
learning, like for instance LA, is varied and often needs
significant training [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. How students actually engage
with learning analytics in real-world settings and how
this influences their learning is still under-researched
[
        <xref ref-type="bibr" rid="ref10 ref11 ref7">7, 10, 11</xref>
        ]. Students are often in need of extra
information and differ in the amount and nature of
support for SRL they need [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. In a learning
environment where feedback is directly presented to
students, students may not be adequately prepared to
      </p>
      <p>
        Self-regulated learning (SRL) is an important
element when receiving autonomy in learning. SRL has
been researched extensively and several models have
been developed [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. In short, SRL refers to monitoring
and controlling one’s learning processes, with a flow of
information between object- and meta-level [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
Student’s engagement with learning tasks at
objectlevel, delivers input for metacognitive processes [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
Monitoring in SRL describes a flow of information
about learning, providing input for metacognitive
thoughts and feelings about specific cognitions [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
This results into an action or intention to act, called
control or regulation [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. With a desired (learning)
goal in mind, the student monitors the discrepancy
between the current state and goal state. If the student
perceives a mismatch it ideally fosters further
regulation by setting goals, planning actions and
monitoring their progress towards these goals in a
continuous loop, until the student’s self-monitored
state aligns with the outcome the student desires [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ].
By monitoring their learning, successful students
generate internal feedback [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. However, students
often lack necessary competencies to accurately
monitor their learning and for instance tend to
overestimate their understanding of learning
materials [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ]. Students who lack self-regulatory
skills are less capable to generate accurate internal
feedback and rely more on external sources of
feedback. External feedback is often conveyed by an
instructor, but can also be provided via technology in
the form of a learning analytics dashboard directly
presented to the student (i.e. student-facing learning
analytics). Educational data-related technologies like
learning analytics (LA) offer promises for delivering
personalised feedback at scale [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. For students, LA
and the provision of relevant study-data offer great
opportunities to self-regulate their learning and
enhance student-autonomy [
        <xref ref-type="bibr" rid="ref19">19–21</xref>
        ].
      </p>
      <sec id="sec-1-1">
        <title>1.2. Student-facing Learning</title>
      </sec>
      <sec id="sec-1-2">
        <title>Analytics</title>
        <p>
          Learning Analytics (LA) is commonly defined as
“the measurement, collection, analysis and reporting
of data about learners and their contexts, for purposes
of understanding and optimising learning and the
environments in which it occurs” [22]. LA provide
possibilities for improvement of learning, by offering
new means of feedback to support SRL, roughly
relating to measuring or visualising learning actions
and on the other hand recommending and guiding
improvements [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Learning analytics dashboards
(LADs) are often used as tools to make data about
learners and their contexts available to policy makers,
instructors, and students. LADs can positively
influence the learning process if LAD design takes into
account the regulatory mechanisms underlying
selfregulated learning, like planning, monitoring and
adapting [23]. If the information is directly presented
to students, without conveyance by, for instance, an
instructor, a learning analytics intervention (e.g. LAD)
is considered student-facing [21]. In HE settings that
are increasingly technology-enriched and with greater
focus on student autonomy, student-facing learning
analytics can be an important source of information for
SRL.
        </p>
      </sec>
      <sec id="sec-1-3">
        <title>1.3. SFLA for SRL</title>
        <p>
          Student-facing learning analytics (SFLA) is a form
of external feedback provided by technology and
based on study-data, directly aimed at the student.
This external feedback can help students to set goals
and reflect upon goal achievement [24]. It is a source
of information for monitoring and a means to attain an
accurate judgement of ‘being on track’. LA can offer
valuable insights for SRL, but relevant interactions
with LA and how it influences student learning has not
been researched extensively [
          <xref ref-type="bibr" rid="ref10 ref11 ref7">7, 10, 11</xref>
          ]. In recent
years, human-centred design of LADs gained more
attention and improvements in trace data have
improved the possibilities of visualising student
behaviour. Nevertheless, the insight in whether, to
what extent and how data is used by students is limited
and the benefits for student learning and
selfregulation are still not fully explored [
          <xref ref-type="bibr" rid="ref3">3, 25</xref>
          ].
        </p>
        <p>At this point learning analytics dashboards (LADs)
are rarely grounded in learning theory [20].
Technology-related aspects of LADs, like user
acceptance and ease of use are often given more
attention than educational aspects, such as addressing
learners cognitive and emotional competence [26].</p>
        <p>
          Without downplaying task-related and
toolrelated conditions, student competencies are also
relevant. Bodily and Verbert [21] show in their
literature review on student-facing LADs that actual
student use of study-data presented in a system, is
generally low. Students tend to not comply to or follow
the advice from technology-provided SRL support
[
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. Coping with some degree of imperfect SFLA will
probably be a much needed, overarching ability for
students in an authentic educational setting. Butler
and Winne [5, p. 275] state: “learners' knowledge,
beliefs, and thinking jointly mediate the effects of
externally provided feedback.”. Shibani [11, p. 326]
states that “students possess different levels of skills to
meaningfully engage with automated feedback”.
Therefore this research will focus on bringing together
the most relevant student competencies (i.e.
knowledge, skills and attitudes) in regard to using
SFLA for SRL.
        </p>
        <p>
          Also, most research focused on measuring rather
than supporting SRL [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Technological support of SRL
often does not make clear to learners how their actions
relate to progress towards their learning goals [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
LADs rarely offer insight in effective learning tactics
and strategies [20, 27, 28]. That is, student-facing
learning analytics dashboards rarely provide
actionable information to regulate learning.
