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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Italian Conference on Big Data and Data Science, September</journal-title>
      </journal-title-group>
      <issn pub-type="ppub">1613-0073</issn>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Recognition from Voice and Video Signals</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Paola Barra</string-name>
          <email>paola.barra@uniparthenope.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zied Mnasri</string-name>
          <email>zmnasri@unior.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Danilo Greco</string-name>
          <email>danilo.greco@uniparthenope.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DAAM, University of Naples L'Orientale.</institution>
          <addr-line>Naples</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>DIST, University of Naples Parthenope.</institution>
          <addr-line>Naples</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>DiSEGIM, University of Naples Parthenope.</institution>
          <addr-line>Naples</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2023</year>
      </pub-date>
      <volume>1</volume>
      <fpage>1</fpage>
      <lpage>13</lpage>
      <abstract>
        <p>A promising area of research and development that can significantly increase the eficacy and accuracy of mental health assessments is using artificial intelligence (AI) and machine learning algorithms to analyse voice and facial expressions simultaneously in a video stream. More studies are required to completely comprehend the capabilities and limitations of these technologies and guarantee their ethical and efective usage in clinical settings. Collaborative robots (cobots) can potentially change how mental evaluations of autistic children are approached completely. ChatGPT is an efective language model that can understand and produce human-like text. When used in conjunction with the Cobot, this technology enables children with autism to interact and communicate in a way that is natural to them. In this article, we introduce a novel method for analysing emotional detection using voice analysis and facial recognition that has been tested on the IEMOCAP database. The outcomes session, which illustrates the tool's potential use in healthcare, concludes the paper. emotion recognition, spoken language, deep learning, convolutional neural network, web-shaped model In the field of digital health, there has been extensive research on emotion recognition utilising spoken language and facial expressions [1, 2]. Deep learning techniques are also included among the strategies involved to solve this problem[3]: it is possible to train convolutional neural networks (CNN) on large collections of photos with the proper emotions labelled on them and subsequently recognize picture patterns associated with emotions [4]. Furthermore, recurrent neural networks (RNN) can be used to analyze audio data for spoken words [5]. An assortment of audio recordings that have each been given a diferent emotion can be used to train the RNN. The network can then develop the ability to identify audio data patterns that represent various emotional states. The CNN and RNN can both be trained independently ∗Corresponding author. †These authors contributed equally.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>CEUR
ceur-ws.org</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>
        (D. Greco)
CEUR
Workshop
Proceedings
before being integrated into a single model that can identify emotions through both spoken and
facial expressions. To distinguish emotions from spoken language and facial expressions, other
deep learning model types, such as long short-term memory (LSTM) networks or transformers,
can also be utilised[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The decision around the model to be employed will depend on the
specific characteristics of the data. In this paper, we present a novel approach[
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ] to recognize
emotions from speech and images coming from a video data set. The simultaneous analysis of
voice and facial expressions in a video stream presents a promising field to improve the eficacy
and accuracy of mental health assessments. The experiments were performed on the IEMOCAP1
dataset which provides video and audio labelled by time interval with related emotions. More
research is necessary to fully understand the potential and constraints of these technologies[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ],
as well as to ensure their efective and moral application in therapeutic contexts. Compared
with more conventional robotic systems, Cobots, or collaborative robots, have a number of
advantages as: they can be configured to communicate with children in a fun and relational way;
they can be trained to interact with children in interesting and reassuring ways; cobots can do
things such as point to objects or make certain movements, which can help engage children and
provide a more thorough assessment of their abilities. The way mental assessments of autistic
children are performed could change completely through the interaction between ChatGPT and
Cobots. The use of these cutting-edge technologies could ofer a more efective and eficient
way to assess and understand the needs of these children, A system that integrates language and
picture analysis with patient contact with robots to evaluate their social and communication
skills might be developed to research autistic pathophysiology. The system might engage
with patients (children) via voice and facial-recognition-equipped Cobots while gathering data
on their feelings and behaviours. In order to spot any irregularities in communication and
emotional expression, the system could also evaluate the voices and facial expressions of the
patients. The severity of the condition might be determined using this research data, and more
individualized and focused therapy interventions could be created.
