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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Workshop on Computational Methods in the Humanities, June</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A (Dis)similarity Index for Comparing Two Character Networks Based on the Same Story</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>François Bavaud</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Coline Métrailler</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculty of Arts, Department of Language and Information Sciences, University of Lausanne</institution>
          ,
          <addr-line>bâtiment Anthropole, 1015 Lausanne</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Faculty of Geosciences and Environment, Institute of Geography and Sustainability, University of Lausanne</institution>
          ,
          <addr-line>bâtiment Géopolis, 1015 Lausanne</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>0</volume>
      <fpage>9</fpage>
      <lpage>10</lpage>
      <abstract>
        <p>Comparing networks is always a complicated matter, whose efective implementation strongly depends on the amount of shared information between them, in particular whether nodes, edges, weights etc. are identical, or not. In the case of character networks and adaptations (from book to movie, from movie to theater, and so on), the formal challenge proves stimulating: some characters will be mapped from one work to the other, some will have no correspondence, and their weights, measuring their relative occurence, are bound to difer. This formal contribution, rooted in Multivariate Data Analysis, proposes a presumably novel similarity index, the generalized weighted RV coeficient, taking into account both the diference in character weights (nodes) and in character interactions (edges). This approach first requires to transform the character networks into weighted squared Euclidean configurations. We then compare a novel of C.S. Lewis, part of the series The Chronicles of Narnia, and the script of its film adaptation to illustrate the proposal and the results.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Networks of fictional characters often exist in two or more versions. For instance (section 4),
network  is built from a novel, and network  from a movie adaptation. Besides the main
characters common to both versions, there are characters proper to a single version only. Also,
the importance of common characters (as measured, e.g., by their relative occurrence), is bound
to vary between the two versions, as is the strength of their mutual relations (as e.g. measured
by their relative co-occurrence). Hence, the networks  and  difer both along character
weights (nodes) and interaction weights (edges).</p>
      <p>Our contribution proposes the definition of a single index measuring the overall similarity
between  and . This index, noted RV, constitutes an innovative generalization, involving two
distinct sets of object weights, of the weighted RV-coeficient [1], which is itself a generalization of
the original, unweighted RV-coeficient [ 2] (where R did refer to "correlation" and V to "vector").
In particular, RV ∈ [0, 1], with RV = 1 if  and  are identical (i.e., same character weights and
dissimilarities between characters), and RV = 0 if  and  have no character in common. This
similarity coeficient can in turn be transformed into a dissimilarity coeficient, which can be
additively decomposed into five components.</p>
      <p>The formalism, exposed in section 2, is rooted into Weighted Data Analysis. It involves three
major steps:
1. Transforming a weighted network into a weighted Euclidean configuration (section 2.1).</p>
      <p>This step is chiefly dictated by the formalism, which requires squared Euclidean
dissimilarities, but permits as a byproduct a visualization of the character network (by weighted
multidimensional scaling) of interest in itself.
2. Transforming the weighted Euclidean configuration into a kernel, whose
eigendecomposition permits to visualize the network nodes (section 2.2)
3. Computing the generalized RV coeficient (beginning of section 3), assessing the similarity
between two networks whose node weights may difer, and its exact decomposition into
ifve terms (sections 3.1 and 3.2).</p>
    </sec>
    <sec id="sec-2">
      <title>2. Visualization of character networks: a few "reminders"</title>
      <p>We formalize character networks as weighted networks (f , C), where f is the vector of the
 character weights, obeying  ≥ 0 and ∑︀=1  = 1. The  ×  matrix of edge weights
C = ( ) is non-negative, and quantifies the importance of edge , reflecting some kind of
afinity between the characters  and , such as the their co-occurrence in the present study
(section 4). It can be symmetric (as for C = A, where A is a binary adjacency matrix in
a non-directed network), or not (as for asymmetric social relationships), in which case the
network is directed.</p>
      <sec id="sec-2-1">
        <title>2.1. Extracting Euclidean dissimilarities from a weighted network</title>
        <p>Network visualization is a boundless research topic, even restricted as done here to the Euclidean
embedding of networks. Specifically, one seeks to extract from the network data (f , C) a
matrix D = ( ) of squared Euclidean dissimilarities between nodes, that is of the form
 = ‖x − x ‖2, where x is the representative vector of node . Two proposals only, among
many others possibilities (extracting squared Euclidean dissimilarities from a weighted network
