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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>End-to-end Dependency Parsing via Auto-regressive Large Language Models</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Claudiu Daniel Hromei</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Danilo Croce</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roberto Basili</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Rome Tor Vergata</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper presents a straightforward application of Large Language Models (LLMs) for Dependency Parsing. The parsing process is approached as a sequence-to-sequence task, where a language model takes a sentence as input and generates a bracketed form, allowing for the deterministic derivation of the dependency graph. The experimental evaluation explores the feasibility of utilizing LLMs for this purpose, while also assessing the process's sustainability with modest parameter sizes (training on a single GPU with limited resources) and investigating the impact of incorporating multilingual data during training. The results demonstrate that an end-to-end dependency parsing process can indeed be formulated using a task-agnostic architecture.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Dependency Parsing</kwd>
        <kwd>Large Language Models</kwd>
        <kwd>End-to-End Parsing</kwd>
        <kwd>Sequence-to-Sequence</kwd>
        <kwd>Auto-Regressive Models</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>data. It employs a Bi-LSTM architecture fed with
endto-end, character-level, pre-trained, and contextualized
Dependency parsing is a crucial component of natural embeddings. The model was trained on an extensive
language processing that plays a significant role in cap- dataset of over a million sentences across diferent
lanturing the syntactic intricacies within sentences [1]. The guages to capture cross-lingual relations efectively. The
primary objective of dependency parsing is to establish system was later extended [8] as UDPipe+ by
incorporatdependency relations among words. This allows humans ing multilingual BERT [9] in its token representations.
to understand how words are connected and how they However, while these methods have achieved
state-ofdepend on one another in the sentence’s structure [2]. the-art results in various languages, they are tailored
Such understanding is instrumental in a wide range of specifically for the structure prediction problem based
applications, including semantic interpretation, machine on ad hoc methods.
translation, relation extraction, and various other linguis- More recently, models based on the Transformer
artic tasks. chitecture [10] have gained popularity for their ability</p>
      <p>One notable parsing technique is the shift-reduce to perform classification, regression, and rewriting tasks.
method, as exemplified in [ 3, 4]. This parser processes These models operate on a sequence and they output
ansentences from left to right, word by word while main- other sequence. For instance, the work in [11] introduced
taining a bufer for words that are yet to be fully pro- an end-to-end seq2seq method for dependency parsing,
cessed. Other approaches have been proposed, based on where the model directly predicts the relative position of
machine learning techniques, such as the biafine neural the head for each word in the sentence. It also utilized a
networks, as in [5]. These networks, based on Bi-LSTMs, beam search decoder with tree constraints and sub-root
have proven efective in capturing complex dependencies decomposition to improve the results. Moreover, in [12]
between words. Another intriguing parsing approach is the authors have experimented with a multi-task,
multiUDPipe [6], focused on parsing with the Universal De- lingual version of BERT [9]. This model was pre-trained
pendency Framework [7]. UDPipe stands out because it on 104 languages and could predict not only dependency
performs dependency parsing and other essential tasks parsing trees but also lemmas, part-of-speech tags, and
like tokenization, morphological analysis, part-of-speech more for each word in an input sentence. One notable
tagging, and lemmatization for multiple languages. UD- Transformer-based architecture is the LLaMA [13]
founPipe performs all these tasks without relying on external dational models. LLaMA is a large model with billions of
parameters that generates output sequences in an
autoCLiC-it 2023: 9th Italian Conference on Computational Linguistics, regressive manner based on the input and previously
Nov 30 — Dec 02, 2023, Venice, Italy generated output tokens. It has been recently applied in
$ hromei@ing.uniroma2.it (C. D. Hromei); croce@info.uniroma2.it [14] to a variety of linguistic tasks by instruction-tuning
(D. Croce); basili@info.uniroma2.it (R. Basili) a monolithic architecture to solve them all.