      </p>
    </sec>
    <sec id="sec-3">
      <title>2. Related works</title>
      <p>
        Audio-visual emotion recognition has been recently reviewed in several survey publications, e.g.
[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], that examine experimental methods for multimodal emotion recognition. Methods used
for audio-visual emotion recognition can be categorized into three main families: a) generative
methods, b) supervised learning and c) unsupervised learning.
      </p>
      <sec id="sec-3-1">
        <title>2.1. Generative modeling</title>
        <p>
          Mainly using Bayesian models, where each emotion category is modelled by a GMM/HMM. For
instance, in order to fuse numerous signals for an Error-Weighted Classifier (EWC), [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] adopted
a Bayesian framework to blend empirical evidence with previous assumptions. An HMM was
trained for each emotional phonetic category in the voice modality. In the face modality, the
GMM trained for each emotion without having access to visual information models the top
face, while HMMs trained for each emotional visual information model the bottom face. In
order to properly integrate diferent modalities, the weighted total of the individual judgments
was merged after investigating their contributions, which were determined using the confusion
matrices of each classifier.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>2.2. Supervised learning</title>
        <p>
          Supervised learning is definitely the most used for several years for emotion recognition in
conversational speech, either from audio or video. For instance, [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] reported that:
• By taking into account the speaker information of the target utterance and additionally
modelling self and inter-speaker emotional efect with a hierarchical multi-stage RNN
with attention mechanism, DialogueRNN [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] seeks to resolve this issue.
• By utilizing quantum theory and RNN-LSTM, the necessity to understand inter-speaker
interdependence for emotion recognition in conversational speech is addressed and
modelled in [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ].
• Interaction-Aware Attention Network (IANN), an emotion recognition technique for
conversational speech based on inter-speaker connection modelling, was recently proposed
by [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ], where each speaker is modelled by a unique memory.
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>2.3. Unupervised learning</title>
        <p>
          Unsupervised learning can be useful either for emotion clustering or feature extraction. Emotion
clustering consists in discovering emotion groups which do not necessarily match with unique
labels. For e.g. a cluster grouping ‘excitement’ and ‘anger’ signals may indicate ‘high arousal’,
whereas ‘calm’ and ‘sadness’, when clustered together, indicate ‘low arousal’. Then, such a type
of clustering would be useful in proposing a novel classification of emotions. This track has
been investigated in [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ], where fuzzy clustering helped construct a membership matrix that
shows that diferent emotion categories may share similar valence or arousal characteristics.
On the other hand, unsupervised autoencoders were used by [16] to extract latent features for
speech emotion recognition. An autoencoder is a neural network that approximates the identity
function. However, its interest for this application consists in collecting latent features at the
code layer, which may be more useful than hand-crafted features to characterize speech for the
particular task of comparing the emotional content of speech.
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>3. Materials and methods</title>
      <sec id="sec-4-1">
        <title>3.1. Emotion recognition datasets</title>
        <p>
          They can be classified into three main categories: a) speech emotion datasets, b) facial expression
datasets and c) video and/or multimodal emotion recognition. Most of these datasets use either
spontaneous or acted speech or scenes. The corresponding labels are generally provided either
in a categorical or a dimensional scheme. Categorical labels usually follow either the basic
emotion model proposed by Eckman or Plutchik’s compound model, known also as the wheel
of emotions. On the other hand, the dimensional model represents emotions in a 3-D coordinate
system where each emotion is characterized by a score of i) valence, i.e. positive or negative, ii)
activation, i.e. high or low, and iii) dominance [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ], as illustrated in Fig. 1.
