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  <front>
    <journal-meta>
      <issn pub-type="ppub">1613-0073</issn>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Automatic speech recognition (ASR) with Whisper: Testing Performances in Diferent Languages.</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Terry Amorese</string-name>
          <email>terry.amorese@unicampania.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Claudia Greco</string-name>
          <email>claudia.greco@unicampania.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marialucia Cuciniello</string-name>
          <email>marialucia.cuciniello@unicampania.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rosa Milo</string-name>
          <email>rosa.milo@unicampania.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olga Sheveleva</string-name>
          <email>olga.sheveleva@unicampania.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Neil Glackin</string-name>
          <email>neil.glackin@intelligentvoice.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Italy.</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Automatic Speech Recognition, Depression, Whisper</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dipartimento di Psicologia, Università degli Studi della Campania “Luigi Vanvitelli”</institution>
          ,
          <addr-line>Viale Ellittico, 31 - 81100 Caserta</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Human-centered computing</institution>
          ,
          <addr-line>Collaborative and social computing, Collaborative and social computing</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Intelligent Voice Ltd., St Clare House</institution>
          ,
          <addr-line>30-33 Minories, London</addr-line>
          ,
          <country country="UK">United Kingdom</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <fpage>20</fpage>
      <lpage>22</lpage>
      <abstract>
        <p>The present work aims at testing transcription performances of Whisper, an Automatic Speech Recognition (ASR) model produced by Open AI. The tool has been adopted in the context of a research project aimed at developing an automatic depression diagnosis support system, in order to transcribe audio data obtained from depressed and healthy subjects belonging to diferent countries (UK, Italy, Russia).</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>CEUR
ceur-ws.org</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>Considered the growing presence of technology in our personal and work life, it is inevitable to
think about how it also afects the way we communicate and collaborate with others, as well
as the positive influence that technologies as Interactive Artificial Intelligence could have in
supporting mental health.</p>
      <p>
        The work presented in this paper born in the context of a research project called “Androids
(AutoNomous DiscoveRy of Depressive Disorder Signs)” which is aimed at developing an
automatic depression diagnosis support system. The aim is to identify features of speech
expressions that may signal the presence of a depressive state. More specifically, we focused on
verbal behavior analysis, which allows the investigation of both the content (what is said, i.e.,
TURIN, ITALY
†These authors contributed equally.
CEUR
Workshop
Proceedings
the nouns) and the linguistic style (how it is said, e.g. pronouns, prepositions, articles) [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]; two
aspects which could reflect cognitive patterns (e.g. self-focus, pessimism, low self-esteem [
        <xref ref-type="bibr" rid="ref12 ref3">3,
12</xref>
        ], and emotional states (e.g. anger, anxiety, sadness) that are dominant and/or maladaptive in
depressive disorders.
      </p>
      <p>
        The goal is to investigate the speech content of depressed clinical group through a
computerized text analysis using the Linguistic Inquiry Word Count [LIWC] tool [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] which classifies
words of a given text into several categories. However, to be able to do this work we had to
ifrst transcribe the collected audio data, using Whisper, an Automatic Speech Recognition (ASR)
model produced by OpenAI [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        Typically, ASR systems receive acoustic input from a speaker through a microphone, analyze
the input through pattern, model, or algorithm, and produce an output, usually in the form
of a text [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The accuracy of the performance of a speech recognition system is afected by
many factors, as for instance the dependence or independence from the speaker, the discrete or
continuous modality of word recognition, the vocabulary, and the environment [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Whisper is
the latest in a series of Convolutional Transformer End-to-End ASR models, similar in structure
to Wav2Vec2 [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and WavLM [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>However, what sets it apart is the scale of the training of the model. Whisper was trained on
680.000 hours of multilingual audio data with transcription collected from the web. Ground
truth transcriptions for the audio training data were collected from subtitle files accompanying
the audio and filtered using various heuristics in an attempt to ensure ground truth quality,
while striving for dataset scale. The resulting approach is termed weakly supervised, as each
