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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Method of Reconstructing Wall Positions Using Direction-of-Arrival Estimation Based on the Doppler Efect of Omnidirectional Active Sonar</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Atsushi Tsuchiya</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Naoto Wakatsuki</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tadashi Ebihara</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Keiichi Zempo</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Koichi Mizutani</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Graduate School of Science and Technology, University of Tsukuba</institution>
          ,
          <addr-line>Tsukuba, Ibaraki 305-8573</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute of Systems and Information Engineering, University of Tsukuba</institution>
          ,
          <addr-line>Tsukuba, Ibaraki 305-8573</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper, we propose a method for reconstructing the position of a wall surface using a single-element omnidirectional active sonar. The omnidirectional active sonar consists of a single loudspeaker and a single microphone, and the direction of arrival of the reflected wave cannot be known when the robot is stationary. The proposed method can measure the time and direction of arrival of the reflected wave by using the Doppler efect that occurs when the robot is moving. The position of wall surfaces can be reconstructed using the time and direction of arrival of this reflected wave. This paper studies map reconstruction using the proposed method using simulation. We successfully captured the position of the wall surface and reconstructed it using the reflected wave of omnidirectional active sonar. In addition, by selecting moving paths facing in various directions, erroneous images caused by mirror images during reflected wave measurement could be suppressed. Furthermore, increasing the number of iterations of cyclic cross-correlation improved the angular resolution of reflected wave detection and reduced artifacts in the reconstructed images.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;active sonar</kwd>
        <kwd>mapping</kwd>
        <kwd>Doppler efect</kwd>
        <kwd>FDTD</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Light detection and ranging (LiDAR) has been used as a self-positioning method for indoor
robots, which can obtain information on surrounding objects as a point cloud by measuring the
time-of-flight of light[
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1, 2, 3</xref>
        ]. LiDAR has an excellent angular resolution, which enables more
accurate self-position estimation. On the other hand, optical sensors are afected by optical
scatterers. Dust and fog, common in construction sites and underground environments, can
destabilize LiDAR measurement results. Therefore, having a variety of sensing methods other
than optical measurement methods is essential.
      </p>
      <p>Acoustic positioning methods are resilient to dust and fog. Some of the methods that have
been proposed for positioning using sound waves include the installation of acoustic beacons</p>
      <p>(a) Mapping phase
Tracking system</p>
      <sec id="sec-1-1">
        <title>Omnidirectional active sonar</title>
        <p>Wall</p>
      </sec>
      <sec id="sec-1-2">
        <title>Wheel encoder</title>
        <p>Reconstructed
wall position</p>
        <sec id="sec-1-2-1">
          <title>Wall</title>
          <p>e
v
a
w
iltceyoV tlfeceedR titiseynn
Mapping
n
o
i
t
c
e
ir
d
&amp;
n
o
ii
t
s
o
p
s
'
t
o
b
o
R
(b) Positioning phase</p>
        </sec>
      </sec>
      <sec id="sec-1-3">
        <title>Omnidirectional active sonar</title>
        <p>Wall</p>
      </sec>
      <sec id="sec-1-4">
        <title>Wheel Encoder</title>
      </sec>
      <sec id="sec-1-5">
        <title>Map information</title>
        <sec id="sec-1-5-1">
          <title>Wall</title>
          <p>e
v
a
w
ltiecoyV ltfeecedR tiitsenny
Self-positioning</p>
        </sec>
      </sec>
      <sec id="sec-1-6">
        <title>Robot's position</title>
        <p>
          as fixed stations[
          <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
          ], the use of environmental sound as a map[
          <xref ref-type="bibr" rid="ref6">6</xref>
          ], and the use of echoes
from active sonar[
          <xref ref-type="bibr" rid="ref10 ref11 ref7 ref8 ref9">7, 8, 9, 10, 11, 12</xref>
          ]. Among these methods, the active sonar method can
perform the same task as LiDAR because it can detect actual objects. Active sonar generally
uses ultrasonic waves, which are unsuitable for long-range measurements because they are
strongly attenuated in the air. Therefore, a long-range and high-resolution acoustic ranging
method using parametric speakers was proposed[
          <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
          ]. However, parametric speakers drive
many ultrasonic transducers, making the transmitter large and complex to measure distances
in all directions using rotational scanning.
