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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>S. Rajpal);</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>BERTologyNavigator: Advanced Question Answering with BERT-based Semantics</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Shreya Rajpal</string-name>
          <email>shreyarajpal6@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ricardo Usbeck</string-name>
          <email>ricardo.usbeck@uni-hamburg.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universität Hamburg</institution>
          ,
          <addr-line>Hamburg</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Vellore Institute of Technology</institution>
          ,
          <addr-line>Vellore, Tamil Nadu</addr-line>
          ,
          <country country="IN">India</country>
        </aff>
      </contrib-group>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>The development and integration of knowledge graphs and language models has significance in artificial intelligence and natural language processing. In this study, we introduce the BERTologyNavigator- a two-phased system that combines relation extraction techniques and BERT embeddings to navigate the relationships within the DBLP Knowledge Graph (KG). Our approach focuses on extracting one-hop relations and labelled candidate pairs in the first phases. This is followed by employing BERT's CLS embeddings and additional heuristics for relation selection in the second phase. Our system reaches an F1 score of 0.2175 on the DBLP QuAD Final test dataset for Scholarly QALD and 0.98 F1 score on the subset of the DBLP QuAD test dataset during the QA phase.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Language Models</kwd>
        <kwd>Knowledge Graph Question Answering (KGQA)</kwd>
        <kwd>DBLP QuAD</kwd>
        <kwd>DBLP KG</kwd>
        <kwd>Relation extraction</kwd>
        <kwd>Relation selection</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Knowledge Graphs, serve as an invaluable resource in the digital age. Yet, their vastness and
intricacy present challenges, especially when attempting to extract and understand relationships
within. This complexity is intensified by the need for specific query languages to access these KGs.
Recent advancements in the capabilities of language models (LMs) have transformed our
understanding of natural language processing and its intersection with other domains of
computer science. Language models like BERT, GPT-3, and Codex have set benchmarks for
comprehending and producing diverse content, from natural language to complex code
structures. A prime example is the PANGU[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] framework, which, with its discriminating abilities,
enhances the alignment between LMs and user interfaces. However, we adopt a simpler LM-based
methods to set an efficient yet effective baseline.
      </p>
      <p>While LMs have revolutionised various domains, their potential for interfacing KGs with
natural language queries remains an area primed for exploration and refinement. The DBLP KG,
a repository of scholarly data, can indeed serve as a valuable resource to elaborate on these
emerging concepts.</p>
      <p>
        By building upon the foundational work of existing models and methodologies, we introduce
a novel two-phase strategy. The initial phase of relation extraction targets extracting immediate,
one-hop relations using SPARQL, while identifying contextually pertinent labelled candidate
pairs via heuristics, enhancing extraction precision. For the next phase of relation selection, we
select a winning candidate from the extracted relationships using BERT's CLS token embeddings
for similarity measurement, ultimately determining the strongest candidate based on cosine
similarity values.[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>In the landscape of natural language processing (NLP), Knowledge Graph Question Answering
(KGQA) systems have emerged as a promising solution. As the confluence of structured databases
and intuitive query mechanisms, KGQA can facilitate the extraction of precise information in a
user-friendly manner. At the core of many KGQA methodologies lies the focus on grounding the
language models (LM) to real-world environments, which enables a robust question-answering
mechanism over KGs.</p>
      <p>
        Traditional approaches often leverage the Seq2Seq framework. This method employs a
LM to generate a plan based on input statements [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ][
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. A significant challenge for these
methodologies is the lack of real-world grounding during the LM's initial training phase. This gap
often results in complications in generating valid plans.
      </p>
      <p>
        A recent study examined generalization in question-answering on knowledge bases by looking
beyond the conventional i.i.d. paradigm [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. On a similar note, another study discussed
ArcaneQA[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], which emphasized dynamic program induction and contextualized encoding for
KGQA. This method can be considered precise, yet it is computationally intensive.
      </p>
      <p>The current methods, while innovative, place a heavy dependency on extensive training data,
and there's no assurance of maintaining consistent grammar or achieving absolute accuracy.
Contrary to this trend, recent methodologies consider the LM primarily as a discriminator for
valid plans suggested by an agent, driven through a structured search.</p>
      <p>
        A fresh approach to grounding language models, emphasizing their discriminative over
generative capacities has been introduced with the PANGU framework[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This model, in KGQA
applications, mirrors the bottom-up semantic parsing of the SmBoP model[
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. A recent study
underlined KGQA challenges with unseen schema items, proposing a solution that synergizes a
contrastive ranker with a tailored generation model. While the authors’ claims suggest that the
framework is KG-agnostic, it is difficult to adopt it to our use case – scholarly KGQA.