        </p>
        <p>
          Therefore, most emotion recognition datasets are built following either the basic, the
compound or the dimensional model. For instance, speech emotion recognition datasets like
EMO-DB and EMOVO contain every 6 basic emotions plus neutrality [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. However,
multimodal datasets like IEMOCAP [17], CMU-MOSEI, MELD and SEMAINE [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] contain a more
complex labelling system, including both basic emotion categorical labels or scores for the
dimensional axes, either for improvised or acted scenes. For example, in IEMOCAP dataset,
categorical labels and dimensional scores are given by several human evaluators, to yield a
majority voting. More details about state-of-the-art datasets used in speech and multimodal
emotion recognition can be found in [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ].
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>3.2. Speech emotion recognition</title>
        <p>In recent years, a substantial body of research has been conducted on the use of convolutional
neural networks (CNNs) for voice emotion recognition. The complexity and dynamic nature of
speech signals, which are influenced by several elements like speaking style, pronunciation,
and accent, make it dificult to recognize emotions in speech. However, it is also a vital area of
research since emotions are fundamental to communication and their understanding can have a
big impact on a variety of applications, including speech-based human-computer interaction,
afective computing, and mental health diagnostics.</p>
        <sec id="sec-4-2-1">
          <title>3.2.1. Low-level descriptors</title>
          <p>They represent a set of features intentionally designed for speech emotion recognition. Such
features have been selected to form the well-known GeMAPS feature set[18]. This feature set
includes several types of prosodic, acoustic and spectral descriptors, computed at the raw signal
level. Several variants of GeMAPS features are available in OpenSmile toolbox [19], each for a
particular task in afective speech computing. These features were proven to give high afective
speech recognition rates in several challenges, such as Interspeech’09 emotion challenge [20],
Computational Paralinguistics challenge (ComParE) [21]. However, they belong to the paradigm
of explicit feature extraction, whereas novel feature extraction methods are moving towards
the concept of an end-to-end learning process.</p>
        </sec>
        <sec id="sec-4-2-2">
          <title>3.2.2. Feature extraction and classification methods</title>
          <p>
            A more recent technique of feature extraction in speech emotion recognition consists in the
usage of spectrogram images as an implicit representation of the Mel-Frequency Cepstral
Coeficients (MFCCs)[ 22]. A spectrogram is a time-frequency representation of speech signals
that can be used to identify the spectral and temporal aspects of speech, which are significant
markers of emotional state. The collection of MFCCs, on the other hand, is resilient to changes
in speaking style, pronunciation, and accent. They summarize the spectral envelope of speech
signals. The spectrogram can be utilized as input for speech emotion classification in several
ways by a) extracting feature vectors composed of MFCC coeficients and their Δ and Δ-Δ, i.e.
their first and second derivatives; b) feature embedding, usually through learning latent features
collected at the code layer of an autoencoder [
            <xref ref-type="bibr" rid="ref15">15</xref>
            ], or c) presenting the spectrogram image as
raw input to the classifier.