        </p>
        <p>
          We have proposed an omnidirectional active sonar with an audible sound source that
can measure omnidirectional distance and have shown that it could perform self-position
estimation[
          <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
          ]. The omnidirectional active sonar consists of a horizontal omnidirectional
loudspeaker and a microphone. Sound is emitted from the loudspeaker and received by the
microphone to measure the distance to a wall surface. The self-positioning is achieved by
matching the arrival time of multiple reflected waves measured by this sensor with the distance
of the sound rays calculated from a three-dimensional room model. In addition, studies were
conducted to improve the detection accuracy of the arrival time of reflected waves by utilizing
the Doppler efect that occurs when the robot moves[
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. Omnidirectional active sonar can
measure reflected waves from all directions. However, separating multiple reflected waves was
a challenging task. On the other hand, when omnidirectional active sonar is moving, the
magnitude of the Doppler shift corresponds to the angle of sound arrival. Therefore, by measuring the
magnitude of the reflected wave’s Doppler shift, the reflected wave’s direction-of-arrival can be
estimated, and multiple reflected waves can be separated. Experiments in an anechoic chamber
have confirmed that this measurement method can detect the distance to the wall surface and
the direction of the wall surface[12].
        </p>
        <p>In this paper, we propose a mapping method for self-position estimation using the
timeand direction-of-arrival of reflected waves measured by omnidirectional active sonar. An
omnidirectional active sonar is an acoustic transceiver with a single loudspeaker and microphone.
Therefore, when the transceiver is stationary, information on the direction of arrival of sound
waves cannot be obtained. Mapping with such a device with unknown directional information
is challenging. The proposed method obtains information on the direction of arrival of sound
waves from the Doppler efect generated by moving the transceiver. This principle enables
mapping with only a single transceiver. The overview of the proposed method is shown in
Fig. 1(a). The robot has omnidirectional active sonar and wheel rotary encoders. In addition,
a tracking system is installed in the measurement environment. These sensor-obtained data,
such as the robot’s moving speed, acoustic reflection intensity, and self-position, will be used
to create a map. Fig. 1(b) shows an example of self-position estimation. The self-position can
be estimated without the tracking system by referring to the acoustic reflection map. The
method proposed in this paper is evaluated on numerical simulations using the finite-diference
time-domain (FDTD) method[13, 14, 15]. The numerical method used to validate the proposed
method can simulate the Doppler efect of sound waves and multipath. The novelty of this study
is that only a single loudspeaker and microphone are used to reconstruct the wall position. In
general sonar techniques, a sensor array is configured to obtain the direction of arrival of sound
waves. On the other hand, our proposed method obtains the direction of the arrival of sound
waves by measuring the Doppler shift obtained from a moving sound source.</p>
        <p>Section 2 describes a method for measuring the time- and direction-of-arrival of reflected
waves from omnidirectional active sonar and a preliminary mapping method. Section 3 describes
a simulation method when the transmitter and receiver points are moving. Section 4 describes
the conditions of the simulation. Section 5 describes the results of the simulation and its
discussion. Section 6 is the conclusion.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Proposed Method</title>
      <p>2.1. Method of measuring arrival time and direction of reflected waves
In this section, we describe a method for measuring the time- and direction-of-arrival of reflected
waves using omnidirectional active sonar. Omnidirectional active sonar consists of a pair of
loudspeakers and a microphone, and can emit sound waves in all horizontal directions. Fig. 2
shows a schematic diagram of the reflected wave measurement method. The loudspeaker
outputs a binary phase-modulated signal with maximal-length-sequence (m-sequence) codes.
