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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>A. Yuste-Ginel);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>On the instantiation of argument-incomplete argumentation frameworks</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Antonio Yuste-Ginel</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Carlo Proietti</string-name>
          <email>carlo.proietti@ilc.cnr.it</email>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad Complutense de Madrid, Departamento de Lógica y Filosofía Teórica</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2022</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>argumentation, Structured argumentation, Uncertainty, Incompleteness 7th Workshop on Advances in Argumentation in Artificial Intelligence (AI 3), November 06-09, 2023, Rome, Italy ∗Corresponding author.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        1. Introduction and motivation
Encoding uncertainty about arguments and attacks is key for applying formal argumentation in
several contexts, including strategic ones such as modelling opponents in a debate [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Recent
literature on abstract argumentation witnesses models of diferent inspiration [
        <xref ref-type="bibr" rid="ref2 ref3 ref4 ref5 ref6">2, 3, 4, 5, 6</xref>
        ]. Yet,
one question is whether such abstract models are adequate to capture proper argumentative
uncertainty. This echoes more general concerns about abstract argumentation models, insofar
as they open to assumptions and generalisations that are unjustified or meaningless at the
structured level (as shown in [
        <xref ref-type="bibr" rid="ref7 ref8 ref9">7, 8, 9</xref>
        ]).
      </p>
      <p>
        To address this question in more precise terms, we consider argument-incomplete abstract
argumentation frameworks (arg-IAAFs) [
        <xref ref-type="bibr" rid="ref10 ref11 ref4">10, 4, 11</xref>
        ] as our abstract model of qualitative uncertainty.
Further, we take ASPIC+ [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], with its notion of structured argumentation frameworks (SAFs),
as our underlying formalism for structured argumentation. Following the suggestions by [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ],
uncertainty can be generated either by uncertain inference rules or by incomplete preference
profiles. Here we focus on the first option: the uncertainty of an argument is explained by the
uncertainty of whether one or more inference rules of this argument must be applied.
      </p>
      <p>More procedurally, we define rule-incomplete structured argumentation frameworks
(rulISAFs) as incomplete extensions of SAFs, and as natural counterparts of arg-IAAFs in abstract
argumentation. As a first negative result (Proposition 1), we show that there are rul-ISAFs
that cannot be represented abstractly as arg-IAAFs. However, correspondence is retrieved
(Theorem 1) if we instead consider a refinement of arg-IAAFs, that we name implicative
argumentincomplete abstract argumentation framework (imp-arg-IAAF).</p>
      <p>Section 2 provides the necessary formal background on abstract and structured argumentation,
as well as the newly defined notions. In Section 3 we prove our main results. Section 4 sketches
our current research directions.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Background</title>
      <p>A (Dung) abstract argumentation framework (AAF) is a directed graph ⟨Arg, Def⟩ where
Arg is a set of arguments and Def ⊆ Arg × Arg is a defeat relation among them.</p>
      <p>An argument-incomplete abstract argumentation framework (arg-IAAF) is a tuple
⟨Arg , Arg?, Def⟩ where Arg and Arg? are two pairwise disjoint sets of arguments and Def ⊆
(Arg ∪ Arg?) × (Arg ∪ Arg?).</p>
      <p>A completion of ⟨Arg , Arg?, Def⟩ is any AAF ⟨Arg∗, Def∗⟩ s.t.:
• Arg ⊆ Arg∗ ⊆ Arg ∪ Arg?.</p>
      <p>• Def∗ = Def↾Arg∗.</p>
      <p>As announced, arg-IAAFs will fail to be expressive enough for capturing uncertain
inference rules. That’s why we need a more refined formalism. An implicative
argumentincomplete abstract argumentation framework (imp-arg-IAAF) is ⟨Arg , Arg?, Def, Δ⟩
where ⟨Arg , Arg?, Def⟩ is an argument-incomplete abstract argumentation framework and
Δ ⊆ Arg? × Arg? is a set of implicative dependencies. Informally, ⟨, ⟩ ∈ Δ means that 
appears in a completion whenever  does. Formally, a completion of ⟨Arg , Arg?, Def, Δ⟩ is
any AAF ⟨Arg∗, Def∗⟩ s.t.:
• ⟨Arg∗, Def∗⟩ is a completion of ⟨Arg , Arg?, Def⟩.</p>
      <p>• For all ⟨ ,  ⟩ ∈ Δ if  ∈ Arg∗, then  ∈ Arg∗.</p>
      <p>
        Note that imp-arg-IAAFs can be seen as a restricted class of constrained incomplete AFs
[
        <xref ref-type="bibr" rid="ref12 ref13">12, 13</xref>
        ] or as a restricted class IAFs with correlations [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>Finally, we introduce the ASPIC+ notions [15] that are relevant to our study. A structured
argumentation framework (SAF) is a tuple  = ⟨ L, ⋅, R, , K, Arg, Att, ⪯⟩ where each
component is defined as follows:
• L is a formal language.