          </p>
          <p>When it comes to using spectrogram images as input, convolutional neural networks (CNN)
are preferred as classifier methods, since they excel in classifying images and they can accurately
identify patterns in the input data. When recognizing emotions in speech, a CNN uses the
spectrogram or MFCCs as input and trains on a sizable dataset of speech signals to learn how
to categorize the emotions. The combination of feature extraction, CNNs, and numerous other
techniques can considerably enhance the precision, robustness, and generalization of emotion
recognition in speech. The absence of significant and diverse datasets, the dificulty of defining
a set of emotions that is consistent, and the impact of numerous confounding variables on
speech signals are just a few of the dificulties the area is now experiencing.</p>
        </sec>
      </sec>
      <sec id="sec-4-3">
        <title>3.3. Facial emotion recognition</title>
        <p>From learning platforms to human-computer and human-robot interaction, facial emotion
recognition (FER) is widely used in a variety of activities. It can also be used as an intrinsic technique
for face recognition issues to produce an expression-free face classifier. Most approaches focus
on building ever-deeper neural networks that regard an expression as a still image or, in certain
cases, as a sequence of succeeding frames that reflect the expression’s temporal component
[23].</p>
        <sec id="sec-4-3-1">
          <title>3.3.1. Feature extraction and classification methods.</title>
          <p>FER usually starts with the extraction of facial features, which is strictly succeeded by an
emotion classification method. This section presents the most recent works that led to the
experimentation of diferent techniques. Methods for feature extraction are mainly divided into
geometric methods and appearance-based methods. In particular, geometric methods focus on
the shape, scale, orientation, and location of the various parts of the face, such as the nose, mouth,
eyes and eyebrows [24]. In this context, Active Shape Model is a feature-matching solution
that focuses on point features and measures several shape variations and a range of adaptive
models on the face [25]. The authors in [26] propose a technique that consists of an estimate
of parameters extracted from the wavelet transform, and then an SVM classifier performs the
emotion classification. In [ 27], oriented gradient histograms (HOG), Gabor, and local binary
pattern (LBP) have been used as feature extractors; subsequently, a simple k-nearest neighbour
(kNN) was used for the classification. The experiments carried out aimed to demonstrate the
efectiveness of these three feature extractors in the FER. The authors in [ 28] propose a system
of FER jointly with the gender and age of the subject to understand how much these afect facial
expressions. The authors used the classic KNN and SVM classifiers and deep learning models
such as CNN and VGG16.</p>
        </sec>
        <sec id="sec-4-3-2">
          <title>3.3.2. Web Shaped Model</title>
          <p>
            The computational cost of the training phase applies to these, which could take hours or days
to complete. This work proposes the Web Shaped Model (WSM), a geometric method to extract
features that can distinguish between various facial emotions. It uses a virtual geometric pattern
resembling a spider’s web drawn on a face. The Web Shaped model was introduced in [
            <xref ref-type="bibr" rid="ref7">7</xref>
            ] to
detect the pose of the face; later, it was also used for the FER [
            <xref ref-type="bibr" rid="ref8">8</xref>
            ]. This method: (1) locates
face landmarks with the Kazemi-Sullivan method[29]; (2) draws the web centred on the nose
landmark; (3) keeps the web with the associated emotion tag. The resulting coding is an array
of how many landmarks fall into each sector of the web. It locates facial regions containing
facial landmarks. Fig. 2 shows an example of this process for an emotion ’neutral’ image. The
resulting encoding varies depending on the choice of the number of concentric circles and radii;
the final array changes its size and content. The web configuration used has 60 rays and 8
concentric circles, resulting in 480 elements in the final coding
          </p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Experiments and results</title>
      <sec id="sec-5-1">
        <title>4.1. Experimental protocol</title>
        <p>An experimental setup has been established to carry out both tasks simultaneously and jointly
in order to evaluate the eficacy of merging spoken language and facial expressions for emotion
recognition. As a result, the following tests were carried out using conversational speech videos
that were either improvised or scripted and were included in the IEMOCAP dataset [17]:</p>
        <p>The combined process is illustrated in Fig. 3, both for facial images and speech emotion
classification.</p>
      </sec>
      <sec id="sec-5-2">
        <title>4.2. Audio classification for speech emotion recognition</title>
        <p>To implement the audio signal classifier, we opted to use spectrogram images as input and
CNNs as classifiers. Thus, no explicit features, such as OpenSmile LLD’s [ 19] were used. The
rationale behind such a choice is simply empirical, based on the performance of each type of
input. Feature extraction and classification are achieved at the frame level, using the following
process:
• Each audio signal, generally corresponding to one uttered sentence, is segmented into
overlapping short frames, of 100 ms each. Actually, such a duration is the minimum that
can carry emotion.
• For each frame, a series of spectrogram images is extracted, applying a short-time Fourier
transform at overlapping windows.