ground truth transcription is not human reviewed but is instead filtered automatically. The
scale of the model and the efectiveness of the weak supervision have seen Whisper exceeding
previous state of the art benchmarks for multilingual ASR, notable particularly as training sets
of said benchmark corpora are not included in Whisper training data.</p>
      <p>In this work, in which we use the pretrained Whisper Medium model for all of the automated
transcription, will be showed Whisper performances on audio data collected in diferent
countries (United Kingdom, Italy and Russia) both with healthy participants and clinical groups
leaving with depressions.</p>
    </sec>
    <sec id="sec-3">
      <title>2. Methodology</title>
      <p>Whisper’s performances were tested on a sample of 226 participants, split into three groups:
Group 1: 65 English participants, 30 healthy subjects with no history or current conditions of
any psychiatric disorders (16 females and 14 males, mean age = 50.9; Standard Deviation
= ±11.7) and 35 patients diagnosed with Major depressive disorder (17 females and 18
males, mean age = 45.5; Standard Deviation= ±13.9).</p>
      <p>Group 2: 93 Italian participants, 49 healthy subjects with no history or current conditions of
any psychiatric disorders (40 females and 9 males, mean age = 47.5; Standard Deviation
= ±11.6) and 44 patients diagnosed with Major depressive disorder (34 females and 10
males, mean age = 44.4; Standard Deviation = ±12.9).</p>
      <p>Group 3: 68 Russian participants, 34 healthy subjects with no history or current conditions of
any psychiatric disorders (18 females and 16 males, mean age = 17; Standard Deviation
= ±1.7) and 34 subjects leaving with depressive disorders (20 females and 14 males, mean
age = 16.7; Standard Deviation= ±1.4).
2.1. Procedures
Participants were required to sit in front of a laptop equipped with a microphone and asked to
complete the following tasks devoted to accurately recording the participants’ voice. Audio
recording via computer were collected in which the subjects have been asked to read out loud a
brief Aesop’s fable, named “The northern wind and the sun” (hereafter referred to as the “tale
task”) from the laptop monitor and then to talk about how they spent the past week, or to
recount any event they consider relevant, and to report for a minimum of 2 minutes (hereafter
referred to as the ‘Diary Task’). The reason this fable was chosen is that it is complete from
a phonetic point of view, it is in fact widely used in phonetic descriptions of languages as an
illustration of the spoken language. In the Handbook of the International Phonetic Alphabet
and the Journal of the International Phonetic Alphabet, there is a translation of the fable in each
language described, transcribed in the International Phonetic Alphabet.</p>
      <p>The present work will focus on Whisper transcription of the “tale task”; the motivation behind
this choice lies in the fact that in order to test Whisper performances it was necessary to start
from a ground truth, i.e., the text of the fable, to be compared with Whisper final transcriptions.
Data obtained through the Diary task have been analyzed and discussed in other works focused
on Verbal Behavior Analysis that have been submitted and awaiting to be published.</p>
    </sec>
    <sec id="sec-4">
      <title>3. Results</title>
      <p>Once obtained Whisper transcription of the tale task for each participant, were calculated:
• Number of correct words (COR)
• Number of deleted words (DEL)
• Number of substituted words (SUB)
• Number of inserted words (INS)
• Word Error Rate (WER)</p>
    </sec>
    <sec id="sec-5">
      <title>4. Discussion and Conclusion</title>
      <p>In this work are reported descriptive analysis showing performances of the Automatic Speech
Recognition System “Whisper” (OpenAI), used to transcribe data collected in diferent countries
(United Kingdom, Italy, and Russia), in the context of a research protocol aimed at identifying
features of speech expressions that may signal the presence of a depressive state, therefore
speech data came (for each country) from controls and clinical groups of depressed subjects.</p>
      <p>
        For each diferent language were calculate the Number of correct words (COR), Number
of deleted words (DEL), Number of substituted words (SUB), Number of inserted words (INS)
and the Word Error Rate (WER). The reason why we focused on these variables is related to
the fact that speech recognition systems’ performances are mostly susceptible to three types
of errors, related to failures in discrete speech recognition, in continuous speech recognition,
and in word spotting [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Errors in discrete speech recognition include deletion errors, when
for instance the system ignores a word due to the speaker’s failure in pronouncing it loudly
and clearly enough, insertion errors when the system perceives noise as a speech unit, and
substitution errors when the system identifies incorrectly a word [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Either for the English,
Italian and Russian languages, were observed to have a high average of transcribed correct
words, which consequently reflects lower errors in terms of deleted, substituted and inserted
words; needs to be specified that the diferences among the three languages in terms of correct
words identified (showed in Table 1) are also due to the fact that for each language the number of
words composing Aesop’s fable is diferent ( 119 for English, 116 for Italians and 96 for Russian).