(D.0C0r0o9c-e0)0;0000-0802-0040-0520-2132(1C3.-0D8.2H8 r(oRm.Beia)s;i0li0)00-0001-9111-1950 In this work, we raise a crucial question about the
CPWrEooUrckReshdoinpgs IhStpN:/c1e6u1r3-w-0s.o7r3g ©CCo2Em02mU3oCRnospLWyicreiognhsrtekfAostrthrtihboiusptpioanpPe4rr.0obIynctietesrenaaduttiihononragsl.s(CUCs(eCBpYEer4mU.0i)tR.te-d WundSe.roCrregat)ive applicability of models like LLaMA for predicting
treelike structures. Specifically, we seek to explore whether
such models can be used to define an end-to-end parsing
process without relying on architecture choices that are
task-dependent. We envision a system that, given an
input sentence, predicts an output sequence in a
parenthetical form as in [15]. This output sequence allows for
the reconstruction of the dependency tree of the
original sentence. The experimental results on three Italian
treebanks demonstrate that such an approach is not only
feasible but also capable of achieving results comparable
to the state-of-the-art while requiring minimal training
resources, such as training on a single GPU with modest
memory.</p>
      <p>In the rest of the paper, Section 2 described the
proposed approach, Section 3 presents and discusses the
experimental evaluations, while Section 4 derives the
conclusions.
parameters for downstream tasks while avoiding
additional inference latency. Additionally, [23] introduces
Quantized-LoRA, an optimization that further reduces
memory usage enough to finetune a 65B parameter model
on a single 48GB GPU while preserving full 16-bit
finetuning task performance. QLoRA backpropagates gradients
through a frozen, 4-bit quantized pre-trained language
model into LoRA.</p>
      <p>One of the challenges in modeling tasks with LLMs
(Large Language Models) is that these models take
sequences as input and produce sequences as output. For
instance, consider this (Italian) sentence2:
“Tutti gli esseri umani hanno capacità
non sfruttate, non utilizzate.”</p>
      <p>
        (
        <xref ref-type="bibr" rid="ref24 ref36">1</xref>
        )
      </p>
      <sec id="sec-1-1">
        <title>The Dependency Graph of this sentence is represented in</title>
        <p>
          Figure (
          <xref ref-type="bibr" rid="ref24 ref36">1</xref>
          ). In this graph, each node represents a word, and
the arcs define the syntactic relationships among them.
2. Dependency Parsing via Additionally, each arc is labeled to indicate the type of
Auto-regressive Language dependency. A special node labeled ROOT is included to
mark the root of the sentence, typically the main verb.
        </p>
        <p>
          Model By converting the sentence into an arboreal structure,
The architecture of Transformers [10] has revolutionized a Dependency Tree (Figure (2)) can be obtained. This tree
Natural Language Processing (NLP), achieving increas- illustrates the hierarchical structure of the sentence, with
ingly higher results. In fact, the Architecture can be the main verb (hanno) serving as the ROOT and all other
divided into three major families: Encoder-only models words depending on it. Non-terminal nodes in the tree
like BERT [9], RoBERTa [16], and DeBERTa [17] that are represent the labels of the dependencies from the
Depenresponsible for encoding input sequences and generating dency graph in Figure (
          <xref ref-type="bibr" rid="ref24 ref36">1</xref>
          ), while terminal nodes represent
meaningful representations (embeddings) using the self- the words from the original sentence. For example, the
attention mechanism; Encoder-Decoder models, such as NSUBJ arc indicates that the word esseri is the subject of
T5 [18] and BART [19], able to combine the strengths of the sentence, and the OBJ arc shows that the word
caboth the encoder and decoder components and to main- pacità is the object of the verb. Furthermore, the ADVMOD
tain the integration of the two aforementioned blocks label indicates that the word sfruttate is modified by the
and typically used in tasks like machine translation, sum- word non, negating its meaning. Both the Dependency
marization, or question-answering, where complex input Graph and Tree representations are equivalent, and it has
understanding and transduction are required; Decoder- been demonstrated in [15] that the Dependency Tree can
only models like GPT [20], GPT3 [21], and LLaMA [13], be transformed into a linguistic representation, e.g. for
that generate output sequences in an auto-regressive computational purposes. The linguistic representation
manner based on the input and previously generated of the sentence corresponds to:
output tokens. Recently, approaches based on Large Lan- [ROOT [NSUBJ [DET:PREDET
guage Models (LLMs) have shown state-of-the-art
performance in countless scenarios and tasks. LLMs excel at [Tutti]] [DET [gli]] [esseri]
understanding language and following instructions, with [AMOD [umani]]] [hanno] [OBJ
ChatGPT1 being a prime example. [capacità] [ACL [ADVMOD [non]] (2)
        </p>
        <p>However, training and fine-tuning such models require
heavy computational resources, i.e. countless GPUs. Re- [sfruttate] [CONJ [PUNCT [,]]
cently, a method for eficient training has been intro- [ADVMOD [non]] [utilizzate]]]]
duced, called Low-Rank Adaptation (LoRA [22]). LoRA [PUNCT [.]]]