is a topic in itself), are considered in this contribution: commute-time distances (section 2.1.1)
and difusive distances (section 2.1.2).</p>
        <sec id="sec-2-1-1">
          <title>2.1.1. Commute-time distances</title>
          <p>By construction, the square matrix P = ( ) with components  =  /∙ (where ∙ =
∑︀</p>
          <p>=1  ) is non-negative, with ∙ = 1 : it therefore constitutes the transition matrix of a
Markov chain, defining a random walk on the network. The commute time com is the average
time needed to go from  to  and then back to  [see e.g. 3]. The matrix Dcom = (com)
of commute times is well-known to be squared Euclidean [see e.g. 4], irrespectively of the
properties of C, as far as C is reducible – that is as far as any two states can be directly or
indirectly connected by the random walk.</p>
        </sec>
        <sec id="sec-2-1-2">
          <title>2.1.2. Difusive distances</title>
          <p>One considers the edge weights V as generating a so-called instantaneous jump process,
permitting to navigate from node  to node  with a rate given by (minus) the components of the
weighted Laplacian L = Π− 21 [diag(C1) − C]Π− 21 , where Π = diag(f ), and C must be taken
as symmetric, that is replaced if necessary by 12 (C + C⊤). Then choose a difusion time  &gt; 0,
and compute the joint probability  () to be initially in  and in  at time  (or the other way
round) as
The squared Euclidean difusive distances</p>
          <p>Ddif () = (dif ()) finally obtain as [see e.g. 5]
dif () =</p>
          <p>(2) + (2) − 2 () .</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Visualizing a weighted Euclidean configuration by weighted MDS</title>
        <p>Weighted multidimensional scaling constitutes the canonical procedure for the low-dimensional
visualisation of a weighted configuration (f , D) (see figure 1):
1. define Π = diag(f ), as well as the weighted centering matrix H = I − 1f ⊤
2. obtain by double centering the matrix of scalar products B = − 21 H D H⊤
3. define the matrix of weighted scalar products or kernel as K as:</p>
        <p>
          K = √Π B√Π  = √︀ 
4. perform the spectral decomposition K = UΛU⊤ where U = ( ) is orthogonal and
Λ = diag( ) diagonal
5. finally, define  =  √  /√, which is the MDS coordinate of node  in dimension
 . By construction, ∑︀ ( −  )2 =  . Also, the total dispersion or inertia of the
weighted configuration (f , D) reads Δ = 12 ∑︀,=1   = tr(K) = ∑︀−=11   .
(
          <xref ref-type="bibr" rid="ref1">1</xref>
          )
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. The generalized weighted RV coeficient</title>
      <p>
        At this stage, the book and the movie networks of characters have been expressed into commute
time or difusive kernels (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ), namely  and . Each kernel defines a weighted configuration
(f, D), respectively (f, D), and conversely. The weighted RV coeficient between both
configurations is defined as [1]
      </p>
      <p>
        CV
RV = RV = √CV CV
where CV = Trace()
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
and constitues a straightforward generalization of the original, unweighted RV coeficient [2],
providing the cosine similarity between the vectorized matrices K and K (figure 1).
      </p>
      <p>In particular, RV ≥ 0 (since K and K are positive semi-definite: this condition is
equivalent to the squared Euclidean nature of D and D), RV ≤ 1 (by the Cauchy-Schwarz
inequality) and RV = 1.</p>
      <p>The null distribution of the weighted RV coeficient, i.e. assuming no relationships between
the two configurations, and in particular its statistical significance, have been extensively
investigated during the last decades [see e.g. 6, 1, and references therein].</p>
      <p>
        The crucial issue here is that the character weights f and f difer in the two character
networks, whence the naming generalized weighted RV coeficient for the same quantity (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ),
where
      </p>
      <p>K = √︀Π B √︀Π</p>
      <p>1</p>
      <p>B = − 2 H D H⊤
K = √︀Π B√︀Π</p>
      <p>This circumstance generates new challenging issues, whose investigation was one of the
motivations for embarking on the present piece of research.</p>
      <p>Note that well-established statistical procedures permitting to test the statistical significance
of the weighted coeficient RVℎ are available [see e.g. 6, 1, and references therein]. However,
testing the generalized weighted RV coeficient is, at the present time, a completely open issue.</p>
      <sec id="sec-3-1">
        <title>3.1. Decomposition of the generalized weighted RV coeficient</title>
        <p>As mentioned, the relative weights f and f (set to the uniform weights 1/ in most
applications of Multivariate Analysis) may difer to a spectacular extent: their supports supp(f) and
supp(f) do not even coincide in general, since version  may contain characters absent in
version , and vice-versa.</p>
        <p>Define the compromise weight h as
ℎ =</p>
        <p>
          − ln(1 +  )
rela⏟tive disper⏞sion, movie ⏟centroid co⏞rrection
This choice, initially dictated by formal considerations, permitting to further transform the
square roots in (
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) into a tractable expression, turns out to be conceptually convenient and
interpretable as well:  is a measure of weights dissimilarity, appearing in identity (
          <xref ref-type="bibr" rid="ref6">6</xref>
          ) below.