• The spectrogram images are fed into a CNN network, composed of several 2-D
convolutional layers, each followed by a max-pooling layer. The last layer is a 1-D Dense layer
with a softmax activation that returns a classification probability.
• Once all frames belonging to a given sentence are classified, a majority voting is applied
to decide about the sentence’s label.</p>
        <p>The results of this workflow obtained on a separate test set randomly extracted from the
same session of IEMOCAP database used for training are mentioned in Table 1.</p>
      </sec>
      <sec id="sec-5-3">
        <title>4.3. Image classification for face emotion recognition</title>
        <p>For each time interval of the images, the WSM coding from each face was extracted and labelled
with the corresponding emotion. The classifier was then trained and tested with the same
fragments used in audio testing. In previous articles, the spider web has been used only for a
single face, in this work the emotions have been classified by video intervals. Each image in
the video range is classified and the classification is carried out for a single frame. Of all the
predicted classes in the range, the majority voting value is considered to determine the predicted
class in the whole fragment. The classification was done with various known state-of-the-art
classifiers to compare with which we obtained the best performance. The best-performing
classifier is the Random Forest Classifier with the parameters:
• The whole dataset is used to build each tree.
• tree splitting criterion = entropy. This criterion is equivalent to minimizing the
crossentropy and multinomial deviance) between the true labels and the probabilistic
prediction.</p>
        <p>• number of estimators = 1000.</p>
      </sec>
      <sec id="sec-5-4">
        <title>4.4. Discussion</title>
        <p>Results show diferences for each type of input, i.e voice signals and facial images, and for
each category of emotion. Whereas some emotions, like happiness and sadness are pretty well
recognized, either by audio or image classification, other ones are much less recognized. For
instance, audio-based classification presents low recall rates for most emotions, which indicates
high false positive rates. This may be due to the inability of the spectrogram to decorrelate
emotions and voices. Actually, once the CNN is trained on a certain pattern of the spectrogram,
it learns the characteristic spectral coeficients of the voice, and hence, becomes more prone
to recognize the voice than the emotion. In other words, if a voice is frequently labelled as
happy, it would also be labelled so even if the target emotion is diferent. FER results are
highly dependent on the type of images acquired. The emotions of the IEMOCAP dataset
are realistic and include many microexpressions that are unlikely to be captured by cameras
with a framerate lower than 30FPS [30]. The problem in question is of a technical nature and
also justifies the low result of the other class, which is a collection of unidentified emotions.
Otherwise, the general classification trend follows speech recognition in which classic emotions
such as sadness and happiness are quite well classified.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>5. Conclusions</title>
      <p>Multimodal emotion recognition from audio and video channels can open new avenues in mental
health monitoring. Information gathered from the conversation with a Cobot and ChatGPT
can be reviewed in real-time, providing the evaluator with immediate feedback. Since children
with autism often have dificulty taking typical exams that rely on lengthy questionnaires or
standardized exams, this can be extremely useful for them. To explore this avenue, we presented
preliminary results on emotion recognition on the IEMOCAP database, which provides voice
data and video. Experiments demonstrate how separately it is possible to detect this information.
Future experiments may consist in: a) improving the results of emotion recognition by each
type of classifier, b) integrating both classifiers into a single multimodal framework obtained
from the conjunction of both extracted feature sets using data integration with fuzzy methods
[31], and applying visual transformers to introduce recurrent learning.
unsupervised learning approach, Int. J. Comput. Intell. Syst. 14 (1) (2021) 23–35.
[16] S. Rovetta, Z. Mnasri, F. Masulli, Emotional content comparison in speech signal using
feature embedding, Progresses in Artificial Intelligence and Neural Systems (2021) 45–55.
[17] C. Busso, M. Bulut, C.-C. Lee, A. Kazemzadeh, E. Mower, S. Kim, J. N. Chang, S. Lee, S. S.</p>
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