      </p>
      <p>Despite efforts to adapt the initial SPARQL-to-S-expression conversion process within the
PANGU codebase to our dataset, the subsequent code architecture remains intrinsically tailored
to the Freebase KG. Adapting this framework to our scholarly KG requires extensive modification
of the code to fit the distinct schema and query patterns, rendering the process non-trivial.</p>
      <p>
        A noteworthy resource for scholarly KGQA is the DBLP scholarly knowledge graph (DBLP KG),
an online bibliographic database focusing on major computer science publications. With its rich
indexing of over 6.9 million publications from more than 3.3 million authors, the DBLP KG
presents itself as a potent tool for KGQA research. This is exemplified by the introduction of
DBLPQuAD, a dataset specifically designed for question-answering over the DBLP KG[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. With its
inclusion of 10,000 question-answer pairs coupled with corresponding SPARQL queries, the
DBLP-QuAD stands as the largest scholarly question-answering dataset to date.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Approach</title>
      <p>Our approach is scaffolded into two main phases. A brief discussion about the code snippets used
for different phases is detailed below.</p>
      <sec id="sec-3-1">
        <title>3.1. Phase 1: Relation Extraction</title>
        <p>The initial phase focuses on two primary tasks: extracting one-hop relations and obtaining
labelled candidate pairs, as one-hop relations typically give rise to simpler questions. Our
approach handles simple questions with efficiency and accuracy.</p>
        <p>One-Hop Relations: Leveraging the SPARQL query language and wrapper, immediate
relations (one-hop) are extracted between entities from the DBLP KG. Through dual queries that
fetch both incoming and outgoing relations and their respective labels, a comprehensive
relationship mapping is acquired.</p>
        <p>Labelled Candidate Pairs: We first use an entity linking API to identify relevant entities from
the knowledge base. Next, the most contextually appropriate entity is selected for the given
question. After entity selection, we retrieve possible labelled pairs associated with the identified
entity and then filter them by several heuristics (such as entity type and property matching) for
relevance against the question, ensuring pairs that are in no contextual alignment with the
question are pruned.</p>
        <p>These heuristics are designed to enhance the precision of the relationship extraction process.
Notably, these conditions consider factors such as the presence of keywords in the question, the
nature of predicates, and specific identifiers like "wikidata," "bibtex," "orcid," and more. Applying
these heuristics, allows us to ensure that the selected pairs are relevant and contextually
appropriate for answering user queries.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Phase 2: Relation Selection</title>
        <p>Relation selection refines the relationships and entities identified in the prior phase by using
BERT CLS Embeddings and a winning candidate selection mechanism.</p>
        <p>BERT Embeddings: Utilizing BERT’s CLS token embeddings, a similarity measurement is
implemented to discern the likelihood of a relationship between candidate pairs using cosine
similarity. We also considered the dot product but went for the cosine similarity due to the
computational cost.</p>
        <p>Winning Candidate Selection: We identify the pair with the highest cosine similarity as the
most promising candidate.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Implementation</title>
        <p>The code for this paper is available at https://github.com/Shreyaar12/BERTology-Navigator
1. Relation Extraction: Using a Python based implementation, we rely on SPARQLWrapper
to query the DBLP KG and retrieve one-hop relations and labels. Further, heuristic-based
validation ensures the relevance of labelled pairs to the input question.
2. Winning Candidate Determination: Employing BERT’s pre-trained models using the
transformers library in Python, the `get_CLS _embedding` function retrieves the CLS token
embeddings, and the cosine similarity between embeddings of candidate pairs and questions
are computed to select the most promising relation.
3. Entity Linking: An API post-request is issued to fetch possible entities for a given question.
The API endpoint integrates `t5-small` for labelledgeneration and `distmult` for embedding
reranking to fetch potential entities relevant to the question context. A post-processing step
further ensures the selection of the most relevant entity from the obtained candidates.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Experimental Setup</title>
      <sec id="sec-4-1">
        <title>4.1. Datasets</title>
        <p>We utilize datasets derived from the DBLP QuAD for our experimental evaluation.</p>
        <p>A subset of the DBLP QuAD test dataset: This is a curated set of 200 questions extracted
from the DBLP QuAD dataset test set. The questions were specifically chosen because they
represent one-hop relations, enabling focused evaluation on this subset.</p>
        <p>Scholarly QALD Final Test Set: Comprising 500 questions, this dataset is randomly drawn
from DBLP QuAD. The final test set only includes the questions and their paraphrased versions,
offering no additional context.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Implementation Details</title>
        <p>
          Throughout the experiments, the entity linking in the model was done with the use of an entity
linker tailored for the DBLP KG relying on the T5-small model[
          <xref ref-type="bibr" rid="ref16">16</xref>
          ][
          <xref ref-type="bibr" rid="ref2">2</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Results and Discussion</title>
      <p>The primary outcomes of BERTologyNavigator are depicted in Table 1. Initially, the system
was assessed using a controlled dataset derived from the DBLP QuAD test set, emphasizing
questions with one-hop relations. This assessment yielded remarkable results, achieving a near
perfect score in both Entity Linking and Question Answering, showcasing its capabilities in