involves freezing the weights of the pre-trained model Finally, it is worth noting that the process is reversible,
and introducing trainable rank decomposition matrices meaning the DP tree can be constructed from the
linguisinto each layer of the Transformer architecture. This tic representation and vice versa. This ability facilitates
approach significantly limits the number of trainable</p>
      </sec>
      <sec id="sec-1-2">
        <title>1https://openai.com/blog/chatgpt</title>
        <p>2In English: “All human beings have untapped, unused
capacities.”.</p>
        <p>DET:PREDET</p>
        <p>DET</p>
        <p>AMOD</p>
        <p>NSUBJ
OBJ</p>
        <p>ADVMOD</p>
        <p>CONJ</p>
        <p>PUNCT</p>
        <p>
          ADVMOD
Tutti
gli
esseri
umani
hanno
capacità
sfruttate
,
non
utilizzate
.
,
non
various computational tasks involving language model- in parenthetical form, showing the efectiveness of the
ing and analysis and, more importantly, allows the usage approach in parsing Italian sentences. The input/output
of such LLMs for predicting the Dependency Tree of pairs used for LLaMA consist of sentences (as in Eq. (
          <xref ref-type="bibr" rid="ref24 ref36">1</xref>
          ))
sentences by training on the linguistic representation and the linguistic representation of the DP Trees (as in
Eq. (2)). During training and inference, the model is
        </p>
        <p>In fact, several studies, such as [21], have highlighted prompted with a simple instruction (“Parse this sentence.”)
the impressive few-shot learning capabilities of Lan- to guide it in generating the desired output.
guage Models. These models can generalize information
from only a limited number of input examples provided
through prompting, producing coherent and accurate 3. Experimental Evaluation
output. In this paper, we explore the application of the
LLaMA 7 and 13 foundational models to Italian sen- The training of the model utilized PyTorch and the
Hugtences with the goal of extracting DP Trees in parenthet- gingface library, along with the Peft packages, to
imical form. LLaMA is one of the Large Language Models plement the Q-LoRA technique. The LLaMA models
that operates by taking a sequence of words as input underwent 3 epochs of training with a learning rate of
and predicting the next word to generate text recursively. 3 · 10− 4 and a batch size of 32. To optimize the model’s
The model is built on the popular Transformers archi- performance, a linear scheduler with warmup was
utitecture [10], with several key diferences. Firstly, to en- lized, using a warmup ratio of 0.1. The training process
hance training stability, the RMSNorm function [24] is employed Q-LoRA 4-bit to refine the transformer’s 
applied before each layer for normalization. Secondly, the and  modules, as in [23]. The LoRA matrices had a
SwiGLU activation function [25] is utilized. Lastly, Ro- matrix rank  of 8 and a parameter  of 16. The
traintary Embeddings (RoPE) [26] replace absolute positional ing was performed on a single Tesla T4 GPU with 16GB
embeddings. The combination of these modifications, of memory. This is particularly interesting as we have
along with the vast size of parameters and training data implied the two smallest available models, i.e. with 7 and
(trillions of tokens), makes LLaMA a highly promising 13-billion-parameters, to demonstrate that it can be used
model for various natural language processing tasks. even on standard architectures. It doesn’t rule out the</p>
        <p>It’s important to stress that LLaMA operates as possibility of evaluating larger models like LLaMA 65,
a sequence-to-sequence model, following an auto- but currently, they require such computational power
regressive approach, where text is fed as input, and text that would limit their applicability in real-world
scenaris generated as output. This allows the model to capture ios, due to their extensive training duration and memory
complex linguistic structures and dependencies in the requirements.
input sentences and produce corresponding DP Trees We used the Universal Dependency Parsing dataset
and, to align with [6], we utilized version 2.3 of the
dataset and focused on the same subsets of examples
in the Italian language, i.e., three Treebanks: IT-ISDT
obtained by conversion from ISDT (Italian Stanford
Dependency Treebank), IT-ParTUT a conversion of a
multilingual parallel treebank and consisting of a variety
of text genres, and IT-PoSTWITA a collection of
Italian tweets. The neural architecture was trained on the
union of these three datasets, comprising 20, 270
training examples, 1, 391 development examples, and 1, 309
test sentences. This initial set of experiments, referred
to as , involved training and evaluating the neural
architecture using examples from the same language.