Where the carrier frequency is c, the sequence length of the M-sequence code is , the chip
rate is 1/c, the number of repetitions is  , and the sampling frequency is s. ()( ) shown
in Fig. 2 is a block of transmitted signals of length c s. A microphone located above
the loudspeaker records in sync with the loudspeaker. ()( ) shown in Fig. 2 is the th
received signal block, whose length is the same as that of the transmitted signal. The arrival
time and direction of the reflected wave are determined by the circular cross-correlation of the
transmitted signal block and the received signal block after resampling. The ratio of resampling
is defined by
  = a + () cos (  / )
a − () cos (  / )
(1)
Resampling
Resampling</p>
      <p>Resampling
L∙Tc∙M∙fs samples</p>
      <p>BPSK signal by M-sequence
Coaxially placed omnidirectional
loudspeaker and microphone</p>
      <p>Circular
cross-correlation
Circular
cross-correlation
Circular
cross-correlation
(Top view)</p>
      <p>Wall 1</p>
      <p>Wall2</p>
      <p>W
all
3</p>
      <p>Envelope
Envelope
Envelope
0
0
e
t
a
n
e
t
a
c
n
o
C
where a is the speed of sound and () is the current velocity of movement. This equation
assumes that the magnitude of the Doppler shift occurring at the transmitter is equal to that
of the Doppler shift occurring at the receiver. The inverse transform of the Doppler shift
that occurs for all angles between the robot’s movement vector and the sound wave’s arrival
()( ) for  = 0 to  =  . The signal
direction from 0 to  is calculated by computing 
length of one cycle of circular cross-correlation is cs, which is one sequence of M-sequence
codes.</p>
      <p>()( ) in Fig. 2 is the circular cross-correlation function of the resampled received signal
ℎ
and the transmitted signal block. The instantaneous amplitude ℎ¯()( ) of ℎ()( ) is
calculated using the Hilbert transform to obtain the intensity value of the reflected wave. ℎ¯()( )
means the amplitude intensity of the reflected wave arriving from   / direction at the
th received signal block. The concatenation process shown in Fig. 2 transforms ℎ¯()( )
calculated from  = 0 to  =  into the matrix (,) , where  is the columns, and 
is the rows.  corresponds to the direction of arrival by   / , and  corresponds to the
distance to the wall by a /(2s). It is a two-dimensional heat map in polar coordinates.
2.2. Method of reconstructing wall positions
Fig. 3 shows a schematic diagram of the mapping method. The map is created using the matrix
(,) , the intensity amplitude of the reflected wave calculated in 2.1, and the accurately
measured global coordinates (p), p</p>
      <p>(), and direction (p). Heat maps in polar coordinates
created in 2.1 are converted to heat maps in Cartesian coordinates. The amplitude intensity
corresponding to the coordinate point (, ) in the Cartesian coordinates is represented by
^ ()
, = (=)^ (,), =^ (,),
^ (, ) = round
^ (, ) = round
︃(</p>
      <p>| arctan(  ) − (p)| )︃
︃( 2s√︀(Δ)2 + (Δ)2 )︃

a</p>
      <p>,
(g) ,g =(g− ,1)g
+ ^()</p>
      <p>=g − (p),=g − (p) ,
where (p) is round(p</p>
      <p>()/Δm) and (p) is round(p()/Δm). The magnitude of the value
of g ,g indicates the existence of a reflective wall surface.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Numerical method</title>
      <p>In this paper, we verify that it is possible to estimate the position of a wall surface when
omnidirectional active sonar transmits and receives sound in a room where a wall surface exists.
The signals received by the microphones from sound waves emitted by a moving sound source
indoors are reproduced by numerical simulations. In this section, we describe a numerical
method for wave propagation when the transmitting and receiving points are moving. A sound
wave propagating in two-dimensional space is represented by


︂(  +

 )︂

 + 1  = 0, (7)
  0 
 + 1  = 0, (8)
  0 
where  is the sound pressure,  and  are the particle velocity, and  0 is the density of
the medium. Discretization of this governing equation by the central finite diference using a
staggered grid is represented by
(9)
(10)
(11)
(12)
(13)
(14)
(15)
+1 = , −
,
 0a2Δ (︁
Δ</p>
      <p>++11//22, − −+11//22,
+,+1/2 − ,+− 11//22)︁ ,</p>
      <p>+1/2
− 1/2 Δ (︀ +1, − , )︀ ,
++11//22, = +1/2, −  0Δ
,++11//22 = ,−+11//22 −  0ΔΔ (︀ ,+1 − , )︀ ,
where  and  are discrete grids in the  and  directions, Δ = Δ is the grid width of the
discretization, and Δ is the time step. It is a numerical method called the FDTD method. The
moving transmitting and receiving points were simulated using the direct method[13, 14]. This
method places the moving transmit and receive points directly on the grid at each simulation
step. If the coordinates of the transmitting and receiving points do not exist on the grid, the
sound pressure values of the coordinates of the four neighboring points are used to interpolate.