Also, ℎ = 0 unless character  appears in both versions (figure 3). A little algebra demonstrates
the numerator of the similarity index (
          <xref ref-type="bibr" rid="ref2">2</xref>
          ) to express as
where ℎ is the kernel associated to configuration (ℎ, ) and ℎ is the kernel associated
to configuration (ℎ, ). Also,
        </p>
        <p>CV = trace(KℎKℎ) +</p>
        <p>
          2
  = ℎ ℎ + 2 ∑︁ ℎℓℓ

where ℎ is the squared Euclidean distance between the gravity centers of (h, D) and
(f, D). The quantity ℎ is defined analogously. Naturally, the gravity centers of (f, D)
and (h, D) generally difer, as are the gravity centers of (f, D) and (h, D), but the
diferences are extremely small in the case study (see Figure 6). The second component in (
          <xref ref-type="bibr" rid="ref5">5</xref>
          )
involves a weighted covariance between the h-centered vectors ℓ = Bℎf and ℓ = Bℎf,
where
This second component is again zero if the compromise centroid coincides with the original
centroid in configuration  , or , or both. In short, the term   in (
          <xref ref-type="bibr" rid="ref5">5</xref>
          ), which can be negative
(as here in the two distance variants), represents a correction due the non-coincidence of the
- and ℎ-centroids in configuration  (respectively the - and ℎ-centroids in configuration
).
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. An exact additive decomposition formula</title>
        <p>
          A similarity coeficient such as the generalized weighted coeficient RV ∈ [0, 1] can be simply
converted into a dissimilarity coeficient  ∈ [0, ∞) by  = − ln RV. Applying the
transformation to (
          <xref ref-type="bibr" rid="ref2">2</xref>
          ), taking into account the previous definitions and performing direct, down-to-earth
algebraic operations finally yields the following exact decomposition for the dissimilarity
between character networks  and :
 =
        </p>
        <p>− ln RV
comp⏟osite dissimilarity
⏞
=</p>
        <p>
          1
adjuste−⏟d dilsnsimRi⏞laVritℎy ℎ dissimilarit y−⏟be2twelenn⏞character weights rela−⏟tive2displner⏞siΓon,book
(
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
where
∙ the "compromise" RV coeficient, RVℎ, defined as
        </p>
        <p>RVℎ = √︁</p>
        <p>
          trace(ℎℎ)
trace(ℎ2)trace(ℎ2)
∈ [0, 1]
is a normalized measure of the centroid correction occurring in (
          <xref ref-type="bibr" rid="ref4">4</xref>
          ). It reflects a
"polarization efect" due to centroid change x¯f → x¯h and x¯f → x¯h, since the overall dispersions
 and  are bound to vary when the reference point is moved to from the centroid
configuration. Its magnitude is expected to be small since main common characters (i.e.
those with large compromise weights h) are precisely the most frequent in both versions
 and .