        </p>
        <p>So, besides that students might lack the necessary
competencies to accurately self-regulate their
learning, the proposed solution of student-facing
learning analytics seems to have its own barriers in
regard to competencies. Furthermore, insight in how
LA can support students to make sense of all these bits
and pieces for SRL, is lacking.</p>
        <p>This proposed research contributes to these topics
by addressing the following questions:
• RQ1: How do HE students engage with SFLA
for SRL?
• RQ2: What competencies and tool
characteristics are considered beneficial for SFLA
for SRL?
• RQ3: How do differences in competencies
between students relate to use of SFLA for SRL, in
authentic HE settings?
• RQ4: Does the proposed intervention
support the competencies relevant to the use of
SFLA for SRL and the actual use of SFLA for SRL?</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Methodology of proposed research</title>
      <sec id="sec-2-1">
        <title>2.1. Study 1: Systematic literature review</title>
        <p>Study 1 addresses the first and second research
question based on available research. A systematic
literature review following the PRISMA guidelines [29]
will offer insight in how HE students use SFLA for SRL,
and specifically what phases of SRL are targeted. We
will also retrieve information on which competencies
at a student level matter for the uptake of SRL related
information. The scope of this review will be
studentfacing, technology-provided feedback, instead of
feedback provided by an instructor. This means that
LA should be directly reported to students.</p>
        <p>The review will provide input for the interviews
(study 2) and will offer suggestions for collection of
relevant trace-data. Meaningful trace data can serve as
proxy for use of SFLA for SRL (study 3).</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Study 2: Trace data and interviews</title>
        <p>
          Gathering information on how students use
information for SRL in authentic higher education
settings will be a challenging task, but is important to
enrich and deepen the insight from the literature
review (study 1). In a digital (learning) environment
we can track the actual behaviour to visualise different
steps that students take in the learning process.
Tracedata about the use of SFLA for SRL can serve as a proxy
for behaviour. But despite the abundance of data and
learning technology, some issues in regard to trace
data have to be addressed. First, available trace-data is
often only slightly indicative for learning and second,
LA-research often only observes part of the actual
learning process (the part taking place within the
digital learning environment) [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. This calls for an
additional data-collection besides looking at
tracedata.
        </p>
        <p>Interviews can extend the scope beyond trace data
from the digital learning environment. By using a
mixed-method approach, combining quantitative
(interpretation of trace-data) and qualitative
techniques (interviews), the trace-data can be better
interpreted and interviews can be more focussed.</p>
        <p>Besides complementing insights from study 1, the
interviews will offer suggestions for collection of
relevant trace data for use of SFLA for SRL in study 3.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Study 3: Differences in competencies in authentic educational settings</title>
        <p>Study 3 will examine the relation between student
competencies and the use of SFLA for SRL by students
in authentic educational settings (RQ3). The first and
second study yielded insights into what (trace) data is
relevant to collect as indicator for use of SFLA for SRL.
Student competencies are collected using a
questionnaire that builds on the insights on relevant
competencies from the first two studies.</p>
        <p>To guarantee a minimal level of task and
toolconditions of the instruments used in this research we
intend to use tooling that has already been tested and
improved in regard to user experience and data
quality. Furthermore we organize expert reviews to
assess the quality of the tools, for instance in regard to
ease of use and fit for purpose. To monitor the
experienced level of usability of the tool we will
include user-experience (for instance the System
Usability Scale (SUS) [30]) to the questionnaire in
study 3 and 4.</p>
      </sec>
      <sec id="sec-2-4">
        <title>2.4. Study 4: Intervention on</title>
        <p>competencies relevant to</p>
      </sec>
      <sec id="sec-2-5">
        <title>SFLA for SRL</title>
        <p>We aim to design an intervention that supports the
development of students’ competencies relevant for
the use of SFLA for SRL and improve their use of SFLA
for SRL (RQ4). The exact nature of this intervention
has to be decided.</p>
        <p>The effect on student competencies will be
measured by pre- and post-test use of the
questionnaire developed in study 3. The influence on
use of SFLA for SRL is shown using relevant trace data
as identified in study 2 and observations of students’
use of SFLA for SRL or think-aloud protocols.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Current results</title>
      <p>At the time of writing, the systematic review is in
progress (study 1). From September 2023 onwards,
we will conduct the student interviews (study 2)
alongside writing up the results of the systematic
literature review. Currently we are examining the
possible educational practices within our institute in
which SFLA is being used. On the shortlist are
Brightspace (an LMS recently implemented within our
institution) and AvansOne (an application aimed at
students, combining information from several
sources). The availability of relevant data, maturity
and adoption within the organisation are important
criteria. We are open to interesting HE contexts
outside our own institution.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Contribution to TEL domain</title>
      <p>The proposed research will build on the interesting
work on (student-facing) learning analytics that has
been produced in the TEL domain. Specifically, the
proposed research will contribute to the domain of
student-facing learning analytics (SFLA) and
selfregulated learning (SRL), by investigating how
students engage with SFLA for SRL, what competences
are needed to do so and how these competences and
the use of SFLA for SRL can be improved by the
developed intervention. The focus on student
interaction with, and competencies for use of LA for
SLR is underexamined in current research, yet
important in regard to life-long learning and
educational contexts that ask for student autonomy.</p>
      <p>Besides this scientific output, we hope that the
more competent students are, the better they can be
co-producers in human-centred design of LADs.
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