• ⋅ ∶ L → 2L is a contrary function. We say that:
–  is contrary of  if  ∈  but  ∉  .</p>
      <p>–  is contradictory of  (noted  = − ) if  ∈  and  ∈  .</p>
      <p>Each  ∈ L is assumed to have at least one contradictory.
• R = R ∪ R with R ∩ R = ∅ is a set of inference rules (sequences of elements of L). R
represents strict rules while R represents defeasible rules.
•  ∶</p>
      <p>R</p>
      <p>→ L is a partial naming function for defeasible rules.
• K ⊆ L is a knowledge base, assumed to be split into two disjoint subsets K (axioms)
and K (ordinary premises).
• Arg is the set of arguments of</p>
      <p>, which is defined inductively together with some
auxiliary functions: Sub(⋅) (returns the subarguments of a an argument), Prem(⋅) (returns
the premisses of a an argument), Conc(⋅) (returns the conclusion of a an argument),
and TopRule(⋅) (returns the last rule employed in the construction of a an argument).
We have that  ∈</p>
      <p>Arg if:
–  = []
if  ∈ K, with Prem() =</p>
      <p>Conc() = {} , Sub() = {[]}
and TopRule()
– 
– 
is left undefined.</p>
      <p>Sub() = {} ∪
=
=
[
[
1, ...,  
↠ ] if   is an argument for 1
≤  ≤
(Conc( 1), ..., Conc(  ), ) ∈</p>
      <p>R , with Prem() =</p>
      <p>⋃1≤≤ Prem(  ), Conc() =  ,
⋃1≤≤ Sub(  ), TopRule() = ( Conc( 1), ..., Conc(  ), ) .
1, ...,  
⇒
]
if   is an argument for 1
≤

≤


and
and
Sub() = {} ∪</p>
      <p>⋃1≤≤ Sub(  ), TopRule() = ( Conc( 1), ..., Conc(  ), ) .
(Conc( 1), ..., Conc(  ), ) ∈</p>
      <p>R , with Prem() =

⋃1≤≤ Prem(  ), Conc() =  ,
• Att ⊆ Arg × Arg is the attack relation of 
. ASPIC+ allows for three kinds of attacks.</p>
      <p>We say that  attacks  (i.e., ⟨, ⟩ ∈</p>
      <p>Att) if  undermines, rebuts or undercuts  , where:
–  undermines  (on  ′) if Conc() ∈  for some  ′ =  ∈ Prem() and  ∈ K .

–  rebuts  (on  ′) if Conc() ∈  for some  ′ = Sub() of the form  1′, ....,  ′ ⇒  .
–  undercuts  (on  ′) if Conc() ∈ ( TopRule( ′)) for some  ′ = Sub()
with</p>
      <p>TopRule( ′) ∈ R .