ing material. In this case, while the test data remained
unchanged, being in Italian, the training dataset consisted
of 101,284 examples. The development dataset was also
kept in Italian for comparison purposes. To evaluate the
performance of the LLaMA model, we have selected two
key metrics: UAS (Unlabeled Attachment Score), and LAS
(Labeled Attachment Score). UAS assesses the accuracy
of the model’s dependency tree structure by verifying
if the correct head and dependency arcs are generated.</p>
        <p>On the other hand, LAS provides a more comprehensive
evaluation by measuring the accuracy of the dependency
labels assigned to each arc in the dependency tree.</p>
      </sec>
      <sec id="sec-1-3">
        <title>Results Discussion. The experimental results are re</title>
        <p>Objectives. In this experimentation, our primary objec- ported in Table 1, and 2 for the UAS and LAS metrics,
retive is to address three crucial experimental questions spectively. Here we compare our approach with UDPipe
related to natural language processing using the LLaMA [6] and the subsequent extension UDPipe+ [8], as these
model. First and foremost, we seek to determine if this are the state-of-the-art systems for the Italian Treebanks.
process efectively works and if LLaMA is capable of Notice that our LLaMA-based models fail in 0.5-1% of
achieving state-of-the-art performance. Secondly, we aim the times to correctly rewrite the whole sentence, i.e.
to explore the potential advantages of employing larger they sometimes skip a word and do not produce any
laarchitectures (from 7 to 13 parameters): traditional bel, diferently from UDPipe which covers 100% of the
large models have been criticized for their considerable words in a sentence. Please note that, for the purpose of
computational and environmental costs. By investigat- comparison, we have applied gold-standard tokenization
ing the use of bigger architectures in the LLaMA model, in these initial experiments, as done in [8].
we strive to determine if advancements in performance Our models are divided into two categories: ita, which
can be achieved without compromising sustainability. is trained exclusively on Italian data, and multi, trained
Furthermore, we want to investigate the significance of using material from other languages. From Tables 1 and
multilingual data in enhancing the LLaMA model’s per- 2, it is evident that the 7 models fall short of achieving
formance. We draw inspiration from previous works such state-of-the-art performance; however, they only slightly
as UDPipe [6], which have demonstrated the positive im- lag behind UDPipe. Advancing to the 13 models shows
pact of multilingual training on various natural language a modest performance increase, but considering their
processing tasks. As the LLaMA model supports multi- larger size, their practicality may be limited.
Furtherple languages, we aim to analyze whether incorporating more, we observe a performance boost when
incorporatmultilingual data leads to improved overall performance ing multilingual data during fine-tuning, as the LLaMA
on the Dependency Parsing task. models support multiple languages. By enriching the</p>
        <p>In a second set of experiments (referred to as ), Italian training set with data from other languages, we
efwe trained the system by incorporating data from English, fectively leverage valuable relations and structures from
French, and Spanish datasets. Specifically, we added diverse linguistic sources.
training examples from the English-EWT, English-GUM, Moreover, since the dependency parsing process of a
English-LinES, English-ParTUT, French-GSD, French- sentence is a global property of the entire sentence, we
ParTUT, French-Sequoia, French-Spoken, French-Old, have also investigated more complex decoding processes,
Spanish-AnCora, and Spanish-GSD datasets to the train- such as adopting deterministic beam search [27] during
the decoding process. In a nutshell, beam search involves Table 4
exploring up to  possible sequences during decoding LAS computed on the end-to-end process, where the
tokenizauntil the completion of individual generations. This way, tion is performed by the model.