controlled settings. However, when subjected to the realistic dataset, the system presented an F1
score of 0.2175 for Question Answering, a marked reduction compared to its performance on the
subset of the DBLP QuAD test dataset. While this score is notably lower, it offers a better reflection
of BERTologyNavigator 's capabilities in handling complex real-world scenarios.</p>
      <p>A notable observation was the significant drop in the Question Answering F1 score when
heuristics were not applied, highlighting the system's reliance on such techniques for optimal
performance.</p>
      <p>Table 1
Overall Results</p>
      <sec id="sec-5-1">
        <title>Dataset</title>
      </sec>
      <sec id="sec-5-2">
        <title>F1-Entity Linking</title>
      </sec>
      <sec id="sec-5-3">
        <title>F1-Question Answering F1-Question</title>
      </sec>
      <sec id="sec-5-4">
        <title>Answering</title>
      </sec>
      <sec id="sec-5-5">
        <title>Heuristics without</title>
      </sec>
      <sec id="sec-5-6">
        <title>Scholarly QALD</title>
      </sec>
      <sec id="sec-5-7">
        <title>Final test set results 0.6235</title>
      </sec>
      <sec id="sec-5-8">
        <title>Subset of the</title>
      </sec>
      <sec id="sec-5-9">
        <title>DBLP QuAD test dataset– 1.0 (using gold entities) 203 questions 0.2175 0.9885</title>
        <p>A major factor contributing to the diminished F1 is the absence of multi-hop relation
capabilities in the system. Multi-hop relations involve connecting entities through intermediate
entities, which can be challenging to identify and resolve correctly. This complexity is especially
apparent when the dataset contains paraphrased questions that may not directly mention all the
required entities or relations.</p>
        <sec id="sec-5-9-1">
          <title>5.1. Error Analysis</title>
          <p>We conducted an error analysis on the BERTologyNavigator system using a sample of 203
questions from a subset of the DBLP QuAD test dataset. Our examination revealed that the system
incorrectly performed entity linking on 44.3% (90 out of 203) of the questions, which
significantly impacted the F1 score in both heuristic and non-heuristic scenarios.</p>
          <p>With heuristics applied, we observed an issue that affected accuracy: despite correct entity
recognition, 4 of the questions received incorrect answers due to the system not accounting for
multiple URIs referring to the same entity. For instance, the question "What are the papers
written by the person Ravi Netravali?" received an incorrect answer because the system failed to
recognise that two different URIs—"https://dblp.org/rec/journals/corr/abs-2105-11118" and
https://dblp.org/rec/conf/osdi/ThorpeQETHJWVNK21"—point to the same entity.</p>
          <p>Without heuristics, the error rate increased to 83.7% (170 out of 203), with 44.3% of errors
(90 out of 203) attributed to incorrect entity linking, 43.8% (89 out of 203) due to correct entities
but incorrect answers, and an overlap where 39.9% (81 out of 203) of questions had both the
wrong entity and the wrong answer.</p>
          <p>For the final test set in the Scholarly QALD challenge, the system demonstrated strong
performance on one-hop questions, which is reflected in the F1 score of 0.2175 for the Question
Answering task. However, the system showed limited capability in handling multi-hop questions,
contributing to the lower overall F1 score. A comprehensive analysis of the final test set was not
feasible due to the absence of an answer key for this dataset.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>6. Summary</title>
      <p>The system has shown effectiveness and accuracy in identifying one-hop relations, particularly
in a controlled environment. However, the challenge of real-world, complex questions, as seen in
the Scholarly QALD challenge, underscores the necessity for enhancing the system's capabilities,
specifically in handling multi-hop relations.</p>
      <p>The progression towards multi-hop relation extraction and real-world applicability appears
to be a logical next step, necessitating an intricate understanding of entities and their relational
dynamics. This would entail an explorative journey into the realms of semantic understanding,
relation prediction, and knowledge graph deepening.
7. Limitations
1. Lack of multi-hop Capability: The current system's design is focused solely on one-hop
relations, restricting its applicability in more intricate datasets like the Scholarly QALD
challenge.
2. Time accuracy: Our analysis indicates that while the system is capable of delivering
accurate results, the current processing speed does not align with the requirements for
realtime applications. Specifically, for one-hop questions, the system demonstrates an average
response time of 7 seconds. However, the complexity of multi-hop questions significantly
extends the processing time, with some queries taking upward of 10 minutes to resolve.
Streamlining the system's efficiency is imperative to improve its suitability for real-time query
processing and broaden its practical deployment scenarios.
3. Overfitting on the subset of the DBLP QuAD test dataset: The near perfect accuracy on
the DBLP QuAD test set might indicate overfitting, where the system is tailored to a specific
dataset.
4. Dependency on entity linkers: The accuracy and efficiency of the system are, in part,
determined by the efficiency of the entity linkers it uses. If the entity linker performs poorly,
the system's performance may be compromised.</p>
      <p>Addressing these limitations in future iterations would be essential to make the system more
resilient, versatile, and applicable across a wider range of datasets and scenarios.</p>
    </sec>
    <sec id="sec-7">
      <title>8. Acknowledgement</title>
      <p>We would like to extend our sincere gratitude to the University of Hamburg for hosting the first
author during their research stay. We would also like to thank Debayan Banerjee for his valuable
suggestions towards improving this work.</p>
    </sec>
    <sec id="sec-8">
      <title>9. References</title>
    </sec>
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