• ⪯⊆ Arg × Arg is a preference relation among arguments, with ≺=⪯ ⧵ ⪯−1 its strict
counter-part.
given 
associated to</p>
      <p>Given  = ⟨</p>
      <p>L, ⋅, R, , K, Arg, Att, ⪯⟩, we use L()
to denote L and apply the same
convention for the rest of the components. Let ,  ∈
Arg()
 undercuts  , or (ii)  undermines/rebuts  (on  ′) and  ⊀ 
, we say that  defeats  if: (i)
′. The set of all defeats for a
is denoted Def()
. Finally, given</p>
      <p>, the Dung’s argumentation framework
is just () = (</p>
      <p>Arg(),</p>
      <p>Def())
3. Structured frameworks with uncertain inference rules
As mentioned, here we consider the set of rules of a given structured argumentation framework
as a source of uncertainty for the presence of arguments. In the same spirit of IAFs, one can
define a rule-incomplete structured argumentation framework as a tuple rul- =
⟨L, ⋅, R, , K, Arg, Att, ⪯⟩, where every component is just as in a SAF except from the set of rules
R, which is split into four pairwise disjoint subsets R = R ∪R? ∪R ∪R?, representing respectively
certain strict rules, uncertain strict rules, certain defeasible rules and uncertain defeasible rules.
Then, a rule-completion of rul-
is any</p>
      <p>∗ = ⟨L, ⋅, R∗, , K, Arg∗, Att∗, ⪯∗⟩ where:
• R∗ = R∗ ∪ R∗ is s.t.:
– R ⊆ R∗ ⊆ (R ∪ R?);
– R ⊆ R∗ ⊆ (R ∪ R?).
• ⪯∗=⪯↾Arg∗.</p>
      <p>• Arg∗ and Att∗ are the set of arguments and attacks generated by R∗.</p>
      <p>We denote by rul-completions()
the set of rule-completions of rul-</p>
      <p>, it is not necessarily the case that there is arg-
Proof. A simple counterexample is provided by considering any rul-
where L is the
lan</p>
      <p>= {(,  )} , and R? = {(, )}
guage of propositional logic containing atoms , 
, K = ∅, K = {} , and ⪯= ∅. Then, completions(rul-)
and  , ⋅ is classical negation, with R = R? = ∅,
two members, namely ⟨{[]}, ∅⟩ and ⟨{[], [[] ⇒ ], [[[] ⇒ ] ⇒  ]}, ∅⟩
. Clearly, for basic
cardinality reasons, no arg-IAAF has an isomorphic set of completions, since a completion with
one argument and a completion with three arguments would force the presence of another
completion with two arguments.</p>
      <p>As mentioned, one way to interpret this result is that nothing guarantees that the completion
of an (arg-)IAAF is subargument closed, e.g., that [[[] ⇒ ] ⇒  ]
forces the presence of
[[] ⇒ ] , as in the proof of Proposition 1.
s.t.:
has
Theorem 1. Let rul-</p>
      <p>be a rul-ISAF, there exists an imp-arg-
completions(rul-) =
completions(imp-arg-)
s.t.</p>
      <p>Sketch of the proof. Let rul- = ⟨
its completions in the proof:</p>
      <p>L, ⋅, R, , K, Arg, Att, ⪯⟩ be a rul-ISAF, we will use two of
• 
• 
 is the rule-completion whose set of rules is R = R

is the rule-completion whose set of rules is R
 ∪ R .</p>
      <p>= R ∪ R
 ∪ R? ∪ R?.</p>
      <p>Now, we are going to build the target imp-arg-IAAF ⟨Arg , Arg?, Def, Δ⟩:
• Arg = Arg(
• Arg? = Arg(
• Def = Def(
• Δ = {⟨ ,  ⟩ ∈
 ).


).
) ⧵ Arg(</p>
      <p>).</p>
      <p>Arg? × Arg? ∣  ∈ Sub( )} .</p>
      <p>We show that both directions of the equality completions(rul-)
completions(⟨Arg , Arg?, Def, Δ⟩) hold:
[⊆] Suppose ⟨Arg∗, Def∗⟩ ∈ completions(rul-)
completions to
, which amounts by definition of
=
(H1) ⟨Arg∗, Def∗⟩ = (
∗) for some 
∗ ∈ rul-completions()
Hence, we just need to check that ⟨Arg∗, Def∗⟩ satisfies the conditions for being a completion
of ⟨Arg , Arg?, Def, Δ⟩, namely: (a) Arg ⊆ Arg∗ ⊆ Arg ∪ Arg?; (b) Def∗ = Def↾Arg∗; and (c) for
all ⟨ ,  ⟩ ∈ Δ if  ∈ Arg∗, then  ∈ Arg∗.</p>
      <p>To do so, we need to establish the following claims, whose proof we omit:
Lemma 1. Let 
and</p>
      <p>′ only difer in their set of inference rules. Then:
1. R() ⊆
2. R() ⊆
3. Arg()</p>
      <p>R( ′) implies Arg() ⊆ Arg(
R( ′) implies Def() = Def(
is closed under subarguments (i.e.,  ∈
′).</p>
      <p>′)↾Arg()
Arg()
.