When the coordinates of the transmitting point is (s, s), the sound pressure is given to the four
points ⌊s/Δ⌋,⌊s/Δ⌋, ⌈s/Δ⌉,⌊s/Δ⌋, ⌈s/Δ⌉,⌈s/Δ⌉, and ⌊s/Δ⌋,⌈s/Δ⌉. The weight of
the sound pressure given to each point is calculated by
⌊s/Δ⌋,⌊s/Δ⌋ = (1 −  )(1 −  )/4,
⌈s/Δ⌉,⌊s/Δ⌋ = (1 +  )(1 −  )/4,
⌈s/Δ⌉,⌈s/Δ⌉ = (1 +  )(1 +  )/4,
⌊s/Δ⌋,⌈s/Δ⌉ = (1 −  )(1 +  )/4,
 = 2(s − ⌊ Δs/Δ⌋) − 1, (16)
 = 2(s − ⌊ Δs/Δ⌋) − 1, (17)
where ⌊ ⌋ is floor function and ⌈ ⌉ is ceiling function. For the receiving point, the received sound
pressure is the sum of the four points in the neighborhood of the receiving point multiplied
by the same weights as the transmitting point. The diference between the simulation results
with and without a wall was used as the received waveform at the microphone to assume an
ideal received signal that does not contain direct waves. The wall boundary condition is an
impedance boundary[15]. A perfectly matched layer (PML) is set at the edge of the simulation
space[16].</p>
    </sec>
    <sec id="sec-4">
      <title>4. Simulation setup</title>
      <p>Table 1 shows the parameters of the proposed signal processing method. The carrier frequency
c of the transmitted signal is 10 kHz, the sequence length  of the M-sequence code is 1023,
the chip rate 1/c is 10 kHz, and the sampling frequency s is 40 kHz. The number of iterations
 is 10. At this time, the length of the signal used for a single measurement is 1.023 s. The
number of arrival directions  is 29. The discrete grid widths Δm and Δm for mapping are
50 mm. Experiments have verified these parameters using loudspeakers and microphones to
measure reflected waves. Table 2 shows the parameters of the FDTD method. The spatial grid
widths Δ and Δ of the staggered grid are 5 mm, the time step Δ is 8.333  s, the number of
spatial cells is 1000 × 1000 cells, the sound speed a is 340 m/s, the density of the medium  0
is 1.293 kg/m3, and the acoustic impedance  of the wall surface is infinite. The appearance
of the Doppler efect under these simulation conditions was verified beforehand.</p>
      <p>Fig. 4 shows the omnidirectional active sonar’s travel path and the wall surface’s position. Two
diferent travel paths were created for the omnidirectional active sonar. The omnidirectional
active sonar’s instantaneous movement speed () while moving along these paths was always
set to 0.1 m/s. In this case, the distance traveled in one measurement time is 0.1023 m.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Results and discussion</title>
      <p>Fig. 5 shows ^(), measured at points (a), (b), and (c) in Fig. 4. The intensity values are
scaled with the maximum value of 1. Fig. 5(a) shows the result measured at point (a) in Fig. 4.
Checking the distance from point (a) to the wall in Fig. 4, Wall 1 is 2 m in the  direction, and
Wall 2 is 2.5 m in the  direction. The other wall surfaces are out of sight. Fig. 5 (a) shows
that the reflection intensity is higher at ( = 2 m,  = 4 m) and ( = 4.5 m,  = 2 m). It is
Wall 1</p>
      <p>goal
Path A
Path B
4
consistent with the position of the wall in Fig. 4. The same can be confirmed at points (b) and
(c). Therefore, the proposed system can appropriately estimate the distance and direction of the
wall. In Fig. 5(a), the reflection intensity is also large at ( = 4.5 m,  = 4 m). It is considered a
reflected wave generated at the corners of Wall 1 and Wall 2. The intensity of the reflected wave
is large at ( = 5.5 m,  = 1 m) in Fig. 5(a). The reflected wave image results from multiple
start</p>
      <p>1
1.0
reflections observed through walls 1, 2, and 3. The proposed method assumes that the Doppler
shift of the same magnitude occurs at the emission and reception of sound waves. Therefore, the
position of the reflected wave image of multiple reflections, where the Doppler shift of diferent
magnitudes occurs in emission and reception, does not coincide with the reflected wave’s arrival
direction. Fig. 5(a) shows a symmetrical shape with / 4 rad, the direction of sonar travel, as
the axis. This phenomenon is caused by the fact that the proposed method cannot distinguish
sound waves arriving from symmetrical directions with the direction of motion as the central
axis. Although the proposed method uses the Doppler efect to measure the direction-of-arrival,
reflected waves from symmetrical directions with the direction of motion as the central axis
have a Doppler shift of the same magnitude. Therefore, it is challenging to determine a wall’s
position with only one measurement uniquely.</p>
      <p>Fig. 6 shows the results of the mapping. Fig. 6(a) is the map created when the sonar moved
along path A in Fig. 4. This result shows that the values are large at the wall surface locations.
