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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Processing effort during reading texts in young adults: text simplification, readability assessment and preliminary eye-tracking data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maria De Martino</string-name>
          <email>mdemartino@unisa.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CLiC-it 2023: 9th Italian Conference on Computational Linguistics</institution>
          ,
          <addr-line>Nov 30 - Dec 02, 2023, Venice</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Salerno</institution>
          ,
          <addr-line>via Giovanni Paolo II, 132, 84084, Fisciano (SA)</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>English. The paper reports empirical data about the impact of text simplification procedures supported by readability assessment measures on processing effort during reading. Sixty-six Italian native undergraduate students read original and simplified versions of TV news texts and answered a comprehension question. Accuracy data, single word-based and sentence-based measures collected by means of an eye-tracker show that reading simplified texts requires less cognitive demands than their original versions. Italiano. Il lavoro riporta dati empirici relativi all'efficacia dell'applicazione di metriche di leggibilità nella produzione di testi semplificati. Sessantasei studenti italiani madrelingua hanno letto versioni originali e semplificate dei lanci di notizie tratte da telegiornali e hanno risposto ad una domanda di comprensione. I dati sull'accuratezza e diverse metriche ottenute con l'impiego di un eye-tracker e calcolate al livello di singole parole e singole frasi mostrano che le versioni semplificate dei testi riducono significativamente il carico cognitivo dei lettori rispetto alle relative versioni originali.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Text simplification</kwd>
        <kwd>Readability</kwd>
        <kwd>Eye-tracking 1</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Reading is a recent achievement in human evolution,
but reading proficiency is considered an important
component of success and life outcome [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The ability
to read and understand with minimum effort depends
on both reader characteristics (e.g., literacy,
multilingualism, presence/absence of cognitive
disorders) and text properties (e.g., length, topic,
lexical and syntactic complexity, cohesion, coherence)
[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. One approach to improve inclusion by coping with
disadvantage in reading skills is to match readers with
texts appropriate to their reading abilities. This goal
can be accomplished by exploiting readability
formulas to predict the reading and comprehension
difficulty of a text for a given target audience and, then,
to obtain simplified, i.e. easy-to-understand, texts [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
Different readability formulas are available for several
languages [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Many of them rely on text linguistic
features such as lexical and syntactic features. Lexical
features include the values of frequency, familiarity,
imageability and age of acquisition of words within a
text. Syntactic features include the complexity of
syntactic structures such as the incidence of types of
clauses and phrases in the text. Both lexical and
syntactic features have been shown to impact
cognitive demands in reading processes [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Hence,
more recent readability formulas take into account
measures of natural text processing and try to express
readability in terms of cognitive processing effort [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
Actually, reading texts is a complex behavior
subserved by automated interactions between
different cognitive processes: visual perception,
attention, lexical access, working memory, semantic
processing. All these processes are involved in the two
main aspects of reading: visual information decoding
and meaning construction (comprehension). One of
the techniques that has been extensively used to study
the reading behavior is the recording of eye
movements [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. During reading, the reader’s eyes
move from one position to the next in order to process
different levels of information that can be extracted
from words’ visual form. Psycholinguists assume that
eye movements during reading reflect different stages
of language processing. Some movement have a
perceptual function: saccades are rapid movements
that shift the eye’s focus between two fixed points and
are necessary to bring the visual information into the
zone of the visual field where acuity is best. Other
movements have more complex functions. Fixations
are short periods of steadiness of the eye on a word
and their duration is a marker of the ease of accessing
the meaning of the word and integrating this into the
current sentence. Regressions are backward-directed
saccades and are related to the necessity of the reader
to re-analyze previously explored portions of the text
because of processing difficulties.
      </p>
      <p>
        Gaze behavior during reading is exploited in several
contexts and for different aims both in cognitive
psychology and in Natural Language Processing (NLP)
literature. For instance, eye-tracking metrics are
exploited to unfold mechanisms of reading in L2
learners, typical and atypical readers [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Corpora of eye-tracking data are available in
many languages and are profitably used to implement
language models that can predict human reading
behavior (e.g., [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]).
      </p>
      <p>
        A less investigated issue is to what extent the use of
specific text simplification strategies reduces the
processing effort as measured through
eyemovements [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] .
      </p>
      <p>The aim of the present study is to test the impact of
texts’ simplification and readability assessment on
young adults reading behavior through the analysis of
eye-movements.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Method</title>
      <p>
        We conducted an eye-tracking reading study to
obtain objective and reliable measures of processing
effort. The advantage of monitoring readers’ eye
movements during reading is that it is considered to be
the experimental situation that better resembles
natural reading [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
      </p>
      <sec id="sec-2-1">
        <title>2.1. Stimuli</title>
      </sec>
      <sec id="sec-2-2">
        <title>2.1.1. Selection</title>
        <p>
          The same materials as used in [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] were employed.
They consisted of 18 texts of news scripts as read by
Italian TV news anchors. Such news texts are usually
short but often linguistically and stylistically complex
and can be difficult to comprehend for non-native
speakers and/or for people with low literacy, reading
disorders or cognitive and intellectual disabilities.