implies Sub( ) ⊆</p>
      <p>Arg())</p>
      <p>Based on how we defined our target imp-arg-IAAF and H1, condition 1 of Lemma 1 entails
(a), since R(  ) ⊆ R( ∗) ⊆ R( max). For the same reason, (b) follows from condition 2
by R( ∗) ⊆ R( max). Finally, condition 3 entails (c) by how we set Δ.</p>
      <p>[⊇] Suppose ⟨Arg∗, Def∗⟩ ∈ completions(⟨Arg , Arg?, Def, Δ⟩). Then conditions (a)-(c) above
are satisfied. We need to show that ⟨Arg∗, Def∗⟩ ∈ completions(rul-) , which means, by
definition, that for some  ∈ rul-completions() we have () = ⟨ Arg∗, Def∗⟩.
Now, let us consider  ′ = ⟨L, ⋅, R′, , K, Arg′, Att′, ⪯′⟩ where R′ = {TopRule( ) ∣  ∈ Arg∗},
Arg′ = Arg∗, Att′ = Att↾Arg′ and ⪯′=⪯↾Arg′ (it is easy to check that  ′ is actually a SAF).
Using conditions (a)-(c) above, one can show that either  ′ is the rule-completion of 
we are looking for, or that there is one rule-completion  ∗ with R( ′) ⊆ R( ∗) s.t.
( ∗) = ( ′).</p>
    </sec>
    <sec id="sec-3">
      <title>4. Future work</title>
      <p>A natural completion of the present work is to investigate whether the existential claim of
Theorem 1 holds in the other direction as well, i.e. for every imp-arg-IAAF there is a rul-ISAF
with an isomorphic set of completions. Together with Theorem 1, this would amount to a
characterization result for the class of rul-ISAFs. We conjecture that this is in fact the case, but
the proof is not as direct as that of Theorem 1 and we leave it for future work.</p>
      <p>Another task is to investigate the second root of uncertainty mentioned by [11, Section 8.1.]:
incomplete defeats based on incomplete preference profiles. Here again, we think a negative
result, analogous to Proposition 1, obtains. As for the analogous to Theorem 1, we think that a
restricted version of attack-IAAFs ([16]) with correlations could work at the abstract level.</p>
      <p>Finally, a third pending task is to accomplish a detailed comparison of our work with the
very recent paper [17], where incomplete theories rooted in incomplete knowledge bases for a
special instance of ASPIC+ are investigated. Roughly, and besides the clear contrast between
uncertain inference rules vs. uncertain knowledge bases, [17] focuses on so-called stability and
relevance problems, while our focus is on expressivity of uncertainty, so both approaches can
be seen as complementary in these two senses.
presence of correlations, in: Z.-H. Zhou (Ed.), International Joint Conference in Artificial
Intelligence, IJCAI Organization, 2021, pp. 189–195. doi:10.24963/ijcai.2021/27.
[15] S. Modgil, H. Prakken, A general account of argumentation with preferences, Artificial</p>
      <p>Intelligence 195 (2013) 361–397.
[16] B. Fazzinga, S. Flesca, F. Furfaro, Reasoning over Attack-incomplete AAFs in the Presence
of Correlations, in: M. Bienvenu, G. Lakemeyer, E. Erdem (Eds.), Proceedings of the 18th
International Conference on Principles of Knowledge Representation and Reasoning, 2021,
pp. 301–311. doi:10.24963/kr.2021/29.
[17] D. Odekerken, T. Lehtonen, A. Borg, J. P. Wallner, M. Järvisalo, Argumentative reasoning
in ASPIC+ under incomplete information, in: Proceedings of the International Conference
on Principles of Knowledge Representation and Reasoning, volume 19, 2023, pp. 531–541.</p>
    </sec>
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