we believe that the generated sequence is not penalized Model IT-ISDT IT-ParTUT IT-PoSTWITA
by locally optimal choices for the decoding process but 7B_ita_b1 87.27% 87.77% 76.26%
rather optimized at the sentence level. This enables us to 7B_ita_b4 88.51% 88.45% 77.13%
enhance decoding strategies by adopting a larger beam 13B_ita_b1 89.81% 90.52% 77.90%
search size (b43) instead of relying solely on greedy search 713BB_m_itual_tib_4b1 8990..9130%% 9911..3024%% 7788..0749%%
(b1). As a result, the adoption of beam search systemati- 7B_multi_b4 90.57% 91.62% 78.78%
cally improves performances for both the 7 and 13
parameter models. The results indicate that the model
excels in generating the syntactic structure of sentences, 4. Conclusions
with comparable performance to UDPipe. Remarkably,
the neural model remains task-agnostic. Additionally, the In this paper, we investigate the application of recent
study suggests that incorporating data from other lan- popular LLMs, specifically the LLaMA foundational
modguages, if possible, is more beneficial than merely scaling els, to address the Dependency Parsing problem. Our
up to larger architectures. exploration aimed to answer three key questions: Can</p>
        <p>
          Notice that these evaluations used the Gold Standard we utilize LLaMA in a sequence-to-sequence
scetokenization of the sentences available from the Tree- nario to rewrite Dependency Parsing Trees from
banks, both during training and inference. For this rea- input sentences? The answer is afirmative. Although
son, we trained and evaluated the same models using LLaMA did not achieve a new state-of-the-art
perforthe “raw” sentences, without any tokenization and re- mance, our results demonstrate that the adopted model
quiring the model to produce the resulting DP tree. For and approach are competitive with UDPipe, the current
instance, the sentence from Eq (
          <xref ref-type="bibr" rid="ref24 ref36">1</xref>
          ) will be given to the leading model. Can we scale up LLaMA by increasing
model without any additional spaces for the punctua- the number of parameters while ensuring
sustaintion, but the resulting output should remain the same, ability? Our evaluation reveals that almost doubling the
i.e. the one from Eq (2). The models, thus, are required model’s parameters leads to little or no significant gain in
to learn the tokenization during the training phase. The performance. However, we found a notable performance
results are in Tables 3 and 4, where the performance for increment by leveraging the beam search technique
inthe UDPipe models is not available as they rely com- stead of the greedy search. This aspect could be explored
pletely on the Gold Standard tokenization. For both UAS further in the future. Does the inclusion of
multilinand LAS metrics, there is a loss in performance: every gual data improve the LLaMA model? Our findings in
model drops around 1% of accuracy with respect to the this paper support the initial hypothesis that using
mulGS tokenization, with 7_ita_bs1 losing almost 2% on tilingual data enhances the LLaMA model’s performance.
the IT-PoSTWITA treebank. Intuitively, this drop is due Every model trained with multilingual data consistently
to the fact that the model is required to learn the tok- outperforms those trained solely on Italian data.
enization and the majority of the errors are because of As a future work, it would be interesting to exploit
missing punctuation and so on. This result shows the data from all available languages and evaluate the model’s
robustness of the LLaMA model even on “un-tokenized” capabilities across a broader linguistic spectrum. This
data. approach could lead to the development of a
Universal Dependency Parsing Model as a unified architecture,
Table 3 which holds significant promise in advancing the field of
UAS computed on the end-to-end process, where the tokeniza- dependency parsing.
tion is performed by the model.
        </p>
        <p>Model
7B_ita_b1
7B_ita_b4
13B_ita_b1
13B_ita_b4
7B_multi_b1
7B_multi_b4</p>
        <p>IT-ISDT
90.13%
91.27%
92.31%
92.57%
92.65%
93.22%</p>
        <p>IT-ParTUT
91.19%
91.96%
93.80%
94.34%
94.12%
94.31%</p>
        <p>IT-PoSTWITA
81.36%
82.18%
82.90%
83.59%
83.31%
83.99%</p>
      </sec>
      <sec id="sec-1-4">
        <title>3We experimented with diferent values for the beam search</title>
        <p>parameter ‘b’, but none of them yielded significant performance
improvements except for when ‘b’ was set to 4.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Acknowledgments</title>
      <p>We would like to thank the “Istituto di Analisi dei Sistemi
ed Informatica - Antonio Ruberti” (IASI) for
supporting the experimentations through access to dedicated
computing resources. Claudiu Daniel Hromei is a Ph.D.
student enrolled in the National Ph.D. in Artificial
Intelligence, XXXVII cycle, course on Health and life sciences,
organized by the Università Campus Bio-Medico di Roma.
We acknowledge financial support from the PNRR MUR
project PE0000013-FAIR.</p>
    </sec>
  </body>
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