In particular, the values are large at the corners. The wall surfaces are installed at right angles in
this simulation. If the corners installed at right angles are within line-of-sight, reflected waves
are always observed at the same locations. Therefore, the values are larger at these locations.
There are also positions other than walls and corners where the values are larger. It is because
a mirror image is output in the estimation of the direction of arrival. In particular, Fig. 6(a)
outputs a linearly erroneous image inside the wall surface. Since path A contains a straight path
at an angle of / 4, the mirror image of a horizontally installed wall appears vertical. The mirror
image of a vertically installed wall appears horizontally. Fig. 6(b) is a map created when the
sonar moves along path B in Fig. 4. For path B, the size of the wrong image decreased. Because
path B is traveling in a large curve, the sonar takes measurements while facing more directions
than path A. As a result, the erroneous image is dispersed in space because the mirror image is
6 (a)
5
not concentrated at a specific point.</p>
      <p>Fig. 7 shows the reconstruction results when the number of cyclic cross-correlation iterations
is varied. The number of cyclic cross-correlation iterations is related to the signal length used
in one measurement. As the length of the signal used in the measurement increases, the cyclic
cross-correlation’s frequency resolution improves, allowing the detection of smaller Doppler
shifts. Therefore, increasing the number of iterations contributes to the angular resolution of
the detection results. Fig. 7(c) shows a decrease in curvilinear artifacts compared to Fig. 7(a).
As shown in Figure 5, the detection result of the reflected wave outputs an image on an arc
with angular spread. Increasing the number of iterations and improving the angular resolution
narrows the arc angle. As a result, it is less likely that incorrect images on the arc will be output
in the reconstruction process.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusion</title>
      <p>In this paper, we propose a method of indoor mapping using omnidirectional active sonar.
Omnidirectional active sonar uses the Doppler efect to obtain the time- and direction-of-arrival
of reflected waves. In addition, a position measurement system, such as a tracking system,
obtains the exact position of the robot. The information obtained from these sensors was used
to estimate the position of the wall surface. This paper verifies the method by numerically
calculating the sound waves emitted by a moving sound source using the FDTD method. As
a result, reflected waves were measured at the same location as the wall surface. In addition,
the location of the wall could be mapped in global coordinates. However, measuring reflected
waves using the Doppler efect also outputs a mirror image, producing erroneous images even
at locations where no wall surface exists. This erroneous image reduces by using measurements
with paths that point in various directions. Furthermore, increasing the number of iterations
of cyclic cross-correlation improved the angular resolution of reflected wave detection and
reduced artifacts in the reconstructed images.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>This work was supported by JSPS KAKENHI Grant Number 22KJ0431.
[12] A. Tsuchiya, N. Wakatsuki, T. Ebihara, K. Zempo, K. Mizutani, Time-of-arrival
measurement method for reflected waves from multiple directions using doppler efect by a single
coaxially placed omnidirectional sp and mic, in: Proceedings of the 29th International
Congress on Sound and Vibration, 2023, pp. 1–8.
[13] T. Tsuchiya, M. Kanamori, Moving sound source with an arbitrary trajectory in the
twodimensional finite-diference time-domain method, Japanese Journal of Applied Physics
60 (2021) SDDB02.
[14] T. Tsuchiya, Y. Teshima, S. Hiryu, Two-dimensional finite diference-time domain
simulation of moving sound source and receiver, Acoustical Science and Technology 43 (2022)
57–65.
[15] O. Yamashita, T. Tsuchiya, Y. Iwaya, M. Otani, Y. Inoguchi, Reflective boundary condition
with arbitrary boundary shape for compact-explicit finite-diference time-domain method,
Japanese Journal of Applied Physics 54 (2015) 07HC02.
[16] Q. Qi, T. L. Geers, Evaluation of the perfectly matched layer for computational acoustics,
Journal of Computational Physics 139 (1998) 166–183.</p>
    </sec>
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