Hence, they constitute suitable materials to be
employed in an empirical study on simplification.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>2.1.2 Readability</title>
        <p>and Text Simplification</p>
      </sec>
      <sec id="sec-2-4">
        <title>Assessment</title>
        <p>
          Each selected text in its original version (OV)
underwent a readability assessment through the
READ-IT tool [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] and then to a double manual
simplification process that generated 2 simplified
versions: S1 and S2. The simplification strategies used
to implement S1 involved sentence splitting, changing
passive voice to active, lexical and syntactic ambiguity
resolution, low frequency and long words
replacement.
        </p>
        <p>
          In addition to the above mentioned simplification
strategies, specific interventions on the semantic
content were used in order to achieve the S2 versions.
They were mainly focused on the temporal ordering of
events and on reporting each factual event into a
separate sentence (See [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] for further details and for
examples of the original and simplified materials).
        </p>
        <p>The obtained simplified versions were matched for
text length calculated in number of words (average
number of words: OV=56; S1=58; S2=58).</p>
        <p>
          The text complexity measures obtained through
the application of the READ-IT tool [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] revealed that
the OV texts scores were significantly lower than the
S1 and S2 ones (see Table 1: values shown in bold are
the readability scores, values reported in parentheses
are the p values of the t-tests comparing OV vs. S1 and
S2).
        </p>
        <p>The GULPEASE score indicates the readability of
the texts: a higher GULPEASE score indicates higher
readability of a text.
The comparison between the two simplified versions,
S1 vs. S2, revealed that S2 obtained better readability
scores than S1 scores only on the global score (t (17) =
215, p&lt;.05) and on the GULPEASE score (t (17) = -5.08,
p&lt;.001)2 .</p>
      </sec>
      <sec id="sec-2-5">
        <title>2.1.3. Implementation of the experimental text lists</title>
        <p>The whole set of 54 texts (18 OV, 18 S1, 18 S2) was split
into 3 lists. Each list included 1 of the 3 versions of each
text and comprised 6 OV, 6 S1 and 6 S2. Participants
were randomly assigned to a given list. This strategy
allowed to ensure that each participant was presented
only once with a given text in order to avoid putative
effects of the repetition of materials. Each participant
was administered with texts presented in a shuffled
order.</p>
      </sec>
      <sec id="sec-2-6">
        <title>2.2. Participants</title>
        <p>
          Sixty-six undergraduate students from University of
2 Further user-based readability scores on the materials used in the
study are reported in [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] and provide information about the
speakers’ perceived difficulty of the linguistic formulation and of the
topic of the texts and the perceived naturalness/acceptability of the
Italian language used to generate the texts. The judgments of speakers
did not reveal significant differences between OV, S1 and S2.
Salerno (45 females) were recruited; they voluntarily
took part in the experiment. Their age ranged from 19
to 30 years (average = 23 years). They were all native
speakers of Italian, had normal or corrected-to-normal
vision and did not report history of reading, language,
learning or neurological/psychiatric disorder.
        </p>
      </sec>
      <sec id="sec-2-7">
        <title>2.3. Apparatus</title>
        <p>The reading experiment was implemented and
administered via Tobii Pro Lab 1.194 software.
A screen-based Tobii Pro X2-30 eye-tracker was
connected to the monitor of an HP computer available
at the LaPSUS laboratory (University of Salerno). The
range of head movement allowed was within a
threedimensional range of 50 cm W × 36 cm H × 70 cm and
the allowed operating distance from the monitor was
within 40 and 90 cm.</p>
      </sec>
      <sec id="sec-2-8">
        <title>2.4. Procedure</title>
        <p>The experimental procedure consisted of different
steps.</p>
      </sec>
      <sec id="sec-2-9">
        <title>2.4.1. Calibration</title>
        <p>The participants sat in front of the screen; the
distance to the screen was adjusted. For calibration in
the Tobii Pro Lab software, participants were required
to keep their heads as still as possible and to look at a
fixation point moving on the screen.</p>
      </sec>
      <sec id="sec-2-10">
        <title>2.4.2. Training and warm up trials</title>
        <p>The participants were presented with a slide
displaying written instructions about the reading task.
Then, a training phase was administered. Participants
were requested to perform 2 warm up trials: they were
shown a text on the screen and were instructed to read
it silently at their own pace of comprehension and to
press any key of the PC keyboard to move to the
subsequent slide. After reading the text, they were
asked to use the mouse to select the correct response
of a true–false question presented on the screen. Then,
a second trial was administered.</p>
      </sec>
      <sec id="sec-2-11">
        <title>2.4.3. Experimental Session</title>
        <p>After the warm up trials, each participant was
administered 1 of the 3 lists made up with 18
experimental trials.</p>
      </sec>
      <sec id="sec-2-12">
        <title>2.5. Dependent variables</title>
        <p>Different measures were analysed in the current study.</p>
      </sec>
      <sec id="sec-2-13">
        <title>2.5.1. Global reading time</title>
        <p>The global reading time was recorded.