Interestingly, it was observed that Whisper had higher performances when transcribing speech
from the control groups of healthy subjects rather than participants leaving with depression,
thus this happened with English and Italian languages while this efect was not observed with
Russian language. For what concern diferences between healthy and depressed users, within
the English and Italian groups, it was observed that the control group tended to pronounce a
higher number of correct words while reading the fable compared to depressed participants,
while the latter tended to make more errors of word deletion and substitution compared to
healthy subjects. However, this pattern was not observed with Russian participants; in fact, in
this case, the clinical group pronounced a slightly higher number of correct words while reading
the fable compared to healthy participants, and no huge diferences were observed between
healthy and depressed participants In terms of word deletion, substitution and insertion. For
each language, and for each group, there were observed truly low Word Error Rates (WER).
      </p>
      <p>
        The performance of a speech recognition system can be measured in terms of accuracy and
speed. Accuracy, or performance accuracy, is known as word error rate (WER), that is a common
metric of the speech recognition performance [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Our results concerning the WER are fairly
promising since other studies [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] systematically comparing ASRs for clinical conversational
speech found a wide range of word errors across the ASR engines, with values ranging from 35%
to 65%; hopefully also our results will be helpful for clinical speech recognition, considering that
automatic speech recognition can be a useful instrument to increase clinical documentation and
clinician interventions, since transcription of audio recordings in psychotherapy would improve
therapy efectiveness, clinician training, and safety monitoring [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. When observing Whisper
performances for each language in terms of percentages of correct, deleted, substituted, and
inserted words, without considering diferences between controls and clinical groups, emerged
that on the whole, Whisper showed high transcription performances (for each language the
percentage of correct words transcribed is higher than 90%). For the English and Italian
languages, the most committed mistakes were words substitutions, while for Russian there
were observed higher percentages of both words substitution and insertion errors.
      </p>
      <p>
        To conclude, testing the efectiveness of automatic speech recognition systems is a
fundamental step in order to improve speech recognition technology and exploit it to support the
enhancement of human interaction with machines. Fundamental is considering the importance
of tailoring interfaces to users’ needs and considering their nationality adopting a user-centered
approach which can significantly enhance the user experience and increase the overall usability
of computer systems and software. The aim is to create interfaces that are more welcoming,
supportive, and efective in mitigating diferences and fostering cooperation and collaboration
within diverse groups of users. As a conclusive comment, we would like to highlight that in the
present study, we have not specified how diferent levels of depressive disorders could have
impacted the results of the task, since that was not the focus of the work, however, as already
mentioned, we are also working on the results obtained from the diary task with the verbal
behavior analysis, and in that case starting from DASS-21 (a self-report questionnaire aimed at
measuring the level of depression, anxiety, and stress) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] scores we considered participants
with scores referring to moderate/severe/extremely severe levels of Depression as belonging to
the clinical group, while patients with mild depression were excluded.
      </p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The presented research has received funding from the following projects: EMPATHIC, EU
H2020, N.769872; MENHIR, EU H2020, N. 823907; SIROBOTICS, MIUR, PNR 2015-2020, D.D.
1735/2017; ANDROIDS, Università della Campania “Luigi Vanvitelli” - V:ALERE 2019, D.R.
906/2019; SALICE, Università della Campania “Luigi Vanvitelli” - Giovani Ricercatori, D.R.
834/2022.</p>
    </sec>
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</article>