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. The case study</title>
      <p>The Lion, the Witch and the Wardrobe was the second of the seven novels of the The Chronicles of
Narnia, written by C. S. Lewis in 1950, and adapted into a film directed by A. Adamson released
in 2005 (figure 4).</p>
      <p>After semi-manual annotation of all named entities throughout the book and the movie script
with the module charnetto [7], then gathered into groups of aliases, a list of 37 distinct characters
were identified:
∙ 16 characters are common to the book and the movie
∙ 8 characters occur in the book only
∙ 13 characters occur in the movie only.</p>
      <p>For each work, we defined the edge weights as the cross-count matrix  = "number of
co-occurrences of characters  and  within a window of 5 paragraphs" (each paragraph being
delimited by a line break), with  = 0 (see figure 4). Similarly, the character weights were, for
a given work, simply defined as  = ∙ /∙ . Figure 4 depicts the corresponding networks.</p>
      <p>The cross-count matrices C permit to compute commute-time distances (section 2.1.1) and
difusive distances (section 2.1.2). Weighted MDS (section 2.2) allows to extract in turn character
coordinates, as depicted in figure 6.</p>
      <p>
        In the present study, the centroids of configurations (f, D) and (f, D) are located at
the origin by construction, while the first coordinates of the centroids of (h, D) and (h, D)
are (¯ℎ, ¯ℎ) = (0.002, 0.004), respectively (¯ℎ, ¯ℎ) = (− 0.0007, − 0.005), and fairly close to
the origin: ℎ = 5.6 · 10− 5, respectively ℎ = 4.0 · 10− 5. As a consequence, the terms
  in (
        <xref ref-type="bibr" rid="ref5">5</xref>
        ) and  in (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) are small.
      </p>
      <p>
        The generalized coeficient RV defined in (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) (with difering weights) and the compromise
coeficient RVℎ defined in (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) turn out to be
In both cases, the magnitude of the term   in (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ), is negligible in comparison to
trace(KℎKℎ). Also, (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) reads here (in order)
Adam
      </p>
      <p>Lilith</p>
      <p>White FWoxitch</p>
      <p>Peter FathMeraCughrriismtmas
iit.radeen720=% .00MargaBreeItvtyy PMrorfess.sMoarcrSeaudysanELGMidAaunrtms.RMcoutThmleraubyulemnbnuMfnidnrMsu.srB.eBaveearver
ilapn Jadis
,x2e .-02
tfr
o
c
a</p>
      <p>BaSccilheunsus
-0.2
-0.1 0.0 0.1
factor 1, explained inertia= 38.4%
0.2
for the difusive distances, and
for the commute-time distances.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>Representing the relations between characters of a work as a weighted Euclidean configuration
(f , D) arguably constitutes an instance of very distant reading, but not more distant than the
usual representation by a weighted network. In both cases, the underlying dyadic formalism
(i.e. based upon character pairs) could, and maybe should, be extended to -adic formalism,
taking into account the simultaneous co-occurrences of  = 0, 1, 2, 3, . . . characters (cliques).
Also, the simple co-occurrence relation is in itself particularly rudimentary, yet surprisingly
eficient as attested in many applications of Data Analysis, Natural Language Processing and
Machine Learning.</p>
      <p>
        On the one hand, we recognize that the mathematical requirements needed to appreciate
(or not) the present proposal may distress some amateurs of character networks. Also, a fully
convincing literary interpretation of the various terms in decomposition (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) is yet to establish.
Furthermore, obtaining a single index (such as RV = 0.113) is neither terribly enlightening
nor helpful. Comparing more than two character networks is more satisfactory, but multiple
versions of character networks are alas rare.
      </p>
      <p>On the other hand, quantifying the dissimilarity between two networks cannot ignore
mathematical issues, and the proposed formalism permits to propose a procedure which can be made
fully automatic, and yields dissimilarities which can be shown to be metric, namely such that
 ≤  +  (triangle inequality) for three versions ,  and . Also, the exact
decomposition permits a detailed, systematically comparable, analysis of sources of (dis)similarities
between two character networks.</p>
      <p>More generally, the present formalism may contribute to better anchor the study of character
networks into mainstream Data Analysis, and draw attention to otherwise overlooked
phenomena: for instance, the weights similarity index  can be related to the Chernof information
occurring in the Neyman-Pearson statistical testing framework [see e.g. 8]; dealing with distinct
distributions on the same objects endowed with pair distances evokes Optimal Transportation
theory, together with as the possible involving of the earth mover’s distance [see e.g. 9, 10]
in comparing two character networks; finally, the quantities Γ and Γ, which can exceed
or be inferior to one, should be interpreted as indicators of the diversity loss entailed by the
disappearance of -specific characters in the compromise weighting, or, to the contrary, as a
diversity gain reflecting distinct emphasis and specificity between two variants  and . But,
as demonstrated in the case study, such a behaviour turns out to depend on the choice of the
character dissimilarities D, whose suitability from a more literary perspective should certainly
be further investigated in future developments.</p>
    </sec>
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