Answers to the true-false question were recorded and
analysed as indicators of the comprehension of the
texts.</p>
      </sec>
      <sec id="sec-2-14">
        <title>2.5.3. Eye-tracking metrics</title>
        <p>The Tobii Pro X2-30 hardware and software
equipment (Tobii Pro Lab 1.194) provides a large
number of eye-tracking measures. However, the
current study reports the most commonly measures
found to be related to text difficulty and cognitive
demand [23].</p>
        <p>The following measures were analysed for word-based
and sentence-based areas of interest (AOI):
- Number and Duration of Fixations: fewer and
shorter fixations are supposed to be
associated with lower reading effort.
- Number and Duration of Visits: visits can be
defined as the number of times that the
reader’s eye move towards a given AOI with
either progressive or regressive saccades.
The entry and exit saccades are excluded.
The number and duration of visits indicate
that specific portions of the text receive
specific amount of attentional and linguistic
resources to be processed.
- Regression path duration: it describes the
time that elapses between a first fixation on
an AOI to the moment when gaze is directed
away from that region to the right. Thus, it
includes time spent re-reading earlier parts
of the text before the reader is ready to
proceed with the rest of the text.
- Re-reading duration: it corresponds to the
regression-path duration minus first-pass
duration and it is assumed to reflect
strategic, controlled processes involved in
reading comprehension.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <p>The results of reading times, accuracy rates and
eyetracking metrics were analyzed through a series of
ANOVAs.</p>
      <sec id="sec-3-1">
        <title>3.1.1. Whole text reading times and accuracy data</title>
        <p>
          No significant effect was found on global reading time;
this result replicates the findings of [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] obtained in a
different experimental setting.
        </p>
        <p>On the contrary, ANOVA on accuracy data (Figure 1)
showed a significant effect of simplification (F
(2,1185) = 3,8094, p=.02). LSD post hoc tests revealed
that questions to S2 were responded significantly
better than OV (p=.008). The difference between S1
and OV was only marginally significant (p=.052), while
the difference between S1 and S2 was not significant
(p=.46).
%
Error rate %</p>
        <p>OV
31</p>
        <p>S1
25</p>
        <p>S2
23</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.1.2. Word-based eyetracking data</title>
        <p>The mean and standard deviation values obtained for
word-based and sentence-based eye-tracking metrics
are reported in Tables 2 and 3.
ANOVAs performed on word-based metrics showed a
significant effect of simplification both on the number
(F (2, 42566) = 21,098, p&lt;. 001) and the duration of
Fixations (F (2, 42566) = 19,733, p&lt;.0001). More
specifically, the post hoc LSD tests revealed that the
number and the duration of fixations is significantly
higher in OV than in both S1 (p&lt;. 001) and S2 (p&lt;. 001).
No significant difference was detected between S1 and
S2.</p>
        <p>An effect of simplification was observed both on the
number (F (2, 42566) = 11,202, p&lt;.001) and the
duration of visits (F (2,42566) = 19,920, p&lt;.0001): the
OV texts received significantly higher scores than S1
and S2, while S1 and S2 resulted equivalent.
Data on the re-reading scores showed that
simplification elicited a slight tendency to the
statistical significance (F (2, 42560) = 2,5594, p = .07);
however, additional planned comparisons showed
that the OV texts required a re-reading time
significantly higher than the S2 texts (p&lt;.05), but did
not differ from S1 (p=.08).</p>
        <p>The regression-path duration did not show any
significant effect of simplification at the word-level.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion</title>
      <p>The paper investigates to what extent the application
of text simplification strategies improves the
readability of texts and reduces the reading processing
effort as it emerges from cognitive indexes that are out
of the awareness of the reader, i.e. eye movements
patterns.</p>
      <p>The preliminary data reported in the paper show that
accuracy in comprehension questions increases
significantly when texts undergo simplification
procedures based on the reduction of the reader’s
amount of processing inferences (i.e., event reordering
or coreference chains explaining).</p>
      <p>On the other hand, the physiological and cognitive
measures related to the processing effort during
reading are affected by simplification strategies that
involve both the lexical-syntactic level and the content
level.</p>
      <p>Moreover, the metrics collected at the sentence-level
and single-word level are found to be suitable and
sensitive measures to detect respectively the efficacy
of simplification procedures in modulating the
strategic controlled processes involved in
comprehension and the attentional and lexical
processing effort during reading. Interestingly, the
data were obtained by analyzing the performance of
young adult skilled readers that are supposed to be
less likely influenced by the readability of texts.
Italian for People with Acquired Cognitive
Disorders: Psycholinguistic Methods and
Automatic Analyses). In Proceedings of the
Eighth Italian Conference on Computational
Linguistics (CLiC-IT).CLiC-it 2021.
[23] Rayner K, Chace KH, Slattery TJ, Ashby J. Eye
movements as reflections of comprehension
processes in reading. Scientific studies of
reading. 2006 Jul 1;10(3):241-55.
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